Northwest Resource Information Center, Inc. v. Northwest Power Planning CouncilNorthwest Resource Information Center, Inc. v. Northwest Power Planning Council
Sаlmon and hydropower are the two great natural resources of the Columbia River Basin. At odds for most of this century, congressional action in 1980 injected a needed resolve into the conflict, inciting a sense of optimism. Since that time, optimism has largely given way to the dynamics of a classic struggle between environmental and energy interests. The climax of this particular struggle may well be our review of the parties’ efforts constituting what has been touted as the world’s largest program of biological restoration.
The Northwest Resources Information Center, Inc., and other environmental interests (collectively “NRIC”), the Confederated Tribes and Bands of the Yakima Indian Nation (the “Yakima Nation”), and the Aluminum Company of America and other companies purchasing power from the Bonneville Power Administration (the “Direct Service Industries” or “DSIs”) challenge the Pacific Northwest Electric Power and Conservation Planning Council’s final amendments to the Columbia River Basin Fish and Wildlife Program (the “Program” or “Strategy for Salmon”). These cases have been consolidated for decision on the petitions for review.
BACKGROUND
The flows of the Columbia River Basin
Unfortunately, “[l]ike most of the American West, the Columbia River Basin has been developed, not managed as an ecosystem.” John M. Volkman & Willis E. MeConnaha, Through a Glass, Darkly: Columbia River Salmon, the Endangered Species Act, and Adaptive Managеment, 23 Envtl.L. 1249, 1250 (1993) [hereinafter Through a Glass ]. Adverse impacts have resulted from deforestation, over-fishing, irrigation practices, mining, grazing, urbanization, and hydropower operations and devel
Smolts surviving passage through the turbines of one dam enter the large, slow-moving reservoir of water formed by the next dam. The river no longer has the strong, swift current needed to carry the smolts rapidly downstream and out to sea. It now takes young fish more than twice as long to migrate downstream as it did before the dams were built. The slower the downstream migration, the more smolts are lost to predators. Others lose the desire to migrate and become permanent residents of the river, further reducing the breeding stock that finally reaches the ocean. It is the cumulative effect of hydro facilities which is so destructive. Each facility poses a separate and sometimes different set of problems for migrating smolts, and each contributes to a cumulative deterioration of the downstream migration. Depending on flows, juvenile losses from all causes average an estimated 15 to 20 percent at each main-stem dam and reservoir complex. Mortalities as high as 30 percent per project hаve been recorded under particularly adverse conditions.
These problems occur in normal or good water years. In low or below normal water years, the problems are compounded and mortality rates for downstream migrants increase. Juvenile losses increase because of competition for available water supplies.
H.R.Rep. No. 96-976, pt. I, 96th Cong., 2d Sess., at 46, 1980 U.S.Code Cong. & Ad. News at pp. 5989, 6044 (1980); see Public Util. Dist. 1 of Chelan County, Wash.,
As a result of human activities, anadro-mous fish runs in the Columbia River Basin have dwindled from an estimated ten to sixteen million fish annually, before European settlement in the Northwest, to about two- and-one-half million today. Robert C. Loth-rop, The Misplaced, Role of Cost-Benefit Analysis in Columbia Basin Fishery Mitigation, 16 Envtl.L. 517, 522 (1986) [hereinafter Misplaced Role of Cost-Benefit Analysis ]. Of this annual loss, eighty percent is attributable to hydropower development and operation. Endangered and Threatened Species; Proposed Endangered Status for Snake River Sockeye Salmon, 56 Fed.Reg. 14,055, 14,058 (1991).
There was early recognition by some that highlight the importance of the Basin’s salmon runs. In the 1850’s, Northwest tribes ceded to the United States a total of sixty-four million acres of land in exchange for certain rights and for the exclusive use of land reservations. The tribes were careful, however, to reserve the right to continue, as they always had, to take fish at their usual fishing grounds.
In the wake of devastating losses of salmon and steelhead in the mid-1970s,
The NPA marked an important shift in federal policy. Continually declining fish runs had revealed the failures of previous legislative efforts requiring that “equal consideration” be given to fish and wildlife affected by resource exploitation. The NPA ensured the “equitable treatment” of fish and wildlife; it marked the shift of the burden of uncertainty — of proving specific harm to salmon from particular activities — from the salmon to the hydropower system, or so was its intent.
