This is an appeal by plaintiff from a judgment awarding costs and attorneys’ fees after the abandonment of an action in eminent domain. 1
Questions Presented
Several questions have been presented by this appeal. One of the questions presented is whether the trial judge was disqualified from sitting or acting in the proceeding for the determination of costs, disbursements, expenses, and attorneys’ fees brought pursuant to Code of Civil Procedure section 1255a. 2 We have concluded that this question must be answered in the affirmative. 3 Accordingly, we need not consider the other matters presented by this appeal directed to certain rulings made by the trial court during the hearing and the alleged error of the court in connection with the award of attorneys’ fees. One other question remains for disposition, however. This. concerns the propriety of the trial coprt’s .refusal to allow plaintiff to take depositions after judgment.
The Record
Plaintiff school district brought an action in eminent domain against defendants; The action proceeded to trial before the Honorable Raymond G. Callaghan, sitting without a jury. A judgment in condemnation was awarded to plaintiff and damages for the taking were awarded in the sum of $151,437, together with other damages in the sum of $6,509.70. Thereafter, and within the time provided for in section 1255a,
Prior to the hearing of the motion to tax costs on May 26th, plaintiff filed a petition for a writ of prohibition in the District Court of Appeal. Said petition was predicated. upon five grounds: (1) that the transfer of the matter from Judge Jacka to Judge Callaghan without the order of the presiding judge did not confer jurisdiction on Judge Callaghan to. reconsider his order for disqualification; (2) that the said motion to reconsider was not duly noticed as required by law; (3) that the trial court was under a duty to disqualify itself under section 170.6 when it received plaintiff’s affidavit of prejudice on May 1, 1961; (4) that the trial court erred in striking the statement of disqualification under section 170 made on May 10, 1961; and (5) that the trial court had disqualified itself in open court pursuant to section 170, .subdivision 5, on May 1, 1961. The petition was denied summarily and without opinion by Division Two of this court on May 18,1961.
The Question of Bes Judicata
Defendants contend that the issue of the trial judge’s dis
An order striking an .affidavit or statement for disqualification from the files is not an appealable order and the remedy by appeal is inadequate.
(Keating
v.
Superior Court,
" The .petition' for the.writ of probibition in question was denied "without a hearing or opinion. The issuance of a
Plaintiff contends that Judge Callaghan was timely and properly disqualified both pursuant to the peremptory challenge method provided for by section 170.6 and for bias or prejudice as provided in' section 170, subdivision 5. Defendants, on the other hand, contend that the purported disqualification under section 170.6 was not timely and that the motion under section 170, subdivision 5, was defective on three grounds, to wit: (1) the motion was not timely; (2) no proper statement was filed; and (3) the purported statement was not made by plaintiff but by its attorney.
We first turn to the purported disqualification under section 170.6. Defendants assert that the motion to disqualify made on May 1, 1961, was not timely because the judge who was to hear the motion to tax costs was known at least 10 days before the date set for the hearing of the latter motion and therefore the disqualification motion was required to be made at least five days before said date.
10
In countering this assertion plaintiff does not contend that the judge who was to hear the motion to tax costs was not known to it 10 days before the date set for the hearing of said motion, but asserts that under section 170.6 the motion to disqualify was timely, when made prior to commencement of the hearing, because the motion to tax was a hearing “other than the trial of a cause.” As to timeliness, defendants also assert that the motion to tax costs is a supplemental or continued hearing on matters involved in the original eminent domain proceeding and that therefore an application under section 170.6 for disqualification of the same judge who heard the original proceeding is not proper or timely because it was made after the trial had commenced.
11
To this contention plaintiff replies
In order to properly dispose' of the question we must éorn sider the purport of section 1255a. That section provides that the plaintiff in an eminent domain proceeding may, within the time therein specified, abandon such proceeding by filing written notice of abandonment. Upon such abandonment, on motion of any party, a judgment shall be entered dismissing the proceeding and awarding the defendants their costs and disbursements, which shall include all necessary expenses incurred in preparing for trial and reasonable attorneys’ fees. As provided in said section, these costs and disbursements, including expenses and attorneys’ fees, may be claimed in and by a cost bill which is to be prepared,' served, filed and' taxed as in civil actions, i.e., pursuant to section 1033 which has to do with cost bills, generally, in "civil actions' after judgment.
