O'BRIEN v. BorowskiO'BRIEN v. Borowski
After a hearing, a judge of the District Court on September 3, 2010, issued a harassment prevention order under An Act relative to harassment prevention orders, G. L. c. 258E, inserted by St. 2010, c. 23
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(act or c. 258E), that directed Robert O’Brien (O’Brien) not to abuse or harass Alan Borowski (Borowski), to stay fifty yards away from Borowski, and to remain away from Borowski’s residence. O’Brien filed a petition to vacate and dismiss the order under
Background. Borowski is a police officer with the Northampton police department, who knew O’Brien before he became a police officer thirteen years ago. He had “charged [O’Brien] with a crime” in 2006, and knew O’Brien to be “a fighter.”
On the evening of May 15, 2010, Borowski entered a bar with his girl friend, saw O’Brien inside, and decided immediately to leave. After Borowski left the bar, O’Brien followed him out of the bar, yelled Borowski’s name, and when Borowski turned to look at him, raised both of his middle fingers in the air and said, “[F]uck you.”
Approximately ninety minutes later, Borowski was standing on his deck when he heard a horn sound in front of his house. He saw O’Brien lean forward in the passenger seat of the truck and again extend his middle finger in the air; the driver then drove away.
Borowski applied for a harassment prevention order on August 23, 2010, and a temporary order issued. A hearing was conducted on September 3, 2010; Borowski was the lone witness. After the hearing, the judge extended the order until September 2, 2011. On September 30, 2010, O’Brien filed the instant petition under
Discussion.
We first address the procedural questions raised by the single justice. The harassment prevention order expired on September 2, 2011, and Borowski did not move to extend the order, so the case is now moot. Even though there is no longer a live dispute among the parties, we shall reach the merits of this case because it is fully briefed and raises issues of public importance regarding the constitutionality of a recently enacted statute that will likely arise again but, if we dismiss on grounds of mootness, evade review. See
Aime
v.
Commonwealth,
As to the proper avenue of review, the parties agree that, because the act does not expressly provide any other means to appeal from a harassment prevention order, the only alternative
1.
Statutory framework.
Before we turn to the constitutional questions raised by O’Brien, we consider first how the act fits within the over-all statutory framework protecting victims of abuse and harassment. General Laws c. 209A, inserted by St. 1978, c. 447, § 2, enables a person “suffering from abuse from an adult or minor family or household member” to obtain a protective order directing the defendant, among other things, to refrain from the abuse.
Chapter 258E was enacted in 2010 to allow individuals to obtain civil restraining orders against persons who are not family or household members, and to make the violation of those orders punishable as a crime. See An Act Relative to Harassment Prevention Orders, Formal House Session January 28, 2010 (statements of Representatives O’Flaherty, Atkins, Jones, Swan). But while a protective order under c. 209A requires a finding of “abuse,” a protective order under c. 258E requires a finding of “harassment,” defined in
The definition of “[h]arassment” in c. 258E, § 1, evolved from the criminal harassment statute enacted in 2000,
Both civil and criminal harassment require proof of three or more acts of wilful and malicious conduct aimed at a specific person. See
Commonwealth
v.
Welch,
2.
Constitutionality of G. L. c. 258E.
In
Welch,
we considered the constitutionality of the criminal harassment statute,
Having concluded in Welch that the criminal harassment statute is not constitutionally overbroad, the issue we confront here is whether the differences in the definition of civil harassment so significantly broaden the scope of potentially prohibited speech as to render the civil harassment statute constitutionally over-broad. Before we embark on that analysis, we explore first the overbreadth doctrine and the relevant categories of unprotected speech.
a. Overbreadth. We recently noted:
“The overbreadth doctrine allows an individual whose speech may be constitutionally regulated to argue that a law is unconstitutional because it infringes on the speech of others. See [Trustees of the State Univ. of N.Y. v. Fox,492 U.S. 469 , 482-483 (1989)]. See also United States v. Stevens,130 S. Ct. 1577 , 1591-1592 (2010). Overbreadth has thus been described as an exception to the general principle that litigants only have standing to assert their own rights and not the rights of others; in the free speech context, such challenges have been permitted in order ‘to prevent [a] statute from chilling the First Amendment rights of other parties not before the court.’ Secretary of State of Md. v. Joseph H. Munson Co.,467 U.S. 947 , 957, 958 (1984). See Eisenstadt v. Baird,405 U.S. 438 , 445 n.5 (1972). . . .
