105 Neb. 88 | Neb. | 1920
This is a proceeding commenced in the connty court of Adams county to probate an instrument alleged by proponents to be the will of John O’Connor, who died in Hastings, Nebraska, August 17, 1913. The county or probate judge received the document by mail September 12, 1917, without any letter of transmittal. Proponents offered it for probate. Parties claiming to be heirs of decedent, but ignored in the will, contested it as a forgery. The county or probate court, the court of exclusive, original jurisdiction, found that the instrument offered was not the will of decedent and refused to probate it as such. Proponents appealed to the district court, where, upon a trial, without a jury, the will was sustained as genuine. To reverse the judgment of the district court the contestants have appealed to this court.
The controlling question for determination is the sufficiency of the evidence to sustain the finding that the instrument offered for probate is the will of decedent.
John O’Connor went to Hastings alone more than a-third of a century ago and resided there like a recluse until his death. He settled among strangers. He was a cobbler, and pursued his trade and business diligently, lived modestly and left the community at long intervals for brief periods only. In the meantime his estate increased until it exceeded in value . $100,000. At the time of his death the neighbors who had known him ■best and the persons whose business relations with him had extended over a long period of years knew nothing about his early history or his family connections. Since, however, many persons claiming to be his heirs and a number of his purported wills have engaged the atten
“I, John O’Connor, of Hastings, Adams county, Nebraska, make, publish and declare this my 'last will and testament, hereby annulling- and revoking all other wills and testaments made by me.
£ ‘ First. It is my will that all my just debts including expenses of my last illness and funeral expenses be paid.
“Second. It is my will that a suitable monument mark my last resting place and that my brother or his heirs, if located, take charge of and bury my remains.
£ 1 Third. Having all my life remained single and unmarried and having at this date no wife or children to inherit my property and having no relatives now living unless my brother Charles or his heirs survive me, I hereby dispose of my property and effects as follows, to wit:
“Fourth. I will, bequeath and devise all my property, be it real, personal or mixed and where ever situate, if he be living, to my said brother Charles and if he be dead, I will, bequeath and devise all my said property to his heirs.
“ Fifth. Should my said relatives fail to claim under this will within five years after my death, then and in that event, it is my will that all my property, be it real, personal or mixed and where ever situate go and be used for the purpose of founding an orphanage for homeless children of the state of Nebraska, not including the cities of Lincoln and Omaha.
“One of the provisions herein being that no child shall be and remain an inmate of said orphanage longer than ten years, or after said' child has reached its tenth birthday.
“A second provision is that all sums of money spent or used in founding or maintaining such orphanage be under the management and control of three directors or trustees, one of whom shall be riy executor hereinafter*92 Lamed or his successor, which said successor shall be named or appointed from Adams county, Nebraska, by the then acting governor of the state of Nebraska. The other two trustees shall be named from Adams county, Nebraska, aforesaid by the then acting mayor of Hastings, Nebraska, and the then acting judge of the circuit court of Adams county, Nebraska.
“A third provision is that said orphanage and all property incident thereto be located in Adams county, state of Nebraska.
“Should it be ascertained that my' estate would be insufficient to maintain said orphanage as hereinbeforeprovided then I would suggest and it is my will, that: the age limit of children in said orphanage be reduced,, unless the state of Nebraska would make up the deficiency.
“Sixth. I hereby appoint my trusted friend, Mr. W. IT. Lanning of Hastings, Nebraska, executor of this, my last will and testament.
“Seventh. It is my will that my said executor and any trustees that may be appointed hereunder be required to give bond for the faithful performance of this trust.
“Executed by me this 10th day of October, 1908.
“John O’Connor
“Signed, sealed, published and declared by the above named John O’Connor, as and for his last will and testament, who in the presence of us and at his request, and in the presence of each other, have subscribed our names hereto as witnesses hereof.
. “Lawson Tarwater.
“Stephen H. Turner.
