46 Fed. Cl. 601 | Fed. Cl. | 2000
OPINION
This case is before the court after argument on defendant’s motion to dismiss for lack of subject matter jurisdiction pursuant to RCFC 12(b)(1) or, alternatively, for failure to state a claim upon which relief can be granted pursuant to RCFC 12(b)(4). Plaintiffs’ bid protest challenges the Administrative Office of the United States Courts’ award of a contract to replace the electronic mail system used by the federal courts. The issue to be decided is whether the Court of Federal Claims has jurisdiction under the Administrative Dispute Resolution Act of 1996 over the Administrative Office of the United States Courts, an entity outside of the executive branch of the Government. The court rules that jurisdiction does not lie to review a procurement undertaken by the Administrative Office of the United States Courts.
FACTS
Novell, Inc., and Software Spectrum, Inc. (“plaintiffs”), are corporations that develop, manufacture, install, and support software and software systems for commercial and government customers. On February 8, 2000, plaintiffs filed this suit protesting the award of the Judiciary Electronic Mail Replacement program by the Administrative Office of the United States Courts (the “AOUSC”) to the Lotus Development Corporation c/o ASAP Software Express, Inc. (“in
On March 20, 2000, plaintiffs moved to file a First Amended Complaint. The court granted the motion on April 7, 2000, to the limited extent that the amendments did not challenge the content of the solicitation specifications or the AOUSC’s determination of its needs.
Defendant and intervenors
DISCUSSION
1. Standards for motion to dismiss for lack of subject matter jurisdiction and for failure to state a claim
When a federal court reviews the sufficiency of the complaint, whether on the ground of lack of subject matter jurisdiction or for failure to state a claim upon which relief can be granted, “its task is necessarily a limited one.” Scheuer v. Rhodes, 416 U.S. 232, 236, 94 S.Ct. 1683, 40 L.Ed.2d 90 (1974). “The issue is not whether a plaintiff will ultimately prevail but whether the claimant is entitled to offer evidence to support the claims.” Id. To this end, the court must accept as true the facts alleged in the complaint, see Reynolds v. Army & Air Force Exch. Serv., 846 F.2d 746, 747 (Fed.Cir.1988), and must construe such facts in the light most favorable to the pleader. See Henke v. United States, 60 F.3d 795, 797 (Fed.Cir.1995) (holding courts obligated “to draw all reasonable inferences in plaintiffs favor”). It is well-settled doctrine that a complaint will not be dismissed for lack of subject matter jurisdiction or for failure to state a claim “unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.” Conley v. Gibson, 355 U.S. 41, 45-46, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957) (footnote omitted). Therefore, when the facts alleged in the complaint reveal “any possible basis on which the nonmovant might prevail, the motion must be denied.” W.R. Cooper Gen. Contractor, Inc. v. United States, 843 F.2d 1362, 1364 (Fed.Cir.1988) (citations omitted).
The burden of proving that the Court of Federal Claims has subject matter jurisdiction over a claim rests with the party seeking to invoke its jurisdiction. See Alder Terrace, Inc. v. United States, 161 F.3d 1372, 1377 (Fed.Cir.1998). At the pleading stage, general factual allegations may suffice to meet this burden, for on a motion to dismiss the
When considering a motion to dismiss for failure to state a claim upon which relief can be granted, the court follows the accepted rule that a complaint should be dismissed only “where the plaintiff cannot assert a set of facts that supports its claim.” New Valley Corp. v. United States, 119 F.3d 1576, 1579 (Fed.Cir.1997). The court must accept the factual allegations of the complaint as true, indulging all inferences in favor of plaintiff. See W.R. Cooper, 843 F.2d at 1364. A dismissal for failure to state a claim, unlike a dismissal for lack of subject matter jurisdiction, is a decision on the merits, calling for the court to focus on the allegations of the complaint. See Gould, Inc. v. United States, 67 F.3d 925, 929 (Fed.Cir.1995). Because granting such a motion terminates the case on its merits, the complaint must be construed broadly. See Ponder v. United States, 117 F.3d 549, 552-53 (Fed.Cir.1997). The claim should be dismissed only when no set of facts exists that would entitle plaintiffs to relief. See Mostowy v. United States, 966 F.2d 668, 672 (Fed.Cir.1992).
2. The AOUSC
The AOUSC is an arm of the judicial branch, performing administrative functions of the judiciary including: 1) administration of personnel matters; 2) examination of the state of court dockets and preparation of statistical data and reports (based on those dockets) on the type of transactions the courts address; 3) provision of a means through which information on improving the efficiency of the courts may be received; 4) disbursement of funds for maintenance of the courts; 5) procurement of equipment and supplies for the courts; and 6) preparation of budget estimates for the maintenance and operation of the courts and the AOUSC. See H.R. Rep. No. 702 (1939) (explaining Act of Aug. 7, 1939, ch. 15, § 302, 53 Stat. 1223, 1223 (codified at 28 U.S.C. §§ 601-604 (1994))); see also 28 U.S.C. § 604 (enumerating various duties of AOUSC Director’s office). In fulfilling its role, the AOUSC operates “under the supervision and direction of the [Judicial Conference].” 28 U.S.C. § 604(d).
