O'Dell Ex Rel. O'Dell v. School District of IndependenceO'Dell Ex Rel. O'Dell v. School District of Independence
Lead Opinion
This is an action for damages involving the governmental immunity rule.
Plaintiffs’ petition against the School District of Independence, Missouri, alleges that on February 3, 1971, Harry O’Dell, Jr., while a student at William Chrisman Senior High School, and while participating in wrestling practice, was injured when a physical education coach applied an illegal wrestling hold on him.
Plaintiffs’ petition was dismissed by the trial court and plaintiffs appealed.
In their brief, plaintiffs come directly to the point and “assign as error the ruling of this court that the doctrine of governmental immunity from the consequences of negligence applies to school districts and other units of government, thereby depriving them and other injured persons of the basic right to recover damages for negligence from the state and its subdivisions.”
On September 10, 1973, in Watson v. Kansas City,
The two most recent frontal attacks in this Court on the doctrine of governmental immunity were made in Smith v. Consolidated School District No. 2,
.“For more than a century the courts of Missouri have uniformly held generally that political subdivisions of the state are not subject to liability in suits for negligence. Reardon v. St. Louis County,36 Mo. 555 ; Clark v. Adair County,79 Mo. 536 ; State ex rel. Jordon v. Haynes,72 Mo. 377 ; Cassidy v. City of St. Joseph,247 Mo. 197 ,152 S.W. 306 ; Lamar v. Bolivar Special Road District, Mo.Sup.,201 S.W. 890 ; Zoll v. St. Louis County,343 Mo. 1031 ,124 S.W.2d 1168 ; Todd v. Curators of University of Missouri,347 Mo. 460 ,147 S.W.2d 1063 ; Cullor v. Jackson Township, Putnam County, Mo. Sup.,249 S.W.2d 393 . School districts are political subdivisions of the state. Art. 10, § 15, Constitution of Missouri, V.A.M.S., § 70.210, RSMo 1959, V.A.M. S. As such, school districts have long been held immune from liability in tort for negligence. Cochran v. Wilson,287 Mo. 210 ,229 S.W. 1050 ; Krueger v. Board of Education of City of St. Louis (Banc),310 Mo. 239 ,274 S.W. 811 ,40 A.L.R. 1086 ; Dick v. Board of Education of City of St. Louis, Mo.Sup.,238 S.W. 1073 . Our holdings have been so uniform that nothing is to be gained by restating the reasons for and against the doctrine of sovereign immunity.”
In Payne, the Court relying primarily on Cullor v. Jackson Township, Putnam County,
“We are not unaware that the doctrine of sovereign immunity continues to be under bitter assault and violent attack by some writers and law review commentators. We also recognize that in some jurisdictions the immunity doctrine has been abrogated in whole or part by courts or legislatures. In 18 jurisdictions which have judicially undertaken to weaken or abolish such immunity a quick retreat was thereafter taken by several of the courts and in seven of these jurisdictions the legislatures enacted comprehensive legislation. 56 Iowa Law Review 930-993 (1971).
“Plaintiffs say the doctrine is ‘illogical and unjust doctrine, universally deplored . . . an aged survivor of Legal History, born in antiquity and kept viable only by stare decisis and inertia’ and that the trend since our decision in Cultor has been for the courts to take the lead in restricting or wholly abolishing the doctrine. We believe that instant plaintiffs overlook the reasons for the doctrine that were again spelled out in Cullor and Smith by this court. Plaintiffs’ contentions also fail to consider that in the jurisdictions referred to a careful state by state analysis is necessary to determine the extent of abrogation, including: the governmental entitites affected; the nature and meaning of exceptions to liabili-ty, the impact of new law on prior statutes and decisions, the retroactive effect of new law; and, subsequent court decisions and legislative acts in such jurisdictions.
"As we observed in the Fette and Smith cases, the abolition of the doctrine of sovereign immunity opens up a Pan-dor’s box of complex and possible chaotic problems that we, in the exercise of judicial restraint, believe the legislature to be better equipped to solve than the judiciary.”
It is generally agreed that the first diminution in stature of the doctrine of sovereign immunity came in Hargrove v. Town of Cocoa Beach,
We believe it would serve no useful or proper purpose for us to question the reasoning employed by the opinions cited in Ayala, supra. It is sufficient to say that the views they, and the Ayala opinion, express conflict with the public policy of Missouri, as articulated in our Constitution, in our statutory law, and in our judicial decisions.
The common law of England was adopted in Missouri by an act of the Third Territorial Assembly on January 19, 1816. The Act read, in part, as follows:
“1. The common law of England, which is of a general nature, and all statutes made by the British parliament*406 in aid of or to supply the defects of the said common law, made prior to the fourth year of James the First, and of a general nature, and not local to that kingdom, which said common law and statutes are not contrary to the laws of this territory, and not repugnant to, nor inconsistent with the constitution and laws of the United States shall be the rule of decision in this territory, until altered or repealed by the legislature, any law, usage, or custom to the contrary notwithstanding, . . . .” (Emphasis supplied.)
