CONSTANCE M. NOWAKOWSKI, Plaintiff, v. NANCY A. BERRYHILL, Acting Commissioner of Social Security, Defendant.
No. 16 C 7904
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION
September 13, 2017
Magistrate Judge Susan E. Cox
MEMORANDUM OPINION AND ORDER
Plaintiff Constance Nowakowski (“Plaintiff”) filed this action seeking reversal of the final decision of the Commissioner of Social Security denying her application for Disability Insurance Benefits (“DIB”) under
BACKGROUND
I. Procedural History
Plaintiff filed an application for DIB on May 31, 2012, alleging a disability onset date of December 17, 2010, due to fibromyalgia, chronic low back pain, spinal fusion, severe migraines, anxiety, and insomnia. (R. 14, 88, 154–57). Her claim was denied initially on October 22, 2012 and again upon reconsideration on April 12, 2013. (R. 14, 78–97). Plaintiff timely requested a hearing before an Administrative Law Judge (“ALJ”) on June 11, 2013. (R. 14). On November1
II. Medical Evidence
On January 3, 2012, Plaintiff presented to pain management specialist Yuliya Kin-Kartsimas, M.D., for her complaints of low back pain. (R. 305–06). Plaintiff reported low back pain which radiated to the left buttock, down to the leg and into the anterior thigh. (R. 305). She described the pain as sharp, burning, shooting, throbbing, and stabbing, and indicated that it was moderate to severe. (Id.). Plaintiff stated that her pain was aggravated by reaching, bending, sitting, lifting, and standing, and her pain was relieved by lying down, application of heat, and medications. (Id.). She indicated that her mood had been good, her pain was controlled with scheduled medications, and that she was doing well overall. (Id.). Upon physical examination, Dr. Kin-Kartsimas noted normal muscle tone and bulk, 5/5 strength, and limited range of motion of the lumbar and cervical spines. (R. 306). Dr. Kin-Kartsimas also noted mild lumbar paravertebral tenderness and an antalgic heel-to-toe gait. (Id.). Dr. Kin-Kartsimas assessed: disorders of the sacrum; unspecified arthropathy involving other specified sites; postlaminectomy syndrome of the lumbar spine; and unspecified musculoskeletal disorders and symptoms referable to the neck. (Id.).
Plaintiff continued to treat with Dr. Kin-Kartsimas approximately once a month through July 10, 2012. (R. 289–306). Physical examinations throughout this time period consistently
On October 1, 2012, Plaintiff attended a psychological consultation with Gregory Rudolph, Ph.D. (R. 315–18). Plaintiff exhibited a somber, depressed mood and her affect was anxious. (R. 317). However, she exhibited no thought disturbances and she was polite, alert and oriented, with clear thought processes. (R. 316–17). She displayed appropriate memory for recent and remote events and she displayed an adequate fund of information. (R. 317). She also displayed good ability to “use judgment and reasoning skills.” (R. 315, 317). Dr. Rudolph diagnosed depression NOS and anxiety disorder, and assigned a GAF score of 45.2
On October 17, 2012, state agency psychological consultant Thomas Low, Ph.D., opined that Plaintiff’s mental impairment was not severe and that it resulted in only mild restriction of activities of daily living, mild difficulties in maintaining social functioning, and mild difficulties in maintaining concentration, persistence, or pace. (R. 81–83). Dr. Low noted that Plaintiff was
State agency medical consultant Francis Vincent, M.D., opined on October 19, 2012, that Plaintiff retained the RFC to lift and/or carry 20 pounds occasionally and 10 pounds frequently, stand and/or walk for six hours in an eight-hour workday, and sit for six hours in an eight-hour workday. (R. 84). State agency medical consultant James Hinchen, M.D., affirmed Dr. Vincent’s RFC assessment at the reconsideration level on April 11, 2013. (R. 95).
