Oceana, Inc. v. LockeOceana, Inc. v. Locke
MEMORANDUM OPINION
In rеcognition of the persistence of overfishing and habitat loss that threaten fish populations off the coasts of the United States, and with the aim of maintaining a balance between conserving fishery resources and promoting the United States fishing industry, Congress enacted the Magnuson-Stevens Fishery Conservation and Management Act of 1976(MSA), Pub.L. No. 94-265, 90 Stat. 331 (1976) (codified at
This case revolves around Amendment 16 to the New England Fishery Management Council’s (NEFMC) Northeast Multispecies FMP. Among other things, Amendment 16 represents NEFMC’s efforts to bring this FMP into compliance with the MSA by establishing annual catch limits for each species in the Fishery, as well as measures to ensure accountability with those limits. Oceana, Inc., a nonprofit organization with the mission of protecting and restoring the world’s oceans, challenges NMFS’s decision to adopt Amendment 16 under the Administrative Procedure Act,
Both sides have now moved for summary judgment. Although analysis of this dense administrative record is no simple matter, the Court ultimately finds in favor of Defendants on each of Plaintiff’s claims save one: that Amendment 16 fails to establish adequate accountability measures for five species. This violation requires a limited remand.
I. Background
A. Statutory Background
1. The Magnuson-Stevens Act
Most recently amended by the Magnuson-Stevens Fishery Conservation and Management Reauthorization Act of 2006, Pub.L. No. 109-479, 120 Stat. 3575 (2007), the MSA aims,
inter alia,
to “conserve and manage [U.S.] fishery resources,” “promote domestic commercial and recreational fishing under sound conservation and management principles,” and “provide for the preparation and implementation, in accordance with national standards, of fishery management plans ... [to] achieve and maintain ... the optimum yield from each fishery.”
Each Council’s voting membership is comprised of state and federal officials from the region with “marine fishery management responsibility and expertise,” as well as individuals appointed by the Secretary of Commerce who are knowledgeable regarding,
e.g.,
the conservation and management of the fishery resources of the geographical area concerned.
• “for each fishery under its authority that requires conservation and management, preparing] and submitting] to the Secretary (A) a fishery management plan, and (B) amendments to each such that are necessary,”id. § 1852(h)(1) (emphases added);
• “conducting] public hearings ... so as to allow all interested persons an opportunity to be heard in the development of fishery management plans and amendments to such plans,”id. § 1852(h)(3) ; and
• “developing] annual catch limits for each of its managed fisheries that may not exceed the fishing level recommendations of its scientific and statistical committee or the peer review process .... ”Id. § 1852(h)(6) (emphasis added).
To assist each Council in carrying out its responsibilities, the MSA provides for the creation of standing committees of scientists and fishing-industry experts that report periodically on the status and health of fish stocks in each fishery, peer-review new scientific methods for fishery conservation and management, and advise the Council throughout the process of preparing and amending fishery management plans (FMPs).
See
The Council’s FMPs and amendments must
conform
to the “national standards for fishery conservation and management”
Any fishery management plan which is prepared by any Council, or by the Secretary, with respect to any fishery, shall — ...
(11) establish a standardized reporting methodology to assess the amount and type of bycatch occurring in the fishery, and include conservation and management measures that, to the extent practicable and in the following priority — (A) minimize bycatch; and (B) minimize the mortality of bycatch which cannot be avoided, and ...
(15) establish a mechanism for specifying annual catch limits in the plan (including a multiyear plan), implementing regulations, or annual specifications, at a level such that overfishing does not occur in the fishery, including measures to ensure accountability.
Id.
§ 1853(a)(11), (15) (emphases added). In addition to the MSA’s mandatory national standards and content requirements, the Secretary has promulgated “advisory guidelines,” the National Standards Guidelines, “which shall not have the force and effect of law,” but which the Regional Councils may use “to assist in the development of fishery management plans.”
Id.
§ 1851(b). The National Standards Guidelines are codified at
Once prepared, each Council submits proposed FMPs to NMFS, which acts in practice on behalf of the Secretary of Commerce to “approve, disapprove, or partially approve” the plan or amendment.
If, upon completing this review, NMFS approves the FMP or amendment, a finаl rule and one or more implementing regulations are published in the Federal Register.
See
2. NEPA
The National Environmental Policy Act requires federal agencies to consider the environmental impact of “major Federal actions significantly affecting the quality of the human environment.”
For actions warranting the preparation of an EIS, NEPA requires that the agency consider reasonable alternatives to the proposed action. An EIS must “inform
A court may review an agency’s failure to comply with NEPA under
B. Amendment 16
NEFMC oversees nine separate fisheries, each dealing with one or more different species. One of these is the Northeast Multispecies Fishery (also called the “Groundfish Fishery” after the types of fish dwelling there), which consists of 13 species divided into 20 stocks that live in the waters off New England and the Mid-Atlantic states. A “stock” of fish means “a species, subspecies, geographical grouping, or other category of fish capable of management as a unit.”
The Multispecies FMP was initially prepared by NEFMC in 1985. See 1985 Multispecies FMP (available at: http://www. nefmc.org/nemulti/fmp/gf_fmp.html (last visited 12/13/2011)). In 1994, NMFS approved Amendment 5 to the FMP, which instituted the days-at-sea (DAS) effort-control program. See SBRM Am., § 2.8 (Description of Northeast Multispecies FMP) (AR 78 at 6942). The DAS program is an “input-based” management system, meaning it limits the amount of time vessels spend fishing — i.e., their “efforts” to catch fish. The program aims to reduce overfishing by limiting the number of days per year that fishing vessels may operate in the area of the fishery. See Def. Mot. at 56; Am. 16 Record of Decision at 16 (AR 889 at 52110). For the next ten years, NEFMC and NMFS sought to combat dwindling fish stocks through a series of reductions in the number of days permitted at sea. Record of Decision at 16 (AR 889 at 52095); see generally Am. 16, § 3.1 (Brief History of Prior Management Actions) (AR 773 at 47809-12).
In 2004, NMFS implemented Amendment 13, which established the “sector” program as an alternative fishery-management regime to the DAS program.
See
Am. 13 Final Rule, 69 Fed.Reg. 22,906 (Apr. 27, 2004). Beginning with Amendment 13, fishing vessels could join “sectors,” which are “temporary, voluntary, fluid associations of vessels.” Am. 16 Final Rule, 75 Fed.Reg. 18,262, 18,275 (Apr. 9, 2010) (AR 997 at 56499). Fishermen who opt not to join a sector may continue to fish as part of the “common pool.”
See
Am. 16, § 4.2.3.1 (AR 773 at 47855). Fishermen who do join sectors “voluntarily agree to abide by certain fishing restrictions and work together to manage an annual allocation of fish.” Plf. Reply at 8 n. 7 (citing NOAA Fisheries Service Fact Sheet, Answers to Commonly Asked Sector Management Questions 1 (2009), http:// www.nero.noaa.gov/sfd/seetordocs/Sector% 20Management% 20Fact% 20Sheet% 20Aug09.pdf). In exchange, participation in a sector exempts fishermen from many of the Fishery’s input controls, such as the DAS program. Removing DAS limits while requiring sector vessels to adhere to fishing quotas represents a shift in management strategy from an “input-based” system to an “output-based” system.
See
In addition to introducing the sector program, Amendment 13 sought to bring the Multispecies FMP into compliance with MSA § 1853(a)(11)’s requirement that all FMPs contain a standardized bycatch reporting methodology. The term “ ‘by-catch’ means fish which are harvested in a fishery, but which are not sold or kept for personal
use”
— ie., discarded fish.
