In the Matter of Matthew O., by and through his Parent, David O., Plaintiffs, vs. DEPARTMENT OF EDUCATION, STATE OF HAWAII, Defendant.
CIVIL NO. 12-00612 DKW-RLP
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF HAWAI`I
February 5, 2014
Derrick K. Watson, United States District Judge
ORDER AFFIRMING THE ADMINISTRATIVE HEARINGS OFFICER’S OCTOBER 26, 2012 DECISION
INTRODUCTION
Before the Court is Plaintiffs Matthew O. (“Student”), by and through his Parent, David O.’s (“Father”) (collectively, “Plaintiffs”) appeal, pursuant to the
BACKGROUND
Student has autism, was 14, and was in the eighth grade at the time of the Due Process Hearing in 2012. Student has attended Variety School of Hawaii (“Variety”), a small private school specializing in students with autism, ADD and other learning disabilities, since he was in first grade. Variety provides an individualized program for its students, but does not have a community-based instructional (“CBI”) program and does not provide its students with opportunities to work or study alongside typically-developing peers. The Department of Education, State of Hawai‘i (“DOE”), has been paying for Student’s attendance at Variety since the 2006-2007 schоol year (Student’s second grade year) via settlement or other agreements. Decision at 3 ¶¶ 1, 3–5, 7. Student’s DOE home school at the time of the Due Process Hearing was Ilima Intermediate located in Ewa Beach. His present home school is Campbell High School.
This appeal centers on Student’s December 9, 2011 Individualized Education Program (“December IEP”) and a transition plan for Student that was developed beginning with Student’s April 7, 2011 IEP meeting. In Student’s April 7, 2011 IEP (“April IEP”), the IEP team changed Student’s placement from Variety to his DOE home school, Ilima. Compare Resp. Ex. 4 (April 20, 2010
The private school director was at Student’s April 7, 2011 IEP meeting. During the April 7, 2011 IEP meeting, Student’s IEP team discussed transitioning Student from the private school to the home school. According to the private school director, although the DOE wanted this transition, neither the private school nor parents wanted to transition Student. The private school director testified that Student still needed the small environment that the private school offered, as well as other students closer to Student’s ability level.
However, Father clarified that, at the April 7, 2011 IEP meeting, he agreed to go along with the transition.
A transition plan was developed to transition Student from the private school to the home school starting from the April 7, 2011 IEP meeting and continuing through the summer of 2011.
The DOE special education teacher had observed Student at the private school 4 times prior to attending the April 7, 2011 IEP meeting. The special education teacher testified that the transition plan was slow, methodical, and appropriate. The transition plan addressed Student’s anxiety.
. . .
The early stages of the transition plan called for Student to participate in CBI activities, along with his long-time skills trainer and with the DOE’s special education teacher and her home school students.
. . .
The [Autism Consultant Teacher (“ACT”)] opined that the transition plan was appropriate for Student as it involved a thoughtful, gradual, low-impact transition from the private school to the home school over several months with familiar people working with Student. . . . the ACT testified that there was no reason Student could not transition to thе home school as he had the prerequisite skills to do so. . . .
Monthly transition meetings were held for Student between June and December 2011. The private school director testified that she constantly discussed Student’s behaviors at these transition meetings. However, the private school director admitted that she had not provided Student with direct services and obtained her information about Student from his private school teachers.
Father added that at the monthly transition meetings, he brought up Student’s behaviors. The special education teacher testified that the DOE considered the potential harmful effects of Student transferring to the home school. To help the transition process, the DOE made the process gradual, with supports such as role playing, learning to meet new people, and updating Student’s behavioral support plan (“BSP”).
Decision at 4–6 ¶¶ 13–16, 19, 22, 34–35.
On December 9, 2011, another IEP meeting was held and the December IEP was drafted. Relevant here, the December IEP provided Student with special education, occupational therapy, speech and language therapy, as well as a variety of other supplementary aids and services, program modifications, and supports. Resp. Ex. 9 (December IEP) at 000140. The Present Levels of Educational Performance (“PLEPS”) section of the December IEP addressed
The December IEP also enumerated annual measurable goals in the areas of reading comprehension, reading fluency, writing, math-measurement, math-numbers and operations, oral communication, self-managing behaviоrs, daily living skills, and interpersonal communication. Resp. Ex. 9 (December IEP) at 130–39.
In terms of Student’s mainstreaming placement, the December IEP established that “[Student] will not participate with nondisabled peers for core academic classes, one elective, lunch field trips, and assemblies. He will participate with nondisabled peers for one elective and recess.” Id. at 000141.
