KEVIN E. O‘GARA vs. DORENE ST. GERMAIN.
No. 15-P-1711.
Appeals Court of Massachusetts
May 11, 2017
Plymоuth. September 12, 2016. - May 11, 2017. Present: Agnes, Neyman, & Henry, JJ.
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“Anti-SLAPP” Statute. Practice, Civil, Motion to dismiss.
Civil action commenced in the Superior Court Department on March 26, 2015.
A special motion to dismiss was heard by Christopher J. Muse, J.
Sarah J. Long for the defendant.
Gregory N. Jonsson for the plaintiff.
AGNES, J. This case requires us to apply the “anti-SLAPP” statute,
St. Germain obtained a permanent restraining order that barred O‘Gara from contacting her, except to notify her of “court proceedings . . . by mail, or by sheriff, or other authorized officer when required by statute or rule.”1 St. Germain obtained the initial protective order in 1997, several years after her divorce from O‘Gara. Thereafter, O‘Gara sought unsuccessfully on several occasions to have the protective order modified or vacated.
On April 1, 2014, St. Germain reported to the police that O‘Gara contacted her by mail in violation of the permanent order. The New Bedford police department assigned Officer Randal Barker to investigate the matter. Later that day, as a result of his investigation, O‘Gara was arrested and charged with a criminal violation of the abuse prevention order. That charge was later dismissed on the ground that there was insufficient evidence to prove that O‘Gara violated the order.2 O‘Gara, in turn, filed this civil lawsuit against St. Germain alleging that she caused Officer Barker to arrest him without probable cause.3 St. Germain responded by filing a special motion to dismiss under
Background. The essential facts are not in dispute.4 On June 11,
Subsequent to St. Germain‘s order becoming permanent, O‘Gara filed a number of unsuccessful motions to vacate the order. In each instance, the papers sent by O‘Gara to St. Germain bore a stamp indicating that they had been filed first with the registrar‘s office of the Probate and Family Court. On March 28 and 29, 2014, St. Germain received letters at her parents’ home in New Bedford, an address covered by the permanent restraining order. One of the envelopes contained a handwritten motion on a preprinted Probatе and Family Court form, dated February 23, 2014, and signed by O‘Gara, who at the time was self-represented, again asking the Probate and Family Court to vacate the permanent abuse prevention order and to turn over statements and hospital records filed by St. Germain in support of her request for a permanent restraining order. The motion form also included handwriting indicating that it was scheduled to be heard by the court sitting in Taunton on April 7, 2014. There was a second page in the envelope, which was a handwritten certificate of service signed by O‘Gara, also on a preprinted Probate and Family Court form, dated March 28, 2014. Neither the motion nor the certificate bear a court stamp or court seal, or any indication that they had actually been filed in the Probate and Family Court. A copy of this pleading is part of the
St. Germain did not simply assume that the papers mailed to her by O‘Gara were not genuine documents in a court proceeding. Instead, on the following business day, St. Germain called the Probate and Family Court and spoke to an unidentified person. In her affidavit filed in support of her motion to dismiss, St. Germain stated that she was informed “by the clerk that there was no record whatsoever of the unstamped documents I had received.” St. Germain next contacted the New Bedford police department and reported that O‘Gara mailed “unstamped” documents to her and that she was “concerned” that he had “violated his restraining order.” Officer Randal Barker was assigned to the case and met with St. Germain at her parents’ home. Officer Barker inspected and obtained copies of the documents mailed to St. Germain by O‘Gara. Officer Barker conducted his own investigation. In his written police narrative, he stated that he contacted the Probate and Family Court and learned that “the motions in question were not logged in the courts and do not exist.”7 Officer Barker then made arrangements with another local police department to arrest the defendant for violating the permanent restraining order. O‘Gara was arrested without incident during the daytime at his place of business and brought to the New Bedford police department for booking.8
From the outset, O‘Gara told the police that “he sent those
At the hearing on St. Germain‘s special motion to dismiss, additional facts emerged. It appears that prior to mailing the dоcuments to St. Germain, O‘Gara telephoned a court service that provides lawyers and parties with available dates for the hearing of motions so that proper notice can be given to the other side, and learned that April 7, 2014, was an available date. Furthermore, it appears that O‘Gara mailed the papers in question to the Probate and Family Court contemporaneously with mailing them to St. Germain, but the papers were misplaced by court personnel and not docketed by the registrar‘s office until after St. Germain and Officer Barker telephoned the court to verify that they existed and subsequent to O‘Gara‘s arrest.
Discussion. 1. The legal framework governing the special motion to dismiss.
a. Definition of petitioning. As the Supreme Judicial Court recently explained, § 59H‘s definition of petitioning is “very broad,” Chemrisk, supra at 484, shielding those who exercise their constitutional right to seek redress from the gоvernment for wrongs done to them or grievances that they suffered as citizens from retaliatory civil lawsuits. See Kobrin v. Gastfriend, 443 Mass. 327, 332-333 (2005) (Kobrin).10 The shield established by § 59H has been described as “similar in purpose to the protections afforded public officials by the doctrine of governmental immunity.” Fabre v. Walton, 436 Mass. 517, 523 (2002) (Fabre).
