O.A. v. TRUMPO.A. v. TRUMP
Case Information
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA O.A., et al. ,
Plaintiffs , v. Civil Action No. 18-2718 (RDM) DONALD J. TRUMP, et al. ,
Defendants. S.M.S.R. et al. ,
Plaintiffs , v. Civil Action No. 18-2838 (RDM) DONALD J. TRUMP, et al. ,
Defendants. MEMORANDUM OPINION
On November 9, 2018, the Attorney General and the Secretary of Homeland Security jointly issued an interim final rule adding “a new mandatory bar on eligibility for asylum for certain aliens who are subject to a presidential proclamation suspending or imposing limitations on their entry into the United States . . . and who enter the United States in contravention of such a proclamation.” Aliens Subject to a Bar on Entry Under Certain Presidential Proclamations; Procedures for Protection Claims, 83 Fed. Reg. 55,934, 55,939 (Nov. 9, 2018) (“the Rule” or “the Interim Final Rule”). That same day, the President issued a proclamation suspending for a period of ninety days “[t]he entry of any alien into the United States across the international boundary between the United States and Mexico,” except by aliens “who enter[] the United States at a port of entry and properly present[] for inspection” and entries by “lawful permanent resident[s] of the United States.” Addressing Mass Migration Through the Southern Border of the United States, 83 Fed. Reg. 57,661, 57,663 (Nov. 15, 2018) (“the Proclamation”). Since that proclamation expired, the President has issued two subsequent proclamations suspending entries across the southern border, except at a port of entry, for additional ninety-day periods. See Addressing Mass Migration Through the Southern Border of the United States, 84 Fed. Reg. 3,665 (Feb. 12, 2019); Addressing Mass Migration Through the Southern Border of the United States, 84 Fed. Reg. 21,229 (May 13, 2019). It is uncontested that together, these actions make aliens (with the sole exception of lawful permanent residents) ineligible for asylum if they enter the United States from Mexico outside a designated port of entry.
Plaintiffs in these consolidated cases are nineteen individuals from Honduras, El
Salvador, Nicaragua, and Guatemala who entered the United States from Mexico outside ports of
entry after November 9, 2018, and two nonprofit organizations that provide legal services to
refugees. All but one of the individual plaintiffs seek asylum, and the remaining plaintiff was
granted asylum during the pendency of this proceeding but fears revocation if the Rule is
enforced, Dkt. 80 at 3. Together, Plaintiffs challenge the lawfulness of the Rule on multiple
grounds. First and foremost, they contend that the Rule runs afoul of the Immigration and
Nationality Act (“INA”), Pub. L. No. 82-414, 66 Stat. 163 (1952) (codified as amended at
Beyond that core challenge, Plaintiffs also argue that the Rule: (1) circumvents the
statutorily-mandated process for promulgating “additional limitations and conditions” on
eligibility for asylum, which authorizes the Attorney General and Secretary of Homeland
Security to add limitations and conditions “by regulation,”
Several motions are currently before the Court. Plaintiffs in both consolidated cases—
O.A. v. Trump
, Civ. No. 18-2718 (“
O.A
.”) and
S.M.S.R. v. Trump
, Civ. No. 18-2838
(“
S.M.S.R
.”)—have moved for summary judgment and to certify a class of all asylum seekers
who entered or will enter the United States after November 9, 2018 by crossing the southern
border, except at a designated port of entry.
See
Dkt. 51; Dkt. 52. Defendants, in turn, oppose
those motions and cross-move for summary judgment, arguing that the Court lacks subject-
matter jurisdiction; that Plaintiffs lack standing to sue; that Plaintiffs’ claims fail on the merits;
and that the Court should not certify a class.
See
Dkt. 66. Also pending before the Court are the
O.A
. and
S.M.S.R
. Plaintiffs’ earlier-filed motions for temporary and preliminary injunctive
relief, Dkt. 6; Mot. for Temp. Restraining Order, Dkt. 6,
S.M.S.R. et al. v. Trump et al.
(No. 18-
2838), which the Court held in abeyance after the United States District Court for the Northern
District of California issued a nationwide preliminary injunction eliminating any risk of
imminent injury to any of the plaintiffs in these actions.
See
Minute Entry (Dec. 21, 2018);
see
also E. Bay Sanctuary Covenant v. Trump
,
As explained below, the Court first holds that it has subject-matter jurisdiction, and that
Plaintiffs have Article III and zone of interests standing to challenge the Rule. The Court also
holds that the Rule (in conjunction with the Proclamation) is inconsistent with
I. BACKGROUND
Statutory and Regulatory Background
Asylum is a form of discretionary relief that allows an otherwise removable alien who
qualifies as a refugee to remain in the United States.
[1]
Asylum also creates a path to lawful
permanent resident status and citizenship and confers other benefits, including the right to work
in the United States and to receive certain forms of financial assistance from the federal
government.
See
The Refugee Act of 1980 (“1980 Act”), Pub. L. No. 96-212, 94 Stat. 102 (codified at
Accordingly, as of 1980, the INA included two related, but distinct, forms of relief
available to those subject to persecution in their country of origin: asylum and withholding of
deportation. “[O]ne of the Congress’ primary purposes” in enacting “the entire 1980 Act . . . was
to bring United States refugee law into conformance with the 1967 United Nations Protocol
Relating to the Status of Refugees (“1967 Protocol”), 19 U.S.T. 6223, T.I.A.S. No. 6577, to
which the United States acceded in 1968.”
Id.
at 436–37. The Protocol, in turn, incorporated by
reference the substantive provisions of the 1951 United Nations Convention Relating to the
Status of Refugees (“1951 Convention”).
See id
. at 429;
Sale v. Haitian Ctrs. Council, Inc.
, 509
U.S. 155, 169 n.19 (1993). Among other parallels, “the definition of ‘refugee’ that Congress
adopted” in the 1980 Act “is virtually identical to the one proscribed by . . . the [1951]
Convention.”
Cardoza-Fonseca
,
The next relevant amendment to the INA did not come until 1996, when Congress
enacted the Illegal Immigration Reform and Immigrant Responsibility Act (“IIRIRA”), Pub. L.