Turning to the applicability of section. 1255a to the instant case we find that upon the filing bf a- written notice of abandonment by plaintiff the court belbw made its judgment decreeing that the action was abandoned and dismissed,. This judgment, which was duly entered, also provided that defendants were entitled to have their costs and disbursements in accordance' with section 1255a. The said judgment ’ thus made and rendered was a .final judgment" from which an appeal could be taken because it determined all of the rights of the parties and required no further judicial action to give effect to its provisions. (§ 963, subd. 1;
Gollard
v.
Bayless,
“The awarding of costs is but an incident to the
When the condemning party abandons the proceeding as provided in section 1255a it avoids the obligation imposed by the judgment and assumes
“ ‘a
new and different obligation’ ” imposed by the statute which permits such abandonment and authorizes entry of a judgment of dismissal together with an award for costs and disbursements including all necessary expenses incurred in preparing for trial and during trial and reasonable attorneys’ fees.
(Capistrano
Prom the observations hereinabove made with respect to the pertinent applicable legal principles, it is apparent that the motion to tax costs made pursuant to section 1255a is a part and a continuation of the original eminent domain proceedings, within the meaning of the rule laid down in
Jacobs
v.
Superior Court,
Disqualification of Judge Under Code of Civil Procedure Section 170
Plaintiff asserts that Judge Callaghan was disqualified for bias and prejudice by virtue of the statement made on May 1, 1961, when he said “. . . t arn a little biased in this ease, very much so, because I don’t like the way it was handled.” It is claimed, moreover, by plaintiff, that Judge Callaghan at that time declared his own disqualification as provided for in section 170 and that no further proceedings were required to compel Ms disqualification. The record discloses, however, that the judge was then discussing his disqualification under section 170.6 and that his statement “Therefore, I disqualify myself” was made prior to the utterance in question. Court and counsel were then discussing the efficacy of the motion to disqualify under section 170.6. It is apparent from the record, therefore, that at that time Judge Callaghan was not making a voluntary declaration of his disqualification, but that he was disqualifying himself under the belief that he had no other alternative under the peremptory challenge procedure provided for in section 170.6. TMs is apparent, furthermore, from the action of the judge in setting aside his said disqualification when he was asked to reconsider the same on the basis that he was not disqualified under section 170.6. A further indication of this circumstance is also indicated in the conduct of plaintiff, when, after the disqualification was set aside, it specifically requested the judge to voluntarily declare his disqualification under section 170, subdivision 5, and he declined to do so.
Upon the refusal of the judge to voluntarily disqualify himself, plaintiff thereupon filed a written motion objecting to the hearing of such matter pursuant to section 170, subdivision 5. Judge Callaghan struck said motion' from the files on the ground that it did not state sufficient facts constituting the [alleged disqualification. .A judge is without power to pass upon the question of .his o.wn disqualification' where an." appropriate .issue of fact is presented -by the statement charging bias or prejudice.
(People
ex rel.
Dept. of Public Works
v.
McCullough,
Under section 170, subdivision 5, if the written statement is timely and sets forth sufficient facts constituting the bias and prejudice of the judge, it is the duty of the judge to file an answer within five days.
(Keating
v.
Superior Court, supra,
p. 443;
Blackman
v.
MacCoy,
Defendants urge that the motion to disqualify under section 170, subdivision 5, was defective for untimeliness.
13
The contention is made that that motion was not made before the “ ‘commencement of the hearing. . . .’
”
Accordingly, the as
The important distinction between sections 170.6 and 170, subdivision 5, is obvious. The former provides for what amounts to a peremptory challenge of a judge, and is a procedure whereby prejudice is established by a sworn statement without judicial determination of the fact.
(Johnson
v.
Superior Court, 50
Cal.2d 693 [
■ In the present case the written motion to disqualify was made prior to the commencement of the motion to tax. It was made on May 10th and prior to the commencement of the subject hearing. While it is true that the “facts” constituting the ground of disqualification became known to plaintiff on May 1st when Judge Callaghan made the remarks in question, the said judge did on May 1st make an order disqualifying himself. That order was not set. aside until May 10th. There was no reason for plaintiff, to have made a motion to disqualify during that interim. When . the disqualification was set aside on the basis thaUthe judge ..should not have declared himself disqualified under. seetion:fl70.6, plaintiff immediately made his motion under section T70, subdivision 5. Under the circumstances, we believe-that plaintiff acted “at the earliest practicable opportunity. ”
The vital question for consideration in this casé is whether the-statement sets forth sufficient facts constituting the bias or prejudice of the judge. • The requirements are' succinctly stated-in
Calhoun:
“Section 170 of the Code of Civil Procedure requires a Verified statement
showing facts,
not conclusions, from which-the claimed disqualification appears to be probable, that is, -from which facts the disqualification appears to follow as a conclusion of law. . Furthermore, the stated facts must make the bias appear probable
as to the issue or issues to he tried.”