On December 22, 2011, Father submitted a Request for Due Process Hearing, which was amended on March 29, 2012. Resp. Ex. 1 (Amended Due Process Request) at 000003–05. On October 26, 2012, the Hearings Officer issued his Decision after holding a due process hearing on August 21–24, 2012. The Hearings Officer concluded that the Dеcember IEP did not deny Student a free and appropriate public education because, among other things: “[t]he PLEPS in the December 9, 2011 IEP describe Student at the time the IEP was created” and the Plaintiffs failed to show that the DOE did not properly assess Student in all appropriate areas; the DOE did not predetermine placement and the “offer of placement at the home school was made after a thoughtful, gradual, low-impact transition from the private school to the home school over several months with
Plaintiffs’ subsequent appeal of that Decision is presently before the Court.
STANDARD OF REVIEW
I. IDEA Overview
“The IDEA is a comprehensive educational scheme, conferring on disabled students a substantive right to public education and providing financial assistance to enable states to meet their educational needs.” Hoeft ex rel. Hoeft v. Tucson Unified Sch. Dist., 967 F.2d 1298, 1300 (9th Cir. 1992) (citing Honig v. Doe, 484 U.S. 305, 310 (1988)). It ensures that “all children with disabilities have available to them a free appropriate public education [(“FAPE”)] that emphasizes special educatiоn and related services designed to meet their unique needs and prepare them for further education, employment, and independent living[.]”
(A) have been provided at public expense, under public supervision and direction, and without charge;
(B) meet the standards of the State educational agency;
(C) include an appropriate preschool, elementary school, or secondary school education in the State involved; and
(D) are provided in conformity with the individualized education program required under
section 1414(d) of this title .
“Procedural flaws in the IEP process do not always amount to the denial of a FAPE.” L.M. v. Capistrano Unified Sch. Dist., 556 F.3d 900, 909 (9th Cir. 2009) (citations omitted). Once a procedural violation of the IDEA is identified, the court “must determine whether that violation affected the substantive rights of the parent or child.” Id. (citations omitted). “[P]rocedural inadequacies that result in the loss of educational opportunity, or seriously infringe the parents’ opportunity to participate in the IEP formulation process, clearly result in the denial of a FAPE.” Id. (alteration in original) (citations and quotation marks omitted).
Compliance with the IDEA does not require school districts to provide the “absolutely best” or “potential-maximizing” education. J.W. v. Fresno Unified Sch. Dist., 626 F.3d 431, 439 (9th Cir. 2010) (citation and internal quotation marks omitted). Rather, school districts are required to provide only a “‘basic floor of opportunity.’” Id. (quoting Bd. of Educ. of Hendrick Hudson Cent. Sch. Dist. v. Rowley, 458 U.S. 176, 201 (1982)). The FAPE need only be “appropriately designed and implemented so as to convey [the][s]tudent with a meaningful benefit.” Id. at 433 (citations and quotation marks omitted).
II. Standard of Review
The standard for district court review of an administrative decision under the IDEA is set forth in
In any action brought under this paragraph, the court—
(i) shall receive the records of the administrative proceedings;
(ii) shall hear additional evidence at the request of a party; and
(iii) basing its decision on the preponderance of the evidence, shall grant such relief as the court determines is appropriate.
This standard requires that the district court give “‘due weight’” to the administrativе proceedings. Capistrano, 556 F.3d at 908 (quoting Rowley, 458 U.S. at 206) (some citations omitted). The district court, however, has the discretion to determine the amount of deference it will accord the administrative ruling. J.W. ex rel. J.E.W. v. Fresno Unified Sch. Dist., 626 F.3d 431, 438 (9th Cir. 2010) (citing Gregory K. v. Longview Sch. Dist., 811 F.2d 1307, 1311 (9th Cir. 1987)). In reaching that determination, the court should consider the thoroughness of the hearings officer’s findings, increasing the degree of deference where said findings are “‘thorough and careful.’” Capistrano, 556 F.3d at 908 (quoting Capistrano Unified Sch. Dist. v. Wartenberg, 59 F.3d 884, 892 (9th Cir. 1995)).
A court’s inquiry in reviewing IDEA administrative decisions is twofold:
First, has the State complied with the procedures set forth in the Act? And second, is the individualized educational program developed through the Act’s procedures reasonably calculated to enable the child to receive educational benefits? [Rowley, 458 U.S. at 206–07] (footnotes omitted). If these requirements are met, the State has complied with the obligations imposed by Congress and the courts can require no more. Id. at 207.