No other case disputes the characterization of the Ninth Circuit that the AOUSC “works directly for the federal judiciary,” but “is not an Article III entity.” Tashima v. AOUSC, 967 F.2d 1264, 1269 (9th Cir.1992). Despite its status as part of the judiciary, the AOUSC satisfies neither of the two fundamental attributes of Article III entities: life tenure and guaranteed salary. See Northern Pipeline Constr. Co. v. Marathon Pipe Line Co., 458 U.S. 50, 59, 102 S.Ct. 2858, 73 L.Ed.2d 598 (1982). The AOUSC is best understood as one of several “administrative agencies” closely associated with Article III courts that have been properly characterized as “non-Article III adjuncts.” Tashima, 967 F.2d at 1269 (internal quotations omitted). The Supreme Court consistently has held that these bodies, “which lack the attributes of life tenure and guaranteed salary, no matter how closely associated with Article III entities they may be, are not Article III entities themselves.” Id. (citing Northern Pipeline, 458 U.S. at 61, 102 S.Ct. 2858,
“The [AOUSC] was created to perform, and historically has performed, a limited ministerial function. It was not intended to govern or make policy for the Judiciary.... The [AOUSC’s] role was intended to be administrative in the narrowest sense of that term.” Tashima, 967 F.2d at 1271 (internal quotations omitted). While recognizing the critical role the AOUSC performs, the courts zealously have protected their judicial functions from encroachments that threaten judicial independence, including those by non-Article III adjuncts. See Northern Pipeline, 458 U.S. at 84, 102 S.Ct. 2858. Motivated by separation of powers concerns, non-Article III adjuncts are not allowed to engage in judicial policymaking or exert influence over the performance of judicial functions. See Tashima, 967 F.2d at 1269-70. Thus, the AOUSC “was entrusted with no authority over the performance of judicial business.” Chandler v. Judicial Council of the Tenth Circuit, 398 U.S. 74, 97, 90 S.Ct. 1648, 26 L.Ed.2d 100 (1970) (Harlan, J., concurring).
3. The Tucker Act amendments
Defendant argues that plaintiffs’ complaint must be dismissed for lack of subject matter jurisdiction because it does not fall within the scope of this court’s bid protest jurisdiction under the 1996 Tucker Act amendments. See 28 U.S.C.A. § 1491(b)(1) (West Supp. 1999). According to defendant, the term “Federal agency,” as used in that statute, encompasses only entities within the executive branch and therefore excludes the AOUSC. Plaintiffs dispute this claim, citing cases interpreting the statute’s jurisdictional grant more broadly. The question whether the AOUSC is a “Federal agency” within the meaning of the 1996 Tucker Act amendments appears to be one of first impression.
The Tucker Act is the primary statute defining the United States’ waiver of sovereign immunity as it relates to the Court of Federal Claims. The Tucker Act gives the Court of Federal Claims “jurisdiction to render judgment upon any claim against the United States founded either upon the Constitution, or any Act of Congress or any regulation of an executive department, or upon any express or implied contract with the United States, or for liquidated or unliquidated damages in cases not sounding in tort.” 28 U.S.C.A. § 1491(a)(1). The Tucker Act, itself, does not create any causes of action against the United States. See United States v. Testan, 424 U.S. 392, 398, 96 S.Ct. 948, 47 L.Ed.2d 114 (1976). Instead, to invoke jurisdiction under the Tucker Act, a plaintiff must identify a contractual relationship, a constitutional provision, a statute, or a regulation that provides a substantive right to money damages. See Hamlet v. United States, 63 F.3d 1097, 1101 (Fed.Cir.1995), cert. denied, 517 U.S. 1155, 116 S.Ct. 1542, 134 L.Ed.2d 646 (1996).
Previously, disappointed bidders could only challenge alleged improprieties in the procurement process in this court before the contract award. See Southfork Sys., Inc. v. United States, 141 F.3d 1124, 1132 (Fed.Cir.1998). However, in 1996, with the passage of the ADRA, Congress amended the Tucker Act in order to give the Court of Federal Claims jurisdiction to consider pre- and post-award bid protests. See 28 U.S.C.A. § 1491(b)(1)-(4). The Federal Circuit has construed section 1491(b) as the jurisdictional grant upon which all protests actions are predicated in the Court of Federal Claims. See Ramcor Servs. Group v. United States, 185 F.3d 1286, 1290 (Fed.Cir.1999).
The Tucker Act, as amended by the ADRA, provides as follows:
Both the Unite[d] States Court of Federal Claims and the district courts of the United States shall have jurisdiction to render judgment on an action by an interested party objecting to a solicitation by a Federal agency for bids or proposals for a proposed contract or to a proposed award or the award of a contract or any alleged violation of statute or regulation in connection with a procurement or a proposed procurement. Both the United States Court of Federal Claims and the district courts of the United States shall have jurisdiction to entertain such an action with*606 out regard to whether suit is instituted before or after the contract is awarded.
§ 1491(b)(1) (emphasis added). The dispute in this case is focused primarily on the meaning of the term “Federal agency,” a term that the statute does not define.
