Lead Opinion
Petitioner Olusegun Ogundipe (Ogundipe) was convicted of multiple offenses following a jury trial in the Circuit Court for Washington County.
Whether there is a duty of the trial court to disclose a signed verdict sheet to a defendant or his counsel before the jury is discharged?2
Ogundipe argues that the verdict sheet was a “communication” between the court and the jury, which was required to be disclosed in accordance with Maryland Rule 4 — 326(d).
FACTS AND PROCEDURE
Ogundipe was charged with multiple crimes stemming from his involvement in an incident that occurred on July 23, 2006, in which Jackson Augustin Rodriguez was killed, Tony Perry was seriously injured, and Steven Ramel Broadhead was assaulted.
After a two-day trial, which began on May 13, 2008, the judge instructed the jury concerning its deliberations, as follows:
Alright, ladies and gentlemen of the jury, you will retire to consider your verdict in this matter. As I indicated, there is a verdict sheet that will be given to you. It consists of twelve questions.
Questions One and Two relate to the charges of first and second degree murder of Jackson Rodriguez. Question is: As to the charge of first degree murder of Jackson Augustin Rodriguez, on or about July twenty-three 2006, how do you find the defendant Olusegun Hakeem Ogundipe, guilty or not guilty?
You’re given further instruction then: If your answer to that question would be not guilty, then I would ask you to consider Question Number Two, which is second degree murder of Jackson Rodriguez.
After you have done that, then Question[s] Three and Four relate to the attempted first and second degree murder of Tony Perry. You would consider first degree murder. If your answer to that would be not guilty then you would consider attempted second degree murder of Tony Perry.
Questions Five and Six relate to the first degree assault of Jackson Augustin Rodriguez. Using the same means of analysis, Questions Seven and Eight relate to the first and second degree assault of Tony Perry. And Questions Nine and Ten relate to the first and second degree assault of Steven Broadhead.
Question Eleven relates to the charge of the use of a handgun in the commission of a crime of violence. I would ask you to once again consider the instructions that were given. Before you consider that question and the last question is as to the charge of wearing and carrying and transporting a handgun. How do you find the defendant, guilty or not guilty?
Once again, I would remind you that your decision must be unanimous. In other words, all twelve of you must agree.
Two hours after the jury retired to deliberate, the court reconvened, and the following discourse took place:
The Court: Alright, the defendant is present. Please bring the jury in.
(The jury returns to the jury box.)
Alright, the jury is present. The defendant and counsel are present. It’smy understanding the jury has reached a verdict. Is that correct?
Foreman: Yes, sir.
The Court: Okay. Mr. Clerk, if you would take the verdict of the jury, please.
Clerk: Yes, sir. Ladies and gentlemen of the jury, are you agreed as to your verdict? If so, please answer, “We are.”
Jury: We are.
Clerk: Who shall say for you?
Jury: Our foreman.
Clerk: Please stand. As to the charge of first degree murder of Jackson Augustin Rodriguez ... how do you find the defendant ... guilty or not guilty?
Foreman: Guilty[.]
Clerk: As to the charge of attempted first degree murder of Tony Perry ... how do you find the defendant ... guilty or not guilty?
Foreman: Guilty[.]
Clerk: As to the charge of first degree assault of Jackson Augustin Rodriguez ... how do you find the defendant ... guilty or not guilty?
Foreman: Not guilty.
Clerk: As to the charge of second degree assault of Jackson Augustin Rodriguez ... how do you find the defendant ... guilty or not guilty?
Foreman: Not guilty.
Clerk: As to the charge of first degree assault of Tony Perry ... how do you find the defendant ... guilty or not guilty?
Foreman: Guilty[.]
Clerk: As to the charge of use of a handgun in the commission of a crime of violence ... how do you find the defendant ... guilty or not guilty?
Foreman: Guiltyf.]
Clerk: As to the charge of wearing, carrying and transporting a handgun ... how do you find the defendant ... guilty or not guilty?
Foreman: Guilty.
After the foreman [announced] the jury’s verdict, the clerk of the court hearkened the verdict. The clerk stated:
Ladies and gentlemen of the jury, hearken your verdict as the Court hath recorded it. Your foreman saith that Olusegun Hakeem Ogundipe is guilty of first degree murder of Jackson Augustin Rodriguez on or about July 23, 2006. That Olusegun Hakeem Ogundipe is guilty of attempted first degree murder of Tony Perry on or about July 23, 2006. That Olusegun Hakeem Ogundipe is not guilty of first degree assault of Jackson Augustin Rodriguez on or about July 23, 2006.
