170 F. 946 | 3rd Cir. | 1909
The patent in suit — or at least the one with which we are particularly concerned — was issued to Seraphin Kribs, July 9, 1895, for a press for making screw insulators for.use on telegraph and other electric lines to support and insulate the wires. These insulators are of glass, with an interior central screw thread impressed upon them while in a molten state, by which they are secured in place on screw pins affixed to the crossarms cf the supporting poles. The patent was sustained and found infringed by Judge Bradford ([C. C.] 134 Fed. 551); and, upon an account being taken profits, realized by the defendants, amounting to $39,910.48, were allowed to the complainants by Judge Lanning, but damages, additionally claimed to the extent of $54,701.08, were refused ([C. C.] 170 Fed. 830); and there is an appeal in consequence by both parties.
Infringement is conceded, and the liability of the defendants depends, therefore, on the validity of the patent. Its validity is denied on the ground that the device covered by it is a mere aggregation of old and familiar elements, which it involved no invention to put together; or if, notwithstanding this, invention be found, that the credit of it belongs not to Kribs but to Jordan, or to perhaps no one person in particular, being the combined idea of different parties at the Brook-field factory, where the patentee was a workman.
The making of glass insulators is beset with some difficulty, and requires considerable observation and careful management, due in large measure to the fact that the molten glass must be at just the right temperature at different stages of the operation; and the particular difficulty experienced in the production of the kind in question consists, while shaping them accurately, in keeping them free from superficial cracks and “shrends,” where water will lodge and form a conducting path for the escape of the electric fluid, which is liable to occur with the powerful currents at present carried. The object of the invention was to improve the character and quality of such insulators in this respect, and at the same time to increase and thus cheapen the otitput. And the success in both directions which it attained, which was quite marked, having completely monopolized the field until the introduction in 4903 of the Dufileld improvement, is one, if not the main, reason urged in its behalf.
The device consists substantially in a rotary table or movable support carrying a suitable number of molds in which the insulators are formed; a detachable screw plunger, which, by a single downward
The operation of'the machine conforms to the mechanism employed, and so proceeds that at every step the several workmen at each machine are simultaneously engaged upon different points in the process, the insulators, in consequence, being turned out with a minimum of imperfections, expeditiously and in complete form. Thus the gathering boy measures out the glass and pours it into the mold. The presser sees that it is brought under the actuating rod, and by means of a lever brings down the screw plunger, which he detaches and leaves in the glass, the edge of the insulator being at the same time, and by the same act, pressed into form by the former and follower, which are promptly withdrawn, so as not, by too long contact, to overcool and crack the glass. The mold with the screw plunger is then passed on by the revolution of the table to the boy at the rotary spindle, which is located a sufficient number of molds off to have the glass properly set; and the plunger is then screwed out, and, with another partial revolution of the table, the mold goes to another boy, who opens it and takes out the completed insulator, which brings the operation around to the beginning to be gone over again. This, however, is the mere mechanical side of the process, which calls for judgment as well, and can only be carried to a successful issue where due regard is had at all times to the relative temperature of the glass and the plunger at different points, which has therefore to be carefully watched. This varies not only on different days, but at different times of the same day, and necessitates the use of a greater or less number of plungers to correspond. And it is in the adaptability of the machine to this requirement that its chief merit, if not its real 'claim, to invention consists.