Jurisdictional statutes are to be construed narrowly and “ ‘with precision and with fidelity to the terms by which Congress has expressed its wishes.’ ” Bailey v. West, 160 F.3d 1360, 1363 (Fed.Cir.1998) (quoting Cheng Fan Kwok v. INS, 392 U.S. 206, 212, 88 S.Ct. 1970, 20 L.Ed.2d 1037 (1968)); see Livingston v. Derwinski, 959 F.2d 224, 225 (Fed.Cir.1992) (stating jurisdictional statutes are to be limited strictly to subjects contained within statutory mandate). Ambiguities with regard to jurisdiction should be “resolved against the assumption of jurisdiction.” Mars Inc. v. Kabushiki-Kaisha Nippon Conlux, 24 F.3d 1368, 1373 (Fed.Cir.1994) (citation omitted). Although jurisdiction may be broadened through legislation, the “waiver of immunity and the creation of jurisdiction must be qualified by any conditions that Congress has placed on them.” Bailey, 160 F.3d at 1363 (citations omitted); see, e.g., SMS Data Prods. Group, Inc. v. United States, 853 F.2d 1547, 1555 n. * (Fed.Cir.1988) (discussing amendments that expanded jurisdiction). Only through an express waiver of sovereign immunity will the Government be subject to claims against it. See United States v. Mitchell, 445 U.S. 535, 538, 100 S.Ct. 1349, 63 L.Ed.2d 607 (1980); Testan, 424 U.S. at 398-99, 96 S.Ct. 948; James M. Ellett Constr. Co. v. United States, 93 F.3d 1537, 1541 (Fed.Cir.1996); Anderson Columbia Envtl., Inc. v. United States, 42 Fed.Cl. 880, 885 (1999) (noting intervention of non-interested parties in bid protest actions would violate “principle that waivers of immunity must be narrowly construed”). Under the Tucker Act, it is solely plaintiffs burden to prove the jurisdiction of the Court of Federal Claims. See Alder Terrace, 161 F.3d at 1377.
4. The Supreme Court’s rulings construing the term, “agency”
In Hewlett-Packard Co. v. United States, 41 Fed.Cl. 99 (1998), the Court of Federal Claims was asked to determine whether the United States Postal Service was a “Federal agency” and therefore subject to jurisdiction under the 1996 Tucker Act amendments. Holding that the plain meaning of the term included the Postal Service for purposes of the ADRA, the court concluded that the meaning of “Federal agency,” as used in 28 U.S.C.A. § 1491(b)(1), was coextensive with the meaning of “agency” as defined by 28 U.S.C. § 451 (1994). See Hewlett-Packard, 41 Fed.Cl. at 103.
As used in this title:
The term “agency” includes any department, independent establishment, commission, administration, authority, board or bureau of the United States or any corporation in which the United States has a proprietary interest, unless the context shows that such term was intended to be used in a more limited sense.
(Emphasis added.)
Defendant argues that the statutory context of section 451 operates to exclude the entire judicial branch, including the AOUSC. Defendant relies on Hubbard v. United States, 514 U.S. 695, 115 S.Ct. 1754, 131
Because 18 U.S.C. § 6 is identical to 28 U.S.C. § 451, and because the parties agree that the legislative history of section 451 supports relying on 18 U.S.C. § 6 (1994), in determining the meaning of “agency” in section 451, the provision at issue in this case, defendant argues that the Court’s analysis in Hubbard is binding. Defendant’s first contention with respect to Hubbard is that this passage mandates the exception of the entire judicial branch from the definition of “agency.” Because the AOUSC is not an “agency” within the meaning of 18 U.S.C. § 6, and so correspondingly 28 U.S.C. § 451, the AOUSC, the argument goes, is exempted from the 1996 Tucker Act amendments.
Defendant urges that the court adopt the definition of “agency” from a criminal statute that the Supreme Court in Hubbard described as directed to “the proliferation of fraud in the newly formed Executive agencies.” 514 U.S. at 707,115 S.Ct. 1754.
We have repeatedly recognized that the 1934 Act was passed at the behest of “the Secretary of the Interior to aid the enforcement of laws relating to the functions of the Department of the Interior and, in particular, to the enforcement of regulations ... with respect to the transportation of ‘hot oil.’ ” United States v. Gilliland, 312 U.S. 86, 93-94, 61 S.Ct. 518, 85 L.Ed. 598 (1941); see also United States v. Yermian, 468 U.S. 63, 72, 104 S.Ct. 2936, 82 L.Ed.2d 53 (1984) (the 1934 Act was “needed to increase the protection of federal agencies from the variety of deceptive practices plaguing the New Deal administration”); id., at 80, 104 S.Ct. 2936 (Rehnquist, J., dissenting) (the statute was prompted by problems arising from “the advent of the New Deal programs in the 1930’s”)....
None of our opinions refers to any indication that Congress even considered whether the 1934 Act might apply outside the Executive Branch, much less that it affirmatively understood the new enactment to create broad liability for falsehoods in the federal courts. In light of this vacuum, it would be curious indeed if Congress truly intended the 1934 Act to work a dramatic alteration in the law governing misconduct in the court system or the Legislature____
Id. at 707, 115 S.Ct. 1754. The parties have not presented legislative history for the Tucker Act amendments which might suggest a similarly limited purpose.
18 U.S.C. § 6, like 28 U.S.C. § 451, prescribes an inclusive interpretation of the term “agency,” “unless the context shows that such term was intended to be used in a more limited sense.” The context that the court considered in the Hubbard decision was an effort by Congress, through 18 U.S.C. § 1001, to criminalize false statements to newly created agencies of the United States. Thus, according to the Supreme Court, the context of the term showed that it was intended to be used in a limited sense. The context in Hubbard — the genesis of the statement “that ‘agency' does not refer to a court” — is different from the procurement process at issue in this case.