That Olusegun Hakeem Ogundipe is not guilty of second degree assault of Jackson Augustin Rodriguez on or about July 23, 2006. And Olusegun Hakeem Ogundipe is guilty of first degree assault of Tony Perry on or about July 23, 2006. That Olusegun Hakeem Ogundipe is guilty of first degree assault of Steven Ramel Broadhead on or about July 23, 2006. That Olusegun Hakeem Ogundipe is guilty of the charge of use of a handgun in the commission of a crime of violence on or about July 23, 2006. And that Olusegun Hakeem Ogundipe is guilty of wearing, carrying and transporting a handgun on or about July 23, 2006.
And so say you all? If so, please answer, “We do.”
After the jury replied, “We do,” Ogundipe’s counsel requested that the jury be polled. Each juror was asked individually, “[I]s this your individual verdict?” Each responded, “Yes.”
Once the verdict was announced orally, and the jury was polled and hearkened, the verdict was recorded. Following trial, defense counsel obtained the completed verdict sheet, which listed the charges and the corresponding verdicts:
Question Number Question or Instruction Verdict
1 [First degree murder of Rodriguez] -x — GUILTY_NOT GUILTY
If your answer to Question 1 is not guilty, please consider Question 2. If your answer to Question 1 is guilty, please answer Question 3.
2 [Second degree murder of Rodri- _GUILTY -x — NOT GUILTY guez]
3 [Attempted first degree murder of -x — GUILTY_NOT GUILTY Perry]
If your answer to Question 3 is not guilty, please consider Question 4. If your answer to Question 3 is guilty, please answer Question 5.
4 [Attempted second degree murder _GUILTY -x — NOT GUILTY of Perry]
5 [First degree assault of Rodriguez] _GUILTY -x — NOT GUILTY
If your answer to Question 5 is not guilty, please consider Question 6. If your answer to Question 5 is guilty, please answer Question 7.
6 [Second degree assault of Rodri- _GUILTY -x — NOT GUILTY guez]
7 LFirst degree assault of Perry] -x — GUILTY_NOT GUILTY
If your answer to Question 7 is not guilty, please consider Question 8. If your answer to Question 7 is guilty, please answer Question 9.
8 [Second degree assault of Perry] _GUILTY-x — NOT GUILTY
9 [First degree assault of Broadhead] -x — GUILTY_NOT GUILTY
If your answer to Question 9 is not guilty, please consider Question 10. If your answer to Question 9 is guilty, please answer Question 11.
10 [Second degree assault of Broad- _GUILTY -x — NOT GUILTY head]
11 [Use of a handgun in commission of -x- — GUILTY_NOT GUILTY a crime of violence]
12 [Wearing, carrying, and transport- -x — GUILTY_NOT GUILTY ing a handgun]
With regard to the issue on review, we focus on Ogundipe’s objection to the contents of the verdict sheet and the failure of the trial court to disclose to counsel the verdict sheet. The trial judge instructed the jury to “consider” the second degree charge if the jury’s answer to the corresponding first degree charge was not guilty. Reinforcing this, the language in the verdict sheet instructed the jury, following the charge of first degree murder of Rodriguez, “If your answer to Question 1 is not guilty, please consider Question 2. If your answer to Question 1 is guilty, please answer Question 3,” where Question 2 asked the jury to determine whether the defendant was guilty of second degree murder, and Question 3 asked about a separate charge. The same language was employed for the charges of first degree murder of Perry and the first degree assaults of Rodriguez, Perry, and Broadhead. This instruction implies that if the jury finds the defendant guilty of the charge in the first degree, the jury should skip the next question, containing the same charge in the second degree, and should presumably leave that question
The jury did not follow verbatim the trial judge’s instructions on how to utilize the verdict sheet; rather than leaving the second degree offenses blank when it determined that Ogundipe was guilty of the first degree offenses, the jury instead checked the boxes marked “NOT GUILTY.” For example, the jury found Ogundipe guilty of the offense listed in Question 1, first degree murder of Rodriguez. Rather than leaving Question 2, second degree murder of Rodriguez, blank, the jury instead checked the box marked “NOT GUILTY.” Pursuant to the instructions, however, the clerk did not ask the foreperson to recite the jury verdict for Questions 2, 4, 8, or 10, which contained the lesser included offenses for which the jury found Ogundipe guilty of the greater offenses. Ogundipe appealed the verdict to the Court of Special Appeals, arguing that the trial judge erred in not reading the verdicts for the lesser included offenses and that the verdict sheet constituted an inconsistent verdict. Ogundipe,
The Court of Special Appeals affirmed the jury’s verdict and held:
The clerk of the court was following the directions of the circuit court by skipping the second degree questions after the jury announced that the defendant was guilty of the charges in the first degree. Once the jury found the defendant guilty of the crimes in the first degree, there was no reason to consider the second degree charges as they legally merged with the greater charges.