But as is well said in Brookfield v. Elmer Glass Works (C. C.) 144 Fed. 418, 421, a suit on the same patent against another defendant, the novelty as well as the virtue of the invention depends on the machine as a whole, or at least'on its predominant features, no one of which can be spared in the account. Invention does not reside, for instance, in the detachable screw plunger, however that may be an essential and distinguishing part (Brookfield v. Elmer Glass Works, 154 Fed. 197, 83 C. C. A. 180); nor in the actuating rod by which the screw thread is formed with a single downward thrust, although undoubtedly a point of great merit; nor in the separate rotary spindle, by which the plunger is screwed out after the glass has set; nor yet
Admittedly there is nothing which exactly anticipates it in the prior art. The separate features of it may be there, but not brought together into one machine. In the Brookfield (1871) patent, for instance, taken out by the original complainant, assignee of, the patent in suit, a detachable plunger was used, which was pressed, as here, into the molten giass, in a single downward thrust, by means of an actuating lever or rod. The screw plunger, being then detached, was also left in the mold until the glass had set, and was subsequently removed by any suitable means, as it is said, a screw spindle being among those named. Three distinctive features of the present invention thus appear: A detachable screw plunger impressed into the glass by an actuating lever to make the screry thread; movable molds in which the plunger remains until the glass is set; and a' rotary spindle by which, after a proper interval, the plunger is removed. The use of two or more plungers, which was thus made possible, is also recognized, and as many molds as were found necessary to dispense with screwing out the plunger until the glass had cooled. But there was no rotary table or movable support, by which the insertion and removal of the plunger could be effected by the same machine; nor any correlation of the two operations by separating them a certain number of molds apart, by which the glass could be allowed to cool and set to just the right extent. The failure to appreciate the advantage of this necessitated the use of two machines, one at which the plunger was inserted and the other at which it was taken out, the molds being carried from one to the other by hand, a by no means easy job, the molds weighing from 40 to 60 pounds apiece. This step in the process not being able, therefore, to be accurately timed, the insulators were liable to be spoiled if it happened at any time to be either too long or too short. The Brookfield was thus never a successful machine, and, after repeated efforts to improve upon it at the Brookfield factory, it was given up, and the process which had previously prevailed under the Homer Brooke (1870) patent was resumed and continued down to that of the patent in suit. According to the practice under the Brooke patent and the modification of it known as the “Brookfield process,” a plain plunger, actuated by a lever, was first forced down into the glass by a single quick thrust, the end of it being so shaped as to form a countersink as well as a small hole in advance of that where the screw thread was to be subsequently made. The mold was then taken to a second machine, and, by means of a screw press or rotary spindle, a second plunger, having a screw tap extension, was screwed into the hole
But while there were these different features, with practically the same functions, employed in much the same way, at hand in the art, on which no doubt the inventor freely drew, they had not been brought together previously in one device; nor, with them all, was there a really successful machine. It remained for Kribs, or whoever is to be credited with the idea, to appreciate that, by assembling and coordinating them in the way that was done, the results which followed could be secured, the value and success of which the sequel attests and every one concedes. And it affirms rather than lessens the achievement that the different parts were brought together_ from the company’s scrap heap, to which they had been consigned, i! that is the way it came about.
It is contended, however, that, at least this was merely a mechanical and not an inventive act, the detachable screw plunger pressed into the molten glass by an actuating lever in a single downward thrust to make the screw, and the rotary spindle to remove the plunger again, being taken bodily from the dismantled Ilemiugray machines, and, with a few adaptive changes, combined with the turntable and stop taken from the New England presses, the device of the patent being thereby produced without more. It must be confessed, without intending to recede from anything which has been said, that the ¡jutting together of the several parts so employed, which, with the results from each, as we have seen, were old, has the appearance of being mechanical rather than inventive in the best sense, which the way it is said to have occurred goes to confirm. The success achieved, also, to a certain extent, no doubt, results from the practice of the process rather than the immediate operation of the machine, which, if made possible, is not necessarily induced thereby. But with all that may he so said, and admitting that no high order of invention is displayed, having regard to the efforts of other inventors in the same field, of which there have been not a few both before and since, as well as the difficulties to be overcome and the success of the device, both in the number and quality of the insulators produced, which, to whatever to be attributed, as already stated, has been somewhat marked, we a re inclined with the court below to give the inventor the benefit o f the doubt, and to hold that sufficient inventive ingenuity is disclosed io sustain his claim. As the litigation over the Dufñeld machine shows, the place in the art which is monopolized is not large, it being apparently not difficult to differentiate and improve on the immediate construction to which the inventor is confined; and others have not in consequence been prevented to any great extent from exercising their inventive faculties to that end. it is to be borne in mind that the invention consists, not simpfy in selecting and assembling the different parts, but in adapting and coordinating them to the work to be performed as well, and that, as pointed out above, it is Lhe adaptability of the machine to the demands of the process that is its chief inventive claim. All things considered, we are therefore of opinion
It is said, however, that the machine is a mere aggregation, the different parts which are brought together having no combined action, but simply operating in juxtaposition, each by itself as a complete and independent piece of mechanism, under the manual control of separate workmen. And this view is confirmed, as it is urged, by the way the claims are progressively built up, starting out with a certain number of elements and adding one at each step, even the stop or de-tent to lock the table, and the standard about which it turns, being utilized to that end. But whatever may be said of the attempt so made, of which more anon, the different parts in our judgment sufficiently cooperate to a common end to dispel any such idea. The test is whether there is a new unitary result, to the production of which the different elements coact (Bliss v. Reed, 106 Fed. 314, 45 C. C. A. 304; National Tube Co. v. Aiken [C. C. A.] 163 Fed. 264), which certainly is the case. The purpose of the mechanism which is brought together is to make glass insulators, and this it most successfully and expeditiously does, a completed article being produced at a single turn. No doubt there are different steps in the operation to which; the different parts are successively addressed. But it is not necessary that the insulators shall be made at a single stroke, in which each of the parts shall be involved. That may be desirable, and through the genius of some one, if the nature of the material permits, may possibly be attained. But for the present, a machine which embodies and is adapted to carry out the process, as it is understood and supposedly has to be performed, in which there are distinct parts for the several steps, is not to be condemned as an aggregation on that account.
