Lead Opinion
Defendants Oktibbeha County, Sheriff Dolph Bryan in his official capacity, and Dolph Bryan individually appeal from the judgment of the district court in which a jury awarded plaintiff Jesse Oden compensatory and punitive damages for Sheriff Bryan’s failure to promote Oden to chief deputy. We reverse the punitive and compensatory damages against Oktibbeha County and Dolph Bryan individually and affirm the jury’s compensatory damage award against Sheriff Bryan in his official capacity.
I. Facts
In September of 1976, Jesse Oden and George Carrithers joined the Oktibbeha County Sheriffs Department. Oden worked as a part time radio operator, while Carrithers served as a part time jailer. The Department promoted Oden to full time road deputy in 1979. Carrithers received the same rank in 1980.
Sheriff Dolph Bryan dismissed his former chief deputy in 1986. Deputy Oden inquired about the job, but Sheriff Bryan informed him that he would not fill the vacant position. At the same time, Sheriff Bryan assigned Deputy Carrithers to office duties and gave him the title “administrative assistant.” Deputy Oden remained working in the field. In 1997, Sheriff Bryan promoted Deputy Carrithers to chief deputy.
Oden presented evidence at trial showing his seniority, superior law enforcement training, and background in business management. According to Oden, these assets should have ensured his promotion to chief deputy. The defendants argued that the chief deputy position was not a promotion in favor of Deputy Carrithers; rather, the assignment of the chief deputy rank was merely a change in job title. The defendants also claimed that Deputy Oden was unqualified. At the close of the plaintiffs ease, the district judge entered a directed verdict for the defendants dismissing Oden’s age discrimination claim. The jury returned a verdict in favor of Deputy Oden for race discrimination and assessed compensatory and punitive damages against all three defendants.
II. Proper Defendants Under Title VII and 42 U.S.C. § 1981
Oktibbeha County and Sheriff Bryan (“Appellants”) argue that the district court erred by denying their motion to dismiss the County and the Sheriff in his individual capacity. This Court recognizes that Title VII does not provide the exclusive remedy for discrimination by employers. See Hernandez v. Hill Country Tel. Coop., Inc.,
A. Defendants and Remedies under § 1981
Plaintiffs may plead causes of action under both Title VII and § 1981 against private employers to remedy discrimination in private employment contracts. See Runyon v. McCrary,
1. The County and the Sheriff in His Official Capacity
In 1989, the Supreme Court held in Jett v. Dallas Independent School District,
Subsection (c) does not expressly create a remedial cause of action against local government entities, and we are not persuaded that such a remedy should be implied. In Jett, the Court held that Congress intended § 1983 to be the sole remedy for discrimination by persons acting under color of state law. See Jett,
The legislative history of the 1991 amendment is supportive of our conclusion. By enacting subsection (c), Congress stated that it intended to codify the Supreme Court’s decision in Runyon v. McCrary. See Butts,
The question follows then why, if Congress only intended to codify Runyon, does subsection (c) include language referring to persons acting under color of state law? The Ninth Circuit reasoned that this allusion to persons acting under color of state law implies Congressional intent to create a remedy in addition to § 1983. See Oakland,
2. The Sheriff in His Individual Capacity
Sheriff Dolph Bryan claims that the district court erred by failing to dismiss Oden’s claims against him in his individual capacity. The Sheriff does not dispute that § 1981 provides an implicit cause of action against private actors in private employment discrimination cases. See Johnson v. Railway Express Agency, Inc.,
While the Supreme Court has extended § 1981 liability to cases involving private employment contracts, it has not imposed personal liability on elected officials for discrimination in the terms and conditions of local government employment contracts. Cf. Brown v. General Servs. Admin.,
B. Title VII Defendants
Title VII allows employees to sue their employers for discriminatory employment decisions. See 42 U.S.C. §§ 2000e-2(a), 2000e-5. An “employer” under Title VII is a “person in an industry affecting commerce who has fifteen or more employees _” 42 U.S.C. § 2000e(b). A person “includes one or more individuals, governments, governmental agencies, [or] political subdivisions.... ” 42 U.S.C. § 2000e(a). The trial court failed to designate which of the three defendants was Deputy Oden’s employer.
Federal law controls whether a person is an employer under Title VII, but courts can look to state law to understand the nature of the employment relationship. See, e.g., Calderon v. Martin County,
C. Punitive Damages Under Title VII
Appellants argue that the Civil Rights Act of 1991 limits Sheriff Bryan’s liability in his official capacity to compensatory damages. The Act allows plaintiffs asserting a Title VII claim to recover compensatory and punitive damages, provided that recovery is unavailable under § 1981. See 42 U.S.C. § 1981a(a)(l).
Oden does not dispute the applicability of § 1981a to the Sheriff in his official capacity. Oden contends that the appellants forfeited their argument on appeal because the objections to the district court’s jury instructions were not specific. See Fed.R.Civ.P. 51. We agree that the appellants failed to properly preserve their objection.