Ogundipe,
Ogundipe argued, in the alternative, that the verdict sheet was a “communication” under Rule 4 — 326(d), and he therefore asserted that the Circuit Court erred in failing to disclose the contents of the verdict sheet. The Court of Special Appeals stated that whether Rule 4-326(d) applies to a jury verdict sheet “appears to be a question of first impression.” Ogundipe,
does not require the judge to review the verdict sheet or to show the verdict sheet to the defendant at any time during the return of the verdict. Moreover, the jury verdict sheet is not a “communication” from the jury to the court seeking a response by the court. Itspurpose is to facilitate the deliberations of the jury.
Ogundipe,
DISCUSSION
The question presented in the petition for writ of certiorari encompasses ..two separate issues. First, in addressing Ogundipe’s claim that there was an inconsistent or confusing verdict, we will discuss whether the signed verdict sheet constituted the jury’s verdict. Second, we will address whether the verdict sheet was a “communication” which was required to be disclosed under Maryland Rule 4-326(d).
In order to determine whether a verdict sheet constitutes the jury’s verdict, we first turn to Jones v. State,
On appeal, Jones argued that the verdict as to the count that was not orally conveyed, polled, or hearkened “should not stand because the jury foreman did not announce the guilty verdict in open court.” Id. We agreed with Jones, reversing the Court of Special Appeals, which held that “substance will prevail over form even if the guilty verdict is not announced[.]” Id. We held that a verdict is not valid until orally conveyed and either polled or hearkened. Jones,
Subsequently, in State v. Santiago,
In the present case, while Ogundipe focuses his argument on whether or not the verdict sheet was a communication, Ogundipe also implies that the verdict sheet itself was the verdict, referring to the verdict sheet as “the ultimate communication,” and arguing that a “large portion of the verdict ... went unspoken and unaddressed[.]” Ogundipe claims that the contents of the verdict sheet constituted “evidence of confusion, inconsistency, and potential acquittal[.]” Ogundipe also maintains that the verdict sheet evidenced an inconsistent verdict, stating that the “verdict sheet shows Petitioner not guilty of lesser included offenses and guilty of the greater offenses as they pertain to each victim in the case.”
The State argues that Ogundipe’s contention that a part of the verdict went unspoken is unavailing because in Maryland “there is no such thing as an ‘unspoken’ verdict.” The State relies on Jones and Santiago, asserting that the verdict, which was “delivered in open court, about which the jury was polled, and to which the jury hearkened,” constitutes the entire verdict, rather than the contents of the verdict sheet. Further, the State contends that the jury did not express “confusion, inconsistency, or ambiguity during the announcement, polling, or hearkening of the verdict.” Thus, the verdict, as announced in open court, was comprised of only those questions that were answered by the foreperson, and the jurors were hearkened and polled in accordance with Jones.
Although this Court has not had occasion to specifically determine whether the verdict sheet itself constitutes the verdict of the jury, other jurisdictions have grappled with this exact issue and have determined that it does not. For example, two cases decided by the Appellate Division of the Supreme Court of New York are directly on point. In People v. Clark,
had no sua sponte obligation to inform [the] defendant that the verdict sheet, contrary to the court’s instructions, also contained a notation by the jury indicating a proposed not guilty verdict on the lesser included offense of second-degreeassault. A verdict sheet is neither a verdict nor a substantive communication from the jury.
Boatwright,
Therefore, although this Court has not previously determined the precise issue presented by Ogundipe for review, we are persuaded by the logic of other courts on the matter, and we believe that Jones and Santiago support the holding that the contents of the verdict sheet do not constitute the jury’s verdict. We agree with the Court of Special Appeals “that the verdict sheet itself is a tool for the jury to utilize in deciding its verdict but it does not constitute the verdict.” Ogundipe,
Ogundipe, in effect, is asking, if a jury is directed by the court not to answer a question related to the second degree of a crime when the jury finds the defendant guilty of that crime in the first degree, is the clerk of the court required to ask the jury for its answer to those questions once the jury announces, in open court, that it finds the defendant guilty of the crimes in the first degree? In our view, the answer is, “No.” The clerk of the court was following the directions of the circuit court by skipping the second degree questions after the jury announced that the defendant was guilty of the charges in the first degree. Once the jury found the defendant guilty of the crimes in the first degree, there was no reason to consider the second degree charges as they legally merged with the greater charges.