The right of petition extends to all branches and departments of the government, at any level, Federal or State. See California Motor Transport Co. v. Trucking Unlimited, 404 U.S. 508, 510 (1972). Furthermore, § 59H covers petitioning activity regardless of whether it concerns a public or purely private matter. See McLarnon v. Jokisch, 431 Mass. 343, 347 (2000) (McLarnon).
b. Legal standard. In Chemrisk, supra at 484-485, the court reviewed the two-stage framework and shifting burdens that come into play in ruling on a § 59H motion. See Duracraft supra at 167-168; Benoit v. Frederickson, 454 Mass. 148, 153 (2009) (Benoit).
i. Movant‘s burden. First, the moving party, St. Germain, has the burden to demonstrate that the claims against her are “based on [her] petitioning activit[y] alone and have no substantial basis other than or in addition to the petitioning activit[y].” McLarnon supra at 348, quoting from Duracraft, supra. The statute is designed
ii. Opposing party‘s burden. If, however, the movant, St. Germain, meets her threshold burden, the burden shifts to the opposing party, O‘Gara, to show, by a preponderance of the evidence,11 that “(1) the moving party‘s exercise of its right to petition was devoid of any reasonable factual support or any arguable basis in law and (2) the moving party‘s acts caused actual injury to the responding party.” Section 59H 1st par. If the opponent fails to make the requisite showing, the court “shall” allow the § 59H motion. Ibid.
2. Judge‘s ruling. In denying the § 59H motion, the judge did not follow the two-stage framework set forth in § 59H and determine whether St. Germain met her threshold burden to demonstrate that O‘Gara‘s lawsuit was based exclusively on her petitioning activity. Instead, the judge reasoned that “[a]t this stage of discovery, and based on the sparse statements of facts, the court must conclude that the arrest, jailing and ultimately wrongful prosecution of [O‘Gara] was based on a credible claim of injury caused by [St. Germain], and therefore not based entirely upon [St. Germain‘s] protected petitioning activity.” We review the judge‘s ruling for an error of law or an abuse of discretion. See Marabello v. Boston Bark Corp., 463 Mass. 394, 397 (2012).
3. Application of the legal framework to the facts. In ruling on a § 59H motion, the judge‘s role is not to decide whether the opponent‘s pleading -- i.e., the complaint, cross claim or counterclaim -- plausibly suggests an entitlement to reliеf so as to withstand a motion to dismiss under
When a person reports suspected criminal activity to the police, she is engaging in constitutionally-based petitioning activity for purposes of
The question is not whether St. Germain was motivated by hostility toward O‘Gara. An inquiry into the moving party‘s state of mind оr motive is not a part of § 59H‘s threshold inquiry. See Lopez, supra at 122 (“motive behind the petitioning activity is irrelevant at this initial stage“); Hanover v. New England Regional Council of Carpenters, 467 Mass. 587, 590 n.6 (2014) (Hanover); Polay v. McMahon, 468 Mass. 379, 386 (2014).15 It suffices to say that “[w]e care not whether a [party] seeking dismissal under the anti-SLAPP statute
b. Stage two. Because St. Germain met her initial threshold burden, the judge should have moved on to stage two of the § 59H framework and determined whether O‘Gara met his burden to establish by a preponderance of the evidence that “no reasonable person could conclude” that St. Germain‘s report to the police was supported either in fact or in law. North Am. Expositions Co. Ltd. Partnership v. Corcoran, 452 Mass. 852, 865-866 (2009).
O‘Gara does not deny that St. Germain and Officer Barker made telephone inquiries to the Probatе and Family Court and were told by someone that there was no record of O‘Gara‘s motion on file. In an effort to meet his responsive burden of proof at the second stage of the inquiry required by § 59H, O‘Gara maintains that St. Germain‘s report to the police was false, because no one at the Probate and Family Court told her that the papers mailed by O‘Gara were falsified, and because the permanent abuse prevention order did not expressly require that notifications of court proceedings mailed to St. Germain must contain the court stamp indicating that they first had been filed with the registrar‘s office.
The core of O‘Gara‘s argument in opposition to St. Germain‘s § 59H motion was that as a result of her “falsely and maliciously” reporting to the police that O‘Gara violated the abuse prevention
This argument fails to meet its mark for several reasons. In terms of whether St. Germain had a reasonable basis in law for her petitioning activity, the question is not whether the permanent restraining order required O‘Gara to have his motions stamped as received by the registrar‘s office оf the Probate and Family Court before putting them in the mail to St. Germain. It did not.18
Even if we assume, as O‘Gara alleges in his complaint, that St. Germain was not told that the papers O‘Gara mailed to her were falsified, the independent investigation conducted by Officer Barker, who did contact the Probate and Family Court, makes clear that there was a factual basis for St. Germain‘s belief that O‘Gara violated the permanent restraining order by mailing her documents other than those that are a notification of court proceedings. Officer Barker also was informed that the papers mailed to St. Germain “were not logged in the courts and do not exist.” As O‘Gara‘s counsel rightly conceded at argument, what the police learned from the Probate and Family Court “more or less” confirmed what St. Germain supposedly told the police. The fact that the parties and the police later discovered that O‘Gara‘s motion had been misplaced and had not been docketed at the time Officer Barker called the Probate and Family Court, again, is beside the point.20
Conclusion. The evidence in the record before us indicates that St. Germain had a legitimate basis for her concern that the protective order had been violated, and a right to ask the police for assistance. The police response, in turn, was prompt, and deliberate.21 Because O‘Gara‘s lawsuit was based entirely on St. Germain‘s petitioning activity, her [s]pecial [m]otion to
So ordered.