Defendant musters woefully little support for the proposition that the term “court” is broad enough to include the AOUSC. While admittedly a bankruptcy court lacks Article III judicial powers, it is a court nonetheless. In contrast, Congress has defined the AOUSC as an entity distinct from “a court.” 5 U.S.C. § 5721(1) (1994), a federal compensation statute, for example, distinguishes a court of the United States from the AOUSC:
[Ajgency means-
(A) an Executive agency;
*608 (B) a military department;
(C) a court of the United States;
(D) the Administrative Office of the
United States Courts;
(E) the Library of Congress;
(F) the Botanic Garden;
(G) the Government Printing Office; and
(H) the government of the District of
Columbia;
but does not include a Government controlled corporation____
More significant still, defendant’s proffer that Hubbard is determinative neglects explicit language conditioning the pronouncement that “it seems incontrovertible that ‘agency’ does not refer to a court.” The Supreme Court stated, in the accompanying footnote: “We express no opinion as to whether any other entity within the Judicial Branch might be an ‘agency’ within the meaning of [18 U.S.C.] § 6.” Hubbard, 514 U.S. at 700 n. 3,115 S.Ct. 1754.
Defendant alternatively contends that Hubbard controls this case because the Court rejected the so-called “judicial function” exception. The Hubbard decision overruled United States v. Bramblett, 348 U.S. 503, 75 S.Ct. 504, 99 L.Ed. 594 (1955), which dealt with that same statute criminalizing false statements before agencies of the United States. See Hubbard, 514 U.S. at 715, 115 S.Ct. 1754. The Court in Bramblett interpreted the terms “department or agency,” as defined in 18 U.S.C. § 6, to include “the executive, legislative and judicial branches of the Government.” Bramblett, 348 U.S. at 509, 75 S.Ct. 504. In rejecting this broad reading, the Court in Hubbard also considered the “judicial function” exception. Under the “judicial function” exception, first suggested in Morgan v. United States, 309 F.2d 234 (D.C.Cir.1962), cert. denied, 373 U.S. 917, 83 S.Ct. 1306, 10 L.Ed.2d 416 (1963), “only those misrepresentations falling within a court’s ‘administrative’ or ‘housekeeping’ functions can give rise to liability under § 1001, [whereas] false statements made while a court is performing adjudicative functions are not covered.” Hubbard, 514 U.S. at 698-99, 115 S.Ct. 1754. Although the Court in Hubbard acknowledged that a “straightforward interpretation” of the term “agency,” as used in 18 U.S.C. § 1001, would “lead inexorably to the conclusion” that the reach of the statute did not extend to courts, it was compelled to consider the fate of the “judicial function” exception because of the Court’s broad interpretation in Bramblett. Hubbard, 514 U.S. at 701, 115 S.Ct. 1754.
Defendant asserts, in this regard, that the Hubbard Court’s overruling of Bramblett eliminated the “judicial function” exception. Without the “judicial function” exception, defendant sees no justification for differentiating between the administrative functions of the judiciary, which may be performed by various entities within the judicial branch like the AOUSC, and the adjudicative functions of the judiciary, which are the exclusive province of Article III courts. This court is unable to find support for defendant’s proposition in the Hubbard opinion, and, as noted, the Supreme Court expressly left the question open. See Hubbard, 514 U.S. at 700 n. 3, 115 S.Ct. 1754.
Defendant also relies on Hubbard because it allegedly has generated rock-solid progeny. According to defendant, all of the decisions following Hubbard stand for the proposition that “entities performing administrative functions similar to those performed by the AOUSC do not fall under the definition of ‘agency.’ ” Defs Br. filed Apr. 7, 2000, at 6.
The next case, United States v. Dean, 55 F.3d 640 (D.C.Cir.1995), is cited by defendant for the holding that a Senate committee was not a department or agency under Hubbard. Again, the United States advanced an inclusive reading of 18 U.S.C. § 1001. The court held that the committee was not a “department” within the executive branch, and its discussion was summary. See id. at 658-59. United States v. Oakar, 111 F.3d 146 (D.C.Cir.1997), is cited as concluding that the House Clerk is not a “department or agency.” See id. at 153. Oakar held that the House Ethics Committee, an entity within the Legislative Branch, cannot be a “department” within the contemplation of 18 U.S.C. § 1001, as interpreted in Hubbard. See Oakar, 111 F.3d at 153. Defendant did not prevail on its argument for broader inclusion in that case either. Defendant apparently copied the footnote in United States v. Brooks, 945 F.Supp. 830, 832 n. 4 (E.D.Pa.1996), quoting the unpublished decision in United States v. Levine, 72 F.3d 920 (D.C.Cir.1995) (table), a case construing 18 U.S.C. § 1001 as applying to false claims made to the executive branch alone. For its part Brooks, rejecting the United States’ argument that the Copyright Office is an “agency” under 18 U.S.C. § 1001, lists all the cases decided to its date, correctly distilling them as holding that they have “refused to allow § 1001 prosecutions for false statements to the legislative or judicial branches.” 945 F.Supp. at 832.
Finally, United States v. Hansen, 906 F.Supp. 688 (D.D.C.1995), discussed another argument by the United States that supported a broad construction of “agency” under 18 U.S.C. § 1001 with the argument that the Hubbard Court’s reasoning was based on the narrow statutory definition of “department.” The Hansen court used the metaphor of a shelter having “a weak foundation and a leaky roof’ to dispose of the United States’ argument that the House of Representatives is an “agency.” Id. at 695. The court went on to add, by way of dicta: ‘While the Supreme Court may have left some room to maneuver regarding whether the administrative offices of Congress and the Judiciary are agencies within the meaning of 18 U.S.C. § 1001, there is no doubt that the House of Representatives itself is beyond the grasp of the statute....” Id. at 695.