Ogundipe,
The verdict sheet also did not evidence any confusion by the jury as to the charges. The instructions directed the jury to “consider” the second degree offense if the jurors found the defendant not guilty of the corresponding first degree offense, but the instructions did not specifically direct the jurors to skip the question entirely if they found the defendant guilty of the greater offense. The jury’s marking of “not guilty” for the second degree charges, for which the jury found Ogundipe guilty of the corresponding first degree charges, emphasized the jury’s intent to convict Ogundipe of the greater offenses. Nonetheless, the courtroom clerk acted properly and in accordance with the judge’s instructions by skipping Questions 2, 4, 8, and 10, relating to those corresponding lesser included offenses, and by reading aloud only that the jury found Ogundipe guilty of the greater offenses. Finally, had the jurors intended a different result, they could have made their objections known during the polling or hearkening.
Now that we have determined that the verdict sheet itself is not the verdict, we must address whether the verdict sheet is instead a communication within the purview of Maryland Rule 4 — 326(d) that should have been disclosed. We shall hold that a verdict sheet is not a “communication” within the plain meaning and intent of the law, and therefore the trial judge did not err in failing to disclose the contents of the verdict sheet.
In order to determine whether a verdict sheet is the type of communication contemplated by Rule 4-326(d), “we look
We have held consistently that, pursuant to Rule 4-326(d), a court must disclose “any communication from the jury pertaining to the action.” The purpose of this Rule is to provide “an opportunity for input in designing an appropriate response to each question in order to assure fairness and avoid error.” Perez,
Ogundipe argues that he was denied the right to be present at every stage of the trial. Ogundipe claims that he was not “present” for the verdict because he did not have knowledge of the contents of the verdict sheet; he therefore concludes that a “large portion of the verdict ... went unspoken and unaddressed[.]” Ogundipe contends that if he “had the knowledge that there were not guilty findings for lesser included offenses, his counsel could have requested the trial court not to accept the verdict and to send the jury back for further deliberation, or asked for other action to protect [his] rights.” Ogundipe also argues that the Court of Special Appeals “ignored the plain reading of Rule 4-326,” under which, in his view, a verdict sheet would be considered a communication that must be disclosed by the court. Ogundipe faults the intermediate appellate court for relying on Rule 4-327 in outlining the procedure for returning a jury verdict, arguing that the court should only have evaluated whether the verdict sheet was a communication under Rule 4-326.
The State counters that Ogundipe’s contention that the verdict sheet was a communication is “without merit” because the “verdict sheet is not the type of communication contemplated by [the plain language of] Rule 4-326(d).” The State presents two reasons supporting its conclusion that verdict sheets are not within the purview of Rule 4-326. First, the State asserts that the language of the Rule requires the court to notify the parties upon receipt of a communication, which implies that the parties would likely be otherwise unaware of the communication. According to the State, however, the submission of a verdict sheet “is done in open court, in the presence
In the present case, the plain language of Rule 4-326(d) compels the conclusion that the verdict sheet is not the type of communication contemplated by the Rule. In accordance with Briggs, we will not construe the Rule with forced or subtle interpretations that extend its application. See Briggs,
Additionally, Ogundipe’s reliance on Denicolis to support his contention that the verdict sheet is a communication that should have been disclosed is misplaced. Although Denicolis does emphasize the importance of Rule 4-326 and clearly requires disclosure of any communication between the jury and the court, the case does not support the claim that a verdict sheet is a communication. Rather, a closer reading of Denicolis reveals that a verdict sheet is not a “communication” as contemplated by the Rule. First, Denicolis applies the Rule to any communications received “until [the jury] reaches a verdict or is discharged[.]” Denicolis,
JUDGMENT OF THE COURT OF SPECIAL APPEALS IS AFFIRMED. PETITIONER TO PAY THE COSTS.
BELL, C.J., dissents.
Notes
. Ogundipe was convicted by a jury of first degree murder, attempted first degree murder, two counts of first degree assault, use of a handgun in the commission of a crime of violence, and wearing, carrying, and transporting a handgun.