“State oe Missouri County oe Buchanan
“On this 10th day of October, 1908, before me, the undersigned, a notary public within and for Buchanan county, state of Missouri, personally appeared John O’*93 Connor of Hastings, Nebraska, who is personally known to me to be the person described in and who executed the foregoing will and testament and subscribed and published same in the presence of the above named witnesses to be his last will and testament.
“In witness whereof, I have hereunto set my hand and affixed my official seal at my office in St. Joseph the date and year first above written. My term expires on the 22d day of March, 1909.
“ (Seal) Grant S. Watkins, Notary Public.”
If this is a genuine will, it was drawn by and acknowledged before Grant S. Watkins, an attorney at law and notary public, and was executed in his office on the fourth floor of the German-American Bank Building, St. Joseph, Missouri, October 10,1908. It is alleged that the Charles O ’Connor mentioned in the will as the brother of decedent died June 13, 1903, and that proponents, eleven in,number, are his sons and daughters. Watkins died August 5, 1909. His wfidow, a witness for proponents, told the story of the finding of the will, which may be summarized thus: ,
September 11, 1917, James D. Witten, of Kansas City, Missouri, who, long ago, had shared a law office with Watkins, and who had not been seen by Mrs. Watkins for a good many years, called on her at her home in St. Joseph, asked her about some mining stock formerly owned by her husband, inquired if she wanted to sell it, and wondered what had become of her husband’s law books. She told him the books had all been sold except a set of Lawyers ’ Reports Annotated and a few volumes of an Encyclopaedia. For the purpose of examining the books Mrs. Watkins and Witten went together the same day to the law office of W. K. Amick, where the books, in the bank building mentioned, had been stored after the death of Watkins. They were piled in a corner and were covered with dust. Amick was in his office at the time with his back to the books. After Witten had ex
In substance this is the story of Mrs. Watkins. In many respects it is like the testimony of Witten, who was called as a witness by some of the contestants. He said, however, that he was not seated while examining the books, that Mrs. Watkins found the will, that he. never touched it, and that he was never' nearer to it than three feet; but he admitted he advised her to send it to the probate judge at Hastings by registered mail without mentioning the matter to any one, and that he did not leave her until he was certain that the registered envelope had been deposited in the post office. Where the testimony of these two witnesses to the finding of the will conflict, that of Mrs. Watkins is more satisfactory. She seems to have a better memory and appears to be more candid. Both testified by deposition.
The registered letter was received by the county or probate judge at Hastings September 12, 1917. When opened it contained a sealed envelope bearing in typewriting the following indorsement:
“My last will and testament. In case of death send to W. H. Lanning, Hastings, Nebr.”
Mrs. Watkins, in giving her deposition,' looked at a photographic copy of the will and said she thought the name of the notary, “Grant-S. Watkins,” by whom the acknowledgment purports to have been taken, was the genuine signature of her husband.
W. K. Amick testified that, in a drawer in his office desk under papers which had not been disturbed for several years, he found a notarial seal; that, when found, it could not be opened; that he had it repaired and, when tested, it proved to be the seal of Watkins. Impressions of the seal were taken in open court and they are identical with the impression of the seal on the will.
The names of the subscribing witnesses are Lawson Tarwater and Stephen H. Turner. At the time of.the trial the former resided in Kansas City, Missouri, and the latter in San Bernardino, California. According to their story as told on the witness-stand, they became friends in 1899, while working in the Burlington shops at St. Joseph, Missouri, their friendship having remained steadfast and a correspondence having been carried on between them when separated. Their testimony on the witnessing of the will, for present purposes, may be summarized as follows:
In October, 1908, Turner, while employed in a dairy at Jacksonville, Illinois, had a two weeks’ vacation, with liberty to go where he pleased, and went on a visit to the home of Tarwater, who then resided in St. Joseph, Missouri, arriving at the latter’s residence in the forenoon, Saturday, October 10, 1908. In the afternoon of the same day host and guest walked down town,- a mile or more, and went together to the law office" of Watkins, an
If the subscribing witnesses told the truth, the will offered for probate Aims executed in the mannér outlined. In the respects narrated there was no material difference in the testimony of the two subscribing witnesses. Both were specific, direct and positive in their ¡statements. In addition, the office of Watkins, the pens nsed by all present, the sealing of the will by Watkins in ¡an envelope, the personal appearance of John O’Connor ¡and of Watkins, the former’s benefactions and his statements in regard to himself and to his lost brother, Charles, and the place of their nativity, were described in more or less detail by one or the other or by both of the subscribing witnesses Avhile testifying on behalf of proponents.