The record also contains treatment notes from Plaintiff’s primary care physician, Dr. Gopal Bhalala, M.D. from June 25, 2012 through May 21, 2015. (R. 335–414, 432–34). Unfortunately, Dr. Bhalala’s handwritten notes from June 2012 through March 2013 are illegible. (R. 335–55). In May 2013, however, Dr. Bhalala’s physical examination findings included normal gait, normal sacroiliac joint mobility bilaterally, no vertebral spine tenderness, no paraspinal tenderness, and no sacroiliac joint tenderness. (R. 375). Straight leg-raising test was negative bilaterally, and motor function and sensation in the lower extremities were normal. (Id.). Dr. Bhalala assessed “unspecified backache,” depressive disorder NOS, and fibromyalgia. (Id.). The majority of the subsequent treatment records are filled with inconsistencies. For example, the physical examination notes pertaining to inspection and palpation of the lumbar spine and lower back read as follows:
INSPECTION: significant muscle spasm. PALPATION: Vertebral spine tenderness, paraspinal tenderness, SI joint tenderness, paraspinal spasm, no
vertebral spine tenderness, no paraspinal tenderness, vertebral spine tenderness, paraspinal tenderness, SI joint tenderness, paraspinal spasm, no vertebral spine tenderness, no paraspinal tenderness.
(See, e.g., R. 392, 395, 399, 402, 405, 408, 411, 432). Significantly, under “general examination” at each of these visits, Dr. Bhalala specifically states, “Back: no CVA tenderness.” (See, e.g., R. 393, 396, 400, 402, 405, 408, 411, 432). Furthermore, at each examination Plaintiff’s gait, motor functioning, sensory examinations, and reflexes were found to be normal. (R. 380–413, 432–33). Dr. Bhalala’s treatment notes reflect little more than the routine filling of prescriptions.
An MRI of the lumbar spine performed in November 2013 revealed a satisfactory postoperative status at L5-S1 with no signs of complication. (R. 430). Moderate degenerative facet hypertrophic changes at L4-L5 with a prominent bulging disc were noted, but there was no evidence of significant spinal canal compromise or nerve root encroachment. (Id.). Similarly, an MRI of the cervical spine performed in December 2013 revealed only degenerative changes and no evidence of significant spinal canal compromise or nerve root encroachment. (R. 428).
III. Plaintiff’s Testimony
Plaintiff testified that on a normal day she wakes up and experiences pain. (R. 47). She takes Tylenol or ibuprofen and her other pain medications. (Id.). She wears a Fentanyl patch every day, and is also prescribed Soma, Norco, Xanax, Ambien, and Zomig. (Id.). She occasionally walks her dogs across the street if her husband or son is unable to help. (R. 47–48). Some days she does laundry, although her husband has to carry the laundry up the stairs for her. (R. 48). She no longer makes dinner every day like she used to. (Id.). Now, she cooks about twice a week, and usually by the time she is done she is in too much pain to eat and has to go lay down. (Id.). Some days she works on the bills on the computer, but cannot sit for long periods of time, so she usually has to get up or go and lay down. (R. 49). She has to use a heating pad every
Throughout the day, Plaintiff has to alternate sitting, standing, and lying down. (R. 54). On a typically night, she gets at most four hours of uninterrupted sleep. (Id.). Plaintiff stated that the Ambien does not help with sleep, but her doctor is afraid to put her on anything stronger. (R. 55). Plaintiff testified that the pain in her back is constant, and feels like there is a knife there. (Id.). If she sits or stands too long, she gets a burning sensation between the shoulder blades. (Id.). Her knees and wrists constantly hurt. (Id.). She wears braces on her wrists, which provide relief. (R. 56). With her pain medications, her pain level on an average day is around a six or seven. (Id.).