. The question presented in the petition for writ of certiorari was as follows:
Whether there is a duty of the trial court to disclose a signed verdict sheet to a defendant or his counsel before the jury is discharged when that verdict sheet has been completed in violation of the trial court’s instructions, which verdict sheet evidences an inconsistent verdict, confusion and/or possible acquittal, and which verdict sheet was only partially covered during oral pronouncement of the verdict by the jury?
The second portion of the question presented in the petition for writ of certiorari assumes that the verdict sheet was completed in error and that it evidences an inconsistent verdict. The Court of Special Appeals did not adopt these factual arguments in its determination of the legal issues presented, and we decline to do so as well.
. Rule 4-326(d) states:
Communications with jury. The court shall notify the defendant and the State’s Attorney of the receipt of any communication from the jury pertaining to the action as promptly as practicable and in any event before responding to the communication. All such communications between the court and the jury shall be on the record in open court or shall be in writing and filed in the action. The clerk or the court shall note on a written communication the date and time it was received from the jury.
. Ogundipe was charged with first and second degree murder and first and second degree assault of Jackson Augustin Rodriguez; attempted first and second degree murder and first and second degree assault of Tony Perry; first and second degree assault of Steven Ramel Broad-head; use of a handgun in the commission of a crime of violence; wearing, carrying, and transporting a handgun; and felon in possession of a firearm.
. Rule 4-327 provides, in pertinent part:
(a) Return. The verdict of a jury shall be unanimous and shall be returned in open court.
* * * * * *
(d) Two or more counts. When there are two or more counts, the jury may return a verdict with respect to a count as to which it has agreed, and any count as to which the jury cannot agree may be tried again.
(e) Poll of jury. On request of a party or on the court’s own initiative, the jury shall be polled after it has returned a verdict and before it is discharged. If the sworn jurors do not unanimously concur in the verdict, the court may direct the jury to retire for further deliberation, or may discharge the jury if satisfied that a unanimous verdict cannot be reached.
. Current Md. Rule 4 — 326(d) was previously Md. Rule 4-326(c). Md. Rule 4-326 was amended, effective in 2003, to include a new section (a) and was re-designated accordingly.
Dissenting Opinion
dissenting.
I.
This case presents the question whether the communications referenced in Md. Rule 4-326(d),
A jury sitting in the Circuit Court for Washington County found the petitioner, Olusegun Ogundipe, guilty of first degree murder, attempted first degree murder, two counts of first degree assault, use of a handgun during the commission of a crime of violence, and wearing, carrying, and transporting a handgun. The instructions given the jury and the circumstances surrounding the taking of its verdict provide the predicate for the issue this Court must resolve. To assist it in its deliberations and to record its verdict, the jury was given a verdict sheet containing twelve questions. In his instructions to the jury, the trial judge explained the composition of the verdict sheet and related the twelve questions to the charges against the petitioner, and addressed the consequences of the answer on other questions and charges. Thus, in that regard, the jury was instructed:
“Questions One and Two relate to the charges of first and second degree murder of Jackson Rodriguez. Question One is: As to the charge of first degree murder of Jackson Augustin Rodriguez, on or about July twenty-three 2006, how do you find the defendant Olusegun Hakeem Ogundipe, guilty or not guilty?
“You’re given further instruction then: If your answer to that question would be not guilty, then I would ask you to consider Question Number Two, which is second degree murder of Jackson Rodriguez.
“After you have done that, then Question Three and Four relate to the attempted first and second degree murder of Tony Perry. You would consider first degree murder. If your answer to that would be not guilty then you would consider attempted second degree murder of Tony Perry.
“Questions Five and Six relate to the first degree assault of Jackson Rodriguez. Using the same means of analysis, Questions Seven and Eight relate to the first and second degree assault of Tony Perry. And Questions Nine and Ten relate to the first and second degree assault of Steven Broadhead.
“Question Eleven relates to the charge of the use of a handgun in the commission of a crime of violence. I would ask you to once again consider the instructions that were given. Before you consider that question and the last question is as to the charge of wearing and carrying and transporting a handgun. How do you find the defendant, guilty or not guilty?
“Once again, I would remind you that your decision must be unanimous. In other words, all twelve of you must agree.”
Notwithstanding these detailed instructions, the verdict sheet was completed inconsistently with the instructions, suggesting, if not reflecting, a misunderstanding of those instructions. With respect to the charges of first degree murder, first degree assault, use of a handgun in commission of a crime of violence, and wearing, carrying and transporting a handgun, the jury answered “guilty.” Contrary to the court’s instructions, however, it went on to answer, “not guilty,” to the subsequent questions addressing second degree murder, and second degree assault, lesser degrees of two of the above offenses.