No. 104-208, Div. C, 110 Stat. 3009-546 (1996). Among other changes, IIRIRA established two
types of removal proceedings. Regular, or “formal,” removal proceedings allow aliens to
challenge their removal in administrative proceedings with various procedural guarantees,
including the rights to written notice of the charge of removability, to counsel, to appear at a
hearing before an immigration judge and to present evidence, to appeal an adverse decision to
the Board of Immigration Appeals (“BIA”), and to seek judicial review.
The second type of proceedings, called expedited removal, affords considerably less
process to a subset of aliens—most notably, those arriving at the border and those who recently
entered the United States without inspection.
[2]
Under expedited removal procedures, the
Department of Homeland Security may remove an alien from the United States “without further
hearing or review[,] unless the alien indicates either an intention to apply for asylum under [
An alien who is ineligible for asylum or is denied asylum may apply for other forms of
relief, including withholding of removal in cases in which the alien can show “that it is more
likely than not that he or she would be persecuted on account of” a protected ground if removed
from the United States.
[4]
IIRIRA also amended the asylum provision of the INA, adding language relevant to
Plaintiffs’ challenge here. Although the 1980 Act required the Attorney General to establish
procedures for an alien “physically present in the United States . . . ,
irrespective of such alien’s
status
, to apply for asylum,”
[a]ny alien who is physically present in the United States or who arrives in the United States ( whether or not at a designated port of arrival and including an alien who is brought to the United States after having been interdicted in international waters or United States waters), irrespective of such alien’s status , may apply for asylum in accordance with this section or, where applicable,section 1225(b) of this title [which addresses expedited removal].
Although the Attorney General’s authority to grant or to deny an asylum application had
long been discretionary—subject only to the limitation, added in 1990, that “[a]n alien who ha[d]
been convicted of an aggravated felony” could “not apply for or be granted asylum,”
Immigration Act of 1990, Pub. L. No. 101–649, 104 Stat 4978 (codified at
In general, an alien may apply for asylum in one of three ways: (1) if she is not in any
kind of removal proceeding, she may file an affirmative application for asylum,
see
Challenged Actions
On November 9, 2018, the Attorney General and the Secretary of Homeland Security
promulgated the Interim Final Rule.
See
Rather than enact this regulatory change entirely through the Interim Final Rule,
however, the Departments of Justice and Homeland Security and the President adopted the new
policy in two steps. As the first step, the Attorney General and the Secretary of Homeland
Security amended two regulations relating to the eligibility for asylum. As noted above, when
Congress enacted IIRIRA, it granted the Attorney General—and, now, the Secretary of
Homeland Security—authority to establish, by regulation, “additional limitations and conditions,
consistent with [
For applications filed after November 9, 2018, an alien shall be ineligible for asylum if the alien is subject to a presidential proclamation or other presidential order suspending or limiting entry of aliens along the southern border with Mexico that is issued pursuant to [8 U.S.C. § 1185(a)(1) or8 U.S.C. § 1182(f) ] on or after November 9, 2018 and the alien enters the United States after the effective date of the proclamation or order contrary to the terms of the proclamation or order.
In addition, and consistent with Defendants’ “anticipat[ion] that a large number of aliens
who would be subject to a proclamation-based ineligibility bar would be subject to expedited-
removal proceedings,”
As the second step in adopting the regulatory change, the President issued a proclamation
entitled “Addressing Mass Migration Through the Southern Border of the United States,” 83
Fed. Reg. 57,661, on the same day the Rule was promulgated.
[5]
Although entry into the United
States outside of a designated port of entry is already unlawful,
All agree that, taken together, the Rule and the Proclamation create a categorical bar to asylum for aliens who have entered the United States from Mexico outside a port of entry after November 9, 2018.
East Bay Sanctuary Covenant Litigation
The same day the Rule and the Proclamation were issued, a group of nonprofit
organizations that provide legal and social services to immigrants filed suit in the Northern
District of California, challenging the Rule and seeking a temporary restraining order.
See
Complaint,
E. Bay Sanctuary Covenant v. Trump
, No. 18-6810 (“
East Bay
”) (N.D. Cal. Nov. 9,
2018), Dkt. 1; Motion for Temporary Restraining Order,
E. Bay Sanctuary Covenant v. Trump
,
No. 18-6810 (N.D. Cal. Nov. 13, 2018), Dkt. 8. On November 19, 2018, following expedited
briefing and a hearing, the district court granted a nationwide temporary restraining order barring
implementation of the Rule until December 19, 2018, when that court was scheduled to hold a
hearing on the plaintiffs’ motion for a preliminary injunction.
E. Bay Sanctuary Covenant v.
Trump
,
Ninth Circuit denied that motion.
See E. Bay Sanctuary Covenant v. Trump
,
This Proceeding
The day after the Northern District of California issued the temporary restraining order in East Bay I , a group of asylum seekers who crossed the southern border outside ports of entry after November 9, 2018, brought suit in this Court. See Complaint for Declaratory and Injunctive Relief, O.A. v. Trump , No. 18-2718 (“ O.A .”) (D.D.C. Nov. 20, 2018), Dkt. 1. The next day, November 21, 2018, those plaintiffs moved for a temporary restraining order and preliminary injunction. See Dkt. 6. Before briefing was complete on those motions, a second group of individual plaintiffs—this time joined by two organizations, the Capital Area Immigrants’ Rights Coalition (“CAIR Coalition”) and Refugee and Immigrant Center for Education and Legal Services, Inc. (“RAICES”)—brought suit, see Complaint, S.M.S.R. v. Trump , No. 18-2838 (“ S.M.S.R. ”) (D.D.C. Dec. 3, 2018), Dkt. 3, and also moved for a temporary restraining order and preliminary injunction, see id. , Dkt. 6. Unlike the original O.A. complaint, the S.M.S.R. complaint included class allegations. See id. , Dkt. 3 at 43–44 (Compl. ¶¶ 175–77).