It is contended, however, that the merit of the invention, whatever it is, belongs to Jordan, and not to Kribs, if not to different parties at the works. But of this we are not convinced. Both were employed at the Brookfield factory, where it was produced. And Jordan, with others, may have had a hand in certain parts. But the main idea evidently was that of Kribs, and it is this, rather than the minor features attributable to others, that controls. Kribs, who was a machinist, as Jordan was not, admittedly constructed the first machine that was built, and the device was always known about the works as the “Kribs press.” When it was first put together, Jordan, according to some of the witnesses, declared that it would not work, and himself admits that he did not appreciate its value at the start. It is also significant that when, at the instance of Pease, he concluded to claim the invention and apply for a patent, notwithstanding his supposed acquaintance with the machine, if he was the real inventor, he got Tlohl, a draftsman at the factory, to make drawings' for him secretly, a press being set up in a separate room where Tlohl, with the connivance of Pease, was locked in by Jordan for that purpose. The fact is that, although the experiments, which were carried on
The patent is therefore valid, and to be sustained; not necessarily in all its parts, but to the extent that the real invention goes. There; are 10 claims in all, of which 6 are relied on, as set forth below:
"1. An actuating rod provided with a detachable screw plunger, combined with a. rotary spindle adapted to engage iho screw plunger, ¡md a movable mold adapted to travel from the actuating rod to the spindle, substantiatl> as described.
“Ü. An actuating rod provided with a detachable screw plunger, combined with a rotary spindle- adapted to engage the serr-.v plunger, a mold, and a movable support for the mold, substantially as described.
“3. An actuating rod provided with a detachable screw plunger, combined with a rotary spirdle adapied to engage the screw plunger, a mold, a movable support for the mold, and a lock for holding the support with the mold in operative position relatively to the actuating rod and spindle, substantially as described.”
"(i. An actuating rod provided with a detachable screw plunger, combined with a rotary gpindie adapted to engage the screw plunger, and a movable mold adapted to travel from the actuating roc! to the spindle, said actuating rod and spindle being independent of one another, substantially as described.
“7. An actuating rod provided with a detachable screw plunger, combined with a rotary spindle adapted to engage the screw pi anger, a movable mold adapted to travel from the actuating rod to the spindle, anil independent actuating levers for the rod and the spindle respectively, substantially as described.
“8. An actuating rod provided with a detachable screw plunger, combined with a rotary spindle adapted to engage the screw plunger, a mold, a movable support for the mold, and a standard for sn;>j>orting Uto actuating rod and spindle and about which the support is movable, substantially as described.”
Of these tlie first is the broadest, the elements being (L) an actuating rod, provided with (2) a detachable screw plunger, (3) a rotary
Neither, in our judgment, can the first. The difficulty with it is-that it is too broad. The invention, as stated by complainants’ counsel in their brief, “consists in the combination of five elements, to wit,, an actuating rod, a detachable screw plunger, a rótary spindle adapted to engage the screw plunger, a movable mold, and a rotary table or its equivalent to support the mold and carry it iji a fixed and predetermined path from the actuating rod to the spindle and back again from the spindle to the actuating rod.” And this is repeated in substance at other places, claim 2 being also referred to as accurately describing the combination named. This corresponds with our own-view. But of the elements so specified, the first claim has only four,, the rotary table or movable support being left out. Nor is this to be supplied from the description given to the movable support, as adapted to travel from the rod to the spindle. Granting that, under some-circumstances, “adapted to travel” might imply a structural arrangement by which the mold is to be moved back and forth mechanical!)’-, between the designated points, in a fixed and predetermined path, yet this is not all. There is also the means employed, which is of the essence of the invention, being necessary to differentiate it from the prior art, and entering directly into the result. It is not alone, in-other words, that the molds go back and forth, but that they do so-in a specific way. A movable support of some kind is thus required,, short of which the invention is not found, and this the first claim does not have. Moreover, if, disregarding this, this element is read into the claim, it is not distinguishable from the second claim, which it thus duplicates and destroys. Whichever way, therefore, it is regarded, it is invalid and cannot be sustained.