In 1825, the italicized language, supra, was deleted by the legislature (RSMo 1825, p. 491), and the remainder has been carried forward to the present. It is now a part of § 1.010, RSMo 1969, V.A.M.S. “When Missouri came into the Union of the states under its first Constitution, it brought with it the common law which it had adopted as a territory in 1816.” Elks Investment Co. v. Jones,
The first question presented is: what was the “general nature” of the common law of England with reference to sovereign immunity prior to the year 1607? We are indebted to the Supreme Court of Wyoming, and its research reflected in Maffei v. Incorporated Town of Kemmerer,
“We interpret these expressions as meaning the Florida court considered the doctrine of municipal immunity originated by virtue of pronouncement made in Russell v. The Men of Devon, 2 T.R. 667, 100 Eng.Rep.R. 359. We believe that assumption is not justified because of what was said in the opinion in the Devon case, which was an action in which an individual sought recovery against the inhabitants of a county for injuries sustained because of alleged negligence of the county. In the major opinion at 2 T.R. 673, 100 Eng.Rep.R. 362 it was said:
“ ‘ * * * there is no law or reason for supporting the action; and there is a precedent against it in Brooke: though even without that authority I should be of opinion that this action cannot be maintained.’ (Emphasis supplied.)
“To the same effect the concurring opinion said at 2 T.R. 673, 100 Eng.Rep.R. 363:
“ ‘ * * * However there is no foundation on which this action can be supported; and if it had been intended, the Legislature would have interfered and given a remedy, as they did in the case of hue and cry. Thus this case stands on principle: but I think the case cited front Brooke’s Abridgment is a direct authority to shew that no such action could be maintained; and the reason of that case is a good one, namely, because the action must be brought against the public.’ (Emphasis supplied.)
“While we have been unable to find the full report of the case abridged by Brooke, the language used by the opinion writers in the Devon case clearly indicates that antecedent to Russell v. The Men of Devon, supra, a previous judicial pronouncement had recognized the doctrine of municipal immunity. We do find, however, in II Holdsworth’s History of English Law, 3d ed., p. 545, a reference stating the author of Brooke’s Abridgements died in 1558. So it is clear the early decision Brooke abridged was made before that year.”
We believe and hold that the common law adopted in Missouri when it came into the Union of states was that an action cannot be maintained for negligence against the public.
In Reardon v. St. Louis County,
“That all political power is vested in and derived from the people; that all government of right originates from the people, is founded upon their will only, and is instituted solely for the good of the whole.” (Emphasis supplied.)
The question then becomes: having determined that the common law adopted in Missouri when it came into the Union of states was, and has continued to be, that an action cannot be maintained for negligence against the public, (1) does this Court have the power to abrogate such doctrine; and (2) if so, should we do so?
It would seem arguable that, with the deletion in 1825 of the words “until altered or repealed by the legislature,” from the Act of 1816, supra, the legislature intended to give the courts some flexibility in our applications of what is now § 1.010. However, we need not, and should not, definitively answer that question in this case. It is enough to say that, if we have such power, we decline to assert it in this case involving so fundamental a doctrine as sovereign immunity.
Many of those who urge abolition of the doctrine of sovereign immunity attribute its origin to the theory that “the King can do no wrong,” and then proceed to discredit the doctrine by noting “the fact that the Revolutionary War was fought to abolish that ‘divine right of kings’ on which the theory is based.” Molitor v. Kaneland Community Unit District No. 302,
There are other factors which suggest the exercise of judicial restraint in this case.
In Missouri, unlike most other states, we must recognize that the doctrine of sovereign immunity, as demonstrated above, is legislative-made (under § 1.010), and not court-made. This factor gives rise to judicial inhibitions not present when the law in question is court-made (Cf. Abernathy v. Sisters of St. Mary’s,
In 1959, the General Assembly enacted a statute (§ 71.185, RSMo 1969, V.A.M.S.) which deals with the liability of municipalities, and which reads as follows:
“1. Any municipality engaged in the exercise of governmental functions may carry liability insurance and pay the premiums therefor to insure such municipality and their employees against claims or causes of action for property damage or personal injuries, including death, caused while in the exercise of the governmental functions, and shall be liable as in other cases of torts for property damage and personal injuries including death suffered by third persons while the municipality is engaged in the exercise of the governmental functions to the extent of the insurance so carried.
“2. In all suits brought against the municipality for tort damages suffered by anyone while the municipality is engaged in the exercise of governmental functions, it shall be unlawful for the amount of insurance so carried to be shown in evidence, but the court shall be informed thereof and shall reduce any verdict rendered by a jury for an amount in excess of such insurance to the amount of the insurance coverage for the claim.” (Emphasis supplied.)