J.L. v. Mercer Island Sch. Dist., 592 F.3d 938, 947 (9th Cir. 2010) (some citations omitted).
DISCUSSION
Plaintiffs assert that the Hearings Officer was incorrect in concluding that the December IEP did not deny Student a FAPE. Specifically, Plaintiffs contend that the Decision erroneously determined that: (1) Plaintiffs failed to prove that the December IEP met Student’s needs; (2) Plaintiffs failed to prove that the DOE violated the principles regarding placement in the least restrictive environment; and (3) Plaintiffs failed to prove that the DOE predetermined placement and improperly transitioned Student to Ilima. See Opening Br. at 2. The Court concludes that Plaintiffs have not satisfied their burden of showing that the Decision should be reversed for аny of the aforementioned reasons and therefore affirms the Decision. Each of Plaintiffs’ contentions on appeal is discussed in turn below.
I. The December IEP Addressed Student’s Needs
Plaintiffs contend that the PLEPS section of the December IEP fails to specifically describe and set forth Student’s present achievement levels, needs, and
An IEP is required to have, among other things: “[a] statement of the child’s present levels of academic achievement and functional performance”; “[a] statement of measurable annual goals, including academic and functional goals”; and “[a] description of . . . [h]ow the child’s progress toward meeting the annual goals . . . will be measured . . . and . . . [w]hen periodic reports on the progress the child is making toward meeting the annual goals . . . will be provided.”
The Hearings Officer correctly determined that the PLEPS in the December IEP sufficiently state Student’s present level of achievement and performance. Decision at 16. The PLEPS adequately detail Student’s present levels of educational performance, needs, and strengths in the areas of reading, writing, math, behavior, daily living skills, speech-language/communication, and occupational therapy. Resp. Ex. 9 (December IEP) at 000126–28. For example, the PLEPS describe one of Student’s behavioral needs as needing to “verbalize when feeling uncomfortable in certain situations” and needing to “utilize appropriate coping skill[s].” Id. at 127. Although Plaintiffs contend that this
As another example, the PLEPS delineate eight different reading strengths, including Student’s ability to “answer basic comprehension questions (i.e., who, what, where, when, why, how)” and his ability to “decode words at an upper third grade to fourth grade level.” Id. at 000126. The IEP then establishes correlating annual goals to “improve [] reading comprehension from second to third grade level” and “improve [] reading fluency skills from upper third to fifth grade level,” and lays out 3 specific interim objectives for eаch of those annual goals. Id. at 000130, 131. Contrary to Plaintiffs’ contention that these descriptions are unclear, the PLEPS define specific areas of strength and need, and the IEP develops goals to address each one. Additionally, the Court finds no merit to
Also, although Plaintiffs appear to criticize the DOE for largely utilizing and incorporating Variety’s school progress reports in developing the PLEPS, that is consistent with what one would expect, given that Variety is the only school Student has attended since the first grade. Indeed, it would be curious if the DOE elected not to use Variety’s progress reports as an important resource for information on Student’s strengths and needs.
Moreover, as reflected in the IEP, Variety’s progress reports were just one source of information used in developing Student’s goals and objectives. Resp. Ex. 9 (December IEP) at 000126. The IEP team also relied on information from, among other places, the EBA prepared by Dr. Post, the neurological
In addition, the Court has reviewed the testimony in the record and the relevant portions of the IEP and rejects Plaintiffs’ claim that Student’s goals, as reflected in the December IEP, are not specific and too general. The goals and benchmarks are specific, capable of measurement and directly relate to Student’s focus areas, as identified in the PLEPS. For example, for writing conventions and skills, the IEP provides an annual goal that Student “will improve on his ability to complete independent writing pieces that follow the rules of conventions with 80% accuracy in 4 out of 5 opportunities.” Resp. Ex. 9 (December IEP) at 000132. The IEP then lays out 5 very specific benchmarks and short-term objectives (with subparts) to help Student attain that annual goal. Id. For reаding comprehension, the IEP provides an annual goal for Student to “improve his reading comprehension from second to third grade level,” enumerates methods to assess progress toward that goal, and sets forth 3 specific interim objectives in working toward that goal.
The Court notes, and the DOE admits, that thе IEP does not explicitly indicate “[w]hen periodic reports on the progress the child is making toward meeting the annual goals . . . will be provided.”
II. The DOE Did Not Violate the Least Restrictive Environment (“LRE”) Requirements
Plaintiffs contend that the Decision should be reversed because the DOE did not place Student in the LRE. Decision at 20. The Court disagrees.