(P. 260 of 51 Cal.2d.) In the present case the-pertinent portions of the statement (entitled “Motion-for Order of Disqualification”) reads as follows’:'-:-“The-plaintiff . -hereby moves the Court . . . to disqualify -itself under section 170 of the California Code of Civil Procedure "on the,, basis that the said court on May 1, 1961, -declared itself to be biased and prejudice
[sic]
against said plaintiff and their attorneys. I believe that said: Oak Grove School District' cannot have a fair and "just trial before the said judge for said action and'the Motion to Tax Costs now pending by reason of the interest, prejúdice or bias of the said Judge Raymond G. Callaghan. . . . This Motion is based upon the records and files herein and the statement in
The charging allegation appears, at first blush, to be conclusionary. This impression is engendered by the brevity of the allegation. In the usual disqualification case we have a narrative of facts from which the existence of bias or prejudice appears probable. We rarely have an instance where a judge is accused of actually stating that “he is biased and prejudiced in the case” in just so many words. This is the purport of the allegation here. The statement required by section 170, subdivision 5, is in the nature of a complaint, and as such it need only allege ultimate facts. (§ 426.) The allegation here in question consists of more than a mere conclusion; it is a statement of the ultimate fact that on a certain day the judge stated he was biased and prejudiced in the case. This is a sufficient statement of fact which, if true, would show such bias and prejudice on the part of the judge. The verb “declare” is defined as follows: “to make known publicly, formally, or explicitly esp. by language; announce, proclaim”; and “declare oneself” is defined as: “to make known one’s opinion: announce one’s position.” (Webster’s Third New Internat. Diet.) In view of the brevity of the trial court’s entire statement which would constitute the evidentiary fact to support plaintiff’s allegation, i.e., “. . . I am a little biased in this case, very much so, because I don’t like the way it was handled. ... In my opinion bad management took place and that has in all honesty created perhaps a little bias in my mind here,” there was not much more that plaintiff could allege as an ultimate fact establishing a ground of disqualification. The motion stated further that plaintiff did not believe that it could have a fair and impartial trial in the pending motion to tax costs because of the bias and prejudice of the judge. This averment, when coupled with the aforesaid statement of fact, is sufficient to make the bias and prejudice appear probable as to the issue or issues to be tried. We are of the opinion,
Plaintiff’s statement being legally sufficient, it estopped Judge Callaghan from determining his own qualifications to sit as the trial judge in the proceeding, and it had the immediate effect of depriving him of jurisdiction to decide the motion to tax costs.
(In re Harrington, supra,
Defendants make the further contention that the motion for disqualification was not made in strict compliance with section 170, subdivision 5, in that it was not made or verified by a party to the action or proceeding. No objection, however, was interposed by defendants as to the form of the subscription or the verification. The motion to strike -was made on the basis that the disqualification statement did not state sufficient facts to show bias and prejudice. The matter ;was heard upon the merits. Such a technical objection cannot .now be urged on appeal for the first time. (See
Lapique
v.
Kelley,
While the verification was not made by plaintiff it was made by its attorney and was substantially in the form required by section 446 in that said attorney states in said verification that the contents of the motion for an order for disqualification are “true of his own knowledge. . . .” Under section 446 an attorney may make a verification to a pleading where the facts are within his knowledge.
(Newman
v.
Bird,
In this case the affiant attorney qualified the statement that the contents of- the motion were true of his own knowledge with the statement “except as to the matters which are therein stated on his information or belief and as to those matters that he believes it to be true.” An attorney cannot make a verification based on information or belief. (§ 446.) In the present case the only statement in the motion made on “belief” was the averment that the affiant believed that the school district could not have a fair trial because of the judge’s prejudice or bias. This statement was not one of fact, but one of opinion. It added nothing to the 'requirement that a motion to disqualify must set forth sufficient facts constituting bias or prejudice, and even if stricken or disregarded, would not affect' its legal sufficiency. Moreover, the said averment does not by its language purport to qualify the averment that the facts stated were within the knowledge of the affiant. (See H. G. Bittleston Law etc. Agency v. Howard, supra, pp. 360-362.)