In 1969, the General Assembly enacted statutes (§ 105.800-105.850, Laws 1969), which extended the provisions of chapter 287, RSMo, V.A.M.S. (the workmen’s compensation law) to state employees. Section 105.850 reads as follows:
“Nothing in sections 105.800 to 105.850 shall ever be construed as acknowledging or creating any liability in tort or as incurring other obligations or duties except only the duty and obligation of complying with the provisions of chapter 287 RSMo.” (Emphasis supplied.)
In 1971, the General Assembly enacted a statute (§ 226.092, Laws 1971), which authorizes the state highway commission to provide liability insurance for employees, and which reads as follows:
“The state highway commission is authorized, when considered by it to be in the public interest, to acquire and to pay for, as part compensation to the employee involved, liability insurance covering the operation of state-owned vehicles involved in the performance of operations of the commission. The immunity in tort actions of the state and the state highway commission shall not be in any way affected by this section.” (Emphasis supplied.)
In 1973, the General Assembly enacted statutes (§ 34.260-34.275, Laws 1973), which directed the state purchasing agent to procure motor vehicle and marine liability insurance covering the operation of state-owned vehicles and vessels by state employees in the course of their employment. Section 34.275 reads as follows:
“Nothing in sections 34.260 to 34.275 is intended to nor shall it be construed as a waiver of sovereign immunity or th'e acknowledgment or creation of any liability on the part of the state for personal injury, death, or property damage.” (Emphasis supplied.)
In the face of all this, should this Court abrogate the doctrine of sovereign immunity generally or, in particular, as applied to school districts ? We think not.
Plaintiffs finally assert that the doctrine of sovereign immunity denies them equal protection of the law and due process, and that the “Tort Defense Fund” (§ 105.710, Laws 1973) denies them equal protection of the law. The “Tort Defense Fund” was created to provide a limited form of indemnification to certain state officers, employees, and members of the National Guard against judgments awarded against them.
We are of the opinion that plaintiffs’ assertion is without merit. Persons who seek recovery for negligence against a private tort-feasor and persons who seek recovery under the “Tort Defense Fund” are different classes of persons from those who seek recovery for negligence against the state or its political subdivisions. They are not similarly situated and they may be treated differently. Reed v. Reed,
The judgment is affirmed.
Dissenting Opinion
(dissenting).
I respectfully dissent. I would hold that the School District is not immune from this tort action and would reverse and remand for trial. Because of the importance of the issue involved, I recite in some detail the reasons for that conclusion.
It is essential at the outset to determine whether the doctrine of sovereign or governmental immunity in tort in Missouri is statutory or decisional in origin, that is, whether it was created by statutory enactment or whether it constitutes what is sometimes referred to as judge-made law. The principal opinion concludes that it “is
In researching the origin of the rule, the principal opinion concludes that prior to the year 1573, “the ‘general nature’ of the common law of England was that an action could not be maintained for negligence against the public.” It traces this rule to a case which appeared in Sir Robert Brooke’s La Graunde Abridgement published in England in 1573. Numerous text writers and many of the state court decisions involving some phase of governmental tort immunity trace the doctrine to the case of Russell v. The Men of Devon, 2 T.R. 667, 100 Eng.Rep. 359 (1788). If the doctrine was established by the Men of Devon case, it was not a part of the common law by 1607 (the fourth year of the reign of James I) and it was not within the scope of § 1.010.
What is now § 1.010 was adopted by the Missouri legislature in 1825 (Ch. I, RSMo 1825, p. 491). This new law provided that the English common law of a general nature as it existed prior to the year 1607 (the date of the first permanent English colonization in America) was to be the rule of decision in Missouri, provided it was not inconsistent with federal and state constitutions, or with Missouri statutory provisions. The act was substantially the same as one adopted in Virginia shortly after the Declaration of Independence and thereafter in several other American states.
When Missouri became a state, it created a new governmental structure, including its judicial system. The new courts of Missouri necessarily started with no body of decisional law of their own. There was no prior Missouri judicial precedent except as the courts might look to decisions of the territorial courts. It seems perfectly clear to me that the state’s general assembly, following the example of Virginia, enacted what is now § 1.010 for the purpose of filling this void, thereby providing the state with a body of decisional law consisting of the English common law as it existed in 1607.
Secondly, the statute does not contain the specificity necessary to establish legislatively created rights, obligations or prohibitions. For example, if the intention had been to establish the doctrine of sovereign immunity by legislative enactment, a bill spelling out the details of the rule and when it should apply would have been adopted. That is the way a legislative body enacts laws. One can then go to the title of the bill and the language in the body thereof and find out what the general assembly has adopted. An examination of what is now § 1.010 gives no inkling that it dealt with sovereign immunity or that it was intended to or did establish that doctrine as a part of the statutory law of Missouri. It specifies nothing as to what one may or may not do about suing a corporate governmental body in tort or what, if any, immunity that political entity has. It does not enable one, as a statute usually does, to read and ascertain what is authorized, prohibited or directed.