Thereafter, with the defendant present, the verdict was taken, as required by Maryland Rule 4-327,
“The Court: Okay. Mr. Clerk, if you would take the verdict of the jury, please.
“Clerk: Yes, sir. Ladies and gentlemen of the jury, are you agreed as to your verdict? If so, please answer, “We are.”
“Jury: We are.
“Clerk: Who shall say for you?
“Jury: Our foreman.
“Clerk: Please stand. As to the charge of first degree murder of Jackson Austin Rodriguez ... how do you find the defendant ... guilty or not guilty?
“Foreman: Guilty.
“Clerk: As to the charge of attempted first degree murder of Tony Perry ... how do you find the defendant ... guilty or not guilty?
“Foreman: Guilty.
“Clerk: As to the charge of first degree assault of Jackson Austin Rodriguez ... how do you find the defendant ... guilty or not guilty?
“Foreman: Not guilty.
“Clerk: As to the charge of second degree assault of Jackson Austin Rodriguez ... how do you find the defendant ... guilty or not guilty?
“Foreman: Not guilty.
“Clerk: As to the charge of first degree assault of Tony Perry ... how do you find the defendant ... guilty or not guilty?
“Foreman: Guilty.
“Clerk: As to the charge of use of a handgun in the commission of a crime of violence ... how do you find the defendant ... guilty or not guilty?
“Foreman: Guilty.
“Clerk: As to the charge of wearing, carrying and transporting a handgun ... guilty or not guilty?
“Foreman: Guilty.”
Ogundipe v. State,
“Ladies and gentlemen of the jury, hearken your verdict as the Court hath recorded it. Your foreman saith that Olusegun Hakeem Ogundipe is guilty of first degree murder of Jackson Augustin Rodriguez on or about July 23, 2006. That Olusegun Hakeem Ogundipe is guilty of attempted first degree murder of Tony Perry on or about July 23, 2006. That Olusegun Hakeem Ogundipe is not guilty of first degree assault of Jackson Augustin Rodriguez on or about July 23, 2006.
“That Olusegun Hakeem Ogundipe is not guilty of second degree assault of Jackson Augutin Rodriguez on or about July 23, 2006. And Olusegun Hakeem Ogundipe is guilty of first degree assault of Tony Perry on or about July 23, 2006. That Olusegun Hakeem Ogundipe is guilty of first degree assault of Steven Ramel Broadhead on or about July 23, 2006. That Olusegun Hakeem Ogundipe is guilty of the charge of use of a handgun in the commission of a crime of violence on or about July 23, 2006. And that Olusegun Hakeem Ogundipe is guilty of wearing, carrying and transportinga handgun on or about July 23, 2006.
“And so say you all? If so, please answer, “We do.”
Id.,
The petitioner learned of the inconsistencies on the verdict sheet days after the trial, id., whereupon, after filing a motion for modification which was held sub-curia by the trial court, he challenged the verdict, in particular, the process by which the verdict was taken. He argued that the verdict sheet constituted a “communication,” within the meaning of Rule 4-326(d), which, therefore, was required to be disclosed to counsel. The trial court disagreed, as did the Court of Special Appeals, to which the petitioner noted an appeal. The intermediate appellate court held that the presiding trial judge is neither required “to review the verdict sheet, [n]or to show the verdict sheet to the defendant during the return of the verdict,” and further, that “the jury sheet is not a ‘communication’ from the jury to the court seeking a response by the court.” Ogundipe,
The majority affirms the decision of the Court of Special Appeals. Ogundipe, 61-62,
II.
The question before us for resolution is:
“Whether there is a duty of the trial court to disclose a signed verdict sheet to a defendant or his counsel before the jury is discharged when that verdict sheet has been completed in violation of the trial court’s instructions, which verdict sheet evidences an inconsistent verdict, confusion and/or possible acquittal, and which verdict sheet was only partially covered during oral pronouncement of the verdict by the jury?”
As a threshold matter, the majority elects to address only that portion of the question that asks whether disclosure is required. 60,
Turning first to the question of the nature of a verdict sheet, we look for guidance, first, to the language of Maryland Rule 4-326(d). It provides:
“The court shall notify the defendant and the State’s Attorney of the receipt of any communication from the jury pertaining to the action as promptly as practicable and in any event before responding to the communication. All such communications between the court and the jury shall be on the record in open court or shall be in writing and filed in the action. The clerk or the court shall note on a written communication the date and time it was received from the jury.”