Not so, however, the second claim, which still remains. This, for the reasons given in this discussion, accurately represents the invention, within the narrow limits to which it is necessarily confined, and is good. There may be other features, not found in it, such as the measure or filling vessel, the shell, and the detent, which make for greater convenience or efficiency; but the mold, the detachable plung
In the account which was directed, the complainants were awarded the entire profits derived by the defendants from the sale of insulators made on infringing machines. Exception is taken to this, that the patent is not for the product, but for the machine alone, and that all that the complainants are entitled to in consequence is what was saved to the defendants over the use of other machines. The answer to this is, that they could not have made anything by the old way. The Kribs press superseded all others, and went at once into general use, both by reason of increased output as well 'as better work. Insulators made according to previous methods were practically unsalable, costing too much and not coining up to the mark. No doubt the saving or advantage to the defendants is the true measure. Ca-wood Patent, 91 Q. S. 695, 24 L. Ed. 238. But this may well be taken as represented by the difference between profitable and unprofitable commercial manufacture. More accurately, it would be the difference between the cost of insulators as made by the machine of the patent and the cost as made by those open to the defendants, wdiicli it displaced. But for all practical purposes, the two under the evidence are the same. If salable articles, in other words, could not be made at the ruling prices, by the old methods, without a loss, while with the machine of the patent there would be a profit, the profit so made has certainly been saved or gained from the invention. The saving might be more than this, dependent on the extent of the loss with other machines. It is clear that it would not be less. But the reckoning, as it is to be observed, is not up, but down. That is to say, we start with the price at which marketable insulators could not be profitably made on the old machines, and fall to their cost by the new, and the difference represents the saving or gain between the two. It does not matter, in this estimate, how the price which is so taken for the test happens to have been brought about, whether by natural agencies or not. It is the point where selling price and cost of production are the same, so that there is no profit in manufacture, that is the guide; by the price, meaning that which prevails in the market, which eliminates the cause of it, whether from one thing or another. And it is to this price that we must assume that the witnesses speak when they say that salable insulators could not be produced without loss on old-style machines.
It is said, however, that the so-called Kribs press, on which the estimate of profits is based, had other features, including some taken from the second Kribs patent, on none of which the defendants infringe. But the devices which are so referred to, which, no doubt, contribute to the general efficiency of the machine, are incidental rather than essential, and it is the latter that count. So far as the other Kribs patent is concerned, the parts are a little more highly organized; that is all. Considerable stress is laid, however,
In the spring of 1903, the defendants secured the right to use a Duffield machine, from which time on no profits are claimed. In this machine the screw plunger is permanently attached to the rotary spindle, and so is not detachable as specified in the patent, on which, in consequence, it was held not to infringe. Brookfield v. Elmer Glass Works, 154 Fed. 197, 83 C. C. A. 180. It is contended, on the strength of this, that the Duffield being a successful machine, and the invention in suit being only distinguishable from it by the detachability of the plunger, the profits which are recoverable here are to be confined to the saving from this one feature, and cannot extend to th& whole device. But this overrefines, as well as confuses, the case. The infringement was of the invention as a whole. The defendants got the benefit, not of one feature, but of all, and the saving thereby effected cannot be divided around. It is not as though they were being charged for infringing sales of the machine, where the profits recoverable would properly be confined to these realized from the features which constituted the patentable advance on the prior art. Force v. Swoyer Boss Mfg. Co., 143 Fed. 894, 75 C. C. A. 102. The infringement here is in the use of the patented machine, and response must be made in consequence for the saving effected, not from any particular part, but from the whole. It is said that this makes the defendants pay $29,910.48 for the difference between a detachable plunger and one where the spindle is attached, and, contrasting what they have now in the Duffield machine with what there was then, this may be the case. But infringement is to be judged by the state of the art when it'takes place, and not by something like the Duffield, which has come in since. It is not, therefore, to be stated in terms of that device, as this is. Had the defendants had the'Duffield machine, with its spindle attachment, they would not, of course, have had to resort to the Kribs, as they did, and would thus have saved what they are now called upon to meet. But this does not make them any less liable therefor. Nor can it be said that $29,910.48 is the price they pay for the slight difference between the two. That is the cost to them of the infringement. That is all. And, if it comes high, the time to think of that was at the start.
But it is further said that the profits with which the defendants are charged were largely brought about by an illegal combination in
Finding, therefore, no material error in the record, the decree is affirmed.