Finally, the last clause of § 1.010 confirms that the section relates to the matters of interpretation, not the establishment of substantive statutory rights and obligations. The section concludes with the words “all acts of the general assembly, or laws, shall be liberally construed, so as to effectuate the true intent and meaning thereof.” Thus, the whole section deals with the de-cisional process, not with the creation of substantive law by express statutory enactment.
The early English common law, thus adopted as our body of decisional law, would be subject to modification or change by subsequent judicial decision the same as any other decisional law of the state. The fact that the legislature so intended is confirmed by the legislative history of the statute enacted in 1825. On January 19, 1816, while Missouri was still a territory, the Third Territorial Assembly adopted an act which was essentially the same as the one subsequently enacted in 1825 by the state’s general assembly, except that it contained a clause providing that the common law was to be the rule of decision in the territory “until altered or repealed by the legislature.”
The interpretation of § 1.010 which I suggest is in harmony with what this court said in State ex rel. Schlueter Mfg. Co. v. Beck,
“But granting the power of a law court to allow an inspection of the chattels or lands of an adversary litigant is a modern conception, we are convinced it is necessary to the administration of justice under modern social and economic conditions; and that the Anderson Case [State ex rel. American Mfg. Co. v. Anderson,270 Mo. 533 ,194 S.W. 268 ] did not go too far in saying our circuit courts have discretionary authority to exercise it — notwithstanding we have no statute so providing, and notwithstanding the English law courts did not enforce such discoveries under the common law. We are not tied inextricably to the English common law which our ancestors adopted. In Duke v. Harper,66 Mo. 51 , 60,27 Am.Rep. 314 , it was held that although this state adopted common law of England by a statute which contained no qualification that it be applicable to our condition, still our courts are at liberty to declare that any portion of it inapplicable to our condition and circumstances does not obtain here. And earlier, in Reaume v. Chambers,22 Mo. 36 , 54, in discussing the question whether actual seizen of the wife’s land is necessary to entitle the husband to curtesy, this court, in an able opinion by Scott, J., said, ‘whatever may be the common law on the subject, the circumstances of the country demand a modification of the rule.’
“Neither do we understand that in ex-ciding parts of the common law we must do so as of the date of its adoption in this state, and say so much of it never did prevail here; nor are we always limited to a mere negative right of rejection, without the power to allow an appropriate remedy in the circumstances. From time to time, with the coming of definite, general (as distinguished from local) changes in our social order, we can accommodate our common law to them, certainly, at least, in matters affecting the proper functioning of our courts in the administration of justice.”
A like conclusion with respect to the role of the courts in applying the common law pursuant to § 1.010 is to be found in the opinion of Judge Stone in the case of La Plant v. E. I. Du Pont De Nemours and Co.,
“These closing comments are prompted by the gratuitous and brash adjuration of DuPont’s counsel that we should not be concerned with the judicial, economic and social climate of our day and that our function is simply ‘to find the common law of England as it existed in 1607 and the statutory modifications thereof’ — * * *. Our Supreme Court has defined the common law as ‘ “a system of elementary rules and of general judicial declarations of principles, which are continually expanding with the progress of society, adapting themselves to the grad*413 ual changes of trade, commerce, arts, inventions, and the exigencies and usages of the country.” ’ State ex rel. Schlueter Mfg. Co. v. Beck,337 Mo. 839 , 847,85 S.W.2d 1026 , 1029-1030. ‘(T)he common law is not a static but a dynamic and growing thing. Its rules arise from the application of reason to the changing conditions of society. It inheres in the life of society, not in the decisions interpreting that life * * Barnes Coal Corp. v. Retail Coal Merchants Ass’n, 4 Cir.,128 F.2d 645 , 648(5); Roach v. Harper,143 W.Va. 869 ,105 S.E.2d 564 , 568. And, ‘flexibility and capacity for growth and adaptation is the peculiar boast and excellence of the common law.’ Hurtado v. People of State of California,110 U.S. 516 , 530,4 S.Ct. 111 , 118,28 L.Ed. 232 , 237; * * *. We are no more impressed than is our Supreme Court by arguments relying on ‘social responsibility’ and ‘fairness and justice’ without demonstrated legal fault [Bean v. Ross Manufacturing Co., supra,344 S.W.2d 18 loc. cit. 25-26]; but, on the other hand, we immediately reject and emphatically deny DuPont’s notion that our judiciary is so shackled and bound that its function is limited to finding ‘the common law of England as it existed in 1607 and the statutory modifications thereof.’ ”
See also State v. Kollenborn,
It has been pointed out that state common law adoption provisions similar or identical to § 1.010 have been treated fairly uniformly despite the exact statutory wording.