The Court held a hearing on the pending motions on December 17, 2018. See Minute Entry (Dec. 17, 2018). At the conclusion of the hearing, the Court noted that a nationwide temporary restraining order was then in effect; that the Ninth Circuit had declined to stay that order pending appeal; that a stay application was pending before the Supreme Court; and that the U.S. District Court for the Northern District of California was likely to decide in the next two days whether to grant a nationwide preliminary injunction. Dkt. 41 at 123–25 (Dec. 17, 2018 Hrg. Tr.). In light of this state of affairs and the fact that Plaintiffs would not face any risk of imminent injury while an injunction issued by another court remained in effect, the Court directed that the parties meet and confer about whether to proceed by way of expedited briefing on cross-motions for summary judgment rather than motions for preliminary relief. Id . (Dec. 17, 2018 Hrg. Tr.). The Court also consolidated the O.A. and S.M.S.R . cases and set December 18, 2018, as the deadline for Plaintiffs to amend their complaints. See Minute Order (Dec. 17, 2018); S.M.S.R ., Minute Order (Dec. 17, 2018). Both sets of plaintiffs timely amended and joined additional individual plaintiffs, and the O.A. Plaintiffs added class allegations to their complaint. See Dkt. 39 ( S.M.S.R. Amend. Compl.); Dkt. 40 ( O.A. Amend. Compl.). Following a telephonic status conference on December 21, 2018, the Court set a schedule for expedited briefing on cross-motions for summary judgment and class certification. See Minute Entry (Dec. 21, 2018). Pending resolution of those motions, and barring any intervening need to act, the Court has held the O.A. and S.M.S.R. motions for temporary restraining orders and preliminary injunctions in abeyance. Id .
The parties’ cross-motions for summary judgment and Plaintiffs’ motions to certify a class, Dkt. 51; Dkt. 52; Dkt. 66, along with Plaintiffs’ previously-filed motions for preliminary relief, Dkt. 6; Mot. for Temp. Restraining Order, Dkt. 6, S.M.S.R. et al. v. Trump et al. (No. 18- 2838), are currently before the Court.
II. LEGAL STANDARD
In the normal course, summary judgment may be granted “if the pleadings, the discovery
and disclosure materials on file, and any affidavits [or declarations] show that there is no genuine
issue as to any material fact and that the movant is entitled to a judgment as matter of law.”
Air
Transp. Ass’n. of Am., Inc. v. Nat’l Mediation Bd.
,
III. ANALYSIS
Plaintiffs raise a host of challenges to the Rule, principally under the APA, and they seek
to proceed on behalf of a nationwide class of “[a]ll noncitizen asylum-seekers who have entered
or will enter the United States through the southern border but outside ports of entry after
November 9, 2018,” Dkt. 52-13 at 1; Dkt. 51-16 at 1. Among other things, they contend that the
Rule violates the INA’s mandate that an alien present in the United States is entitled to seek
asylum “whether or not” the alien arrived in the United States “at a designated port of arrival,”
and “irrespective of [the] alien’s status.”
Threshold Issues
1. Statutory Jurisdiction
Defendants devote the lion’s share of their briefing to the question of this Court’s
statutory jurisdiction over the individual plaintiffs’ claims.
[6]
In Defendants’ view, the individual
plaintiffs will have an opportunity to challenge the Rule if they are eventually subject to final
orders of removal; they cannot, however, short-circuit the process that Congress established for
judicial review in the courts of appeals only after issuance of a final order of removal. The
individual plaintiffs are bound to follow that process, Defendants contend, because all but one of
the individual plaintiffs are now in full removal proceedings, and the one plaintiff who is no
longer in removal proceedings has received asylum and, thus, no longer has standing to
challenge the Rule. As a result, according to Defendants, each of the individual plaintiffs with a
live claim is subject to two relevant statutory provisions:
brought their challenge in the wrong place (in this Court, as opposed to a court of appeals) and at the wrong time (prior to receiving any final order of removal).
Plaintiffs, for their part, understand the nature of their lawsuit and the judicial review
provisions of the INA in very different terms. As they explain it, this suit does not challenge any
order of removal, nor does it “arise from” any removal proceeding. Rather, they challenge the
validity of the Rule on its face, without regard to any particular application, based on a host of
substantive and procedural flaws in the rulemaking. Nor, in Plaintiffs’ view, is the Rule itself
inextricably tied to removal proceedings, as Defendants contend. To the contrary, the Rule
affects anyone seeking asylum, whether the asylum seeker applies affirmatively—that is, outside
of any removal proceeding—or defensively—that is, within the confines of either a formal or
expedited removal proceeding. Indeed, Plaintiffs argue, many of the individual plaintiffs “were
in neither expedited nor ordinary removal proceedings when they filed this suit.”
See, e.g.
, Dkt.
52-1 at 24–25 & n.8. As a result, as Plaintiffs see it,
But even if that view of
“Within constitutional bounds, Congress decides what cases the federal courts have
jurisdiction to consider.”
Bowles v. Russell
,
a. 8 U.S.C. 1252(a)(5)
Defendants do not contend that
The Court starts, as it must, with the statute’s text.
See BP Am. Prod. Co. v. Burton
, 549
U.S. 84, 91 (2006).
Notwithstanding any other provision of law (statutory or nonstatutory), including section 2241 of Title 28, or any other habeas corpus provision, and [the Mandamus and All Writs Acts], a petition for review filed with an appropriate court of appeals . . . shall be the sole and exclusive means for judicial review of an order of removal [with the exception of expedited removal orders]. For purposes of this chapter, in every provision that limits or eliminates judicial review or jurisdiction to review, the terms ‘judicial review’ and ‘jurisdiction to review’ include habeas corpus review pursuant to section 2241 of Title 28, or any other habeas corpus provision, [the Mandamus and All Writs Act], and review pursuant to any other provision of law (statutory or nonstatutory).
The work that
This reading of
Congress did not enact
a removal proceeding. Rather, it merely reaffirms that Congress has provided a single means for obtaining judicial review of removal orders.
Because Plaintiffs do not seek review of a removal order—or, indeed, of any decision or
action taken in the course of a removal proceeding—
b.
Defendants rely primarily on
The Court begins, once again, with the statutory text, see BP Am. Prod. Co. , 549 U.S. at 91, which provides in relevant part:
(b) Requirements for review of orders of removal
With respect to review of an order of removal under subsection (a)(1), the following requirements apply:
. . . .