In response to these rulings, in 2007, NMFS approved the Northeast Region Standardized Bycatch Reporting Methodology (SBRM) Amendment. AR 78. The SBRM Amendment is an omnibus amendment to the fishery management plans of the Mid-Atlantic and New England Regional Fishery Management Councils and constitutes Amendment 15 to the Multispecies FMP. See SBRM Am. at i (AR 78 at 6891-93). NMFS published the final rule implementing the SBRM Amendment in January 2008. See SBRM Am. Final Rule, 73 Fed.Reg. 4,736 (Jan. 28, 2008).
The methodology described in the SBRM Amendment consists of data-collection procedures coupled with analyses and statistical tools used to estimate bycatch in a fishery. See SBRM Am., § 5.1 (AR 78 at 7033). The SBRM Amendment’s data-collection procedures are most relevant to this case. To collect the necessary data to accurately monitor bycatch, NMFS relies primarily on the Northeast Fisheries Observer Program (NEFOP), through which government-funded on-board observers monitor the bycatch discards of fishing vessels at sea. Id., § 4.5 (AR 78 at 7009). Observers are allocated to vessels at the level necessary to ensure sufficient data is collected to meet the SBRM’s performance standard. Id., § 6.2.3 (AR 78 at 7099). This standard is expressed in terms of statistical precision: bycatch estimates must be “sufficient to attain a [coefficient of variation (CV) ] of no more than 30 percent.” Id., § 6.3.2 (AR 78 at 7110). The 30% CV standard is designed “to ensure that the bycatch-related data collected under the SBRM and utilized in stock assessments and management is adequate for those tasks.” Id. (AR 78 at 7109).
Oceana challenged the SBRM Amendment under the APA in this district in Civil Action No. 08-318 (Feb. 25, 2008). On July 23, 2010, Judge Ellen Huvelle upheld the SBRM Amendment, including its 30% CV performance standard, finding that “the agency’s actions in developing and approving the Amendment were reasonable and in accordance with the law.”
Oceana, Inc. v. Locke,
While the litigation over the SBRM Amendment was pending, NEFMC proposed and NMFS adopted Amendment 16 to the Multispecies FMP. In doing so, NEFMC sought to comply with the 2007 amendments to the Magnuson-Stevens Act, as well as the continuing dilemma of overfishing in the fishery, by making three major changes to the Multispecies FMP. First, Amendment 16 reduces the total number of days-at-sea allocated to common-pool vessels by 32% from 2009. AR 961 at 56142. Second, Amendment 16 expands the sector program and requires that each sector adhere to a hard total allowable catch (TAC), also called an “annual catch entitlement” (ACE), for each stock in the fishery. Am. 16 Final Rule 75 Fed.Reg. at 18,276 (AR 997 at 56500). In the wake of this expansion, more than 55% of federal permit holders, who conduct more than 98% of the fishing taking plаce in the Multispecies Fishery, have joined sectors. See Sector Operations Final Rule, 75 Fed.Reg. 18,113, 18,114 (Apr. 9, 2010) (AR 996 at 56466); AR 961 at 56170; AR 967 at 56258. Third and most important for the instant case, Amendment 16 attempts to satisfy § 1853(a)(15)’s requirement that FMPs “establish a mechanism for specifying annual catch limits [ACLs] ... at a level such that overfishing does not occur in the fishery, including measures to ensure accountability” with those limits. Id.; see Am. 16 Final Rule, 75 Fed.Reg. at 18,266-71 (AR 997 at 56490-95). Such measures are referred to as “accountability measures” or “AMs.” It is Amendment 16’s mechanism for monitoring compliance with ACLs and its alleged lack of AMs for certain species that Plaintiff challenges in the present suit.
NMFS implemented Amendment 16 through the adoption of three sets of regulations: the Amendment 16 Final Rule, 75 Fed.Reg. 18,262 (Apr. 9, 2010) (AR 997), codified at 50 C.F.R § 648, which implements Amendment 16 itself; the Sector Operations Final Rule, 75 Fed.Reg. 18,113 (Apr. 9, 2010) (AR 996), which approves 17 sector-operations plans for FY 2010s; and Framework Adjustment 44, 75 Fed.Reg. 18,356 (Apr. 9, 2010) (AR 1001). A framework adjustment is an abbreviated administrative procedure that may be used in certain situations to modify or update an FMP without completing the full amendment process.
See
Amendment 16 has already survived challenges under the Magnuson-Stevens Act and NEPA in the U.S. District Court for the District of Massachusetts.
See City of New Bedford v. Locke,
No. 10-
Judge Rya Zobel found Amendment 16’s ACLs to be reasonable: “The Agency decided upon the A16 ACL methodology after a reasoned and scientifically grounded process, including the Groundfish Assessment Review Meeting, a year-long effort by at least 18 fishery scientists to assess the health of groundfish stocks____ The ACLs are not arbitrary.” Id. at *7 (citing AR 773 at 47831-42; AR 320 (GARM III Report); AR 615 (recommendations of Scientific and Statistical Committee)). Regarding New Bedford’s NEPA claim, Judge Zobel found the Agency’s decision to defer consideration of the alternative identified by the plaintiffs to a future Amendment 17 of the Multispecies FMP to be permissible, particularly in light of the MSA’s time constraints for ending overfishing and instituting plans to rebuild the Fishery. Id. at *9.
C. The Current Action
Plaintiff Oceana is “a non-profit international advocacy organization dedicated to protecting and restoring the world’s oceans through policy, advocacy, science, law, and public education.” Compl., ¶ 23. Although headquartered in Washington, D.C., Oceana claims “6,000 members in the coastal states from Maine to Florida,” who “use and enjoy the oceans for numerous [recreational and commercial] activities” and “consume seafood.” Id., ¶¶ 23-24. Its members are harmed, Oceana alleges, by “unsustainable fishing practices in Northeast fisheries” generally and by “the Fisheries Service’s failure to establish adequate catch monitoring systems and accountability measures” in particular. Id., ¶¶ 24-25.
On May 7, 2010, Oceana filed this action for Declaratory and Injunctive Relief against Secretary of Commerce Gary Locke; the National Oceanic and Atmospheric Administration (NOAA), a scientific agency within the Department of Commerce; and the National Marine Fisheries Service (NMFS), a division of NOAA. (The Court at times refers to Defendants collectively as “NMFS.”) In its Complaint, Plaintiff alleges that Amendment 16 violates the APA by failing to comply with the Magnuson-Stevens Act in three ways: (1) by “us[ing] an inadequate performance standard for monitoring bycatch,” (2) by “failing] to establish accountability measures for a number of species subject to catch limits,” and (3) by “failing] to establish accountability measures for yellowtail flounder caught in the scallop fishery.” Compl. at 12, 15, 16. Plaintiff further alleges that the Amendment violates the APA by failing to comply with NEPA in two ways: (1) by “failing] to take a hard look at the environmental impacts of including or excluding stocks from the catch limit system,” and (2) by “failfing] to consider any alternatives to the ABC Control Rule other than the no action alternative.”
Id.
at 17-18. It seeks to “compel the Fisheries Service to establish an adequate management system to enforce annual catch limits, including a bycatch monitoring system sufficient to provide the catch data needed to enforce catch limits, and
On March 11, 2011, Oceana moved for summary judgment on each of its claims. On April 15, 2011, NMFS cross-moved for summary judgment. The Court now considers these Motions.
II. Legal Standard
Although styled Motions for Summary Judgment, the pleadings in this case more accurately seek the Court’s review of an administrative decision. Final agency decisions under the Magnuson-Stevens Act and NEPA are reviewed under the standard set forth by the APA.
See Oceana, Inc. v. Locke,
The APA “sets forth the full extent of judicial authority to review executive agency action for procedural correctness.”
F.C.C. v. Fox Television Stations, Inc.,
An agency is nonetheless required to “examine the relevant data and articulate a satisfactory explanation for its action including a rational connection between the facts found and the choice made.”