The education of a disabled child should take place in the least restrictive environment. See
Plaintiffs have failed to show that the DOE did not adequately consider these factors in placing Student with nondisabled peers for one elective and recess. Resp. Ex. 9 (December IEP) at 000141. The special education teacher explained that the IEP team discussed “the whole continuum for [Student] going through mainstream, inclusion or partial inclusion, down to resource room or a partial resource room, and then to a fully[] self[-]contained [classroom].” Hearing Tr. Vol. 2 at 361:21–25; accord id. Vol. 3 at 475:7–12. At the same time, the IEP team was aware of Student and Parents’ desire for Student to get a high school diploma and the need “to maintаin a course of study for achievement of a high school diploma.” Resp. Ex. 9 (December IEP) at 000129. With that ultimate goal
This was an appropriate compromise for the IEP team to reach, and one which the Court declines to second-guess.
Moreover, Student’s placement was not immutable. The special education teacher testified that the IEP could be revised based on how Student was performing in the placement. Hearing Tr. Vol. 2 at 363:10–19. Student was coming from Variety, where he had no expоsure to nondisabled peers and thus no inclusion opportunities. However, there was also a recognition that Student’s performance could change and his IEP could be adapted accordingly. See Resp. Ex. 16 (Dec. 12, 2011 Prior Written Notice) at 000168 (stating that the placement in one elective and recess with nondisabled peers “represents an appropriate transition from a fully self[-]contained . . . setting. Increased participation will be
III. The DOE Did Not Predetermine Placement and Appropriately Addressed Transition
Plaintiffs contend that the DOE did not address or investigate Parents’ concerns about the transition from Variety to Ilima and did not properly consider the harmful effects of placement at Ilima. The DOE counters that Student’s transition was planned thoughtfully and methodically and that any behavioral issues occurring during the transition were neither extreme nor extensive and were, in any event, addressed and accounted for. The Court сoncludes that Plaintiffs have failed to establish that the DOE either predetermined placement or failed to consider the effects of Student’s transition.
Plaintiffs have not satisfied their burden of showing that the DOE disregarded Parents’ concerns regarding the transition of Student. In fact, the evidence indicates that Parents had ample opportunity to express their concerns regarding the impact of transition and placement at Ilima, and that these concerns were addressed. The IEP team, including Parents, held monthly transition meetings during which any issues raised by Parents were addressed, including any
Parents also had opportunities to emphasize behavioral and other transition concerns in the behavioral chart they were asked to complete by the DOE special education teacher and in the parent rating scale provided to them by Dr. Post as part of the EBA. Parents, however, did not return either, let alone express specific concerns therein that the DOE could address. Resp. Ex. 22 (Sept. 8, 2011 e-mail) at 000382; Resp. Ex. 22 (Dec. 5, 2011 e-mail string) at 000445; Hearing Tr. Vol 3 at 472:18–473:2. This evidence is contrary to Plaintiffs’ position now on appeal that the DOE did not listen to or investigate parental concerns and that the DOE predetermined placement.
Plaintiffs acknowledge that the DOE conducted an EBA of Student immediately prior to the December IEP meeting, but emphasize that the EBA was lacking because Dr. Post did not interview Student, Parents, or other individuals with direct knowledge of Student’s behaviors. While the efficacy of the EBA would have likely been improved by gathering further data through additional interviews, the Court notes that Plaintiffs have not established that this ultimately resulted in a deficient report. In other words, Plaintiffs have not satisfied their burden of establishing that Dr. Post was incorrect in her conclusion thаt Student did not have any types of behaviors or emotional deficits that would be a cause for concern in transitioning from Variety to Ilima.3 Moreover, at least as to Parents,
The EBA, and the cumulative effort of the IEP team up until the December IEP meeting, demonstrate that the DOE addressed on several occasions the potential needs of, and harmful effects to, Student as a result of transition. As a result, there was no denial of FAPE. Cf. Carrie I. v. DOE, 869 F. Supp. 2d 1225, 1240 (D. Haw. 2012) (finding a denial of FAPE where, among оther things, there was “no evidence that the IEP team specifically discussed [Student’s] behavioral problems. . . . [or] how [the DOE school] would deal with those behaviors” during transition).
CONCLUSION
The Administrative Hearings Officer’s October 26, 2012 Decision is hereby AFFIRMED.
IT IS SO ORDERED.
DATED: HONOLULU, HAWAI‘I, February 5, 2014.
Derrick K. Watson
United States District Judge
Matthew O. v. DOE; CV 12-00612 DKW-RLP; ORDER AFFIRMING THE ADMINISTRATIVE HEARINGS OFFICER’S OCTOBER 26, 2012 DECISION