IV. ALJ Decision
On January 26, 2015, the ALJ issued a written determination denying Plaintiff’s DIB application. (R. 14–26). At step one, the ALJ determined that Plaintiff had not engaged in substantial gainful activity since December 17, 2010, the alleged disability onset date. (R. 16). At step two, the ALJ found that Plaintiff had the severe impairments of status post lumbar discectomy and fusion, degenerative disc disease, asthma, and arthralgia. (Id.). He also determined Plaintiff’s fibromyalgia, depression, and anxiety to be non-severe impairments. (R. 17). At step three, the ALJ determined that Plaintiff did not have an impairment or combination of impairments that met or medically equaled the severity of one of the listed impairments of
STANDARD OF REVIEW
The ALJ’s decision must be upheld if it follows the administrative procedure for determining whether a plaintiff is disabled as set forth in the Act,
ANALYSIS
Plaintiff appears to raise three primary arguments on appeal.4 First, Plaintiff contends that the ALJ erred in determining that she did not meet or medically equal Listing 1.04. Second,
A. The ALJ Did Not Err at Step Three
Plaintiff’s first argument—that the ALJ improperly found that Plaintiff’s conditions did not meet or medically equal Listing 1.04—is a non-starter. It is axiomatic that Plaintiff bears the burden of proving that she meets or equals all of the criteria of a listing. Filus v. Astrue, 694 F.3d 863, 868 (7th Cir. 2012). Plaintiff asserts that she met or equaled the criteria of Listing 1.04 for disorders of the spine, and yet she offers no substantive argument or medical evidence in support of this claim. “In order to show that reversal is in order, a claimant is required to identify the medical evidence showing that he or she would have satisfied the Step 3 criteria if the ALJ had considered the relevant issues.” Heuschmidt v. Colvin, No. 14 CV 4377, 2015 WL 7710368, at *3 (N.D. Ill. Nov. 30, 2015). The closest Plaintiff comes to making a specific listing argument is her assertion that, because she had spinal arachnoiditis symptoms (muscle spasms, vertebral spine tenderness, paraspinal tenderness, and SI joint tenderness), she met Listing 1.04. However, Listing 1.04(B) specifies that any diagnosis of spinal arachnoiditis must be “confirmed by an operative note or pathology report of tissue biopsy, or by appropriate medically acceptable imaging.” Plaintiff cites no such evidence. Furthermore, both of the state agency reviewing
B. The ALJ’s Assessment of Plaintiff’s Subjective Symptom Statements was Supported by Substantial Evidence
Plaintiff next argues that the ALJ erred in assessing her subjective symptom statements and credibility. The Social Security Administration determined recently that it would no longer assess the “credibility” of a claimant’s statements, but would instead focus on determining the “intensity and persistence of [the claimant’s] symptoms.” SSR 16-3p, at *2. “The change in wording is meant to clarify that administrative law judges aren’t in the business of impeaching claimants’ character; obviously administrative law judges will continue to assess the credibility of pain assertions by applicants, especially as such assertions often cannot be either credited or rejected on the basis of medical evidence.” Cole v. Colvin, 831 F.3d 411, 412 (7th Cir. 2016) (emphasis in original).
The regulations describe a two-step process for evaluating a claimant’s own description of his or her impairments. First, the ALJ “must consider whether there is an underlying medically determinable physical or mental impairment(s) that could reasonably be expected to produce the individual’s symptoms, such as pain.” SSR 16-3p, at *2; see also
The Court will uphold an ALJ’s subjective symptom evaluation if the ALJ gives specific reasons for that finding, supported by substantial evidence. Moss v. Astrue, 555 F.3d 556, 561 (7th Cir. 2009). The ALJ’s decision “must contain specific reasons for a credibility finding; the ALJ may not simply recite the factors that are described in the regulations.” Steele v. Barnhart, 290 F.3d 936, 942 (7th Cir. 2002) (citation omitted). Although the Court will scrutinize the ALJ’s assessment to determine whether it conveys any “fatal gaps or contradictions,” it will “give the opinion a commonsensical reading rather than nitpicking at it.” Castile v. Astrue, 617
Here, the ALJ properly considered the factors set forth in
In addition to the factors set forth in
In sum, it is well-established that “[n]ot all of the ALJ’s reasons must be valid as long as enough of them are.” Halsell v. Astrue, 357 F. App’x 717, 722–23 (7th Cir. 2009) (emphasis in original). The Court is satisfied with the ALJ’s analysis and finds that the ALJ’s conclusion regarding Plaintiff’s subjective symptom statements is supported by substantial evidence.
C. The ALJ’s RFC Determination is Supported by Substantial Evidence
Finally, Plaintiff contends that the ALJ’s RFC assessment is not supported by substantial evidence, namely because the ALJ improperly considered her testimony, improperly assessed the medical opinion evidence, and failed to accord controlling weight to the opinion of her treating physician. A plaintiff’s RFC is an administrative assessment of what work-related activities an individual can perform despite his limitations.