The Act created a “pluralistic intergovernmental and public review process.” Michael C. Bluxnm, Fulfilling the Parity Promise: A Perspective on Scientific Proof, Economic Cost, and Indian Treaty Rights in the Approval of the Columbia Basin Fish and ■Wildlife Program, 13 Envtl.L. 103,112 (1982) [hereinafter Parity //]. At the hub of this process, Congress established the Pacific Northwest Electric Power and Conservation Planning Council (“Council”), directing it to create “a program to protect, mitigate, and enhance” the Columbia River Basin’s fish and wildlife “to the extent affected by the development and operation” of the Basin’s hydropower system.
First, the Act expressly required “textual consistency”; that is, that its provisions, together with other applicable laws, specifically including environmental laws, be construed in a consistent manner.
Attempting to balance environmental and energy considerations, the Act states that fish and wildlife protection measures cannot jeopardize “an adequate, efficient, economical, and reliable power supply.”
Congressional mandate that the Council, once appointed and functioning, begin immediately to adopt a fish and -wildlife program, reflected Congress’s sense of urgency in the NPA; indeed, “the emphasis of the entire structure of the legislation is on prompt action.” Northwest Resource Info. Ctr. v. NMFS,
The Council promulgated the Columbia Basin Fish and Wildlife Program in November 1982.
The centerpiece of the 1982 program, however, was the Council’s response to recommended mainstem flows. Rather than adopt a “sliding scale” of flows, “the Council avoided fixed flow levels and proposed a volumetric approach”:
The Council computed the volume of flows required by the fishery coalition’s recommendations for what the Council thought was the peak of the spring downstream migration season (April 15 through June 15), then deducted the amount of water normally flowing during that period to serve power and other purposes. The difference, over 4.6 million acre feet (maf), would be made available to representatives of the fishery coalition to shape and time water flows to benefit juvenile fish migration.
Parity V, 21 Envtl.L. at 675 (footnotes omitted). The Council characterized this approach as the ‘Water Budget.” The Water Budget had the advantages over fixed flows of costing less in foregonе hydropower revenues and involving fishery managers in day-to-day system operations, but it was limited to the period between April 15 and June 15. Id. Fishery managers claimed then, as is claimed in the present petitions, that a significant proportion of the spring, summer, and fall chinook runs extend past June 15.
In 1984, the Council approved a set of comprehensive amendments. The amendments included a five-year “Action Plan” setting priorities for program measures and implementation deadlines. They also established three interim goals: (1) the increase of quality and quantity of anadromous fish produced in the Basin (by improving mainstem passage, providing Water Budget flows, protecting against adverse effects of new hydro-power development, and increasing system-wide production capability); (2) the protection of ratepayer investment in the program (by improving harvest controls and monitoring the effectiveness of program measures);
The Council adopted further amendments in 1985 and 1986, but amendments in 1987 established a new framework for implementing the program. The new framework sought greater accounting for the destructive effects of hydropower on anadromous fish at each stage of their life cycle. The new system focused on integrating into the system-wide program subbasin planning efforts designed to identify objectives and constraints on local fish production. The principal interim goal of the new system was to double the existing fish runs from approximately two- and-one-half million to five million annually.
Despite the Council’s progress in ensuring the installation of bypass systems and sufficient spills, salmon and steelhead populations generally declined through 1987. This trend continued the next three years. As a consequence, the National Marine Fisheries Service (“NMFS”) was petitioned in 1990 by special interests to list three Snake River stocks and one Columbia River stock under the ESA. Over the next two years, NMFS listed the three Snake River stocks and determined that the Columbia River stock was extinct.
The ESA proceedings spurred the region’s political leaders to convene a “Salmon Summit” in 1990 of various agencies and interested groups to develop a regional plan to end the salmon decline. While the Summit produced several interim measures, the participants returned to the Council for direction.
In 1991, the Council adopted a four-phase decision-making process to amend the fish and wildlife program. The first three phases of this process culminated in the Council’s adoption of the Strategy for Salmon in December 1992. See 56 Fed.Reg. 56935 (1992).
The Council received numerous proposals to its request for amendments to the fish and wildlife program. Fish and wildlife agencies and Indian tribes (collectively “agencies and tribes” or “fishery managers”) emphasized two points: (1) that substantial increases in Columbia River and Snake River spring and summer flows were necessary,
While fishery managers recommended significant changes — substantial increases in mainstem flows and the adoption of specific biological objectives — power interests and DSIs defended the status quo — conservative steps calculated to produce positive, albeit minor, improvements. In particular, these latter interests vigorously challenged the biological benefits of flows above 85 kefs in the lower Snake River and 200 kefs in the lower Columbia River.