Was the trial court clearly wrong in finding that the will offered by proponents for probate was genuine?
Wallace 0. Shane, paying teller of the Omaha National Bank, with which he had been connected in some capacity for nearly 35 years, testified on behalf of contestants as a handwriting expert. He had examined the handwriting of decedent and his genuine signature, including checks, letters and other instruments, his purported signature on the will, and had compared accepted standards with the disputed writing and expressed the opinion that the latter was a forgery. Asked to give reasons for his opinion, the expert explained characteristic habits of decedent in writing his name as shown by genuine signatures covering a number of years. The following is a facsimile of a genuine signature:
A reproduction of the disputed signature on the will follows:
Some of the habits, characteristics, and earmarks of John O’Connor, as revealed by his genuine signatures, but not found in his purported signature on the will,
The expert explains that these peculiarities in the genuine signature result from the habits of John O’Con-nor in writing his name, and are not evidenced by the disputed signature. In handwriting “a habit,” says the witness, “operates automatically without a man’s conscious effort.” The imitator or the forger is not affected by these habits or by the natural tremor of an older person. As interpreted by the expert, they tell their own story of the handwriting of John O’Connor in connection with the standards used. In the respects outlined, when explained by the expert, there are distinctive chirographic differences between the genuine and the disputed signatures, as comparisons show. If John O’ Connor signed the will, in doing so he departed from the habits of penmanship which had voluntarily prompted him for years in writing his name. This witness had made a study of standard texts on the subject of handwriting and had testified as an expert in important
“The real expert, * * * when guided and assisted by the competent lawyer, will make the facts themselves testify and stand as silent, but convincing, witnesses pointing the way to truth and justice.” Osborn, Questioned Documents, p. XXIII.
Of this author’s work, Wigmore says: '
“The feature of Mr. Osborn’s hook which will perhaps mark its most progressive aspect is its insistence upon the reasons for an opinion, not the bare opinion alone.” L. R. A. 1918D, 647 (Baird v. Shaffer, 101 Kan. 585):
The importance of this feature of expert testimony on handwriting was emphasized in a former opinion. In re Estate of O’Connor, 101 Neb. 617.
There is other testimony of a similar import. Charles G. Lane, president of the Exchange National Bank of Hastings, had known John O’Connor for 30 years. The latter had been a regular depositor and customer of that bank and had kept therein a box for papers. Lane had seen him writing his name, was familiar with his handwriting, had recently compared genuine signatures with the signature on the will, and expressed the opinion that the latter was a forgery. His answers on the witness stand show that he was competent to testify from actual knowledge as well as from the standpoint of a handwriting expert. In several important particulars he points out distinctive features of the genuine handwriting which are not found in the disputed signature. In all of the genuine signatures, according to his testimony, the letters are imperfectly formed as compared with those in the disputed signature, and in the latter the terminating curve in the capital “O” is too heavily shaded. Prom observation of John O’Connor while writing his name, Lane said that the former made the apostrophe in a care
Testimony of this character is sanctioned by legislation. The statute provides:
“Evidence respecting handwriting may he given by comparisons made by experts or by the jury with writing of the same person which is proved to be genuine.” Rev. St. 1913, sec. 7912.