My conclusion that § 1.010 did not adopt the English common law as a substantive statute necessarily would cause me to hold that the common law doctrine of sovereign tort immunity is simply a part of our deci-sional or judge-made law, subject to subsequent judicial change. Having so concluded, the next question for consideration is whether the doctrine should be changed or
The first justification advanced in Men of Devon for denying a right to recover for negligence was that since the county was not incorporated and there were no corporate funds available, such suits would be against members of the public individually. The court stated that one or two would have to pay and they then would sue other inhabitants to seek contribution, -resulting in great inconvenience to the public. Whatever validity this argument had originally has now disappeared. School districts, counties, municipalities and other governmental entities in Missouri are corporations or quasi-corporations and do have corporate funds. Suits to recover from the governmental body would be against it and not be against all the citizens individually. There would not be the suits for contribution which the court said ■would cause inconvenience.
A second reason stated in Men of Devon was that an action for individual injury should not be sustainable against the public because it is better that an individual should sustain and bear an injury than that the public should suffer an inconvenience. This philosophical viewpoint may have been a valid reason at that time in England, but I suggest that it is completely out of tune with present day concepts in this country and is not an acceptable justification for the rule. That kind of a standard would mean that one negligently injured while in a church should not recover from the church because it would be better for the individual to bear the loss than to impose it on the entire congregation. We have rejected this philosophy. Garnier v. St. Andrew Presbyterian Church,
A third basis of the doctrine, mentioned in earlier Missouri cases was the old concept that the king could do no wrong. See, e. g., Fette v. City of St. Louis,
“We are of the opinion that school district immunity cannot be justified on this theory. As was stated by one court, ‘The whole doctrine of governmental immunity from liability for tort rests upon a rotten foundation. It is almost incredible that in this modern age of comparative sociological enlightenment, and in a republic, the medieval absolutism supposed to be implicit in the maxim, “the King can do no wrong,” should exempt the various branches of the government from liability for their torts, and that the entire burden of damage resulting from the wrongful acts of the government should be imposed upon the single individual who suffers the injury, rather than distributed among the entire community constituting the government, where it could be borne without hardship upon any individual, and where it justly belongs.’ Barker v. City of Santa Fe,47 N.M. 85 ,136 P.2d 480 , 482. Likewise, we agree with the Supreme Court of Florida that in preserving the sovereign*415 immunity theory, courts have overlooked the fact that the Revolutionary War was fought to abolish that ‘divine right of kings’ on which the theory is based.”
Other authorities have been in substantial accord.
One of the justifications for the doctrine advanced in Brown v. City of Craig,
I must confess that I am at a loss to understand this justification. If the suggested wasteful conduct and dishonest dissipation of funds refers to anticipated conduct on the part of claimants asserting tort claims against governmental entities, I can see no justification for concluding those plaintiffs would be any different from tort claimants seeking damages from corporations or individuals. The opinion in Brown does not suggest in what way they would be wasteful or dishonest or how such results would be accomplished. If, on the other hand, the suggestion is intended to have reference to the conduct of governmental officers and employees and to imply that they would be wasteful and would dishonestly dissipate public funds because their employer, the government, is made responsible for their authorized actions under the doctrine of respondeat superior, I would respond that this would be contrary to human experience and would not occur. The conclusion in Brown is exactly opposite to our conclusion in Abernathy,
“They must recognize that ‘ * * * immunity fosters neglect and breeds irresponsibility, while liability promotes care and caution * * [Rabon v. Rowan Memorial Hospital,269 N.C. 1 ,152 S.E.2d 485 at 493]; that the public has an interest also in the protection of life and limb of the individual as a member of society and must require that those who minister to these needs do so carefully; that to lift the mantle of immunity will tend to promote care and caution.”
See also Smith, Municipal Tort Liability, 48 Mich.L.Rev. 41, 50 (1949).
The state through its courts applies the doctrine of respondeat superior as between employer and employee, regardless of whether the employer is a business corporation, a not-for-profit corporation, a religious or charitable organization or an individual. We said in Abernathy,
“Another equally cogent reason why the board of education cannot be required to respond to an action of the character of that at bar is the nature of the fund intrusted to its care and distribution. School funds are collected from the public to be held in trust by boards of education 'for a specific purpose. That purpose is education. An attempt, therefore, to otherwise apply or expend these funds is without legislative sanction and finds no favor with the courts. Cases in which hospitals have been held exempt from actions for damages for negligence on account of their character as charitable institutions may not inappropriately be cited in this connection.”
This theory as a basis for denial of a right of action was exploded in Abernathy, the case in which this court abolished the doctrine of charitable immunity in Missouri. In disposing of that issue, the court said,
“The ‘trust fund’ theory as support for the doctrine of immunity rests on an illogical, and therefore weak, foundation. The essence of the theory is that the institutions’ funds, given and held for charitable purposes, cannot be used to pay judgments resulting from tort claims. Thus, the rationale of the theory is identified solely with the right to satisfaction of a judgment, rather than to the fundamental question of whether an injured person has a right to maintain an action and secure a judgment. If it is reasonable to say, and it is, that the existence of liability insurance does not create liability where none exists, then it is also reasonable to say that the inability to have satisfaction of a judgment does not create or support exemption from liability where exemption does not otherwise exist.”