Id.
(internal quotation omitted). The reviewing court thus “may not supply a reasoned basis for the agency’s action that the agency itself has not given.”
Bowman Transp., Inc. v. Arkansas-Best Freight System, Inc.,
Under NEPA, “[t]he role of the courts is simply to ensure that the agency has adequately considered and disclosed the environmental impact of its actions and that its decision is not arbitrary or capricious.”
Baltimore Gas and Elec. Co.,
462
III. Analysis
As a preliminary matter, Plaintiff asserts — and Defendants do not dispute— that Oceana has standing to bring this lawsuit. Because this point is uncontested and other courts in this Circuit have without pause reached the merits of Oceana’s claims challenging FMP Amendments and NMFS regulations in other cases, this Court will do the same.
See, e.g., Oceana, Inc. v. Locke,
No. 10-5299,
In proceeding to the merits, the Court will first evaluate Plaintiffs claims under the Magnuson-Stevens Act and then move to consider the effect of NEPA.
A. The Magnuson-Stevens Act
Oceana asserts three bases for its claim that Amendment 16 violates the MSA, all arising from that statute’s requirement that FMPs shall “establish a mechanism for specifying annual catch limits ... at a level such that overfishing does not occur in the fishery, including measures to ensure accountability.”
1. By catch Monitoring
Oceana first challenges Amendment 16’s provisions relating to bycatch monitoring. It argues that Amendment 16 fails to comply with two subsections of the MSA,
NMFS responds that Oceana’s interpretation improperly fuses and conflates two independent statutory requirements— § (a)(15)’s requirement that FMPs establish measures to ensure accountability with ACLs, and § (a)(11)’s requirement that they establish a standardized bycatch-reporting methodology.
See
Def. Mot. at 20-22. In doing so, the Agency asserts, Oceana would have the Court hold Amendment 16 to a higher standard than is required by the MSA. Unlike § (a)(11), NMFS contends, § (a)(15) does not re
To address the parties’ arguments, the Court must first determine what the MSA requires and then evaluate whether Amendment 16 complies. Because the Court concludes that § (a)(15) and § (a)(11) impose two distinct requirements, as opposed to one fused mandate, the Court must also decide whether Amendment 16 complies with each of these subsections separately. The Court ultimately holds that Amendment 16 satisfies § (a)(15) with respect to bycatch monitoring. For the reasons exрlained below, the Court will not reach Oceana’s § (a)(11) challenge.
a. Relationship Between § (a)(15) and § (a)(ll)
In reviewing an agency’s interpretation of a statute it administers, the Court follows the two-step analytical framework established by
Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc.,
To divine the will of Congress on the statutory interplay between § (a)(15) and § (a)(11) is quite difficult. The next step, therefore, is to analyze whether Defendants’ interpretation is reasonable. They are initially correct that the language of
NMFS’s interpretation is also bolstered by a textual comparison of § (a)(15) with the other subsections of
Neither does a more holistic review of the MSA support Oceana’s interpretation. NMFS observes — reasonably, in the Court’s opinion — that §§ (a)(11) and (a)(15) impose “two distinct requirements” on FMPs and serve “different purposes.” Def. Mot. at 21. Subsection (a)(11) mandates the assessment of the “amount and type of bycatch occurring in the fishery” for the purpose of creating “conservation and management measures that, to the extent practicable ... minimize bycatch [and] the mortality of bycatch which cannot be avoided.” Subsection (a)(15), on the other hand, requires the establishment of “measures to ensure accountability” with annual catch limits. The methodology prescribed by the SBRM Amendment, which was designed to carry out the requirements of § (a)(11), produces annual fishery-wide assessments of bycatch that benefit from high-quality data gathered over a long period of time. See SBRM Am., § 1.7 (AR 78 at 6925); 73 Fed.Reg. at 4738. ACL monitoring, on the other hand, requires in-season bycatch reports that measure discards in near real time and therefore work with a larger amount of missing and unaudited data. See AR 932 at 55347. ACL monitoring also requires more specific measurements that report bycatch for each stock by sector (to monitor ACEs) rаther than for the Fishery as a whole. See AR 678 at 46075. Despite the underlying fact that bycatch monitoring is required to comply with both §§ (a)(11) and (a)(15), NMFS is correct to urge the Court to resist the temptation to “fus[e] these two distinct requirements into a new obligation that is not actually part of the Act.” Def. Mot. at 21.
In light of this statutory review, the Court finds that § (a)(15) is at least ambiguous and is persuaded that NMFS’s interpretation is a reasonable one. Nothing in the statute’s text compels the conclusion that the “measures to ensure accountability” with ACLs required by § (a)(15) must also, by themselves, meet the requirements of § (a)(11). While it may be more efficient, from a regulatory perspective, for NEFMC and NMFS to develop one by-catch-reporting methodology capable of both satisfying § (a)(11) and monitoring compliance with the ACLs established in accordance with § (a)(15), it is not the Court’s role to impose such a policy approach on the Agency. The Court, accordingly, agrees with NMFS that the FMP (including its amendments) is sufficient so long as it independently complies with §§ (a)(15) and (a)(11). This, however, is merely the first step in the analysis. Oceana still contests Amendment 16’s independent compliance, which is where the Court now turns its focus.
b. Compliance with § (a)(15)
Although § (a)(15) does not require the FMP to include a bycatch-reporting meth
Oceana contends that Amendment 16 does not require bycatch monitoring— specifically, allocation of at-sea observers to fishing vessels — at a level higher than that required under the SBRM Amendment. Plf. Reply at 4. It argues further that this level of monitoring was not designed for use in a quota-based fishery management system and is thus inadequate to monitor compliance with ACLs, as is required by § (a)(15). Plf. Mot. at 17-18.
NMFS does not dispute that the SBRM Amendment is inadequate in the observer-coverage levels it requires to measure by-catch at the level necessary to accurately monitor and enforce ACLs. See Def. Mot. at 18 (NMFS has “stat[ed] that the ‘use of the SBRM for quota monitoring needs is not appropriate’ and ... ‘determined that higher levels of coverage are necessary to meet this need and to allow accurate extrapolations of discards.’ ”) (quoting AR 678 at 46076). NMFS insists, however, that it did not simply adopt the SBRM Amendment’s approach to setting observer-coverage levels when drafting Amendment 16. Def. Mot. at 18. On the contrary, Defendants maintain, Amendment 16 requires higher levels of observer coverage than the SBRM Amendment and, accordingly, provides for a level of bycatch monitoring sufficient to track compliance with ACLs.
In so contending, NMFS first asserts that Amendment 16 requires deployment of at-sea observers at three to four times the level required under the SBRM Amendment. Def. Mot. at 14; see also Def. Reply at 1-2. 1 Specifically, Defendants argue that Amendment 16 increased observer coverage from the 7-8% required by the SBRM Amendment to 30% for vessels fishing in the common pool and 38% for vessels participating in sectors. Def. Mot. at 16 (citing Am. 16 Final Rule, 75 Fed.Reg. at 18,272, 18,297 (AR 997 at 56496,56521); Record of Decision at 33 (AR 889 at 52112); AR 649 at 45357, 45449); Def. Reply at 1-2. In this they are simply wrong.
The 30% and 38% coverage levels appear nowhere in Amendment 16 and are not in fact specifically required by the FMP. The only rule or regulation NMFS cites in support of such a requirement is the preamble to the Final Rule implementing Amendment 16.
See
75 Fed.Reg. at 18272 (AR 997 at 56496). The Agency also mentions these figures in the section of the Final Rule addressing public comments on the regulation.
Id.
at 18,297 (AR 997 at 56521). As another court in this district has observed,
But even if a requirement contained only in the preamble to an implementing regulation could satisfy § (a)(15), the preamble merely states: “NMFS has received sufficient funding to increase observer coverage in the NE multispecies fishery for FY 2010, with additional funding possibly available in future years. At this time, funding is available to observe up to 30 percent of common pool trips, and up to 38 percent of sector trips.”