In construing a court rule, as in the case of a statute, see Pickett v. Sears, Roebuck & Co.,
Rule 4-326(d) references “any communication received from the jury pertaining to the action.” It requires, without further defining “communication” or making any exception, that such communications be disclosed to counsel “as promptly as practicable and in any event before responding to the communication.” To decide whether a jury verdict comes within the Rule, it is necessary, therefore, that we determine the meaning of “communication,” and “pertains.” Looking to the ordinary usage of the language in question, as we are instructed by the canons of construction to do, Kushell, supra, we find that the Merriam-Webster Dictionary defines a “communication” as “information communicated”; “a verbal or written message.” Merriam-Webster Dictionary 100 (3d ed. 2005). To “communicate”, according to Merriam-Webster, is “to convey knowledge of or information about: make known.” Id.
The word, “pertain”, as it is used in Rule 4-326(d), is defined in the Merriam-Webster dictionary as, “to have reference.” Id. at 370,
A verdict sheet, containing the jury’s findings, albeit required by, and in response to, the court’s instructions, on its face, is a communication and it very clearly pertains to the case. It is the encapsulation, in written form, of the result of the jury’s deliberations. Specifically, it apprises the court of the jury’s findings, following deliberations, on the factual issues of a case, to be subsequently announced in open court. See Black’s Law Dictionary 1696 (9th ed. 2009). The jury verdict indubitably “convey[s] knowledge of or information about” the case and the jury’s findings, Merriam-Webster, supra; it “makes known” those findings. Id. Rule 4-326(d) does not limit or even address how, by whom, or with what purpose a “communication” may be initiated. Indeed, and therefore, it clearly does not exclude jury verdicts. This is clear on the face of the Rule.
Nor does the existence of Rule 4-327, pertaining to jury verdicts, suggest or require a different conclusion. That Rule does not require that verdicts be recorded on verdict sheets, thus creating a separate and distinct communication device for the taking of a verdict. Like Rule 4-326, Rule 4-327 recognizes that the communication of the verdict, like the communication of a jury question, can be oral, in which case it must occur in open court, on the record. The Rule requires only that “[t]he verdict of a jury shall be unanimous and shall be returned in open court.” Rule 4-327(a). And there is, contrary to the majority’s assertion, a response, or several responses, required of the court: polling of the jury, see Rule 4-327(d), hearkening of the verdict and discharge of the jury. To hold that the plain meaning of ‘communication’ does not encompass a verdict sheet requires that we construe Rule 4-326(d) “with forced or subtle interpretations that limit ... its application.” Kushell v. Dep’t of Natural Res.,
We discussed the purpose of the Rule 4-326(d) requirements in Denicolis v. State,
It is not enough simply to be present. The right to be present means nothing, is but a show, if all information is not available to all parties. When the jury verdict is announced in open court orally, the parties are on the same field; they have all the available information.
Furthermore, contrary to what the majority suggests and would be the result of this decision, this right to be present does not expire immediately at the conclusion of the jury’s deliberations; it persists until the jury has been discharged from its duties, after the reading of the verdict in open court, the polling of the jury and the hearkening of the verdict. See Midgett, supra. In Denicolis, supra, we also explained, relying on Stewart,
Our Rule 4-326(d) jurisprudence, thus, demonstrates that the majority’s conclusion that verdict sheets are not “communications” within its contemplation is unfounded, both in light of the plain language of the rule, and the rights it seeks to protect. This is made especially clear upon reviewing the facts of this case where the petitioner’s constitutional and common law right to be present was, in fact, infringed upon by the trial court’s nondisclosure. The record demonstrates that, whether or not the jury misunderstood the detailed instructions provided by the trial court, it answered questions that did not need to be answered and that the court appeared to say did not have to be answered, resulting in inconsistent verdicts, and, thus, logically could be found to be confused. The court’s failure to disclose the verdict sheet, then, and the courtroom clerk’s failure to read the sheet in its entirety, deprived defense counsel of valuable information necessary to the defense of his client and deprived the petitioner of information that gave substance to his right to be present. With the knowledge that the jury failed to comply with the instructions they were provided, the petitioner would have had an opportunity to provide input, including urging the court to take curative measures. The existence of this possibility, alone, is sufficient to call into question whether the petitioner’s rights were safeguarded throughout the trial. Such uncertainties have no place in criminal proceedings, where the freedom and, indeed, the lives of defendants are at stake.