Testimony of handwriting experts that a will is a forgery has been held sufficient to overturn oral testimony of subscribing witnesses that the will was duly executed. Weber v. Strobel, 194 S. W. (Mo.) 272; Baird v. Shaffer, 101 Kan. 585, L. R. A. 1918D, 638. In the latter case the rule announced reads thus:
*101 “The testimony of subscribing witnesses to a will may be overcome by any probative facts and circumstances admissible under the ordinary rules of evidence.”
There is also in the present case expert testimony of a probative nature tending to prove that the name of Grant S. Watkins, the lawyer by whom the will is said to have been drawn and before whom it purports to have been acknowledged, is a forgery.
While witnesses who had seen Watkins writing his name and who were familiar with his handwriting testified to the opinion, after examining accepted standards, that his signature on the will is genuine, the reasons which give weight to such testimony are generally wanting. There is like proof as to the genuineness of the signature of John O’Connor on the will, and one handwriting expert gave reasons for his conclusion, but they failed to show characteristic habits of decedent by which the writer of the signature on. the will was prompted. All of such testimony on behalf of proponents, though entitled to consideration, lacks weight for want of cogent reasons, when the expert proof of forgery is considered from the same standpoint. Note III, L. R. A. 1918D, 647.
The two subscribing witnesses who testified on behalf of proponents that the will was duly executed were not directly impeached or directly contradicted by other witnesses,, and for that reason the trial court, in reaching the conclusion that the will is genuine, indulged the presumption that they told the truth. This presumption, after there had been credible proof of the forgery charged by. contestants, was entertained throughout the remainder of the trial below and inheres in the judgment, as shown by the opinion of the trial court. After the evidence of forgery had been adduced the entertaining of such a presumption was a serious error. In a civil case, when there is substantial proof in support of the plea that the will offered for probate is a forgery, all presumptions in favor of genuineness fall. Thereafter the truth must be
“It is also our contention that the positive testimony of the three subscribing witnesses cannot be overthrown by mere opinion evidence in the absence of evidence tending to show corruption or dishonesty on the part of such attesting witnesses.”
This was answered by the supreme court of Kansas as follows:
“The testimony of attesting witnesses to a will may be overcome by any competent evidence. * * * Where the signature to a will is a forgery, and where the attesting witnesses have the hardihood to commit perjury, it is difficult to see how the bogus will can be overthrown ex*103 cept by expert and competent opinion evidence tending to show that the pretended signature is not that of the testator, but spurious.”
There being competent evidence on. both sides of the controverted issue, the circumstances must be considered from the standpoint of forgery as well as from the standpoint of genuineness.
Whether the will is genuine or spurious, the person to be most benefited by it, if probated, is James B. O’Con-nor, of Kansas City, Missouri. He claims to be a son of Charles O’Connor, testator’s lost brother and beneficiary, who died June 13, 1903, leaving eleven children now living, all being proponents. In addition to his share of the estate, if the will is probated, James B. O’Connor is interested as attorney for the other legatees and devisees. October 10, 1908, the date of the will, and both before and after that, he occupied an office on the fourth floor of the German-American Bank Building, St. Joseph, Missouri, diagonally across a corridor from the office of Grant S. Watkins, where the will was found in presence of the latter’s widow September 11, 1917; Watkins having died August 5, 1909. Some of the law books and the notarial seal of Watkins were in a law office on this floor until the will was found. James B. O’Connor was familiar with the scenes of the making and of the finding of the will as the facts are pleaded by him. He knew Watkins, who is said to have drawn it, and Tarwater, a subscribing witness who testified it was executed. James B. O’Connor spent at least two hours a day for six days with the other subscribing witness, Turner, in California before the latter gave a deposition in this case, and he also knew Witten, who found the will in time to prevent the estate of decedent from going to a charitable institution. James B. O’Connor, Tarwater, and Witten, all former residents of St. Joseph, and all familiar with the office in which the will was found and the surroundings, now live in Kansas City, Missouri. James B. O’Connor
From the standpoint of a genuine will the stories of the witnesses who testified that it was executed and found are unusual, if not fanciful. A careful, exacting man, with sufficient sagacity and determination to keep all knowledge of his family connections from his neighbors and business associates for a third of a century and to make and preserve a fortune, is not likely to confide his secrets and the disposition of his property to utter strangers or to chance. From the standpoint of forgery the will and the discovery are clever devices to deceive the court and to screen the forger from justice. The will itself, if examined without suspicion, contains an unnecessary acknowledgment, which a careful lawyer would generally avoid; but, considered -as a forgery, the acknowledgment and the seal create an appearance of authenticity to allay suspicion of forgery and to make an occasion for the recital of facts difficult of proof, namely, that testator was John O’Connor, of Hastings, Nebraska, that he was personally known to the notary, and that the will was executed.