(9) Consolidation of questions for judicial review
Judicial review of all questions of law and fact, including interpretation and
application of constitutional and statutory provisions, arising from any action
taken or proceeding brought to remove an alien from the United States under
this subchapter shall be available only in judicial review of a final order under
this section. Except as otherwise provided in this section, no court shall have
jurisdiction, by habeas corpus under [
The first question focuses on the import of
The answer to that question is relatively straightforward: If an alien subject to a removal
proceeding wants to challenge “any action taken” to “remove” her from the United States, she
may do so only by seeking “judicial review of [the] final order” of removal.
See St. Cyr
, 533
U.S. at 332 (Scalia, J., dissenting). The zipper clause applies “[w]ith respect to review of an
order of removal,”
id.
at 313 (majority opinion), because it folds all precedent challenges
“arising from” the removal “proceeding” or “action taken . . . to remove [the] alien” into review
of the final “order of removal,”
The second question focuses on the meaning of the phrase “arising from any action taken
or proceeding brought to remove an alien from the United States.”
As Justice Alito explained for the
Jennings
plurality, “when confronted with capacious
phrases like ‘arising from,’” the Court has “eschewed ‘uncritical literalism’ leading to results that
‘no sensible person could have intended.’”
Having recognized that the phrase “arising from” does not sweep in every action or
decision connected in any way with the removal process, neither
Jennings
nor
Preap
endeavored
to announce a test that would govern in all cases. The Court did, however, hold in both cases
that
Against the backdrop of
St. Cyr
,
AADC
,
Preap
, and
Jennings
, the Court concludes that
First, the plain language of
Here, in contrast, Plaintiffs do not challenge any aspect of the removal process. They do
not challenge or seek to set aside an order of removal, a decision to initiate removal proceedings,
the rejection of any defensive asylum claim, or a detention order. Rather, they bring a series of
facial challenges to a regulation that applies equally to affirmative and defensive applications for
asylum, seeking to set aside the regulation itself.
[8]
The challenged Rule is not an “action
taken . . . to remove an alien from the United States,” and was not promulgated as part of a
removal “proceeding.”
Second, for similar reasons, this is not a case in which Plaintiffs seek judicial review of a
question of law or fact “arising from” an action taken or proceeding brought to remove an alien.
Defendants’ attempts to sidestep this clear textual limitation are unavailing. In
Defendants’ view,
AADC
,
Jennings
, and
Preap
all make clear that the phrase “arising from” cannot be
divorced from the terms it modifies, thereby transforming a defined restriction on
Third, consideration of other portions of
Fourth, the Supreme Court has recognized—in similar circumstances and interpreting a
similar statutory provision—that district courts have jurisdiction over “general collateral
challenges to [unlawful] practices and policies used by [immigration authorities].”
McNary v.
Haitian Refugee Ctr.
,
McNary
premised its holding on two relevant considerations, both of which apply in the
present context with equal or greater force. First, and most significantly, the Supreme Court
focused on the words of the jurisdiction-limiting provision, which applied only to judicial review
“‘of
a determination
respecting
an application
’ for SAW status,” and which channeled only
“‘judicial review of
such a denial
’” into the Hobbs Act procedures for reviewing final exclusion
or deportation orders.
Id.
at 492 (quoting
The D.C. Circuit’s “cases interpreting
McNary
hew to [the] distinction between collateral
and particularized claims” and hold that similar jurisdiction-limiting provisions “only bar
claimants from circumventing statutory provisions that give appellate courts jurisdiction to hear
their . . . challenges.”
Gen. Elec. Co.
,
Adopting Defendants’ position here “could” deprive some or all of the individual
plaintiffs of “meaningful judicial review.”
Thunder Basin Coal Co
.,
Plaintiffs’ challenges are also “wholly collateral,”
Free Enter. Fund
,
Finally, for similar reasons, Plaintiffs’ challenges “are also outside the . . . competence
and expertise” of asylum officers, immigration judges, and the BIA.
Free Enter. Fund
, 561 U.S.
at 478. Nothing within the expertise of these decisionmakers will have any bearing on the claims
Plaintiffs assert. To the contrary, because Plaintiffs challenge the Rule—and not its
implementation—the relevant facts, expert judgments, and theory of statutory interpretation that
the Court must review reside in the Administrative Record and in the Rule itself.
See SEC v.
Chenery Corp
.,
For all of these reasons, the Court concludes that it has federal question jurisdiction over
the individual plaintiffs’ claims under
c.
The parties have also devoted considerable attention to whether the Court has jurisdiction
over at least some of the individual plaintiffs’ claims, in any event, under
According to Defendants,
Although the parties dispute whether a number of the individual plaintiffs (D.R., P.R.,
G.R., L.C.V.R., C.S.C.C., R.G.G., N.A.G.A., K.P.P.V., R.D.P.V., and Y.A.L.P.) remained in
expedited removal proceedings on December 18, 2018—the day the
O.A.
and
S.M.S.R.
Plaintiffs
filed their amended complaints—Defendants concede that at least one plaintiff, A.V., was in
expedited removal proceedings until at least May 24, 2019.
[11]
See
Dkt. 90 at 11 (Defs’ SUMF
¶ 46) (“After entering the United States on November 11, 2018, Plaintiff A.V. was issued a
Notice and Order of Expedited Removal under
Defendants do not take issue with the rule that statutory jurisdiction is, in the usual
course, decided based on the facts as they existed at the time the complaint or amended
complaint was filed. That rule, moreover, is entirely sensible. It would hardly promote “the just,
speedy, and inexpensive determination of every action and proceeding,”
Defendants argue that A.V.’s claims do not implicate that usual rule because she is no
longer in expedited removal proceedings and, thus, will never receive a “‘determination’ under
First, Defendants’ argument misunderstands the mootness doctrine. It is a claim, and not
jurisdiction, that can become moot based on changed circumstances, and, here, A.V.’s
claim
is
premised on the APA, not on
Second, to the extent Defendants contend that
Third, Defendants’ argument proves too much. At oral argument, counsel conceded that,
under Defendants’ reading of the statute, this Court would lose jurisdiction under
Notwithstanding these problems with Defendants’ argument, the Court is unpersuaded
that
* * *
The Court, accordingly, concludes that it has statutory jurisdiction under
2.