Finally, in Payne v. County of Jackson,
“Conversely, wholesale abrogation of the sovereign immunity doctrine could very well deplete the governmental treasury to a point where proper performance of governmental duties would be impaired. Without certain limitations and exceptions, creation of special funds or liability insurance, an economic threat would remain, aside from the number of claims which could arise without any guidelines or procedure or limitations of liability.”
A similar argument was advanced by proponents of governmental immunity in Pennsylvania in the case of Ayala v. Philadelphia Board of Public Education,
“ * * * It is argued that funds would be diverted to the payment of claims and the performance of proper governmental functions would be obstructed. Initially, we note our disagreement with the assumption that the payment of claims is not a proper governmental function. ‘As many writers have pointed out, the fallacy in [the no-fund theory] is that it assumes the very point which is sought to be proved i. e., that payment of damage claims is not a proper purpose.’ Molitor v. Kaneland Community Unit District No. 302, supra,18 Ill.2d at 22 ,163 N.E.2d at 94 .
“Additionally, the empirical data does not support the fear that governmental functions would be curtailed as a result of liability for tortious conduct. One commentator has written:
‘Figures actually compiled showing the claims experience in typical cities show that the spectre of the crippling*417 judgment, as a deterrent to abrogation of procedural or substantive immunities, so far as [sic] not materialized in any great degree. The force of the “crippling judgment” may be vitiated by self-insurance or commercial insurance ... So far as known, municipal insolvency proceedings in the federal courts have not occurred because of tort judgments.’
David, supra [6 U.C.L.A.L.Rev.] at 53.” See generally Lambert, Tort Law, 35 ATLA L.J. 33, 40 (1974).
I do not agree that abrogation of the doctrine of sovereign tort immunity is likely to deplete governmental treasuries or impair proper performance of governmental functions, particularly in view of the prospective application which I would make of a decision overruling earlier cases on the subject. In addition, experience in this state with reference to tort suits against municipalities in the so-called proprietary fields have not been a serious problem nor a threat to financial stability. It also may be relevant to consider somewhat similar expressions of fear which preceded abolition of the doctrine of charitable immunity. In that connection the court in Abernathy,
“ * * * In the states where immunity has not been accorded charity, experience has shown that the apprehension expressed here and elsewhere that the purses of donors would be closed and the funds of charity depleted if these institutions were not granted immunity was not well founded. In the quarter century since the doctrine began its decline, there has been no indication in the states which have abolished immunity that its withdrawal has discouraged donations or that the funds of these institutions have been depleted resulting in their demise.”
That decision was handed down in 1969. More than 5 years have passed and there have been no suggestions that charitable or religious organizations have been threatened or their functions impaired.
The fact is that for quite some time Missouri courts have chipped and whittled away at the doctrine of governmental tort immunity as it applies to municipalities. In the case of functions classified as “proprietary” as contrasted with “governmental,” our judicial decisions have held that the city is not protected by the doctrine of sovereign tort immunity. As a result, as is pointed out in Freedman, Liability in Tort of Municipal Corporations in Missouri, 3 Mo.L.Rev. 275, 278 (1938), “Liability or non-liability, therefore, of a municipal corporation for its torts depends not upon the nature of the tort or the relation existing between the city or the injured person, but upon the character of the act performed.”
The need for a re-examination of the validity of the doctrine of sovereign tort immunity is underscored by the maze of inconsistency which has developed in these suits against cities.
A city can be required to respond in damages for one injured by negligent conduct of its employee in maintaining sidewalks because our decisions classify such maintenance as a proprietary rather than a' governmental function. Taylor v. Kansas City,
If a motorist is injured by reason of negligent maintenance of a city street, he may sue the city for his injuries. Taylor v. Kansas City, supra; Boyd v. Kansas City,
“[Wjhere a city owns and operates a water system for the dual purpose of supplying its inhabitants with water for revenue, a proprietary purpose, and also for the prevention of fires and for keeping the city sanitary and healthful, a governmental purpose, then it is the duty of the city to keep the same as a whole in repair and free from danger to others, and, if damage is done by defects in or lack of repair of the water mains or other appliances used concurrently in both capacities, then the city is liable.” Lober v. Kansas City,
The operation of public parks by cities has been classified by the courts as proprietary rather than governmental. Bagby v. Kansas City,
In Rennie v. Belleview School District,
A similar situation can be hypothesized as to persons injured in hospitals operated side by side, one by the city or county and the other by a not-for-profit corporation organized and supported by every inhabitant of that same city or county. The person negligently injured in the not-for-profit hospital may recover but the inhabitant injured in the city or county hospital may not sue and must bear the loss.