In sum, and not surprisingly, all the cases following Hubbard deal with permutations of the executive and legislative branches of the Government in the context of 18 U.S.C. § 1001 and the applicable definition found in 18 U.S.C. § 6. They are consistent insofar as they follow the narrow prescription of Hubbard in the identical context in which Hubbard arose.
5. The Tucker Act and the Administrative Procedure Act
Defendant contends that in undertaking to define “Federal agency,” and thereby to assess the jurisdictional limitations of the Tucker Act, the court must, contrary to the approach outlined in Hewlett-Packard, go beyond 28 U.S.C. § 451 and refer to the Administrative Procedure Act, 5 U.S.C. §§ 701-706 (1994) (the “APA”). Bid protests brought before the Court of Federal Claims under the Tucker Act must be reviewed under the standards prescribed by the APA in 5 U.S.C. § 706. See 28 U.S.C.A. § 1491(b)(4); Ramcor, 185 F.3d at 1290. See generally Keco Indus. v. United States, 203 Ct.Cl. 566, 574, 492 F.2d 1200, 1203 (1974). Therefore, in determining whether a disappointed contractor is entitled to relief, defendant advances the argument that the jurisdictional limits articulated by the APA are controlling. However, that the Tucker Act borrows the APA review standard does not signify that the jurisdictional limits of the statutes are coextensive. The court has found no precedent to support such a view.
Plaintiffs cite Hewlett-Packard, a decision rejecting defendant’s argument that interpretation of statutes and regulations beyond title 28 was necessary to define the term “Federal agency.” Instead, the court held that, “[u]nder the circumstances, the court concludes that the use of the term ‘Federal agency’ in the Tucker Act amounts to a redundancy,” and that its meaning was coextensive with the term “agency” as used in 28 U.S.C. § 451. Hewlett-Packard, 41 Fed.Cl. at 103 (citations omitted). Defendant counters that application of the ADRA to the AOUSC would have the anomalous result of subjecting AOUSC procurement activities to APA review, even though its other activities are not. The argument that the statutory scheme mandates use of APA definitions (as opposed to review standards) is extraneous because the interpretation of the term “Federal agency” can be resolved within the framework of 28 U.S.C.A. § 1491(b)(1) and 28 U.S.C. § 451.
Assuming that the APA controls, defendant contends that the AOUSC is clearly excluded from the 1996 Tucker Act amendments. The APA’s definition section states:
(b) For the purpose of this chapter—
(1) ‘agency’ means each authority of the Government of the United States, whether or not it is within or subject to review by another agency, but does not include—
(B) the courts of the United States
5 U.S.C. § 701(b)(1) (emphasis added). Defendant urges the court to interpret the term “court” broadly to exclude from the APA the entire judicial branch, including the AOUSC. In support of this argument, defendant offers the lower court opinion in Tashima v. AOUSC, 719 F.Supp. 881 (C.D.Cal.1989),
The first problem with defendant’s reliance on Tashima is that defendant cited, but did not discuss, the Ninth Circuit’s opinion. The appeals court did not base its decision on the APA or even cite to it in affirming the lower court’s decision on jurisdiction. See Tashima, 967 F.2d at 1272 (construing 28 U.S.C. § 463 as not empowering the AOUSC to pick and choose which federal judges sued in their legal capacity will be represented at government expense). The second problem with defendant’s reliance on Tashima is that Lifetime Communities stands for a less ambitious proposition than that advanced by defendant. In Lifetime Communities, the court considered the applicability of the APA to the Judicial Conference. In holding that the Judicial Conference was a “court” within the meaning of the APA, the Second Circuit’s analysis relied on several factors — none of which applies to the AOUSC. The court noted that the Judicial Conference is made up entirely of judges with life tenure and guaranteed salaries. The court also pointed out that the Judicial Conference had a “well-established and well-known practice” for rule-making that had never followed APA provisions. Lifetime Communities, 690 F.2d at 38. It was significant, then, that Congress had recently reinvested the Judicial Conference with this power to set fees “without mandating any changes in the Conference’s method of procedure.” Id. Finally, the court examined the annual reports of the Conference to demonstrate “how integrated its functions are with those of the courts.” Id. at 39. Among the issues the Second Circuit considered was whether the disposition of court records and judicial ethics were tasks that otherwise might have been performed by courts. No aspect of this analysis holds true for the AOUSC. As the Second Circuit itself admitted in Lifetime Communities, “[t]he word ‘court’ like any other word, ‘may vary greatly in color and content according to the circumstances and the time in which it is used.’ ” Id. at 38 (quoting Towne v. Eisner, 245 U.S. 418, 425, 38 S.Ct. 158, 62 L.Ed. 372 (1918)).
Goldhaber v. Foley, 519 F.Supp. 466 (E.D.Pa.1981), dealt with the issue squarely. In contrast with Tashima—which did not involve a procurement—and Lifetime Communities—which also was not a procurement case and did not concern the AOUSC — the court in Goldhaber considered a challenge to an AOUSC procurement. Defendant argued, as in this ease, that the AOUSC was exempt from judicial review under the APA. The court disagreed, holding that although the AOUSC is certainly an arm of the courts, it did not fit within the APA exemption for “the courts of the United States.” The court deemed “it significant, in this regard, that the functions of the [AOUSC] are much more akin to those of an administrative or executive agency than to those of the courts.” Id. at 480. Most notably, the AOUSC does not engage in judicial policymaking. “In light of this, we cannot conclude that Congress intended to exclude the [AOUSC] from the extraordinarily broad ambit of the APA.” Id. at 481 (citation omitted). Although Goldhaber is not an appellate decision and bears some age and no progeny, this court relies on it as an accurate characterization of the AOUSC’s functions in contrast to those of the courts, as well as its role in the judicial branch.