Article III Standing and Zone of Interests Standing
Defendants next argue that the organizational plaintiffs lack Article III and prudential (or
“zone of interests”) standing and that the individual plaintiffs lack Article III standing.
[13]
“Because Article III limits federal judicial jurisdiction to cases and controversies,
see
a. Organizational Plaintiffs
The Court begins with the organizational plaintiffs. An organization “can assert standing
on its own behalf, on behalf of its members or both.”
Equal Rights Ctr. v. Post Props., Inc.,
633
F.3d 1136, 1138 (D.C. Cir. 2011). Here, the organizational plaintiffs rely on the first approach,
“which requires [them], like an individual plaintiff, to show ‘actual or threatened injury in fact
that is fairly traceable to the alleged illegal action and likely to be redressed by a favorable court
decision.’”
Id.
(quoting
Spann v. Colonial Village, Inc.
,
The D.C. Circuit “has applied
Havens Realty
to justify organizational standing in a wide
range of circumstances.”
Abigail All. for Better Access to Developmental Drugs v. Eschenbach
,
Plaintiffs have met this burden. Both CAIR Coalition and RAICES have identified various ways that the Rule would frustrate their missions of providing direct legal services to asylum seekers. Dkt. 39 at 46–56 ( S.M.S.R. Amend. Compl. ¶¶ 213–255). The declaration of CAIR Coalition’s litigation director, for example, describes the organization’s mission in detail and explains how the Rule will interfere with that mission and will, if allowed to take effect, impose substantial, tangible costs on the organization. See Dkt. 6-5 at 2–11 (Cubas Decl. ¶¶ 3– 39), S.M.S.R. et al. v. Trump et al. (No. 18-2838). In particular, according to the declaration, the Rule will either dramatically reduce the number of clients that CAIR Coalition can serve or will require it to “raise more funds to serve the same number of clients.” Id . at 5 (Cubas Decl. ¶ 14). To take just one example, if CAIR Coalition’s clients are ineligible for asylum, the organization will need to assist them in seeking withholding of removal, which requires that applicants meet a substantially more demanding test (“reasonable fear” as compared to “credible fear”), and will, as a result, require “double th[e] time [to] prepar[e]” them for interviews. Id. at 7 (Cubas Decl. ¶ 22). More cases, moreover, will “move directly to trial at immigration court,” which will further tax CAIR Coalition’s resources. Id . at 10 (Cubas Decl. ¶¶ 33–34). And at the same time that the Rule will impose these additional demands on the organization, it will diminish a portion of CAIR Coalition’s funding, which “is tied [in part] to the number of adult clients that the organization serves each year.” Id . at 11 (Cubas Decl. ¶ 38).
Similarly, RAICES attests that the Rule will frustrate its mission and will impose substantial, tangible burdens on the organization. Dkt. 39 at 52 ( S.M.S.R. Amend. Compl. ¶ 238). The declaration of RAICES’s chief legal programs officer describes the mission of the organization and explains how the Rule will undermine that mission and will impose additional costs on the organization. See Dkt. 6-6 at 2–11 (Garza Pareja Decl. ¶¶ 3–36), S.M.S.R. et al. v. Trump et al. (No. 18-2838). According to the declaration, the Rule will require RAICES “to divert scarce resources—including staff time—to: (1) creating new intake procedures for detained families; (2) preparing [affected] asylum seekers for more onerous reasonable fear interviews; (3) preparing children of [affected] asylum seekers for reasonable fear interviews . . . ; (4) appealing more negative determinations to immigration court and beyond; (5) preparing unaccompanied minors to testify and be cross-examined in immigration court, rather than at the non-adversarial Asylum Office; (6) assisting families to prepare multiple applications for relief, instead of one application with derivative family members; (7) creating new resources and policies to implement these changes; (8) training staff on these new policies; and (9) retraining staff from certain programs to move into new roles to implement these policies.” Id. at 9–10 (Garza Pareja Decl. ¶ 32). The organization, as a result, will “be unable to represent the same number of clients that it does currently,” will need to “spend more resources on each individual case,” and will be “force[d] . . . to divert scarce resources away from other important programs.” Id. at 3 (Garza Pareja Decl. ¶ 6).
These uncontested declarations demonstrate that the Rule directly conflicts with the
missions of the organizational plaintiffs and that it will require them to use substantial “resources
to counteract that injury.”
ASPCA
,
Defendants also argue that the organizational plaintiffs fail the zone of interests test. Dkt.
31 at 33–34. The Court, once again, disagrees. Zone of interests standing is not a jurisdictional
doctrine but, rather, requires that the “plaintiff’s complaint falls within the zone of interests
protected by the law invoked.”
Lexmark Int’l
,
The organizational plaintiffs easily meet this permissive test. To start, the organizational
plaintiffs’ interest in providing legal assistance to as many asylum seekers as they can is
consistent with the INA’s purpose to “establish[ ] . . . [the] statutory procedure for granting
asylum to refugees.”
Cardoza-Fonseca
,
The Court, accordingly, concludes that the interests that the organizational plaintiffs seek to protect are at least “arguably” within the zone of interests protected by the INA and that, as a result, the organizational plaintiffs’ claims satisfy the zone of interests test. [14]
b. Individual Plaintiffs
There is no doubt that asylum is a valuable form of relief from removal and that it affords
the asylee benefits above and beyond avoiding removal, including, most notably, a path to lawful
permanent resident status and citizenship. Nor is there any doubt that the Rule, by definition,
applies to each of the individual plaintiffs and that it, by definition, would render each of the
plaintiffs categorically ineligible for asylum.
See Lujan
,
Defendants disagree, arguing that because of the
East Bay
preliminary injunction, “the
challenged rule has not been applied to” any of the individual plaintiffs and that, at least as long
as the preliminary injunction remains in place, the individual plaintiffs “cannot show any
possibility of imminent injury.” Dkt. 66 at 25. Although the government’s appeal of the
preliminary injunction is pending, Defendants contend that the “hypothetical future vacation of
the [
East Bay
] injunction is inadequate” to establish the possibility of imminent injury. Dkt. 76
at 16. That is incorrect. As the Supreme Court has held, preliminary injunctive relief does not
defeat Article III standing; the relief is by definition temporary, leaving the threat of future injury
in place.