In addition to demonstrating the uneven and inconsistent treatment accorded people by the governmental-proprietary dichotomy, the foregoing cases also illustrate, in my judgment, the fallacy of many of the arguments advanced to sustain the; continuance of the entire sovereign tort immunity doctrine. For example, the principal argument relied on in the principal opinion is that the doctrine was created by statute and the courts have no right to change or abrogate it. If that premise is correct, then the courts had no right to modify the doctrine by creating a governmental versus proprietary distinction and then subjecting cities to suits where the court decided to classify a function as proprietary. Yet there are dozens of reported cases in which cities have been held amenable to suits for tort based on asserted negligence of city employees. The recognition by the courts that they could eliminate sovereign tort immunity in such cases as maintenance of streets, sidewalks, parks, waterworks and airports necessarily implies a conclusion that the courts do have the power to modify the doctrine. If there is the power to abrogate in part, there is a right to abrogate completely.
Likewise, the suits allowing recovery against cities for negligence in the performance of functions classified as proprietary also show that the premise in Brown v. City of Craig, supra, that a city cannot be held liable under the doctrine of respondeat superior is unsound. If the rule stated in Brown is correct, then the city could not be liable in tort for negligence of an employee in any case, regardless of the character of the act being performed by the employee. It would make no difference, for example, whether the employee was repairing the street or washing it off. It would make no difference whether the employee opened the fireplug to flush out the water line or to obtain water to flush the street. Obviously, I submit, the recognition of municipal liability in proprietary cases constitutes a recognition that a sovereign (in these cases, a city) is not immune from liability under the doctrine of respondeat superior.
The principal opinion sets out various statutes relating to liability insurance to cover municipal liability for tort claims in connection with governmental functions, liability insurance to cover operation of certain state-owned automobiles and an extension of workmen’s compensation coverage to- state employees. Some of these statutes contain disclaimer provisions which state that they shall not be construed as a waiver of sovereign immunity and the statute with reference to municipalities states that cities shall be liable for torts arising out of governmental functions to the extent of the liability insurance which it carries. The principal opinion concludes from these statutes that they constitute legislative expressions that the general concept of sovereign tort immunity should be retained in Missouri. I do not agree. In my opinion, the legislature simply recognized that the doctrine produces hardships and inequities and the desirability of providing some relief therefrom. The disclaimers are nothing more than that. The acts were not passed for the purpose of abolishing the doctrine and the bills were drafted simply to avoid implications that a complete abrogation by legislative action was intended. None of the acts purport to establish the doctrine of sovereign tort immunity.
A similar contention was made with reference to more comprehensive legislation in California. It was answered by Justice
“We are not here faced with a situation in which the Legislature has adopted an established judicial interpretation by repeated re-enactment of a statute. * * * Nor are we faced with a comprehensive legislative enactment designed to cover a field. What is before us is a series of sporadic statutes, each operating on a separate area of governmental immunity where its evil was felt most. Defendant would have us say that because the Legislature has removed governmental immunity in these areas we are powerless to remove it in others. We read the statutes as meaning only what they say: that in the areas indicated there shall be no governmental immunity. They leave to the court whether it should adhere to its own rule of immunity in other areas.”
See also Carroll v. Kittle,
The principal opinion makes the statement that to abolish the doctrine in Missouri, as has been done in various other states, would conflict with the public policy of Missouri as articulated in our Constitution. I assume this statement is predicated on the idea that the doctrine was legislatively established and that the court would violate the constitutional separation of powers if it undertook to abolish a legislatively established rule. However, if, as I believe, the doctrine was not enacted as statutory law by the adoption of § 1.010, there is no violation of the separation of powers doctrine by the court if it abolishes a judicially established doctrine. I know of no other constitutional provision which is involved.
As appellant points out, many states have now abolished or seriously limited the doctrine of sovereign tort immunity. However, I do not believe we should reach a conclusion by counting noses. If we abolish or curtail the doctrine, it should be on the basis that this is the correct thing to do. It is for this reason that I have tried to analyze all justifications advanced to sustain the doctrine. It is significant, however, that a majority of the states have acted to abolish or at least restrict the doctrine. Most have done so by judicial decisions. Other states have made the change by legislative action.
