Lead Opinion
I. INTRODUCTION
Plaintiffs-appellants Dr. Thomas O’Con-nor and Andrew Strobl filed suit under 42 U.S.C. §• 1983 against Washburn University, the Washburn Board of Regents, and Washburn President Dr. Jerry B. Farley individually and in. his official capacity, claiming a statue placed on the Washburn campus violated their rights under the First Amendment of the United States Constitution. The statue in question is
Exercising jurisdiction pursuant to 28 U.S.C. § 1291, this court dismisses appellants’ claims for injunctive and declaratory relief as moot and, as a consequence, vacates the judgment of the district court as to those claims since subject matter jurisdiction is now lacking. As to the remaining claim for nominal damages, this court holds that the statue’s placement on Wash-burn’s campus under these circumstances does not constitute an unconstitutional endorsement of an anti-Catholic message and therefore affirms the decision of the district court.
II. BACKGROUND
Washburn University is a municipal university in Topeka, Kansas funded by city and county taxes. The university is governed by a nine-member Board of Regents, which is responsible for appointing the university president. The president has the authority to expend university resources and to place or remove works of art on the Washburn campus without approval.
Since 1996, Washburn’s Campus Beautification Committee has selected approximately five statues each year for display in a temporary outdoor sculpture exhibition. The exhibition supplements the university’s collection of twenty-five outdoor statues permanently situated on campus. President Farley appoints the members of the committee from the local community and from Washburn’s faculty and staff. For the 2003 exhibition, the committee chose a three-member volunteer jury made up of art professionals to select works for display. The jury chose five sculptures from among the ninety submissions received.
One of the chosen statues, entitled Holier Than Thou, depicts a Roman Catholic bishop with a contorted facial expression and a miter that some have interpreted as a stylized representation of a phallus. The bronze statue measures thirty-seven inches high by twenty-seven inches wide and is inscribed with the words, “The Cardinal.” Its caption reads:
The artist says, “I was brought up Catholic. I remember being 7 and going into the dark confessional booth for the first time. I knelt down, and my face was only inches from the thin screen that separated me and the one who had the power to condemn me for my evil ways. I was scared to death, for on the other side of that screen was the persona you see before you.”
The jury’s selections were approved by the committee and by President Farley. None of the other statues chosen for the exhibition involved obvious religious themes.
Greg Inkmann, a member of the Campus Beautification Committee, was responsible for choosing where to display Holier Than Thou on campus. He placed the statue along a high-traffic sidewalk between the student union and the main administrative building, at a location used for other statues in past exhibitions. Ink-mann testified that he placed the statue near a sidewalk because it was a small piece with fine detailing that could not be
Within days of installation, Washburn began receiving calls, letters, and e-mails complaining about Holier Than Thou. Washburn staff and students, including appellants, told university officials they were deeply offended and hurt by the statue’s negative portrayal of the Roman Catholic religion. Other Catholics from across the nation also contacted Washburn to complain. The Archbishop of Kansas City wrote to President Farley that he was “surprised and dismayed that the university would allow such a piece which many recognize as not only insensitive and insulting but even obscene.”
In response to the controversy, President Farley issued a press release explaining his refusal to remove the statue from campus. The press release read:
One of the pieces on display this year has engendered much discussion. People perceive and respond to art differently based on their individual backgrounds. No one involved in the selection process or in any aspect of the Campus Beautification Committee intended for any viewers to experience pain or hurt. We all regret if this has occurred.
One of the purposes of art is to engage us intellectually and emotionally. This work apparently has fulfilled that function as there is a wide variety of commentary on the piece, ranging from support to opposition.
There is no solution that will be satisfactory to everyone at this point. As a university, we should take this opportunity to create a positive educational experience. Seminars can be organized surrounding this work of art and its symbolism. Speakers could address the aesthetic elements, religious perspectives and issues facing contemporary religions. Different points of view must and can be represented so the seminars are a valuable educational opportunity for the campus and the community.