See Preap
,
That threat of future injury, moreover, is apparent here: the President himself has
confirmed by proclamation that “[t]he United States is appealing th[e] [preliminary] injunction,”
and, “[s]hould the injunction be lifted, aliens who enter the United States unlawfully through the
southern border in contravention of this proclamation will be ineligible to be granted asylum
under th[e] interim final rule.”
Defendants also press this same point in a different way, arguing that the
East Bay
injunction “has, in effect, provided Plaintiffs with the full relief they seek from this Court.” Dkt.
66 at 40. But, regardless of whether this issue is best considered as one of standing or mootness,
the Court is unconvinced. Although the
East Bay
court had entered a temporary restraining order
at the time the
O.A.
and
S.M.S.R
suits were commenced, that court did not enter the existing
preliminary injunction until December 19, 2018,
see East Bay III,
Merits
That all amounts to a very long backstroke for a relatively short putt. Plaintiffs challenge
the Rule on a variety grounds, several of which have considerable force. The Court need only
consider the first of Plaintiffs’ challenges, however, because it is sufficient to resolve the case.
That challenge boils down to one question: Is the Rule, which renders all aliens who enter the
United States across the southern border after November 9, 2018,
except at a designated port of
entry
, ineligible for asylum, consistent with
Neither party explicitly invokes the familiar
Chevron
framework and, for present
purposes, the Court need not decide whether
Chevron
applies to an interim final rule which lacks
the benefit of public comment,
see United States v. Mead Corp.
,
The Court, moreover, need not pause over the fact that presidential actions are not
themselves subject to APA review,
see Franklin v. Massachusetts
,
The Court starts, once again, with the statutory text,
see Ross v. Blake
,
The language at issue here was enacted as part of IIRIRA in 1996. Prior to that time, the
relevant provision of the INA merely required the Attorney General to establish “a procedure for
an alien physically present in the United States or at a land border or port of entry, irrespective of
such alien’s status, to apply for asylum.”
Any alien who is physically present in the United States or who arrives in the United States ( whether or not at a designated port of arrival and including an alien who is brought to the United States after having been interdicted in international or United States waters), irrespective of such alien’s status may apply for asylum in accordance with this section or, where applicable,section 1225(b) of this title.
The Attorney General [and now the Secretary of Homeland Security] may by
regulation establish additional limitations and conditions,
consistent with this
section
, under which an alien shall be ineligible for asylum under paragraph (1).
As a matter of plain language, the government’s distinction is, to say the least, a fine one.
The word “ineligible” means “legally or officially unable to be considered for a benefit.”
Ineligible
, Oxford English Dictionary, https://www.lexico.com/en/definition/ineligible (last
visited Aug. 2, 2019). Defendants never explain, nor could they, how that differs from “legally
or officially unable to apply for a benefit.” Whether framed as a restriction on who may apply or
on who is eligible, the government must consider whether the restriction at issue is applicable;
provide the alien with some opportunity to be heard; and render a decision, which is then subject
to review by an immigration judge. 8 U.S.C. 1225(b)(1)(B)(iii)(III);
Moreover, even if one might hypothesize
some
circumstance in which the phrases “may
not apply” and “are ineligible” do not mean the same thing, this is not such a case. Under the
government’s theory,
Other regulatory provisions confirm that the government itself treats the “bars
to applying
for,
or
being granted
, asylum” as interchangeable.
But the Court need not go that far to conclude that the Rule is contrary to law. Even
assuming that the phrases “may not apply” and “are ineligible” reflect some subtle distinction in
meaning, the relevant question is not whether the Rule uses the exact same words as in the
statutory prohibition. The question, instead, is whether the Rule is “consistent with,”
None of Defendants’ counterarguments are persuasive. Defendants first invoke the final
clause of
Next, Defendants dispute that the Rule is “predicated upon the manner of an alien’s entry
pe se” and argue, instead, that it turns on “whether an alien has contravened a Presidential
proclamation concerning a particular crisis at the southern border at a particular time.” Dkt. 31
at 38. This matters, according to Defendants, because “[a]liens who contravene such a measure
have not merely violated the immigration laws, but have also undercut the efficacy of a measure
adopted by the President based on his determination of the national interest in matters that could
have significant implications for the foreign affairs of the United States.” 83 Fed. Reg. at
55,940. The Court does not doubt that the Proclamation reflects a determination by the President
that the influx of aliens entering the United States across the southern border outside the
designated ports of entry poses a “particular problem for the national interest.” Dkt. 41 at 93
(Dec. 17, 2018 Hrg. Tr.). But that assessment is neither sufficient to override a statutory
mandate permitting all aliens present in the United States to apply for asylum, regardless of
whether they arrived in the United States “at a designated port of arrival,”
Finally, Defendants argue that the government has, “for decades, considered whether an
alien unlawfully entered the country in issuing discretionary asylum denials.” Dkt. 31 at 36.
The principal BIA decision upon which they rely, however,
Matter of Pula
, 19 I. & N. Dec. 467
(BIA 1987), was decided almost a decade before Congress amended
Because the Interim Final Rule exceeds the authority that Congress conferred on the
Attorney General and the Secretary of Homeland Security to “establish additional limitations and
conditions” on asylum that are “consistent with”
Remedy
This brings the Court to the question of remedy. The
S.M.S.R.
Plaintiffs urge the Court to
issue “a declaration that the Rule is unlawful and an injunction prohibiting its enforcement
against each member of the proposed class.” Dkt. 72 at 34. The
O.A.