The finding of the seal under papers that had not been disturbed for several years, as already stated, is a circumstance tending to indicate that the will is not a recent device adapted to known, present conditions, but it does not necessarily refute the inference of a series of circumstances tending to support the theory of forgery. A single incident like that may be due to an honest mistake of the witness who so testified or to an imposition, just as Mrs. Watkins, who saw the will in the book, may have mistakenly, but honestly, believed it had been left there by her husband years before.
“In case of death send to W. H. Lanning, Hastings, Nebr.”
Though there were no other directions, Witten instructed Mrs. Watkins to send the will to the “Probate Judge, Hastings, Neb.,” instead of following the direction to send it to Lanning, and she did as she was told. The will thus escaped the scrutiny of a public-spirited man of known integrity before reaching the probate court. The evidential facts, the character of the testimoney of Witten, and the circumstances disclosed by all of the evidence are consistent with the charge of forgery and with the theory that the will was found by design, and not by accident.
Do the proofs of forgery and the corroborating circumstances overthrow the testimony of the two subscribing witnesses, Turner and Tarwater? These witnesses seem to have been chums. Their employment changed often and they frequently moved from place to place. Within a few years Turner had been a helper in a machine shop, an operator in a gas plant, a stationary fireman, a janitor in a building, an employee in a dairy, a laborer in an orange grove,, in car shops, and in an ice plant, and had been in the employ of Young Men’s Christian Associations in a number of cities in the capacity of janitor or
“I received a little surprise to-day. I picked up a Nebraska State Journal in one of the rooms and glanced over it, and what do you think caught my eye? It was an item about the John O’Connor estate being turned over to the state of Nebraska. I wonder Jack if that could he the John O’Connor that we were witnesses to his will several years ago when I was in St. Joe visiting you? You remember, don’t you? It was in that lawyer’s office where we went for you to have a lease fixed up. Let me see, what was his name? ‘Watkins’ — that was it— in that big hank building; hut what I was going to say, Jack, it seems to me as though there has been some will come up that has been forged. Now that, will we signed Jack is somewhere in existence, or must be, and if it could he found it might he of great value to some of the heirs; but now let me see — didn’t that will read, or I mean, turn everything to an only brother? Do you remember his name? It was Charlie, wasn’t it? Ha! Ha! I am sure you will remember all about it, and I am pretty sure this is the O’Connor, for the one that made the will was from Hastings. I will send you the paper so you can see for yourself. Well I must close hoping that O’Connor’s brother runs across that will some time.
“Good bye. Write soon.
“Stephen H. Turner.”
This letter contains its own evidence of craftiness. Generalities, such as ‘ ‘ that big hank building, ’ ’ self- questioning and inquiries in regard to the name of the lawyer, of the testator, and of the devisee, all disappeared when Turner testified to minute details of the building, of the lawyer’s office, of the meeting, and of the execution of the will, even describing O’Connor and Watkins and the
“In case of death send to W. H. Banning, Hastings, Nebr.”
“John O’Connor, Hastings, Nebr.”