Soon after President Farley’s press release, the Campus Beautification Committee called a special meeting to discuss the issue. During the meeting, committee members stated that they had not construed the statue to be anti-Catholic or the bishop’s miter to be phallic when they selected it for exhibition. Several days later, the Board of Regents met to decide whether Holier Than Thou should be removed from campus. The board heard from speakers in support and in opposition to the statue. By a 5-2 vote, the regents decided to leave Holier Than Thou in place.
Appellants O’Connor and Strobl filed suit under § 1983, claiming the sculpture violated their rights under the Establishment Clause of the United States Constitution by conveying a message of state-sponsored disapproval of their religious beliefs. O’Connor is a tenured professor of biology at Washburn University. Strobl at the time the complaint was filed was a full-time student at Washburn who lived on campus at a student residence hall and served as president of the university’s Catholic Campus Center. Both appellants are devout Catholics.
Appellants _ requested a temporary restraining order, injunctive and declaratory relief, and nominal damages. The district court denied the motion for the temporary restraining order and by consent of the parties consolidated the preliminary injunction hearing with the trial on the merits. After a two-day hearing, the court entered judgment for defendants. Analyzing the question under the three-part test set forth by the Supreme Court in Lemon v. Kurtzman, the district court concluded that the context and content of the statue evinced the secular purposes of broadening the university’s educational experience and beautifying the campus.
Because the annual outdoor sculpture exhibition came to an end in July 2004, Holier Than Thou is no longer displayed on the Washburn campus.
III. DISCUSSION
A.. Mootness
In their complaint, appellants request declaratory and injunctive relief, nominal damages, and reasonable costs and attorneys fees pursuant to 42 U.S.C. § 1988. Because the statue has now been removed from campus, the claim for injunctive relief is moot. See Bauchman ex rel. Bauchman v. W. High Sch.,
Appellants argue prospective relief “is not necessarily mooted” because voluntary cessation of allegedly illegal conduct does not deprive the tribunal of power to hear and determine the case unless defendants can show no reasonable expectation that the wrong will recur. United States v. W.T. Grant Co.,
The Supreme Court has also recognized a separate exception to mootness for cases “capable of repetition, yet evading review.” Murphy v. Hunt,
The complaint, however, also includes a claim for nominal damages. An award of nominal damages is an appropriate remedy for a violation of the Establishment Clause. See Searles v. Van Bebber,
B. Standing
Because it involves the court’s power to entertain the suit, constitutional standing is a threshold issue in every case before a federal court. United States v. McVeigh,
In the context of alleged violations of the Establishment Clause, this court has held that “standing is clearly conferred by non-economic religious values.” Anderson v. Salt Lake City Corp.,
Because Holier Than Thou was displayed at a prominent location on campus between the student union and the main administrative building, both O’Con-nor and Strobl claim they were constantly exposed to its presence and were forced to alter their schedules and routes across campus to avoid it. O’Connor testified that the statue was directly between his office and the student union building, and that he was required to walk past it almost every week in order to attend meetings and social events. Strobl testified that the statue was located between his residence hall and the main administrative building, and that therefore he was required to alter his route in order to attend one of his classes, to get postings for student organizations, to reach the registrar’s office, and to handle his financial affairs at the school’s business office.