Many of our cases, including the recent cases of Smith v. Consolidated School District No. 2,
Having concluded that justification for continuance by the courts of the rule of governmental tort immunity does not exist, I would reverse and remand this case for trial. In so doing, however, I would limit the effect of the decision, as did the Supreme Court of Arkansas in Parish v. Pitts,
“We would make plain that this decision imposes liability * * * only for the imperfect, negligent, unskillful execution of a thing ordained to be done. No tort action will lie against them for those acts involving judgment and discretion; which are judicial and legislative or quasi-judicial and quasi-legislative in nature. The exercise of discretion necessarily carries with it the right to be wrong. It is only for ordinary torts committed in the execution of the activities decided upon that a tort action will lie; not for the decision itself.”12
The question then arising is at what time the change in the rule should be made effective as to claims other than those involved in this case and in the companion case of Rennie v. Belleview School District. Various approaches have been utilized by other states. Some have abolished the doctrine retrospectively, permitting utilization of the change as to all claims not barred by limitation. See Muskopf v. Corning Hospital District, supra. Others have abolished the rule prospectively, effective on either the date of filing or publication of the opinion. This is what we did in the charitable immunity cases, Abernathy,
I believe the latter course is the most logical one where we are dealing with governmental units which will need time in which to adjust their operations to accom
However, I would permit recovery by plaintiffs in this case and the Rennie case for two reasons. First, if we merely announce the abrogation of governmental immunity without applying it here, such announcement would be mere dictum. Secondly, to refuse to allow recovery would deprive plaintiffs of any benefit from their successful efforts challenging the rule which we now declare erroneous. It would eliminate any incentive for persons in the future to seek to change bad or outmoded doctrines. The practice of permitting recovery by plaintiffs under such circumstances is customary.
Arguably, a course of action which makes abrogation of the doctrine effective as to this and the Rennie case but postpones its application to others until September 1, 1976, is unfair to other persons who now have similar claims or those who have claims arising between now and September 1, 1976. However, those persons may not now maintain an action under existing decisions, so nothing is taken from them. If a change in the rule is to be made, it should be orderly, avoiding confusion and possible chaos for some units. It is better, in my judgment, to change the rule in this manner than to simply retain what we have. Such a technique of prospective application has been approved by numerous authorities since the decision in Great Northern Ry. v. Sunburst Oil & Ref. Co.,
One final caveat is necessary. This case deals only with governmental tort immunity of a school district. As I have indicated, I would prospectively overrule the doctrine as to all governmental units in Missouri. However, there are cases in Missouri which do not involve torts wherein it is said that the state may not be sued without its consent. State ex rel. Eagleton v. Hall,
Notes
. All statutory references are to ItSMo 1969, V.A.M.S. unless otherwise indicated.
. The full text of § 1.010 is as follows:
“The common law of England and all statutes and acts of parliament made prior to the fourth year of the reign of James the First, of a general nature, which are not local to that kingdom and not repugnant to or inconsistent with the Constitution of the United States, the constitution of this state, or the statute laws in force for the time being, are the rule of action and decision1 in this state, any custom or usage to the contrary notwithstanding, but no act of the general assembly or law of this state shall be held to be invalid, or limited in' its scope or effect by the courts of this state, for the reason that it is in derogation of, or in conflict with, the common law, or with such statutes or acts of parliament; but all acts of the general assembly, or laws, shall be liberally construed, so as to effectuate the true intent and meaning thereof.”
. Hall, The Common Law: An Account of Its Reception in the United States, 4 Yand. L.Rev. 791, 798 (1951).
. Id. at 798, 799.
. That act, in so far as pertinent here, provided as follows:
“1. The common law of England, which is of a general nature, and all statutes made by the British parliament in aid of or to supply the defects of the said common law, made prior to the fourth year of James the First, and of a general nature, and not local to that kingdom, which said common law and statutes are not contrary to the laws of this territory, and not repugnant to, nor inconsistent with the constitution and laws of the United States shall be the rule of decision in this territory, until altered or repealed by the legislature, any law, usage, or custom to the contrary notwithstanding, * * (Emphasis supplied.)
. Hall, supra note 3, at 800, 805.
. See, e. g., Burns v. Burns,
. See, e. g., Muskopf v. Corning Hospital District,
. See, e. g., Hargrove v. Town of Cocoa Beach,
. For general criticisms of the governmental-proprietary distinction see Evans v. Board of County Commissioners,
. Those who are interested can get an approximation of the present status of the rule in other states by referring to the Restatement of Torts (Second) § 895A (Tent.Draft 1973). See also Ayala v. Philadelphia Board of Public Education,
. Several state courts, in decisions abrogating governmental tort immunity, have stated that they would retain immunity of the general character described in Parish v. Pitts. See Lipman v. Brisbane Elementary School Dist.,
. A leading case in this area is Molitor v. Kaneland Community Unit Dist. No. 302,
. Abernathy v. Sisters of St. Mary’s,
. Other states have such a rule. For example, Wisconsin has a constitutional provision which requires such consent. Holytz v. City of Milwaukee,
Concurrence Opinion
(concurring).
I believe that the doctrine of governmental immunity is vulnerable to most, if not all, of the criticisms and weaknesses so clearly and forcefully articulated in the dissenting opinion of Judge Finch. Nevertheless, I am also of the opinion that retaining or abolishing a doctrine of such historical standing is for the legislative department, which more directly reflects the wishes of the citizens of this state.
The instant question is readily distinguishable from that found in Abernathy v. Sisters of St. Mary’s,