While Amendment 16’s implementing regulations do require that bycatch monitoring “must be sufficient to at least meet the coefficient of variation specified in the Standardized Bycatch Reporting Methodology and
accurately monitor sector opera
tions,”
Fortunately for NMFS, the analysis does not end here. Even when establishing a bycatch-reporting methodology under § (a)(11), an FMP need not necessarily mandate a specific level of observer coverage.
See Oceana, Inc. v. Evans,
Multiple provisions of Amendment 16 address the need for — and require — adequate bycatch monitoring for sector vessels, which catch 98% of the fish. For example, Amendment 16 requires that each sector obtain Agency approval of an operation plan that “specif[ies] how [the] sector will monitor its catch to assure that sector catch does not exceed the sector allocation.” Am. 16, § 4.2.3.5.3 (AR 773 at 47864). The Amendment further specifies that the fishing “industry will be re
Notably, this program does not replace the government-funded Northeast Fisheries Observer Program utilized by the SBRM Amendment, but rather supplements it, reflecting the Agency’s awareness that additional observation would be necessary to enforce a quota-based fishery management system for the sectors. Id. at 47865. With respect to observer-coverage levels, Amendment 16 provides:
For observer or at-sea monitor coverage, minimum coverage levels must meet the coefficient of variation in the [SBRM Amendment]. The required levels of coverage will be set by NMFS based on information provided by the Northeast Fisheries Science Center (NEFSC) and may consider factors other than the SBRM CV standard when determining appropriate levels.
Id.
at 47865. NMFS correctly contends these requirements satisfy any byeatchmonitoring content requirement suggested by
Oceana responds that Amendment 16’s observer-coverage-level provisions are flawed because they do not mandate a coverage level above that in the SBRM Amendment. To the extent Amendment 16 requires accurate bycatch monitoring in the sectors, Plaintiff argues, the requirement is “so vague as to be meaningless.” Plf. Supp. Resp. at 3 (citing
Oceana, Inc. v. Locke,
First, the provisions are mandatory inasmuch as the sector-run bycatch-monitoring programs required by Amendment 16 must dispatch observers at the annual levels set by NMFS. Am. 16, § 4.2.3.5.3 (AR 773 at 47865). While observer-coverage levels must at least be sufficient to produce data that meets the precision standard established by the SBRM Amendment, NMFS makes an independent determination of the “appropriate levels” “based on information provided by the Northeast Fisheries Science Center.”
Id.
at 47865. This requirement reflects the MSA’s National Standard No. 2, which requires that “[conservation and management measures shall be based upon the best scientific information available.” § 1851(a)(2). While Amendment 16 does not include the phrase “and accurately monitor sector operations,” which is contained in the implementing regulation,
see
Observers dispatched as part of the sector-run bycatch-monitoring program, moreover, increase the total levels of observer coverage for sector vessels over the levels established by the SBRM Amendment. This is because the “industry-funded observer or at-sea monitoring program will not replace the NMFS Observer Program,” but rather works in conjunction with it. Am. 16, § 42.3.5.3 (AR 773 at 47865). While Amendment 16 thus no doubt reserves to the Agency significant discretion to determine, on a year-to-year basis, what level of observer coverage is necessary to accurately monitor bycatch in the sectors, the record supports NMFS’s contention that Amendment 16 does not permit the Agency to merely default to the levels established by the SBRM Amendment if such levels are determined to produce scientifically inadequate data.
The Court further finds that Amendment 16’s bycateh-monitoring provisions are sufficiently specific to satisfy § (a)(15). The Amendment admittedly provides few details regarding exactly how appropriate observer-coverage levels will be determined and would therefore be insufficient to describe a standardized reporting methodology as required by § (a)(11).
See Oceana, Inc. v. Evans,
Oceana’s assertion that the D.C. Circuit’s recent opinion in
Oceana, Inc. v. Locke,
No. 10-5299, dictates a contrary outcome is unpersuasive. In that case, the D.C. Circuit evaluated an exemption in a regulatory provision that granted the Agency discretion to determine
whether
to comply with a provision required by the MSA rather than, as is the case here,
how
to comply.
See id.,
at 1240-41,
As a result, in light of the deference owed to NMFS under
Chevron,
the Court finds that the bycatch-monitoring system
c. Compliance with § (a)(11)
Finally, Oceana alleges that Amendment 16 also independently violates § (a)(ll), which requires that FMPs “establish a standardized reporting methodology to assess the amount and type of bycatch occurring in the fishery.” See Plf. Reply at 6. As Amendment 16 does not purport to establish a bycatch-reporting methodology that complies with § (a)(11), and therefore does nothing to alter the bycatch-reporting methodology adopted through the SBRM Amendment, Oceana’s final bycatch-monitoring claim is essentially a challenge to that Amendment. As discussed in Section 111(A)(1)(a), supra, Oceana argues that the SBRM Amendment’s bycatch-reporting methodology “was not designed for use in a system with enforceable catch limits and accountability measures, such as those established by Amendment 16,” and is thus inadequate to monitor bycatch under the Multispecies Fishery’s new output-based management system. See Plf. Mot. at 17, 20. This issue, however, is not properly before the Court.
The question of whether the Multispecies FMP (including all of its amendments) has established an adequate standardized bycatch-reporting methodology that complies with § (a)(11) is the very question being litigated in a separate case involving the SBRM Amendment.
See Oceana, Inc. v. Locke,
To the extent Oceana subsequently believes the standardized bycatch-reporting methodology that eventually results from that remand is inadequate, it will have the opportunity challenge it at a future date. Judgment on the issue of Amendment 16’s bycatch-monitoring provisions will thus be entered in favor of Defendants.
2. Accountability Measures for Five Species
Oceana next argues that Amendment 16 violates § (a)(15) because it fails to establish adequate accountability measures for five species found in the Multispecies Fishery: Atlantic halibut, ocean pout, windowpane flounder, SNE/MA winter flounder, and Atlantic wolffish. Oceana is correct.
As explained above, the MSA requires that FMPs include “measures to ensure accountability” with ACLs “for all stocks and stock complexes in the fishery.”
Neither party disputes that Amendment 16 established ACLs and sub-ACLs for the species — referred to interchangeably in this Section as “stocks” — in the Multispecies Fishery. Framework 44, in accordance with the mechanism established by Amendment 16, set total ACLs for Fishing Years 2010-2012 for each stock.
When NEFMC establishes sub-ACLs for a fishery’s different user groups, as it did here, NMFS’s Guidelines indicate FMPs should also establish sub-AMs to ensure accountability with those subACLs.
See
The difficulty, however, arises with subAMs for the five species for sector vessels. For these vessels, Amendment 16 creates a parallel set of sub-AMs for most other stocks, establishing a sector’s annual catch entitlement (ACE) for each species — also referred to as total allowable catch (TAC) — as a hard cap. See Am. 16, §§ 4.2.3.3.1 (AR 773 at 47857-58); 4.2.3.4 (47861-62). The Amendment provides: “Sectors are required to ensure that ACEs are not exceeded during the fishing year____If the sector’s ACE for a stock is exceeded, the sector must cease operations in that stock area until it can acquire additional ACE through a transfer to balance the catch, and the sector also must comply with other overage penalties that may be applicable.” Am. 16, § 4.2.3.4 (AR 773 at 47861).