Appellants’ allegations that they ‘were frequently brought into direct and unwelcome contact with the statue are sufficient to give them standing for an Establishment Clause challenge. See id.; Books v. City of Elkhart,
C. The Establishment Clause
1. Standard of Review
In cases arising under the First Amendment of the United States Constitution, this court reviews a district court’s decision de novo. Snyder v. Murray City Corp.,
2. The Endorsement Test
The Establishment Clause of the United States Constitution provides that “Congress shall make no law respecting an establishment of religion.” U.S. Const, amend. I. This prohibition applies to the states under the Fourteenth Amendment. Everson v. Bd. of Educ.,
In Lemon, the Supreme Court set forth a three-part test for determining
While this appeal was pending, the Supreme Court decided two cases in which plaintiffs challenged ' on Establishment Clause grounds the constitutionality of displaying the Ten Commandments on monuments in public areas. McCreary County v. ACLU, 545 U.S. —,
3. Purpose
The purpose prong of the endorsement test asks whether “the government’s actual purpose is to endorse or disapprove of religion.” Bauchman,
a. The Selection of the Statue
Appellants have produced no evidence that anyone at the school chose the statue out of hostility toward the Catholic faith.
Washburn argues its decision to display Holier Than Thou was motivated by two purposes: 1) to enhance the university’s educational experience, and 2) to beautify the campus. These justifications are consistent with both the educational goals of the university and the mission of the Campus Beautification Committee, and are fur
Appellants dispute both of Washburn’s purported justifications for displaying the statue. They cite the Seventh Circuit’s opinion in Freedom from Religion Foundation, Inc. v. City of Marshfield for the proposition that campus beautification is not a sufficient secular purpose to withstand challenge under the Establishment Clause.
In response to Washburn’s second purported justification, appellants argue that the university’s goal of enhancing the school’s educational environment was not served by displaying a piece of artwork hostile to a group of students on campus, and that the university could have better achieved its objective by displaying the statue in the campus art museum. Whether the university’s chosen methods were the most effective possible means of achieving its goals, however, is irrelevant to the question whether the university was motivated by anti-Catholic intent. See Lynch,
b. The Display of the Statue
The university’s decision to place the statue at a prominent location on campus does not demonstrate that it was motivated by an improper purpose. Inkmann testified that he chose the site because it had been used in previous exhibitions and because viewers would not be able to appreciate the work’s fine details from a distance. He explained that he set the statue apart from others because he believed every statue “needs to be treated as an individual presence” and therefore “needs a certain amount of space.” The statue was placed outdoors instead of in a museum, as appellants would have preferred, simply because it was designed for outdoor display and was selected to be part of an outdoor exhibition.
Nor does the evidence show that the statue’s caption was selected with anti-Catholic intent. The record establishes that the caption had not yet been placed on the statue at the time it was selected by the Campus Beautification Committee and approved by President Farley. The committee decided to place the statements of the artists on the exhibits not because of
c. The Decision to Retain the Statue
In the absence of evidence showing an awareness by the university of any possible anti-Catholic message at the time the statue was selected and placed on campus, appellants argue the university’s failure to remove the statue after receiving complaints in itself constitutes an improper purpose. A defendant’s failure to change its behavior in accordance with plaintiffs’ demands, however, is not in itself proof of anti-religious intent. Bauchman,
Furthermore, there is no evidence in the record showing that the university’s decision to retain the statue was based on improper motives. Instead, the evidence shows that the university chose to keep the statue for reasons unrelated to a disapproval of Catholicism. In the press release announcing his decision to retain the statue, President Farley explained that there was no solution that would satisfy everyone and that he wanted to take the “opportunity to create a positive educational experience.” The meeting minutes of the Board of Regents disclose that their decision was based on a desire to promote freedom of speech and to avoid academic censorship. The minutes of the Campus Beautification Committee show that they were motivated by similar concerns. Even though the university was certainly aware of the statue’s perceived anti-Catholic message at the time it decided to retain the statue, there is no evidence that it agreed with or endorsed this interpretation of the statue.
The evidence also demonstrates that the decision not to move the statue to a less prominent location on campus was not motivated by an anti-Catholic bias. The Campus Beautification Committee discussed the possibility of moving the statue to the campus art museum, but was told there was no room in the museum to accommodate the statue. Washburn’s vice-president of academic affairs testified that he also considered moving the statue but was told by complaining parties that nothing short of complete removal from campus would be acceptable. There is no countervailing evidence in the record indicating that the decision not to move the statue was made for illegitimate reasons.