If a litigant forfeits a point of error on appeal, we review the district court’s decision under the plain error standard. See Douglass v. United Servs. Auto. Ass’n,
The district court committed “plain error” by assessing punitive damages against the Sheriff. Section 1981a prohibits punitive damage awards against governments and political subdivisions. Subjecting the Sheriff to an $80,000 punitive damage award is inapposite to Congress’s intent to preclude local government entities from paying such judgments. We find it appropriate even under a plain error standard to correct judgments that are contrary to the express limits federal law imposes on judicial authority, and therefore reverse the punitive damage award against Sheriff Bryan in his official capacity.
D. The Personal Staff Exception
Title VII reheves employers from liability for decisions affecting members of a personal staff. See 42 U.S.C. § 2000e(f).
Rule 8(c) of the Federal Rules of Civil Procedure lists nineteen affirmative defenses that must be set forth in a responsive pleading. See Fed.R.Civ.P. 8(c). In addition to these nineteen defenses, Rule 8(c) includes “any other matter constituting an avoidance or an affirmative defense.” Id. To qualify as a defense under Rule 8(c)’s residuary clause, we look to the logical relationship between the defense and the cause of action and assess whether failure to timely plead the defense will result in unfair surprise. See Ingraham, v. United States,
The Appellants raised the personal staff exception for the first time in their motion for judgment as a matter of law, which was filed after the jury returned its verdict and the district court entered its judgment. Oden was denied the opportunity to present evidence at trial concerning the applicability of the personal staff exception. “ ‘Affirmative defenses ... will defeat an otherwise legitimate claim for relief [and] must be set forth to avoid surprise and give the opposing party an opportunity to respond.’” 2 James W. Moore et al, Moore’s Federal Practice § 8.07[1], at 8-35 (3d ed. 2000) (citing Blonder-Tongue Labs., Inc. v. Univ. of Ill. Found.,
III. Sufficiency of the Evidence
Appellants also argue that the trial court erred by denying their motion for judgment as a matter of law because the record contained insufficient evidence to support the jury’s verdict. We review a district court’s denial of a motion for judgment as a matter of law de novo. See Russell v. McKinney Hospital Venture,
To prove a claim of intentional discrimination, a plaintiff must first establish a prima facie case. See id. at 2106; McDonnell Douglas Corp. v. Green,
The Appellants contend that Oden cannot establish a prima facie case of race discrimination because the chief deputy appointment was not a promotion. Appellants claim that the analysis in § 1981 promotion cases should apply to support their argument under Title VII. In Patterson v. McLean Credit Union,
Title VII “is not limited to economic or tangible discrimination, ... and it covers more than terms and conditions in the narrow contractual sense.” Faragher v. City of Boca Raton,
Appellants further contend that Oden failed to establish a prima facie case because he was not qualified for the job. Sheriff Bryan testified that the chief deputy position required administration skills and an understanding of the office computer system. Deputy Carrithers was the only person in the Sheriffs Department who acquired these skills. Oden claims that, because the Sheriff never posted the qualifications for chief deputy before appointing Carrithers, the Sheriffs stated qualifications were pretext.
A plaintiff must demonstrate that he meets objective promotion criteria at the prima facie stage of his case. See Medina v. Ramsey Steel Co., Inc.,
Once a plaintiff satisfies his prima facie case, the employer must assert a legitimate, nondiscriminatory reason for his decision. See McDonnell Douglas,
The Sheriffs asserted nondiscriminatory reason for promoting Deputy Carrithers over Deputy Oden was that Carrithers met the qualifications for the job. The Sheriff claimed that a chief deputy must be familiar with the administration of the Sheriffs Department and the Department’s computer system. Oden argues that Sheriff Bryan’s stated qualifications were pretext. Our task then is to determine whether sufficient evidence supports the jury’s verdict in Oden’s favor, viewing the evidence in the light most favorable to Oden, the nonmovant. See Reeves,
In addition to the evidence supporting his prima facie case, Oden established that he completed more law enforcement train
To further refute the Sheriffs subjective qualifications, Oden presented evidence that Sheriff Bryan previously overlooked qualified African-American applicants for deputy positions in favor of white applicants with less experience. Sheriff Bryan also stated that, if he could have filled two chief deputy positions, then he would have appointed both Oden and Carrithers. The Sheriff therefore admitted that computer skills and an acute knowledge of the office’s administrative needs were not the primary qualifications for chief deputy. In fact, the transcript shows that the former chief deputy, like Deputy Oden, worked as a road deputy instead of an administrative assistant. After reviewing the record in the light most favorable to the verdict, we find that the record contains sufficient evidence to support the jury’s finding of intentional discrimination.
IV. Compensatory Damages
The jury awarded Oden $20,000 in compensatory damages for mental anguish and emotional stress that he suffered as a result of Sheriff Bryan’s conduct. Section 1981a allows juries to award compensatory damages for mental anguish and suffering. See 42 U.S.C. § 1981a(a)(l).