“The Supreme Court has recognized the overbreadth doctrine as ‘strong medicine’ and has limited its application to instances where a law ‘prohibits a substantial amount of protected speech.’ United States v. Williams,553 U.S. 285 , 292, 293 (2008), quoting Los Angeles Police Dep’t v. United Reporting Publ. Corp.,528 U.S. 32 , 39 (1999). Substantial overbreadth demands a ‘realistic danger that the statute itself will significantly compromise recognized First Amendment protections of parties not before the Court.’ City Council of Los Angeles v. Taxpayers forVincent, 466 U.S. 789 , 800-802 (1984) (declining to entertain overbreadth claim where such danger not shown). Further, the overbreadth must be ‘substantial, not only in an absolute sense, but also relative to the statute’s plainly legitimate sweep.’ United States v. Williams, supra at 292.”
Bulldog Investors Gen. Partnership
v.
Secretary of the Commonwealth,
In determining whether a statute is facially overbroad, we look not only to the language of the statute but to any limiting construction we have grafted on that language in interpreting the statute. See
Commonwealth
v.
A Juvenile,
b.
Classes of unprotected speech.
While most speech is protected from government regulation by the First Amendment to the United States Constitution and art. 16 of the Massachusetts Declaration of Rights, as amended by art. 77 of the Amendments to the Massachusetts Constitution, there are “certain well-defined and narrowly limited classes of speech” that are not protected because they are “no essential part of any exposition of ideas, and are of such slight social value as a step to truth” that whatever meager benefit that may be derived from them is “clearly outweighed” by the dangers they pose.
Chaplinsky
v.
New Hampshire,
i.
Fighting words.
The “fighting words” exception to the First Amendment is limited to words that are likely to provoke a fight: face-to-face personal insults that are so personally abusive that they are plainly likely to provoke a violent reaction and cause a breach of the peace. See
Cohen
v.
California,
ii.
True threats.
In
Virginia
v.
Black,
“ ‘True threats’ encompass those statements where the speaker means to communicate a serious expression of an intent to commit an act of unlawful violence to a particular individual or group of individuals. . . . The speaker need not actually intend to carry out the threat. Rather, a prohibition on true threats ‘protects] individuals from the fear of violence’ and ‘from the disruption that fear engenders,’ in addition to protecting people ‘from the possibility that the threatened violence will occur.’ ” (Citations omitted.)
Id.
at 359-360, quoting
R.A.V.
v.
St. Paul,
A true threat does not require “an explicit statement of an intention to harm the victim as long as circumstances support the victim’s fearful or apprehensive response.”
Id.
at 234. See
United States
v.
Fulmer,
For example, in
Chou, supra
at 230-231, the defendant produced flyers with the word “MISSING” printed in large type across the top, beneath which was a photograph of a former girl friend who had broken up with him and offensive sexual remarks about her, and he then hung the flyers in several places in her high school. He was convicted under
In
Black,
the Supreme Court upheld the constitutionality of a
c.
Construction of G. L. c. 258E.
We conclude that the Legislature crafted the civil harassment act, G. L. c. 258E, with the intent that the definition of harassment exclude constitutionally protected speech, and we interpret G. L. c. 258E to effectuate that legislative intent. See
Welch, supra
at 99 (finding that Legislature took similar care in crafting criminal harassment act,
Looking carefully at the elements set forth in the definition
The intent requirements in the act plainly satisfy the “true threat” requirement that the speaker subjectively intend to communicate a threat. See
Black, supra
at 360;
United States
v.
Cassel, supra.
See also
Shackelford
v.
Shirley,
The requirement that the pattern of harassment in fact cause fear, intimidation, abuse, or damage to property satisfies the “true threat” requirement that the threat be regarded as a serious expression of intent and not mere hyperbole. See Black, supra at 359; Chou, supra at 236-237.
Where the acts are aimed at a specific person, an intent to
An intent to cause fear, however, is less certain to be consistent with a true threat unless we narrow what it is that must be feared. As the United States Court of Appeals for the Seventh Circuit noted, there are types of threats that may “contain ideas or advocacy, such as a ‘threat’ to picket an organization if it does not yield to a demand to take some social or political action.”
United States
v.