The name of John O’Connor as there written purports to be his genuine signature, but it is denounced by experts as a forgery. How could this recluse, in the ordinary course of events-, without the public notoriety which he shunned, expect the news of his death at Hastings to reach Watkins at St. Joseph? If the indorsement quoted was the work of a forger who planned to have the envelope discovered and sent to Hastings, bearing its own evidence of having been unopened, the indorsement served an intelligent purpose.
If the story of the subscribing witnesses and the theory, of proponents are correct, J ohn O ’Connor, in going to the lawyer’s office to will his fortune to his lost brother, Charles, if found, otherwise to the heirs, got out of the elevator with his face toward the office of his brother’s son, his nephew, James B. O’Connor, whose name was on the door, and to the latter this munificient benefaction remained a profound secret until the will was opened in
If properly dated, a letter from James B. O’Connor to Mrs. Watkins, who testified that Witten found the will, shows conclusively that the writer of the letter knew the contents of the will before it was opened. This letter is distinctly dated November 4, 1917, fifteen days before the county judge opened the sealed envelope containing the will. When confronted with this letter, the author of it testified that the date was an error and should have been November 24, 1917, five days after the opening of the will. Notwithstanding earnest efforts of the writer of the letter to utter the will alleged to have been forged, the proof of forgery, the grave import of the circumstances tending to connect him with it, and the contradiction of his oral correction by the letter itself over his own signature, he made no attempt to show how the mistake occurred, who made it, or to verify the exact date by memoranda or by records of his correspondence. The letter itself, however, shows that it was corrected both with a typewriter and with a pen, indicating great care in preparing it and a reexamination of -it before it. was mailed. The letter itself contains a proper inquiry about evidence, if the will is genuine, but shows that there was in the mind of the author of
The stenographer employed by Watkins in his law office, having served in that capacity continuously for three years up to the time of his death, testified from memory, from recent examinations óf some of her work while in his office, and of documents in evidence, and from knowlédge of customs, of typewriter, of office stationery, and other supplies, in substance, as follows: Except for a week’s vacation in July, she had not been absent from her duties. She did not have a weekly half-holiday, but remained in the office until about 5:30 Saturday afternoons. She had not been absent on account of sickness. While temporarily away from the office her employer generally waited for her services upon her return. She did not know of any work having been done in his office by another stenographer. She had written a few wills for him, but had never heard of the one in question until recently, and had no knowledge or recollection of John O’Connor or of Tarwater or of Turner having been in the office. The will had not been written on the office typewriter, the only one there during her term of service, and the paper, cover and envelope were in size, kind and quality unlike any stationery kept or used by her employer or observed by her in his office. Typewriting showing her work and the paper used in the office were identified or described, disclosing
A banker with whom John O’Connor had transacted business for 25 years and also a neighbor who had known John O’Connor for a third of a century testified to conversations with him in regard to the making of his will. These conversations all occurred within a year and a half of the death of John O’Connor, and what he said, according to these witnesses, indicates that he had not then made his will. This neighbor testified that Judge Tibbets of Hastings had been mentioned by John O’Connor as the attorney selected by him to draw the will.
One witness produced what he verified as a correct, original book entry showing that Saturday, October 3, 1908, a week earlier than the date of the will, he had completed the erection of a windmill on a farm owned by John O’Connor, and a tenant testified that he paid to John O’Connor, in the latter’s room in Hastings, rental for pasture, Saturday afternoon, October 10, 1908, the date of the will, fixing the time by incident as the Saturday following the completion of the windmill, a subject of
The expert testimony and the circumstances in which the truth on the sole issue of fact is found confirm the charge of forgery and condemn the will as spurious.
The evidence as a whole shows that the will is a forgery, that the judgment of the county court denying the probate is free from error, and that the judgment of the district court sustaining the will is clearly wrong.
Reversed and judgment of county court affirmed.
Judgment accordingly.