Plaintiffs, likewise, argue
that Plaintiffs are entitled to “[n]ationwide [r]elief,” contending that “there is nothing unusual
about a court issuing an injunction that provides Plaintiffs complete relief and also prevents the
[g]overnment from harming other similarly situated individuals.” Dkt. 73 at 29–31. Defendants
disagree, arguing that “Article III and equitable principles require that relief be no broader than
necessary to redress the Plaintiffs’ injuries” and that “a plaintiff’s remedy must be tailored to
redress the plaintiff’s particular injury.” Dkt. 66 at 65 (quotation omitted). Relying on Justice
Thomas’s concurrence in
Trump v. Hawaii
, Defendants contend that “[n]ationwide
injunctions . . . ‘take a toll on the federal court system—preventing legal questions from
percolating through the federal courts, encouraging forum shopping, and making every case a
national emergency for the courts and for the Executive Branch.’” Dkt. 66 at 66 (quoting 138 S.
Ct. 2392, 2425 (2018) (Thomas, J., concurring)). Thus, according to Defendants, “this Court has
the authority to grant only declaratory relief[] and must limit the relief to remedying only the
particular harms alleged by the specific plaintiffs properly before it—that is, a challenge to
implementation of
Neither Plaintiffs’ nor Defendants’ view of the appropriate remedy is persuasive.
In several recent cases, the propriety of nationwide injunctive relief has been front and
center.
See
,
e.g
.,
Trump v. Hawaii
,
That reading of the APA is consistent with longstanding and consistent practice in this
circuit.
See
,
e.g
.,
Humane Soc’y of United States v. Zinke
,
To the extent Defendants argue that the vacatur remedy should be limited to the plaintiffs
in this case, that contention is both at odds with settled precedent and difficult to comprehend.
The D.C. Circuit has “made clear that ‘[w]hen a reviewing court determines that agency
regulations are unlawful, the ordinary result is that the rules are vacated—
not that their
application to the individual petitioners is proscribed
.’”
Nat’l Mining Ass’n
,
The Administrative Procedure Act permits suit to be brought by any person “adversely affected or aggrieved by agency action.” In some cases the “agency action” will consist of a rule of broad applicability; and if the plaintiff prevails, the result is that the rule is invalidated, not simply that the court forbids its application to a particular individual. Under these circumstances a single plaintiff, so long as he is injured by the rule, may obtain “programmatic” relief that affects the rights of parties not before the court. On the other hand, if a generally lawful policy is applied in an illegal manner on a particular occasion, one who is injured is not thereby entitled to challenge other applications of the rule.
Lujan
,
Even without this controlling precedent, moreover, the Court would be at a loss to
understand what it would mean to vacate a regulation, but only as applied to the parties before
the Court. As a practical matter, for example, how could this Court vacate the Rule with respect
to the organizational plaintiffs in this case without vacating the Rule writ large? What would it
mean to “vacate” a rule as to some but not other members of the public? What would appear in
the Code of Federal Regulations? Fortunately, the Court need not engage in such logical
gymnastics because the language of the APA and the controlling D.C. Circuit precedent are
unambiguous. The Court, accordingly, concludes that the proper remedy is to set the Rule aside,
and the legal consequences of that result are not limited “to the individual” plaintiffs.
Nat’t
Mining Ass’n
,
That leaves the question whether issuance of an injunction is also warranted. The
Supreme Court has cautioned that a district court vacating an agency action under the APA
should not issue an injunction unless doing so would “have [a] meaningful practical effect
independent of its vacatur.”
Monsanto Co. v. Geertson Seed Farms
,
* * *
The Court, accordingly, will vacate the Rule but will decline Plaintiffs’ request that the Court enter an injunction.
Class Certification
Finally, the Court must consider whether to grant Plaintiffs’ motions for class
certification.
[16]
The question of class certification arises in an unusual posture in this case
because the Court directed that the parties brief the merits on an expedited basis (to obviate the
need for further litigation on Plaintiffs’ motions for preliminary relief) and because the parties
consolidated their briefing on class certification with the merits. It is also unclear that class
certification will serve any significant purpose, given the Court’s decision on the merits and the
relief that the Court has already ordered. But, because the law is unsettled on whether the Court
may, in its discretion, decline to certify a class (or may decline to decide whether to certify a
class) based on these prudential considerations, and because class certification could have some
bearing on future proceedings in this matter, the Court will resolve the pending motions.
Compare Shady Grove Orthopedic Assocs., P.A. v. Allstate Ins. Co
.,
To proceed on behalf of a class, a plaintiff or group of plaintiffs must clear two hurdles.
First, the putative class representatives must show that “(1) the class is so numerous that joinder
of all members is impractical; (2) there are questions of law or fact common to the class; (3) the
claims or defenses of the representative parties are typical of the claims or defenses of the class;
and (4) the representative parties will fairly and adequately protect the interests of the class.”
Fed. R. Civ. P. (23)(a). These four “prerequisites,”
DL v. District of Columbia
,
1.
Here, the four “prerequisites” contained in
The second and third requirements, commonality and typicality, often overlap. The
second requirement is satisfied if “there are questions of law or fact common to the class,”
Defendants disagree, arguing that “the proposed class includes disparate groups of
persons whose statutory and constitutional rights are distinct . . . and thus would be affected by
the Rule differently.” Dkt. 66 at 60–61. The Court is unpersuaded. Unlike in
Dukes
, where the
Supreme Court reasoned that no “glue” held together each of the purported acts of discrimination
alleged by a class of women,
Finally, Plaintiffs also satisfy
Although Defendants do not dispute that Plaintiffs’ counsel are qualified to represent the class, the Court has considered that question sua sponte and concludes that current counsel is well-qualified to do so. As shown by the declarations submitted in support of class certification, current counsel are willing and have the ability vigorously to litigate this case and to protect the interests of absent class members. See Dkt. 51-13 (Reyes Decl.); Dkt. 51-14 (Vieux Decl.); Dkt. 51-15 (Roth Decl.); Dkt. 52-10 (Govindaiah Decl.); Dkt. 52-11 (Appelbaum Decl.). The Court, accordingly, concludes that the adequacy of representation requirement is satisfied.
The Court also concludes that Plaintiffs have shown that
Echoing their contentions that Plaintiffs have failed to satisfy the commonality,
typicality, and adequacy of representation requirements, Defendants contend that
The Court, accordingly, concludes that Plaintiffs have satisfied the requirements of
2. Jurisdiction to Certify a Class
Defendants argue that the Court lacks jurisdiction to certify a class for two reasons. First,
they argue that because “challenges to the Rule must be made either in a petition for review
under
Second, Defendants rely on8 U.S.C. § 1252(f)(1) , which states: Regardless of the nature of the action or claim of the identity of the party or parties bringing the action, no court (other than the Supreme Court) shall have jurisdiction or authority to enjoin or restrain the operation of the provisions of part IV of this subchapter [8 U.S.C. §§ 1221–1232 ], other than with respect to the application of such provisions to an individual alien against whom proceedings . . . have been initiated.