1. The ALJ Properly Considered Plaintiff’s Testimony and Subjective Symptom Statements
Within Plaintiff’s critique of the ALJ’s RFC finding, she asserts that the ALJ did not properly consider her testimony regarding the intensity, persistence, and limiting effects of her subjective symptoms. Specifically, Plaintiff contends that the ALJ ignored her testimony that she has to constantly alternate between sitting, standing, and lying down while completing basic daily activities. (R. 49, 54, 56). But the ALJ specifically acknowledged this testimony, and adequately explained his reasons for concluding that Plaintiff’s symptoms are not as severe as alleged. “While the law requires an ALJ to weigh all the credible evidence and make unbiased factual findings, it does not compel an ALJ to accept wholly the claimant’s perception of a disability.” Cass v. Shalala, 8 F.3d 552, 555 (7th Cir. 1993). Here, the ALJ discussed the objective medical evidence, including the consistent examination findings of normal gait, intact sensation and motor function in the extremities, and absence of CVA tenderness. (R. 20–21). The ALJ noted that the diagnostic imaging further supported his RFC determination, as MRIs of the lumbar and cervical spines revealed no evidence of any significant spinal canal compromise or nerve root encroachment. (R. 21, 428–31). At the October 2012 consultative examination, Dr. Kogan noted Plaintiff had no difficulty tandem walking, standing and walking on her toes and heels, squatting and arising, arising from a seated position, or getting on and off the examination table. (R. 328). The ALJ further noted the state agency medical consultant’s opinion that Plaintiff had the capacity to work at the light exertional level was consistent with the record as a whole
2. The ALJ Properly Weighed the Medical Opinion Evidence
Plaintiff further argues that it was error for the ALJ to rely on the opinions of non-examining state agency consultants in formulating his RFC determination. It is well-established that “it is appropriate for an ALJ to rely on the opinions of physicians and psychologists who are also experts in social security disability evaluation.” Flener v. Barnhart, 361 F.3d 442, 448 (7th Cir. 2004). Here, state agency reviewing physician Dr. Vincent opined that Plaintiff could lift and/or carry 20 pounds occasionally and 10 pounds frequently, could stand and/or walk for about six hours in an eight-hour workday, and could sit for about six hours in an eight-hour workday. (R. 84). This opinion was affirmed by state agency reviewing physician Dr. Hinchen at the reconsideration level. (R. 95). The ALJ accorded substantial weight to Dr. Vincent’s opinion, as it was consistent with the medical evidence of record and was not contradicted by any treating source. (R. 24). Rather than citing any objective evidence that contradicts Dr. Vincent’s opinion, Plaintiff instead refers only to her testimony about her limitations in her daily activities and her need to constantly alternate between sitting, standing and lying down, which, as discussed above, the ALJ appropriately considered and weighed.
Similarly, state agency psychological consultant Dr. Low opined that Plaintiff’s mental impairment was not severe and resulted in only mild restriction of activities of daily living, and only mild difficulties in maintaining social functioning and maintaining concentration, persistence, or pace. (R. 82–83). This opinion was affirmed at the reconsideration level by state agency psychological consultant Dr. Taylor. (R. 93–94). The ALJ accorded great weight to Dr.
3. The ALJ’s Failure to Discuss the Appropriate Weight to be Accorded to Plaintiff’s Treating Physician was Harmless Error
Even if Plaintiff were correct that the ALJ erred when he failed to articulate the weight he accorded to Plaintiff’s treating physician, Dr. Bhalala, any such failure would be harmless error. The Court does not need to remand this case despite this error “if it is predictable with great confidence that the agency will reinstate its decision on remand because the decision is overwhelmingly supported by the record.” Spiva v. Astrue, 628 F.3d 346, 353 (7th Cir. 2010).
The federal regulations make it clear that an ALJ must only assign weight to opinion evidence; it is not necessary to assign weight to every piece of medical evidence in the record. See
CONCLUSION
For the foregoing reasons, Plaintiff’s motion for summary judgment is denied and the Commissioner’s cross-motion for summary judgment is granted. The final decision of the Commissioner is affirmed.
Entered: 9/13/2017
U.S. Magistrate Judge, Susan E. Cox