Defendants rely on
Bompensiero
v.
Superior Court,
The Question Relative to Depositions
Inasmuch as the subject motion to tax costs must be retried we must dispose of the question as to the propriety of the taking of depositions. ' After judgment and prior to the hearing on the motion to tax costs, plaintiff .noticed the deposi
Defendants contend that the trial court’s order was appeal-able, and that plaintiff, not having appealed from the order, is now estopped from urging the question on this appeal. This assertion is without merit. An order quashing the service of a notice of taking deposition is not an appealable order. Such an order is not included among the relatively small group of orders designated in section 963, nor is it made appealable by a specific statute. An order is not appealable unless expressly so declared.
(Title Ins. & Trust Co.
v.
California etc. Co.,
Defendants’ motion to quash was made on the ground that plaintiff was not legally entitled to take a deposition in a proceeding to tax costs because the cause had already been reduced to a judgment. The motion to quash was submitted to the court for determination as a matter of law. In granting the motion the court below analogized section 1255a to section 1033 and concluded that a deposition was not warranted in a motion to tax costs proceeding. At the time the motion to quash was heard and determined, section 2016, subdivision
The depositions in the instant ease were directed specifically to the seeking of information relative to the issues “upon abandonment and the attorney’s fees to which the defendant is entitled.” The record discloses that when these depositions were noticed and the motion to quash was heard, the only pleadings on file with respect to the matter of costs and disbursements was defendants’ verified memorandum of costs and plaintiff’s motion to tax which was unverified and unsupported by any affidavit. At that time section 2016, subdivision (a), provided that in a special proceeding a deposition could only be had therein when “a question of fact has arisen. . . .’ ’ As we have pointed out above the filing of a motion to tax costs need not be accompanied by an affidavit and is sufficient in itself, if in proper form, to put in issue the items objected to in the motion.
(Senior
v.
Anderson, supra,
Therefore, whether we consider the motion to tax costs as a part of the eminent domain action which was then pending or as a special proceeding, the noticing of the depositions in question was proper and timely. This leaves for determination the question whether the trial court abused its
Section 2016, subdivision (d), authorizes that depositions, when taken, may be used on the “hearing of a motion or an interlocutory proceeding. ...” The discovery statutes are to be liberally construed, because their purpose is to further the efficient and economical disposition of cases according to right and justice on the merits.
(Greyhound Corp.
v.
Superior Court, supra,
The judgment is reversed with the following directions: (1) that the motion to tax costs be retried before a judge, other than the Honorable Raymond G. Callaghan, to be designated by the presiding judge of the Superior Court of Santa Clara County; and (2) that plaintiff be permitted to take the depositions, the taking of which was ordered quashed herein, at a time and place to be fixed by the said presiding judge.
Bray, P. J., and Sullivan, J., concurred.
Respondents’ petition for a hearing by the Supreme Court was denied August 20, 1963. Schauer, J., was of the opinion that the petition should be granted.
Notes
At all times pertinent to this action Code Civ. Proe., § 1255a, provided as follows: “Plaintiff may abandon the proceedings at any time after filing the complaint and before the expiration of thirty days after final judgment, by serving on defendants and filing in court a written notice of such abandonment; . . . Upon such abandonment, . . . on motion of any party, a .judgment shall be entered dismissing the proceeding and awarding the. defendants their costs and disbursements, which shall include all necessary expenses incurred in preparing for trial and reasonable attorney fees. These costs and disbursements, including expenses and attorney fees, may be claimed in and by a cost bill, to be prepared, served, filed and taxed as in civil actions; ...”
Unless otherwise-indicated all statutory references hereinafter will be to the Code of Civil Procedure.
In reaching. this conclusion -we have considered the claim of res judicata made by.'defendants on the basis of the previous denial of a writ of. .prohibition, in- this court. Our reasons for holding that the doctrine-of. res judicata is not applicable will be hereinafter stated.
Judge Callaghan presides in department No. 8.