The Ninth Circuit in Tashima characterized the AOUSC in much the same manner as Goldhaber. See Tashima, 967 F.2d at 1269-70, see also supra p. 604. The court explained that the AOUSC, which “is not an Article III entity,” “was created to perform, and historically has performed, a limited min
The Ninth Circuit’s analysis in Tashima helps to reconcile Goldhaber, holding that the AOUSC is covered by the APA, with Lifetime Communities, holding that the Judicial Conference is not. Historically, the AOUSC has performed a strictly limited administrative function. See Tashima, 967 F.2d at 1271. Because it lacks the two fundamental attributes of life tenure and guaranteed salary, the AOUSC is not an Article III entity. See id. at 1269. For these reasons the AOUSC has never, and could never, be entrusted with authority over the performance of the judicial functions reserved for Article III entities. In contrast, the Judicial Conference, discussed in Lifetime Communities, is an Article III entity. See 690 F.2d at 38-39; see also 28 U.S.C. § 331 (1994). It is exclusively composed of Article III judges. The Judicial Conference historically has performed a judicial policymaking function. Thus, although not discussing the APA, Tashima offers an assessment of the AOUSC’s functions that lends support to the distinction between non-Article III adjuncts, like the AOUSC, which fall outside the APA’s jurisdictional prohibition, and the Judicial Conference and other Article III entities, which do not.
6. Other procurement statutes
Defendant grounds a compelling argument on other procurement statutes. At least three of these statutes define the term “Federal agency,” as follows: “(b) The term ‘Federal agency' means any executive agency or any establishment in the legislative or judicial branch of the Government (except the Senate, the House of Representatives, and the Architect of the Capitol and any activities under his direction).” 40 U.S.C. § 472(b) (1994).
More recently, indeed eight months preceding enactment of the ADRA, Congress amended Title 41, entitled Public Contracts, to include the Procurement Integrity Act, 41 U.S.C.A. §§ 401-436 (West Supp.1999), which also imports the definition of “Federal agency” from 40 U.S.C. § 472(b). See National Defense Authorization Act for Fiscal Year 1996, Pub.L. No. 104-106,110 Stat. 186, § 4304(f)(3) (1996) (codified at 41 U.S.C.A. § 423(f)(3)).
These statutes, defendant argues, show that Congress has defined the term “Federal agency” to include establishments within the judicial branch. That Congress used the definition of “agency” in 28 U.S.C. § 451 demonstrates an intent to include only the listed “department, independent establishment, commission, administration, authority, board or bureau of the United States or any corporation in which the United States has a proprietary interest,” especially because the next clause reads, “unless the context shows that such term was intended to be used in a more limited sense.”
The court in Hewlett-Packard was not troubled by the nuance that 28 U.S.C.A. § 1491(b) uses “Federal agency,” as opposed to “agency,” concluding that “use of the term ‘Federal agency’ in the [1996] Tucker Act [amendments] amounts to a redundancy.” 41 Fed.Cl. at 103. Although this court agrees with the Hewlett-Packard analysis
“It is ‘a normal rule of statutory construction’ ... that ‘identical words used in different parts of the same statute are intended to have the same meaning.’ ” Commissioner v. Keystone Consol. Indus., Inc., 508 U.S. 152, 159, 113 S.Ct. 2006, 124 L.Ed.2d 71 (1993) (quoted in CUNA Mut. Life Ins. Co. v. United States, 169 F.3d 737, 741 (Fed.Cir.1999)). Here, the terms “Federal agency” and “agency” are not identical, and they appear in the same Title, but not in the same statute. Nothing in the legislative history of the ADRA illuminates why Congress, within an eight-month period, defined “Federal agency” differently in two statutes relating to bid protests.
Even though AOUSC is not subject to the Court’s protest jurisdiction, it remains subject to GAO protest jurisdiction. Therefore, AOUSC procurements will continue to be reviewable by an expert protest tribunal. Unlike the Court of Federal Claims, Congress has expressly granted the GAO protest jurisdiction over the judiciary. 31 U.S.C. § 3551; 40 U.S.C. § 472(b). As a part of the legislative branch, the GAO is wholly independent of the judiciary, and may be a more appropriate bid protest forum for that reason.
Defs Br. filed Apr. 7, 2000, at 15 n. 7. Clairvoyance and speculation are not tools of statutory construction.
If the court were to borrow the definition of “Federal agency” from the three procurement statutes in other Titles of the United States Code, the court would be ignoring the applicable definitional provision— section 451. The court must accept the ADRA amendments as enacted; they provide no definition of “Federal agency” as “agency,” leaving the court to construe “agency,” and thus do not facially signify “Federal agency” as encompassing both the legislative and judicial branches.