In many cases, “a claimant’s testimony alone may not be sufficient to support anything more than a nominal damage award.” Id. at 938. Plaintiffs are required to prove damages for mental anguish and suffering to a “degree of specificity which may include corroborating testimony or medical or psychological evidence .... ” Id. (citing Carey v. Piphus,
We have reviewed the evidence presented by Oden, which included his testimony concerning stress, sleeplessness, betrayal, and shame, and find that there is sufficient evidence to support the jury’s award.
V. Conclusion
In sum, we reverse the district court’s judgment against Oktibbeha County. Oden could not assert an independent cause of action against a local government entity under § 1981, and the County is not an employer for purposes of Title VII. We also reverse the district court’s judgment against the Sheriff in his individual capacity because the Sheriff is not personally liable for his official employment decisions under Title VII and § 1981. We reverse the district court’s judgment as to the punitive damage award against the Sheriff in his official capacity because § 1981a prohibits punitive damages against government entities. Finally, we affirm the district court’s judgment assessing compensatory damages against the Sheriff in his official capacity.
REVERSED IN PART; AFFIRMED IN PART.
Notes
. Neither the parties nor the district court contemplated the application of 42 U.S.C. § 1985 to this case. Because Oden failed to present evidence of a conspiracy to discriminate, this Court’s analysis is limited to the plaintiffs causes of action under Title VII and 42 U.S.C. § 1981.
. The circuit courts are split as to the effect of the Civil Rights Act of 1991 upon the Court's holding in Jett. The Fourth Circuit and Eleventh Circuit concluded that the 1991 amendment had no affect on the Court's opinion. See Butts v. County of Volusia,
.In any event, there is no evidence in the record that the promotion to chief deputy was in accordance with any custom or policy of the County. Rather, Sheriff Bryan's employment decision represented the policy of the Sheriff's Department, a separate government entity. Therefore, the judgment against the County cannot be imposed on the basis of respondeat superior. See Board of County Comm'rs of Bryan County v. Brown, 520 U.S. 397, 415,
. "Racial discrimination claims brought under § 1981 are subject to the defense of qualified immunity.” Todd v. Hawk,
. In other contexts, § 1981 serves as an independent cause of action against individuals for discriminatory acts performed in their official capacities. See, e.g., Todd,
. Oktibbeha County and Sheriff Biyan in his official capacity are eligible employers under Title VII. Sheriff Bryan is not personally liable for the performance of wrongful acts in his official capacity. See Huckabay,
. See Simmons v. Lyons,
.Section 1981a states:
In an action brought by a complaining party under section 706 or 717 of the Civil Rights Act of 1964 (42 U.S.C.2000e-5) ... against a respondent who engaged in unlawful intentional discrimination (not an employment practice that is unlawful because of disparate impact) prohibited under section 703, 704, or 717 of the Act (42 U.S.C.2000e-2 or 2000e-3) ..., and provided that the complaining party cannot recover under'section 1981 of this title, the complaining party may recover compensatory and punitive damages as allowed in subsection (b) of this section, in addition to any relief authorized by section 706(g) of the Civil Rights Act of 1964 ..., from respondent.
42 U.S.C. § 1981a(a)(l).
. Title VII states:
The term "employee” means an individual employed by an employer, except that the term "employee” shall not include any person elected to public office in any State or political subdivision of any State by the qualified voters thereof, or any person chosen by such officer to be on such officer's personal staff or an appointee on the policy making level or an immediate adviser with respect to the exercise of the constitutional or legal powers of the office. The exemption set forth in the preceding sentence shall not include employees subject to the civil service laws of a State government, governmental agency or political subdivision. With respect to employment in a foreign country, such term includes an individual who is a citizen of the United States.
42 U.S.C. § 2000e(f).
. This Court’s holding is consistent with cases concluding that statutory exemptions should be pleaded as affirmative defenses. See Donovan v. Hamm's Drive Inn,
. In any event, the Patterson decision was legislatively reversed by the Civil Rights Act of 1991. See Harrington v. Harris,
. The Appellants further claim that the jury was biased and prejudiced by irrelevant testimony. Appellants neither specified any instances in the record as to when the alleged irrelevant testimony occurred nor supported their argument with adequate legal authority. Because we do not consider issues that are inadequately briefed, we do not address this contention. See Rutherford v. Harris County, Texas,
. Section 1981a excludes backpay or any other relief under 42 U.S.C. § 2000e-5(g). Compensatory damages include awards for "future pecuniary losses, emotional pain, suffering, inconvenience, mental anguish, loss of enjoyment of life, and other nonpecuniary losses....” 42 U.S.C. § 1981a(b)(3).
Concurrence Opinion
specially concurring:
I specially concur, but conclude that the more appropriate disposition of the 42 U.S.C. § 1981(c) issue presented herein would be as that accorded by our colleagues in the Ninth Circuit in Federation of African American Contractors v. Oakland, 96 F.3dl204 (9th Cir.1996).