But, even if Plaintiffs did seek to enjoin the operation of removal proceedings,
Defendants’ reliance on
Finally, even if
3. Ascertainability
Finally, Defendants argue that because the class “potentially includes all aliens outside
the United States and extraterritorial aliens have no right to challenge laws that apply only to
those on U.S. soil,” Plaintiffs have failed to define an ascertainable class. Dkt. 66 at 58.
Defendants premise this contention on the theory that “[c]ourts in this Circuit have ‘grafted’ onto
Out of an abundance of caution, the Court will assume for present purposes that such a
requirement exists.
See id.
But even with that assumption, Defendants’ argument fails. Where
the ascertainability requirement exists for
The class members here are easily determined. The proposed class includes all asylum
seekers who are subject to the Rule’s categorical prohibition on asylum eligibility. It does not, as
Defendants claim, include unknown and unidentifiable aliens who are outside the United States.
Rather, aliens will only become members of the class
if and when
they enter the United States
through the southern border without inspection. Nor is it at all unusual or improper for a
* * *
The Court, accordingly, concludes that Plaintiffs have carried their burden of
demonstrating that class treatment is warranted under
CONCLUSION
For the reasons set forth above, the Court will GRANT in part and DENY in part Plaintiffs’ motions for summary judgment and class certification, Dkt. 51; Dkt. 52, and will DENY Defendants’ cross-motion, Dkt. 66. The Court will DENY as moot Plaintiffs’ earlier- filed motions for temporary and preliminary injunctive relief, Dkt. 6; Mot. for Temp. Restraining Order, Dkt. 6, S.M.S.R. et al. v. Trump et al. (No. 18-2838). A separate order consistent with this Memorandum Opinion will issue.
/s/ Randolph D. Moss RANDOLPH D. MOSS United States District Judge Date: August 2, 2019
Notes
[1] The INA defines a “refugee” as “any person who is outside any country of such person’s
nationality or, in the case of a person having no nationality, is outside any country in which such
person last habitually resided, and who is unable or unwilling to return to, and is unable or
unwilling to avail himself or herself of the protection of, that country because of persecution or a
well-founded fear of persecution on account of race, religion, nationality, membership in a
particular social group, or political opinion.”
[2] Although IIRIRA permits the Department of Homeland Security to apply expedited removal
procedures more broadly,
[3] The standard necessary to establish a “credible fear” is lower than the standard for obtaining
asylum itself. The Supreme Court has indicated that ultimately to prevail on an asylum claim,
applicants must establish that there is roughly a 10% chance that they will be persecuted on
account of a protected ground if they are returned to their country of origin.
See Cardoza-
Fonseca
,
[4] An alien can pursue withholding of removal either under the INA,
[5] The Proclamation was issued after the Interim Final Rule and is therefore not a part of the
Administrative Record.
See
Dkt. 64. The Court takes judicial notice of the Proclamation as a
document or fact “not subject to reasonable dispute because it . . . can be accurately and readily
determined from sources whose accuracy cannot reasonably be questioned.”
[6] Defendants do not argue that this Court lacks statutory jurisdiction over the organizational plaintiffs’ claims.
[7] Prior to 1996, aliens who entered the country without inspection were deemed deportable and
placed into deportation proceedings. In contrast, aliens arriving at the border were deemed
excludable and placed into exclusion proceedings.
See Judulang v. Holder
,
[8] Because Plaintiffs challenge the lawfulness of the Rule—and not any individual asylum
application or order of removal—there is no merit to Defendants’ contention,
see
Dkt. 22 at 30,
that Plaintiffs fail to satisfy the final-agency-action requirement of the APA,
see
[9] The Court of Appeals for the Ninth Circuit observed that, in enacting IIRIRA, “Congress was
legislating against the backdrop of recent Supreme Court law,” and that
McNary
“offered a
blueprint for how Congress could draft a jurisdiction-channeling statute that would cover not
only individual challenges to agency decisions, but also broader challenges to agency policies
and practices.”
J.E.F.M
.,
[10] Although the Court need not decide for present purposes whether any post-
McNary
Supreme
Court precedent is to the contrary, the Court notes the D.C. Circuit has held: “Properly read, . . .
McNary
’s conclusion that the immigration statute’s jurisdiction-stripping provision presented no
bar to a pattern and practice suit did not depend on the unavailability of alternative means of
judicial review.”
Gen. Elec. Co.
,
[11] The parties disagree, for example, about when, as a factual matter, the Department of
Homeland Security made final credible fear determinations as to plaintiffs D.R. and P.R.,
compare
Dkt. 81 at 2 n.1,
with
Dkt. 85 at 1–2; and whether, as a legal matter, aliens remain in
expedited removal proceedings until they receive a credible fear interview, until they receive a
Notice to Appear without a time and date, until they receive a Notice to Appear
with
a time and
date, or until their Notice to Appear is filed with the immigration court,
compare
Dkt. 85 at 2;
Dkt. 80 at 7–8,
with
Dkt. 81 at 4. The Court notes, however, that the Department’s own
regulations specify that full removal proceedings are not commenced until the Notice to Appear
is filed with the immigration court.
See
[12]
[13] Even though “zone of interests” standing is not jurisdictional,
see Lexmark Int’l, Inc. v. Static
Control Components, Inc.
,
[14] Neither
INS v. Legalization Assistance Project of the L.A. Cty. Fed’n of Labor
(“
LAP
”), 510
U.S. 1301, 1305 (1993) (O’Connor, J., in chambers) nor
Fed’n for Am. Immigration Reform, Inc.
v. Reno
(“
FAIR
”),
[15] Because the statutory text is plain, the Court need not consider whether Defendants’
interpretation is at odds with the established purpose of
[16] Although mindful of the fact that