The preferred resolution of this issue turns on the burden of proof to establish jurisdiction, which is solely plaintiffs’. Against the principle that waivers of sovereign immunity must be strictly construed is the language of Ramcor, characterizing one phrase of the ADRA as “very sweeping in scope,” 185 F.3d at 1289, and the legislative history quoted in Hewlett-Packard, 41 Fed.Cl. at 104,
The court concludes that the term “agency” in 28 U.S.C. § 451 does not reach the judicial branch unless any of the listed entities is the agency in question. This provision lists entities that constitute an “agency,” then goes on to suggest that the definition might be limited depending on the context. At argument plaintiffs characterized the listed entities “as a laundry list, unless a more limited context is indicated.” See Transcript of Proceedings, Novell, Inc. v. United States, No. 00-66C, at 57 (Fed.Cl. Apr. 19, 2000) (“Tr.”). Intervenors rejoined that plaintiffs failed to establish that the AOUSC was an agency, or a department, or an independent
Plaintiffs’ argument for including the AOUSC as an administrative or executive agency rests on Goldhaber, in which the court held that the AOUSC was not excluded from the APA as within “the courts of the United States.” The court described “the functions of the [AOUSC as] much more akin to those of an administrative or executive agency than to those of the courts.” Goldhaber, 519 F.Supp. at 480. This court will not adopt the reasoning of an opinion that dealt with yet another definitional statute.
7. Count IV
Defendant argues that Count IV
8. Claims based on the CICA, the FAR, and the Guide in Count IV
Defendant next contends that plaintiffs’ complaint must be dismissed for failure to state a claim upon which relief can be granted because the statutes allegedly violated are not applicable to the AOUSC. While conferring jurisdiction, the Tucker Act does not create a substantive right enforceable against the United States for monetary damages. See Mitchell, 445 U.S. at 538, 100 S.Ct. 1349; Testan, 424 U.S. at 398, 96 S.Ct. 948; James M. Ellett Constr., 93 F.3d at 1541. Thus, to succeed, plaintiffs must identify a violation of an applicable “Act of Congress or any regulation of an executive department.” 28 U.S.C.A. § 1491(a)(1). Plaintiffs allege that the AOUSC’s cost evaluation violated the Competition in Contracting Act of 1984, 41 U.S.C. §§ 251-266 (1994)
Conceding that neither the CICA nor the FAR are themselves applicable to the AOUSC, plaintiffs nonetheless assert that the AOUSC referenced the FAR in the solicitation and thereby adopted the FAR for purposes of this procurement. In fact, plaintiffs show only that the solicitation referenced various discrete FAR provisions, but not ones relating to the submission or evaluation of proposals.
Plaintiffs also contend that the Guide to Judiciary Policies and Procedures, Vol. I, Ch. VIII, “Procurement, Contracting, and Property Management” (Oct. 14, 1997) (the “Guide”), which establishes the procedure for the AOUSC to conduct competitive acquisitions, can have the effect of a regulation that would bind the AOUSC. In order to determine whether an agency regulation is entitled to the force and effect of law, the Federal Circuit in Hamlet formulated the following test:
[A] regulation [is] entitled to the force and effect of law if (1) the promulgating agency was vested with the authority to create such a regulation; (2) the promulgating agency conformed to all procedural requirements, if any, in promulgating the regulation; (3) the promulgating agency intended the provision to establish a binding rule; and (4) the provision does not contravene a statute. In determining whether a provision was intended to be binding, the court should consider (a) whether the language of the provision is mandatory or advisory; (b) whether the provision is “substantive” or “interpretive”; (c) the context in which the provision was promulgated; and (d) any other extrinsic evidence of intent.
63 F.3d at 1105; see also Wolcott v. United States, 43 Fed.Cl. 581, 588 (1999) (holding personnel handbook unenforceable as regulation); Labair-Anderson, Inc. v. United States, 42 Fed.Cl. 806, 839 (1999) (holding Contract Information Bulletin did not bind agency). Therefore, to be entitled to force and effect of law, a binding agency regulation “must, at the very least, be promulgated by an agency with the intent that it establishes a binding rule. Promulgation requires some act of publication, i.e., dissemination to the public.” Labat-Anderson, 42 Fed.Cl. at 839 (emphasis added) (citing Hamlet, 63 F.3d at 1105). As defendant notes, the Guide is not published for the public, and plaintiffs have not argued that the Guide is available to the general public. Consequently, the Guide is not entitled to the force of law, and the claims based on references on the CICA, the FAR, and the Guide in Count IV must be dismissed on the merits.
9. Counts I, II, and III
Defendant’s final contention is that Counts I, II, and III
CONCLUSION
Accordingly, based on the foregoing:
1. Defendant’s and intervenors’ motions are granted. The Clerk of the Court shall dismiss the amended complaint without prejudice for lack of subject matter jurisdiction.
2. By May 5, 2000, the parties shall file requests for deletion of protected/privileged material before the court issues its opinion for publication.
IT IS SO ORDERED.
No costs.
. Intervenors’ motion to dismiss for lack of subject matter jurisdiction or, alternatively, for failure to state a claim upon which relief can be granted, incorporates by reference the factual and legal arguments made in defendant’s motion. For simplicity, the court uses "defendant” throughout this opinion to refer to the contentions of both defendant and intervenors, which are otherwise identical.
. Title 28, however, does define the unmodified term "agency.” See 28 U.S.C. § 451 (1994); Hewlett-Packard Co. v. United States, 41 Fed.Cl. 99, 103 (1998).