Section 170.6 then provided that no judge shall try any action or special proceeding when it is established by an affidavit that he is prejudiced against a party or attorney so that the party or attorney cannot, or believes he cannot, have a fair and impartial trial before such judge. Facts showing prejudice need not be alleged or proved, and, where a timely motion to disqualify is made, supported by an affidavit alleging prejudice, the ease or matter, without any further act or proof, must be assigned to another judge for trial or hearing. (Sec
Pappa
v.
Superior Court,
The judge then made the following further statement: “I might add also, gentlemen, for your information, it is the Court’s opinion in each and every ease where your client’s interest will be served, it is your duty as a member of the Bar representing various people to do
The minutes of the court contain only the following entry: “Transferred to Dept. 6.” Pursuant to stipulation of the parties the clerk’s transcript has been augmented to include the affidavit of the deputy clerk who was present during the proceedings on May 1, 1961, and who made the aforesaid entry. The said affidavit states that the “rough minutes ’ ’ made by him in court on that date in his handwriting contain the notation, “Judge Callaghan disqualifies self. Order matter will be transferred to Dept. 6,” but that “Because of some oversight or error, the notation ‘Judge Callaghan disqualifies self’ did not appear in the typed minutes of the Court for May 1, 1961.”
Section 170 provides for the disqualification of judges. Subdivision 5 thereof provides for disqualification on the ground of bias or prejudice and provides the procedure for the determination' of such disqualification. The said section provides that where a judge who is disqualified neglects or fails to declare his disqualification as provided' in, said section any party to the proceeding may present to the court and filé with the clerk a written statement objecting to the hearing of the matter or issue before such judge and setting forth the fact or facts constituting' the ground of the disqualification of such judge.
In the following'' cases .the question - of disqualification was reviewed on appeal:.
People
v.
Smith,
Section 170.6, subdivision (2), provides in part: “Where the judge assigned to or who is scheduled to try the cause or hear the matter is known at least 10 days before the date set for trial or hearing, the motion shall be made at least five days before that date. ... If the motion is directed to a hearing (other than the trial of a cause), the motion must be made not later than the commencement of the hearing. ’ ’
Section 170.6, subdivision (2), provides in part: “In no event shall any judge entertain such motion if it be made after the drawing of the name of the first- juror, or if there be no jury, after the making of an opening statement by counsel for plaintiff, or if there be no such statement, then after swearing in the first witness or the giving of any evidence or after trial of the cause has otherwise commenced.”
In
Stockton Theatres, Inc.
v.
Palermo,
While defendants’ motion to strike plaintiff’s statement was made solely on the ground that it did not state facts sufficient for a disqualification, it appears that prior to the making of such motion, defendants did object to the timeliness of the statement.
Said verification reads as follows: "That he is the attorney for the plaintiff . . . ; that he has read the foregoing Motion for Order of Disqualification, and knows the contents thereof; that the same is true of his own knowledge, except as to the matters which are therein stated on his information or belief and as to those matters that he believes it to be true.
"Bobert S. Sturges
"[Notary’s Subscription]’’ •-
Code Civ. Proc., § 446, provides in part: “In all cases of a verification of a pleadings, the affidavit of the party shall state that the same is true of his own knowledge, except as to the matters which are therein stated on his information or belief, and as to those matters that he believes it to be true; and where a pleading is verified, it shall be by the affidavit of a party, unless the parties are absent from the county where the attorney has his office, or from some cause unable to verify it, or the facts are within the knowledge of his attorney or other person verifying the same. When the pleading is verified by the attorney, or any other person except one of the parties, he shall set forth in the affidavit the reasons why it is not made by one of the parties,”
Section 2016, subd. (a), was amended effective September 15, 1961, with reference to a "special proceeding." The words "a question of fact has arisen therein" were deleted. Said section now reads: "or in a special proceeding after the service of the petition or after the appearance of the defendant or respondent. ’ ’
Note: Code Civ. Proc., § 2035, having reference to article 3 of chapter 3 of said code dealing specifically with "Depositions and Discovery," provides that the word "action" shall be construed to include a special proceeding of a civil nature. (See
Carlson
v.
Superior Court,
Code Civ. Proc., § 22, provides: "An action is an ordinary proceeding in a court of justice by which one party prosecutes another for the declaration, enforcement, or protection of a right, the redress or prevention of a wrong, or the punishment of a public offense." And 5 23 of said code provides: ‘ ‘ Every other remedy is a special proceeding. ’ ’