Velasquez,
O’Brien contends that, even with this interpretation of “fear,” the civil harassment act is still constitutionally overbroad because, in contrast with the criminal harassment act, it does not require that the pattern of harassment would cause a reasonable person to suffer substantial emotional distress. The legislative history of c. 258E suggests that the Legislature intended to omit this reasonable person element, because it, along with other language from the criminal harassment act, was included in the initial version of the bill, but this element was removed from later versions and from the bill ultimately enacted. Compare 2009 Senate Doc. No.
There is no appreciable amount of protected speech where the speaker both intends to cause intimidation, abuse, damage to property, or fear of physical harm or property damage, and does in fact cause one of these alternatives. A reasonable person standard may have been necessary to uphold the constitutionality of the criminal harassment act, which otherwise required only that the knowing and malicious pattern of conduct “seriously alarm” the person harassed, see Welch, supra at 97, but the additional requirements in the civil harassment act more carefully limit the scope of prohibited speech to constitutionally unprotected “true threats.”
Therefore, we conclude that, with our interpretation of the meaning of “fear” in
3.
Application of G. L. c. 258E to O’Brien’s conduct.
We now turn to O’Brien’s claim that the act was unconstitutionally applied to him because the finding of harassment was based on his raising of his middle finger, which is constitutionally protected speech. We recognize that the raising of the middle finger as a form of insult has a long, if not illustrious, history dating back to ancient Greece. See Robbins, Digitus Impudicus: The Middle Finger and the Law, 41 U.C. Davis L. Rev. 1403, 1413 (2008).
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Like its verbal counterpart, when it is used to express contempt,
But, in certain limited circumstances, when accompanied by other less expressive and more threatening conduct, raising the middle finger may constitute fighting words or a true threat. Compare
United States
v.
Poocha,
Borowski does not contend that O’Brien’s use of his middle finger constituted fighting words that incited him to violence. Rather, he argues that, when viewed in context, where Borowski had earlier arrested O’Brien and knew O’Brien to be a “fighter,” and where O’Brien followed Borowski out of a bar to raise both middle fingers in the first alleged act of harassment and later raised his middle finger as he drove past Borowski’s home in the second and third alleged acts of harassment, O’Brien’s raising of his middle finger reflected a threat of physical harm and therefore is not protected by the First Amendment or art. 16.
We need not reach the issue whether there was sufficient
Conclusion.
We interpret the word “fear” in
So ordered.
Notes
General Laws c. 258E, inserted by St. 2010, c. 23, became effective on May 10, 2010.
G’Brien also claims on appeal that the harassment prevention order against him constituted a prior restraint on speech. O’Brien, however, did not make this claim before the District Court judge or the single justice, and therefore we will not consider it on appeal. See, e.g.,
Century Fire & Marine Ins. Corp.
v.
Bank of New England-Bristol County, N.A.,
We acknowledge the amicus briefs submitted by the American Civil Liberties Union of Massachusetts, and by the Victim Rights Law Center, Boston Area Rape Crisis Center, and Jane Doe, Inc.
“[A]n act that (A) by force, threat or duress causes another to involuntarily engage in sexual relations; or (B) constitutes a violation of section 13B [indecent assault and battery on child under the age of fourteen], 13F [indecent assault and battery on a person with an intellectual disability], 13H [indecent assault and battery on a person fourteen years or older], 22 [rape], 22A [rape of a child], 23 [rape and abuse of a child], 24 [assault with intent to commit rape], 24B [assault of a child with intent to commit rape], 26C [enticement of a child under sixteen], 43 [stalking] or 43A [criminal harassment] of chapter 265 or section 3 of chapter 272 [drugging a person for sexual intercourse].”
The crime of harassment, in violation of
A plurality of the Supreme Court also concluded that cross burning was protected speech if not done with an intent to intimidate.
Virginia
v.
Black,
We recognize that this constitutes a departure from our analysis in
Welch, supra
at 94 n.14, where we declared that the “ ‘true threats’ exception is not applicable to the criminal harassment statute because the statute was enacted to criminalize those acts of harassment that do not rise to the level of threats.” The threat element in the criminal stalking statute that was omitted from the criminal harassment statute, however, required a “threat with the intent to place the person in
imminent
fear of death or bodily injury” (emphasis added).
We interpret
The gesture’s history in this country dates back to at least 1886, when its first recorded appearance “occurred in a professional baseball team photograph,