The five species identified by Oceana, however, are explicitly excluded from the sectors’ sub-AM regime described above. See Am. 16, § 4.2.3.3.1 (AR 773 at 47857) (“Sectors will be allocated a hard TAC of all regulated groundfish stocks with the exception of halibut, ocean pout, windowpane flounder, Atlantic wolffish, and SNE/MA winter flounder.”). Sectors do not receive an annual catch entitlement of the five species — i.e., the sector sub-ACL is zero, see 75 Fed.Reg. at 18,360-61—and therefore sector vessels are prohibited from retaining any fish from these stocks. For this reason, NMFS indicates, the five sрecies are not subject to an enforceable fishing quota. See Record of Decision at 39 (AR 889 at 52118).
Oceana claims that Amendment 16’s failure to establish sector sub-AMs for these five species violates
NMFS responds that Oceana’s “argument is based on an over-reading of the legal requirements for accountability measures” and argues that the accountability and management measures established by Amendment 16 comply with
a) Amendment 16 includes an “overall suite of accountability measures [ ] sufficient to prevent overfishing of the stock[s] as a whole”; thus sub-AMs for sector vessels are not legally required;
b) “Management measures ... [that] function as prospective accountability measures” and “management measures for the groundfish fishery as a whole will reduce fishing effort on the five stocks in the sector subcomponent and throughout the fishery”; and
c) NMFS intends to “establish additional accountability measures to further address sectors’ catch of the five stocks” in Fall 2011 in the anticipated Framework 47.
Def. Mot. at 23. The Court will review each in determining whether Amendment 16 contains the accountability measures required by the MSA.
a. Overall Accountability Measures for the Five Species
NMFS first argues that Amendment 16 complies with
The MSA does not elaborate on what constitutes “measures to ensure accountability” with ACLs under § (a)(15). The most helpful evidence before the Court regarding the meaning of § (a)(15)’s AM requirement is found in NMFS’s National Standards Guidelines.
See
It is well established that courts must defer to an agency’s reasonable interpretation of ambiguous provisions in a statute it administers generally, and to its decision to approve an FMP or FMP amendment in particular, in accordance with the analytical framework established by the Supreme Court in
Chevron,
In light of the factors identified in
Mead
and
Skidmore,
the Guidelines here deserve considerable deference. NMFS adopted the Guidelines following a procedure that evidenced a high degree of care and formality. For instance, prior to adopting
The Guidelines support NMFS’s legal position that sub-AMs are not
mandatory
so long as Amendment 16 establishes an overall suite of accountability measures sufficient to prevent overfishing of each of the five stocks as a whole. The Guidelines indicate that in total, “[t]he system of ACLs and AMs designed must be effective in protecting the stock or stock complex as a whole.”
The Court must thus consider whether, Fishery-wide, the AMs established for these five stocks sufficiently “ensure accountability” with their respective total ACLs. In support of its argument that Amendment 16 contains AMs sufficient to protect each of the five stocks as a whole, NMFS points to Amendment 16’s implementing regulation to argue that the AMs in place for the common pool will be triggered when the total ACL for the stock has been exceeded — either by common-pool vessels or sector vessels. Def. Mot. at 26 (citing 75 Fed.Reg. at 18,270 (AR 997 at 56494);
[If] components of the fishery that are not subject to AMs at this time ... exceed their allocations, and the overallACL for a particular stock is exceeded, the AMs applicable to the NE multispecies fishery described above, including those specified for sector, common pool, and recreational and charter/party vessels, could be triggered to ensure that overfishing does not occur on the stock as a whole.
Id. Under this system, common-pool vessels’ days-at-sea allotment (for FY 2010-2011) would be adjusted to compensate for the ACL overage incurred in the prior fishing year. 3
The evidence presented by both parties, however, suggests that adjusting fishing-input or -output controls for the common pool alone will be insufficient to protect these five stocks from overfishing. See Def. Mot. at 26; Plf. Reply at 8-9. Fishing by common-pool vessels now accounts for only 2% of the fishing taking place in the Multispecies Fishery. See 75 Fed.Reg. at 18,114 (AR 996 at 56466); AR 961 at 56170; AR 967 at 56258. NMFS, in fact, acknowledges that this may negatively affect the ability of these AMs, which restrict the fishing activities of only common-pool vessels, to enforce the five stocks’ total ACLs. See Def. Mot. at 26. In other words, the best evidence the Agency has pointed to concerning total AMs for the five stocks caught as bycatch by vessels fishing 98% of the Fishery are reductions in fishing effort imposed upon vessels fishing 2% of the Fishery. The Agency itself concedes this may be inadequate compensation. Id. (“[I]f sector vessels catch too many fish for any of the five stocks, in addition to the prospective accountability measures discussed below, fishing effort in the common pool is adjusted to address the overage, to the extent possible, given the relatively small allocation to the common pool”) (emphasis added).
Even if the common-pool AMs in place for FYs 2010 and 2011 — namely, days-at-sea reductions — were sufficient to protect the five stocks from overfishing, this may no longer be the case come FY 2012, when the common pool, like the sectors, will begin to be governed by output-based management controls. Three of the five species (ocеan pout, windowpane flounder, and Atlantic halibut) will not be subject to the common pool’s enforceable quota (TAC) that becomes operative in FY 2012, and will thus be exempt from stock area closures. Am. 16, § 4.3.7.1.2 (AR 773 at 47912); Record of Decision at 39 (AR 889 at 52118).
Based on this evidence, the Court cannot conclude that the overall AMs in place to enforce the total ACLs for the five species are sufficient to obviate the need for sector sub-AMs for these stocks,
b. Prospective Accountability Measures
Defeated on that point, NMFS’s alternative position is that Amendment 16 complies with the MSA’s accountability-measures requirement by establishing sector-specific “management measures” that function as prospective sub-AMs for the five species. Def. Mot. at 23. Prospective accountability measures, NMFS contends, are a valid type of in-season AM designed to prevent an ACL overage before it oc
As noted above, the Guidelines recognize both “inseason” AMs and post-season AMs “for when the ACL is exceeded.”
Whenever possible, FMPs should include inseason monitoring and management measures to prevent catch from exceeding ACLs. Inseason AMs could include, but are not limited to: [annual catch targets]; closure of a fishery; closure of specific areas; changes in gear; changes in trip size or bag limits; reductions in effort; or other appropriate management controls for the fishery.
While prospective AMs may generally be appropriate, the Court must now look at the five stocks at issue. A review of Amendment 16 reveals that NMFS has indeed included prospective management measures for sectors for these five stocks. For example, Amendment 16 implements “reductions in effort” — or strict limits on retention of fish from these five stocks— due to their depleted status. Sector vessels are prohibited from landing any SNE/MA winter flounder, windowpane flounder, ocean pout, or Atlantic wolffish, see Am. 16, §§ 4.2.3.4, 4.3.5 (AR 773 at 47862, 47895). Sectors are accordingly not allocated annual catch entitlements of these species (or of Atlantic halibut), see id., § 4.2.3.3.1 (AR 773 at 47858), and Framework 44, which contains the ACLs for FYs 2010-2012, thus identifies the subACLs for sectors, for each of these species, as zero. See 75 Fed.Reg. at 18,360-61 (AR 1001 at 56720-21).
NMFS argues — rationally, in the Court’s view — that these strict retention limits “will discourage sectors from targeting these [five] stocks,” Am. 16, § 4.2.3.4 (AR 773 at 47862), which, in turn, will likely reduce their catch levels. While these effort-reduction controls may more appropriately be described as “pre-season” rather than “inseason” measures, their aim is no doubt preventive, and they reflect one type of control envisioned by
NMFS’s Guidelines indicate that while inseason AMs like the ones established by Amendment 16 for the five stocks are appropriate and even recommended, AMs for
The Court reaches its conclusion that Amendment 16 lacks adequate AMs for when the sector sub-ACLs have been exceeded in spite of the deference it accords the Agency. Devising and structuring a system of accountability measures to ensure compliance with annual catch limits no doubt involves highly technical considerations of scientific information.