After a thorough review of the record, this court concludes that appellants have presented no evidence in support of their view that Washburn selected or displayed the statue with the purpose of denigrating the Catholic religion. As in Lynch, the evidence in this case is simply insufficient “to establish that the [display] is a purposeful or surreptitious effort to express some kind of subtle governmental advocacy of a particular religious message.”
4. Effect
The “effect” prong of the endorsement test asks whether a reasonable observer aware of the history and context
Appellants argue the statue’s location next to a footpath at a prominent location on campus, in an area reserved for official use, would lead a reasonable observer to believe the state had endorsed its message. Appellants are correct that these factors weigh toward a finding of state endorsement. See County of Allegheny v. ACLU,
The effect prong of the endorsement test, however, presumes a reasonable observer “aware of the history and context of the community and forum” in which the display appears. Santa Fe Indep. Sch. Dist. v. Doe,
Viewed in the context of these other statues, Holier Than Thou was part of a “typical museum setting” that, “though not neutralizing the religious content of a religious [work of art], negates any message of endorsement of that content.” Lynch,
In Bauchman, this court examined the question whether a school choir’s performance of songs with religious themes constituted a violation of the Establishment Clause.
Furthermore, Holier Than Thou was displayed in the context of a university campus, a place that is “peculiarly the marketplace of ideas.” Healy v. James,
The Seventh Circuit in Linnemeir v. Board of Trustees of Purdue University faced a situation similar to the present case in examining the Establishment Clause effect of a student-directed play called Corpus Christi at, Purdue University.
Regardless of the context in which it is displayed, appellants argue that a reasonable observer would see the content of the statue — a depiction of a bishop with a grotesque expression, a representation of a phallus on his head, and the title Holier Than Thou — as a state-sponsored anti-Catholic message. Washburn counters that the statue’s message is not anti-Catholic, but merely a representation of the artist’s humorous memories of his first confession.
IV. CONCLUSION
For the foregoing reasons, this court DISMISSES the claims for injunctive and declaratory relief for lack of jurisdiction and VACATES the judgment of the district court as to those claims. This court AFFIRMS the judgment of the district court as to the claim for nominal damages.
Notes
. Appellants do not argue that Washburn's actions constitute an excessive entanglement with religion.
. In some situations, the Supreme Court has looked to the context and content of a government display and concluded that “the government action itself bespoke the purpose” of that action. See McCreary County v. ACLU, 545 U.S. —,
. The purpose prong of the endorsement test focuses on the intent of the government actor in displaying a particular work of art, not on the intent of the artist in creating the work. Summum v. City of Ogden,
. The artist testified that he intended the word "persona” in the caption in its ordinary meaning of a person's facade, not, as appellants contend, as a derogatoiy reference to the "persona Christi.”
. Courts that have held particular works of art to violate the Establishment Clause have tended to focus on the relative isolation of the challenged work from other government-sponsored displays. Freedom from Religion Found., Inc. v. City of Marshfield,
. Appellants emphasize that public universities are not immune from challenge under the Establishment Clause. This court holds only that, in the context of an art exhibit on a university campus, the display of this statue does not violate the Establishment Clause.
. There is evidence in the record that, while some viewers were offended by Holier Than Thou, others did not perceive a phallic symbol or other anti-Catholic message. The unusual seams on the statue’s miter have also plausibly been interpreted as a representation of two fish. The effect prong of the endorsement test, however, is a question of law that this court decides without reference to the reactions of individual viewers. Bauchman ex rel. Bauchman v. W. High Sch.,
Concurrence Opinion
concurring.
I fully concur in the majority opinion. I write separately to express my belief that our Circuit’s mootness jurisprudence should be reexamined. In this case, we apply — as we must — two on-point Circuit cases in concluding the appeal is not moot. Searles v. Van Bebber,