. Despite the universal acceptance of this proposition, Butz Engineering Corp. v. United States, 204 Ct.Cl. 561, 499 F.2d 619 (1974), appears to attempt to shift this burden. Ruling that the United States Court of Claims had jurisdiction over plaintiff’s suit against the United States Postal Service for breach of contract, the court stated: ”[W]here the agency whose operations are in dispute concededly functions as an instrumentality of the Federal Government, the burden is on defendant to demonstrate that this court is without jurisdiction to hear the claim.” Id. at 565, 499 F.2d at 622 (footnote omitted). By all accounts, this view is against the great weight of authority. See, e.g., McNutt, 298 U.S. at 189, 56 S.Ct. 780; Reynolds, 846 F.2d at 748. Significantly, the circumstances giving rise to that case are distinguishable from those at bar.
. For the reasons explained infra at pp. 611-614, the court does not follow this analysis.
. Justice Stevens, author of the Hubbard opinion, confirmed the continued viability of the "judicial function” exception in no uncertain terms — albeit in a section supported by two other justices and not joined in by the majority.
Although the judicial function exception has not been adopted by this Court, our review of Bramblett supports the conclusion that the cases endorsing the exception almost certainly reflect the intent of Congress. It is thus fair to characterize the judicial function exception as a 'competing legal doctrin[e]' that can lay a legitimate claim to respect as a settled body of law. Overruling Bramblett would preserve the essence of this doctrine and would, to that extent, promote stability in the law.
Hubbard, 514 U.S. at 713, 115 S.Ct. 1754 (Stevens, J.) (footnote and citation omitted).
. Following Hubbard Congress amended 18 U.S.C. § 1001 to cover false statements made "in any matter within the jurisdiction of the executive, legislative, or judicial branch of the Government of the United States.” 18 U.S.C. § 1001(a), as amended by False Statements Accountability Act of 1996, Pub.L. No. 104-292, § 2, 110 Stat. 3459.
. Defendant also contends that the ADRA extended the bid protest jurisdiction of the Court of Federal Claims so that it could provide relief in post-award cases as previously provided by the district court under the Scanwell doctrine. See Scanwell Lab. v. Shaffer, 424 F.2d 859 (D.C.Cir.1970). Under the Scanwell doctrine, federal district courts were authorized to review agency procurement decisions pursuant to the APA which exclude "courts” from tire definition of “agency.” The proposition that the ADRA did not expand the scope of this court’s bid protest jurisdiction beyond that previously exercised under Scanwell, however, was rejected in Ramcor. See 185 F.3d at 1289 (noting the "very sweeping” scope of the ADRA). Based on the same Scan-well argument that defendant now advances, the trial court ruled that a challenge based on violation of a procurement regulation must arise in the context of a bid protest. Defendant in this case did not cite or distinguish Ramcor, which deprived plaintiffs of the opportunity to respond to an important argument. In these circumstances the court cannot consider defendant’s argument at this time. See Ramcor Servs. Group v. United States, 41 Fed.Cl. 264, 268-69 (1998), vacated in part and aff'd. in part, 185 F.3d 1286 (Fed.Cir.1999).
. 40 U.S.C. § 472(a) defines "executive agency,” as follows: “The term 'executive agency’ means any executive department or independent estabIishment in the executive branch of the Government, including any wholly owned Government corporation.”
. 41 U.S.C. § 423(g), for example, discusses bid protests to the GAO.
. The court in Hewlett-Packard stated:
The legislative history of the ADRA clearly shows an intent to broaden this court’s jurisdiction and to make that jurisdiction coequal with the district courts. See H.R. Conf. Rep. No. 104-841, at _ (1996), 142 Cong. Rec. H11108-05, H11111 (daily ed. Sept. 25, 1996) (ADRA intended to "give the Court of Federal Claims exclusive jurisdiction over the full range of procurement protest cases previously subject to review in the federal district courts and the Court of Federal Claims[’’);] 142 Cong. Rec. S11848-01, S11849-S11850 (daily ed. Sept. 30, 1996) ( [”]For 4 years, the consolidated jurisdiction w[ill] be shared by the Court of Federal Claims and the district courts. Each court system w[ill] exercise jurisdiction over the full range of bid protest cases previously subject to review in either system. After 4 years, the jurisdiction of the district courts w[ill] terminate, and the Court of Federal Claims w[ill] exercise exclusive jurisdiction over procurement protests.”)
. One more statute is 5 U.S.C. § 5596(a) (1994), which defines the AOUSC as an agency, but distinguishes the AOUSC from "an executive agency.” 5 U.S.C. § 5596(a) defines “agency" as:
(1) an Executive agency;
(2) the Administrative Office of the United States Courts, the Federal Judicial Center, and the courts named by section 610 of title 28;
(3) the Library of Congress;
(4) the Government Printing Office; and
(5) the government of the District of Columbia.
. The Ninth Circuit referred to the AOUSC as one of “several bodies which are closely associated with Article III courts, administrative agencies ... referred to ... as 'non-Article III adjuncts.’ ’’ Tashima, 967 F.2d at 1269 (quoting Northern Pipeline, 458 U.S. at 84, 102 S.Ct. 2858) (emphasis added). In so describing the AOUSC, the court was not defining the term "agency,” or “Federal agency,” or any other term. However, to the extent that this statement may be viewed as pertinent, the definition is more akin to “Federal agency” as defined in 40 U.S.C. § 472, than "agency” as defined in 28 U.S.C. § 451.
. Originally Count III, this claim was redesignated as Count IV by the court's April 7, 2000 order.
. Originally Counts I and II, these claims were redesignated Counts I, II, and III by the court’s April 7, 2000 order.