See Oceana, Inc. v. Locke,
Even so, to survive a challenge under the APA, “the agency must examine the relevant data and articulate a satisfactory explanation for its action.”
Motor Vehicle Manufacturers Ass’n,
The facts before the Agency do not support the choice NMFS made to approve Amendment 16 in the absence of sufficient AMs for the five stocks. In fact, NMFS’s Regional Administrator, Patricia Kurkul, expressed reservations over Amendment 16’s compliance with
NMFS remains concerned with other issues related to measures, or lack thereof, in Amendment 16. AlthoughAmendment 16 includes a process to specify annual catch limits for all stocks, not all stocks are covered by specific accountability measures (AMs). Several stocks (Southern New England/Mid-Atlantic winter flounder, ocean pout, windowpane flounder, and wolffish) are not specifically allocated to sectors and would not be covered by specific sector AMs under Amendment 16. In additional, ocean pout, windowpane flounder, and Atlantic halibut would not be subject to the common pool hard total allowable catch AM beginning in 2012. Because the Secretary is restricted by the Magnuson-Stevens Act to only approve, disapprove, or partially approve an amendment to an FMP, NMFS cannot insert specific AMs for these stocks into Amendment 16 and cannot disapprove based on the lack of specific AMs. While NMFS anticipates that other measures in Amendment 16 should be sufficient to prevent overfishing on these stocks, to ensure compliance with the Manguson-Stevens Act, the Council should develop appropriate AMs for these stocks as quickly as possible through a future action.
Letter from P. Kurkul, Regional Administrator, to J. Pappalardo, Chair, NEFMC (Jan. 21, 2010) (AR 891 at 52244) (emphasis added). These reservations suggest even NMFS is concerned by the lack of sufficient sector sub-AMs for the five stocks.
Defendants, moreover, have articulated no satisfactory explanation for their failure to include “reactive” AMs for the five stocks in Amendment 16. The rationale NMFS offers for declining to enforce hard TACs for sector vessels that catch the five species as bycatch is that this action “would complicate monitoring of sector operations,” Am. 16, § 4.2.3.3.1 (AR 773 at 47858), and “would likely result in unnecessarily closing large areas [of the Fishery] and substantial adverse economic impacts to vessels and associated fishing communities due to excessive catch of these stocks.” Record of Decision at 39 (AR 889 at 52118). Statutory requirements that render fishery management more difficult or expensive, however, may not simply be disregarded.
See Natural Resources Def. Council,
It would be non-sensible and be contrary to the requirement of the MagnusonStevens Act to immediately end overfishing and rebuild overfished stocks for the Secretary to disapprove the entire amendment or send the amendment back to the Council to address possible shortcomings for a few stocks.... Instead, NMFS intends to inform the Council of the need to revisit the lack of specific AMs for these few stocks.
Record of Decision at 39 (AR 889 at 52118).
The Court, accordingly, finds that the accountability measures Amendment 16 establishes for the five species at issue will not
ensure
accountability with ACLs as
c. Future Accountability Measures
This last contention is easily dispensed with. Because Amendment 16 is otherwise noncompliant with
The Court must therefore conclude that the adoption of Amendment 16 without the accountability measures required by the MSA for five stocks was arbitrary, capricious, and unlawful. The Court will remand the issue to NMFS and NEFMC for the purpose of amending the Multispecies FMP so that it is consistent with the requirements of
3. Accountability Measures for Yellowtail Flounder in Scallop Fishery
Oceana’s third and final claim under the Magnuson-Stevens Act asserts that Amendment 16 fails to establish adequate accountability measures for another overfished species — yellowtail flounder. Recent developments, however, have addressed its concern and rendered this issue moot.
Three stocks of yellowtail flounder — the Georges Bank (“GB”) stock, the Southern New England/Mid-Atlantic (“SNE/MA”) stock, and the Cape Cod/Gulf of Maine (“CC/GOM”) stock—live in the region governed by NEFMC.
See
Am. 16, § 1.0 (AR 773 at 47763). Yellowtail flounder are targeted by fishing vessels in the Multispecies Fishery and are thus primarily managed by the Multispecies FMP.
See
Because yellowtail flounder are subject to overfishing, see Am. 16, § 1.0 (AR 773 at 47763), the MSA required the establishment of ACLs and AMs for these three stocks by FY 2010. MSA, Pub.L. No. 109-479, § 104(b), 120 Stat. 3575, 3584 (2007). Amendment 16 and Framework 44 establish such ACLs. See Framework 44, 75 Fed.Reg. at 18,360-61 (AR 1001 at 56720-21) (Tables 3-5). In fact, to account for the amount of GB and SNE/MA yellowtail flounder inadvertently caught in the Scallop Fishery, Framework 44 allocates portions of the ACLs for these stocks to that Fishery. Id., 75 Fed.Reg. at 18,359 (AR 1001 at 56719) (Table 2).
It is with AMs, however, that the problem lies. While Framework 44 establishes AMs for the portion of yellowtail flounder allocated to the Multispecies Fishery, it does not do so for the Scallop Fishery: “Under the current Atlantic Sea Scallop FMP, if the scallop fishery harvests in excess of the yellоwtail flounder sub-components specified for the fishery for FY 2010, no scallop management measures will be triggered. The Council intends to develop AMs for the Atlantic Sea Scallop FMP that would be responsive to yellow-tail flounder catches in excess of the sub-ACL, beginning in FY 2011.” Id. (emphasis added).
Oceana claims that Amendment 16 violates
Article III of the United States Constitution limits the jurisdiction of the federal courts to resolving “Cases” and “Controversies.” U.S. CONST. art. III, § 2, cl. 1. Federal courts therefore lack “the power ‘to decide questions that cannot affect the rights of litigants in the case before them,’ ... and [are confined] to resolving ‘ “real and substantial eontrover[ies] admitting of specific relief through a decree of a conclusive character, as distinguished from an opinion advising what the law would be upon a hypothetical state of facts.” ’ ”
Lewis v. Continental Bank Corp.,
Throughout its briefing, Oceana correctly argued that “the potential development of accountability measures as part of Amendment 15 to the Atlantic Sea Scallop Fishery Management Plan does not render their omission from Groundfish Amendment 16 lawful.” Plf. Reply at 13. As noted above, the Agency’s intent or plan to take future remedial action would not save an FMP that was otherwise defective. See Section 111(A)(2)(c), supra.
In the meantime, however, NMFS approved Amendment 15 to the Scallop FMP and, on July 21, 2011, adopted a final rule implementing that Amendment. See Scallop FMP Amendment 15,
available at
http://www.nefmc.org/scallops/index.html; 76 Fed.Reg. 43,746 (July 21, 2011) (codified at 50 C.F.R. pt. 648). Amendment 15 institutes accountability measures in the Scallop Fishery for overages of the subACLs for yellowtail flounder allocated to that Fishery beginning in FY 2011.
See
Scallop Am. 15, § 3.2.3.11.2.1.1;
see also
75 Fed.Reg. at 43,770-72. Amendment 15 also includes a “reachback” AM for FY 2010 to compensate retroactively for any yellowtail flounder caught in the Scallop Fishery in excess of that Fishery’s allocation prior to the development of the Scallop Fishery sub-AM.
See
Scallop Am. 15, § 3.2.3.11.2.1.5. These AMs are codified in Scallop Amendment 15’s implementing regulations.
See
In cases involving challenges to previous FMP amendments in which NMFS subsequently took the requested action through a new amendment or framework adjustment while the case was pending, courts have routinely found that the claim has become moot.