Additionally, whether a verdict sheet constitutes the final verdict of the jury may be an interesting question to be addressed, but it is hardly one that is dispositive of the pivotal question in this case — whether the trial court, upon receipt, was required to disclose the contents of the verdict sheet to the petitioner. Consequently, as we did not grant certiorari on that issue and it is not argued by the petitioner, I believe that it should not have been decided.
The verdict sheet was, in fact, completed in contravention of the trial court’s instructions. The effect and consequence of the jury having done so must be addressed as a part of the Court’s overall analysis. In any event, I do not agree that the intermediate appellate court’s refusal to accept the petitioner’s argument that the verdict sheet was completed in error, as the majority believes, 60,
The majority conflates the issue before this Court, whether a jury verdict sheet is a jury communication, with a related, but irrelevant question, whether a verdict sheet constitutes the actual verdict of a jury. Admitting that the latter issue was not raised by the petitioners and is not one on which we granted “cert,” it justifies its decision to address it by reference to the petitioner’s complaint with regard to the clerk’s failure to read the verdict sheet in its entirety, in which he referred to the verdict sheet as “the ultimate communication,” implying, according to the majority, 70-71,
III.
It is particularly troublesome that the majority fails to sufficiently support its position and, instead, seeks to debunk the notion that a verdict sheet constitutes a communication within the reach of Rule 4r-326(d), with an analysis intended to demonstrate that a verdict sheet is distinguishable from the actual verdict of the jury. I do not undertake to explore that question since, as I have explained, that is not the issue before this Court today. Indeed, even if a verdict sheet is not considered the actual jury verdict, this does not make it any less of a communication which pertains to the action. The majority’s decision to embark upon that line of analysis was, thus, unnecessary, as the issue of distinguishing the verdict sheet from the actual verdict does not, and should not, bear on the conclusion of whether this particular verdict sheet is a communication as contemplated by Rule 4 — 326(d).
I dissent.
. Md. Rule 4-326(d) provides:
"Communications with jury. The court shall notify the defendant and the State’s Attorney of the receipt of any communication from the juiy pertaining to the action as promptly as practicable and in any event before responding to the communication. All such communications between the court and the jury shall be on the record in open court or shall be in writing and filed in the action. The clerk or the court shall note on a written communication the date and time it was received from the jury.”
. Maryland Rule 4-327 states:
(a) Return. The verdict of a jury shall be unanimous and shall be returned in open court.
(b) Sealed verdict. With the consent of all parties, the court may authorize the rendition of a sealed verdict during a temporary adjournment of court. A sealed verdict shall be in writing and shall be signed by each member of the juiy. It shall be sealed in an envelope by the foreperson of the juiy who shall write on the outside of the envelope "Verdict Case No.........” "State of Maryland vs. ....................................." and deliver the envelope to the clerk. The juiy shall not be discharged, but the clerk shall permit the jury to separate until the court is again in session at which time the jury shall be called and the verdict opened and received as other verdicts.
(c) Two or more defendants. When there are two or more defendants, the jury may return a verdict with respect to a defendant as to whom it has agreed and any defendant as to whom the jury cannot agree may be tried again.
(d) Two or more counts. When there are two or more counts, the jury may return a verdict with respect to a count as to which it has agreed, and any count as to which the jury cannot agree may be tried again.
(e) Poll of juiy. On request of a party or on the court's own initiative, the juiy shall be polled after it has returned a verdict and before it is discharged. If the sworn jurors do not unanimously concur in the verdict, the court may direct the juiy to retire for further deliberation, or may discharge the juiy if satisfied that a unanimous verdict cannot be reached.
. The equivalent to this situation in an oral verdict situation would be if the judge or the clerk had been apprised of the unreadiness of a juror, which was not disclosed when the verdict was taken because the juror did not him or herself disclose.
. The verdict sheet was, in fact, completed in contravention of the trial court's instructions. The court instructed the jury:
"If your answer to that question would be not guilty, then I would ask you to consider Question Number Two, which is second degree murder of Jackson Rodriguez.
"After you have done that, then Question Three and Four relate to the attempted first and second degree murder of Tony Perry. You would consider first degree murder. If your answer to that would be not guilty then you would consider attempted second degree murder of Tony Perry.”
It was told to use the same analysis with regard to the assault degrees. If there were a question about this, the ambiguity of the instruction would nevertheless warrant concern and a desire to inquire into why the jury completed the sheet as it did. The effect and consequence of the jury having done so, in any event, was a matter that could, and should, have been addressed during the verdict taking phase of trial.
. In truth, neither was the State. The difference, however, is that the non-disclosure did not, under the circumstances, potentially prejudice the State.