See, e.g., Oceana, Inc. v. Evans,
Neither party sought to file supplemental briefing with the Court following the adoption of Amendment 15 to the Scallop FMP, and Oceana has offered no explanation for how its claim could survive the adoption of Amendment 15. If Oceana believes the AMs established by Amendment 15 are inadequate to protect yellow-tail flounder in the Scallop Fishery from overfishing, it is free to challenge that Amendment in a separate action. For the purpose of this lawsuit, however, the Court finds that the adoption of Amendment 15 moots Plaintiffs claim regarding the lack of AMs for yellowtail flounder in the Scallop Fishery, as there is no ongoing controversy and the Court can grant Oceana no further relief. It will thus be dismissed.
B. NEPA
Oceana’s remaining claims arise under NEPA. As explained above, NEPA imposes procedural rather than substantive duties on government agencies undertaking major federal action, such as the adoption of an FMP or FMP amendment.
See Citizens Against Burlington, Inc. v. Busey,
While the stringent nature of these requirements is not to be minimized, “an agency need follow only a ‘rule of reason’ in preparing an EIS.”
Citizens Against Burlington,
This is not a case in which Plaintiff contends the Agency altogether failed to undertake a proper environmental assessment of its action. Indeed, the Council prepared and NMFS adopted a Final Environmental Impact Statement (FEIS) that, along with Amendment 16 (the proposed action), spans more than 900 pages.
See, generally,
AR 773. Rather, Oceana asserts two targeted NEPA claims regarding Amendment 16. It first argues that, by not reevaluating which stocks should properly be considered part of the Multispecies Fishery, NMFS failed to take the required “hard look” at the environmental consequences of its action.
See
Plf. Mot. at 32-35 (citing
Marsh v. Oregon Natural Resources Council,
In light of the Court’s limited and deferential role, the Agency’s considerable expertise in this complex regulatory arena, and the thoroughness of Amendment 16 and its accompanying FEIS, the Court finds both of Plaintiffs NEPA challenges unavailing.
1. Hard Look at Species in the Fishery
Plaintiffs first NEPA challenge stems from NMF S’s duty to take a “ ‘hard look’ at [the] environmental consequences” of its actions.
Natural Resources Defense Council v. Morton,
At bottom, Oceana’s challenge is not to any NMFS action, but rather to its inaction — the decision not to consider whether additional species should be included among the stocks in the Fishery. Plaintiff contends that failure to include a particular species as a stock in the Fishery has an environmental impact on that species, as it will be not be protected by an ACL or AMs, and that Defendants improperly failed to discuss these impacts in the FEIS.
See id.
at 32-35;
NEFMC developed the goals and objectives of Amendment 16 following a “scop
The Council’s treatment of two species — Atlantic wolffish and cusk — further demonstrates the extent to which adding new stocks to the Fishery fell outside the scope of Amendment 16. When NEFMC prepared the original Multispecies Fishery FMP in 1985, it “evaluated [which] stocks were interrelated such that management as a unit was reasonable and such that the species could be managed throughout their range” and made a determination regarding which stocks should be included in the Fishery. Def. Mot. at 42 (citing 1985 Multispecies FMP, §§ 4.1, 4.3, 6.3). In doing so, NEFMC observed that it might be necessary in the future to add these two particular species to the Fishery or to make other changes. See id.; see also 1985 Multispecies FMP, § 4.2. While the Council opted to add Atlantic wolffish to the Multispecies Fishery through Amendment 16, see §§ 4.2.2, 6.1.7, 6.1.7.1, 7.3.1.2.2 (AR 773 at 47850, 48026-30, 48339), it explicitly acknowledged that a determination of whether to add cusk was outside the scope of the Amendment. See Am. 16, Appx. V, V-24-V-25 (AR 773 at 48796-97). In response to the comment that “[e]usk should be added to the management plan,” the Council wrote:
This comment was outside the scope of issues considered by the Council. The Council noted in scoping the possibility that cusk would be added to the management plan. But in order to manage a stock, an assessment is needed so that stock status and reference points can be determined. Cusk has not yet been assessed by the NEFSC and the information is not available to add it to the management unit.
Id. Given this conclusion on cusk, it is clear the Council did not view an evaluation of whether to add species other than wolffish to the Fishery as within the scope of Amendment 16.
Oceana nevertheless claims that NMFS should have considered, in preparing Amendment 16’s FEIS, whether to add not just cusk but any number of additional species to the Multispecies Fishery. As noted above, in reviewing a NEPA claim, courts in this Circuit have long recognized that an agency “need follow only a ‘rule of reason’ in preparing [its] EIS.”
Citizens Against Burlington,
In determining whether an agency properly excluded an alternative proposed action from consideration under NEPA, the Court engages in a two-part process: first, an examination of “whether an agency’s objectives are reasonable,” and second, “whether a particular alternative is reasonable in light of these objectives.”
Slater,
The Court finds the Council’s decision to limit the scope of Amendment 16 to the goals and objectives described above to be reasonable. Oceana has pointed to no statutory or regulatory requirement that the Council conduct a reevaluation of the composition of the Fishery at the time of proposing Amendment 16. Furthermore, as acknowledged throughout this Opinion, fishery management is “exceedingly complex.”
Oceana v. Evans,
While it is true that agencies have a duty to consider “significant and viable alternatives” identified through public comments ... the duty to consider all such alternatives does not extend to situations where the possibilities are so numerous and the goals of the action so complex that the agency cannot possibly consider every significant alternative in a reasonable time period. Rather, in these circumstances, the agency has discretion to choose a manageable number of alternatives to present a reasonable spectrum of policy choices that meet the goals of the action.
Id.
at 241. This is especially so in the present case, in which the Council and NMFS acted to approve an amendment to the Multispecies FMP that would comply with the MSA’s requirement that ACLs and AMs be established for all stocks in the Fishery that are subject to overfishing by FY 2010.
See
MSA, Pub.L. No. 109-479, § 104(b), 120 Stat. 3575, 3584 (2007);
Citizens Against Burlington,
In light of Amendment 16’s goals and objectives, as well as the time limits for action imposed by the MSA, NEPA did not require that NMFS take a hard look at “the environmental impacts of excluding stocks from the status of a stock ‘in the fishery’ and subject to ACLs.” Plf. Mot. at 32. Evaluating whether to add additional stocks to the Fishery would not further the Council’s purpose of “achiev[ing] mortality targets, providing] opportunities to target healthy stocks, mitigating] (to the extent possible) the economic impacts of the measures, and improving] administration of the fishery.” Am. 16, § 1.0 (AR 773 at 47762) (emphasis added). The Council’s decision not to consider the alternative of undertaking such an evaluation was thus reasonable in light of Amendment 16’s objectives. The Court thus grants summary judgment for Defendants on this claim.
2. Failure to Consider Alternatives to ABC Control Rule
Oceana’s final challenge relates to yet another fishery-health measurement established by Amendment 16 — the acceptable biological catch (ABC) — and the
As the Court has not yet discussed control rules generally, or Amendment 16’s ABC Control Rule in particular, a brief overview is in order. NMFS describes a “control rule” as a “policy” or “specified approach” based on scientific advice provided by the Council’s Scientific and Statistical Committee (SSC) that can be used to help the Council set a variety of catch levels or limits (sometimes referred to as “management measures”) for the Fishery.
Before an ABC Control Rule comes into play, another important catch level must be set. The MSA requires NEFMC to first assess and specify the “maximum sustainable yield” (MSY), which is the level of annual catch after which overfishing is predicted to occur for each stock in the Fishery.
See
NMFS’s National Standards Guidelines direct the Councils to establish an ABC Control Rule that articulates how the ABC will be set for each stock “as a function of the scientific uncertainty in the estimate of [the overfishing limit] and any other scientific uncertainty.”
The parties agree that the Council fully considered two potential ABC Control Rules: the proposed action — i.e., the rule that was ultimately adopted — and the “no-action” alternative of retaining and reclassifying Amendment 13’s MSY Cоntrol Rule as an ABC Control Rule. See Def. Mot. at 52, 55; Plf. Reply at 18; see also Am. 16, § 4.1.2 (AR 773 at 47833-35). NEFMC also gave preliminary consideration to a third alternative, a “risk-assessment”-based approach to setting ABCs developed based on an approach described in an independent research paper, but this alternative was also rejected following additional scientific testing. See AR 545 at 31406-11; AR 833 at 49915-16.
The parties disagree, however, over the significance of considering the “no-action” alternative. Oceana argues without explanation that maintenance of the status quo would have been unlawful, thus rendering the “no-action” option an impermissible alternative,
see
Plf. Mot. at 37, while NMFS asserts it could have chosen to maintain the status quo and adapted the MSY Con
Amendment 16, its FEIS, and the Agency’s Record of Decision explain the process NEFMC followed to evaluate the option of using the MSY Control Rule as an ABC Control Rule. NMFS’s Guidelines require that a fishery’s “fishing mortality rate does not jeopardize the capacity of a stock ... to produce MSY.”
Study of this option, however, revealed that such stock-specific calculations were not currently feasible. For example, when the Council’s Scientific and Statistical Committee (SSC) suggested that the Plan Development Team test the MSY Control Rule by applying it to stock assessments from previous years, the results indicated that this approach “would not have ended overfishing if used for three stocks to set catch levels for 2005 through 2007.” Id., § 4.1.2 (AR 773 at 47834). The tests revealed a number of additional shortcomings with the MSY Control Rule alternative, leading the SSC to observe that “[t]he available data is inadequate to conduct probabilistic projections for some stocks.” Id. In other words, the SSC concluded that there was insufficient information available to quantify scientific uncertainty for each groundfish stock. Id.
In light of the SSC’s conclusions regarding the MSY Control Rule, NEFMC proposed — and NMFS approved — the following ABC Control Rule, which governs all stocks in one way:
a. ABC should be determined as the catch associated with 75% of FMSY.
b. If fishing at 75% of FMSY does not achieve the mandated rebuilding requirements for overfished stocks, ABC should be determined as the catch associated with the fishing mortality that meets rebuilding requirements (Frebuild).
c. For stocks that cannot rebuild to Bmsy in the specified rebuilding period, even with no fishing, the ABC should be based on incidental bycatch, including a reduction in bycatch rate (ie., the proportion of the stock caught as bycatch).
d. Interim ABCs should be determined for stocks with unknown status according to case-by-case recommendations from the SSC.
Id. (AR 773 at 47834-35). 4
The ABC Control Rule thus differs from the MSY Control Rule in that it relies on a fishing mortality rate that is not adjusted for stock size. See id., § 7.2.1.1.2 (AR 773 at 48242). In the absence of the data necessary to quantify scientific uncertainty for each stock, the ABC Control Rule employs a consistent, conservative buffer between the overfishing limit (FMSY) and the ABC for each stock — ie., by setting the ABC at 75% of FMSY (or for stocks requiring rebuilding, “at the level of fishing mortality that will allow the rebuilding of the stock under the deadlines set by the Act (Prebuiid)j whichever is lower”). Plf. Mot. at 23; see Am. 16, §§ 4.1.2, 7.2.1.1.2 (AR 773 at 47834-35, 48242). By employing a more conservative, if non-stock-specific, buffer to account for scientific uncertainty, the SSC concluded that the ABC Control Rule will “always result in ABCs with at least a 50-percent probability of avoiding overfishing.” Record of Decision at 37, AR 889 at 52116.
Oceana argues that the Council’s evaluation of maintaining the MSY Control Rule does not count as consideration of a reasonable alternative to the ABC Control Rule adopted because “taking no action altogether ... was not an option under the law.” Plf. Mot. at 35. In support, Plaintiff cites
American Oceans Campaign v. Daley,
The facts here are quite different from those in
American Oceans Campaign.
That case involved another challenge to an FMP following the 1996 amendment to the MSA (called the “Sustainable Fisheries Act”), which required the Councils, for the first time, to submit amendments to their various FMPs that described and identified essential fish habitats in the fisheries they managed.
Id.,
Oceana’s contention that NMFS failed to consider
any
reasonable alternatives to the ABC Control Rule, therefore, is incorrect. Although the MSY Control Rule ultimately proved inadequate to prevent overfishing, the Court cannot say that the underlying scientific approach the Council pursued in considering that alternative was unreasonable. In this regard, the Court will defer to the Agency.
See Oceana, Inc. v. Evans,
A question remains, however, regarding whether NEFMC evaluated
all
reasonable alternatives as NEPA requires. At the heart of this question lies the reality that an ABC Control Rule is a highly technical tool for evaluating scientific uncertainty in the context of a complex fishery-management regime. The identification of reasonable alternatives to FMP proposals is precisely the type of agency decision to which the Court should properly defer in the absence of any “obvious” unexamined reasonable alternatives, and it is certainly not the Court’s role to somehow determine what such other alternatives might be.
Oceana v. Evans,
Neither is this a case in which Plaintiff has proposed a reasonable alternative to the ABC Control Rule that it claims Defendants ignored. Oceana complains that the FEIS fails to evaluate all reasonable alternatives to Amendment 16’s ABC Control Rule, yet Plaintiff does not identify any concrete alternative proposals that the Council failed to consider. Oceanа’s preapproval comments regarding the Rule, while sufficient to defeat NMFS’s contention that Plaintiff waived its right to assert a claim based on NEPA’s reasonable-alternatives requirement,
cf. Department of Transportation v. Public Citizen,
The list of alternatives to the ABC Control Rule that the Council considered is undoubtedly short. The court in
Tongass Conservation Society,
however, upheld an EIS that conducted only preliminary evaluations of alternative proposals and concluded that no other reasonable alternatives were available.
IV. Conclusion
For the reasons articulated above, an Order accompanying this Memorandum Opinion will grant summary judgment in favor of Defendants on all issues except for Plaintiffs second claim for relief — namely, that Amendment 16 fails to establish sufficient accountability measures for five stocks in the Multispecies Fishery. Given the nature of this deficiency, the Court perceives no reason why any part of Amendment 16 should be vacated. Instead, the issue of establishing accountability measures for the five stocks will be remanded to NMFS and NEFMC for further action consistent with this Memorandum Opinion.
SO ORDERED.
Notes
. Although Defendants initially suggested that NMFS increased the level of at-sea monitoring in the Multispecies FMP to six times the level required by the SBRM Amendment, they make clear in their Reply that this calculation was based on an error in establishing the baseline coverage level under the SBRM Amendment as 5%, when in fact it has been 7%-8%. See Def. Reply at 1-2. As the difference does not affect the Court's analysis, it will not dwell on the mistake.
. The parties wage this battle over the language of Amendment 16’s implementing regulation, which states: "[CJoverage levels must be sufficient to at least meet the coefficient of variation specified in the Standardized By-catch Reporting Methodology
and accurately monitor sector operations.”
. Oceana contends that Amendment 16’s implementing regulations do not provide for the common-pool reactive AMs to be triggered when sector vessels overfish the five stocks. Plaintiff points out that NMFS has proposed a new rule would allegedly take this step. See Plf. Reply at 9 (citing 76 Fed.Reg. 24,446, 24,452). NMFS responds that the "proposed rule merely clarified that the common pool accountability measures cover sector overages of the five stocks." Def. Reply at 5 n. 4. Because even under NMFS’s interpretation, the common-pool accountability measures are unlikely to protect the stocks from overfishing, the Court need not resolve this dispute.
. " 'FMSY' refers to the fishing mortality rate at maximum sustainable yield; ‘^.^,,¡1,5)' refers to the fishing mortality rate necessary to rebuild overfished stocks within the rebuilding period; 'BMSY' refers to biomass at maximum sustainable yield.” Plf. Mot. at 36 n. 6.