During the second phase of the process, which focused on salmon survival and harvest, the Council rejected the consensus of agencies and tribes that flows should be significantly increased, and adopted flows very close to those recommended by power interests and DSIs. As for biological objectives, the Council deferred consideration until the third phase, which would deal with salmon habitat and production.
Ultimately, the Council’s Strategy for Salmon called for both immediate and intermediate-term actions to enhance salmon survival in the rivers: increased river velocities, dam screens, water spills, reduced predation, and downstream barge transportation of juveniles. With respect to increased flows, the Council adopted the following:
Immediate Actions
1.We call for increased flows in the Snake River during the spring migration aimed at providing a flow equivalent of at least 85,000 cubic-feet per second by lowering Snake River reservoirs to near minimum operating levels and providing additional water from Dworshak Dam and the Upper Snake River.
2. Brownlee Reservoir on the Snake River would be operated in a manner that assists spring-migrating salmon downstream. In addition, Idaho Power, which owns and operates Brownlee, will make water available to ensure that fall chinook redds (nests of eggs) downstream remain wet.
3. Flows in the Columbia would be aimed at providing at least 200,000 cubic-feet per second in the lowest water years. This will mean increased water storage in years when low runoff is forecast. John Day Reservoir on the Columbia would be operated at minimum irrigation pool during critical migration periods. The reservoir would be lowered to minimum operating pool as soon as irrigation systems are modified or relocated so they can operate at this lower level.
Intermediate-term Actions
1. Because the immediate measures in this strategy do not appear to be enough, in themselves, to rebuild salmon runs, we call for deeper Snake River drawdowns to begin in April 1995, unless drawdowns are shown to be economically or structurally infeasible, biologically imprudent or inconsistent with the Northwest Power Act.
2. Water efficiency improvements, water leases, additional storage, use of uncon-tracted storage space and other measureswould be utilized to provide additional water from the upper Snake River Basin.
3. Various alternatives would be evaluated for providing additional water in the Columbia to aid summer-migrating salmon.
4. The Bonneville Power Administration should begin to secure options on power-generating resources that could reduce the load on hydroelectric dams, thereby ensuring greater flows for fish.
5. Other water-saving measures should be studied as means to make more water available for fish, such as seasonal power exchanges, accelerated acquisition of energy conservation measures that could help ease the demand for electricity in the winter, and additional water from Brownlee.
6. The Fish Operations Executive Committee, created by the Council during phase two, will coordinate these river flow and temperature measures and reconcile them with other salmon recovery measures. The Fish Operations Executive Committee includes policy-level representatives of the affected state and federal agencies and Indian tribes.
7. We also call for expeditious research on the relationship between increased flows, increased water velocity and salmon survival, and will conduct a further amendment proceeding on this issue in 1993.
No obvious biological objectives were included in the Program.
Since 1980, at the latest, the debate concerning the decline of anadromous fish runs in the Columbia River Basin has revolved around the issue of river flows. Not surprisingly, how the Council’s Program addresses this primary issue is the basis for the instant petitions for review. NRIC, the Yakima Nation, and the DSIs each argue for restriking the balance between salmon and energy. Nevertheless, Petitioners find common ground in arguing that the Council failed to explain the basis for its flow decisions and failed to adopt and apply proper standards and objectives.
Standards of Review
In construing a statute, we look first to the statute’s language. California ex. rel. State Water Resources Bd. v. FERC,
Congress directed that the Administrative Procedure Act (“APA”),
We have previously considered the Cоuncil’s decisions under the APA. Seattle Master Builders Ass’n v. Pacific Northwest Elec. Power and Conservation Planning Council,
While Congress intended that this court’s scope of review of Council actions be consistent with5 U.S.C. § 706 , the Act specifically declines to require that the Council follow the hearing provisions of5 U.S.C. §§ 554 , 556, and 557, which govern formal rulemakings.§ 839f(e)(2) . Consequently, this court will use neither the substantial evidence standard,5 U.S.C. § 706(2)(E) , nor the de novo standard,5 U.S.C. § 706(2)(F) . The remaining subsection of5 U.S.C. § 706 provides that an agency’s factual findings may be set aside if arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.5 U.S.C. § 706(2)(A) . We adopt this standard of review.
Id. at 1366. Review under this standard is to be “searching and careful,” but remains “narrow,” and a court is not to substitute its judgment for that of the agency. Marsh v. Oregon Natural Resources Council,
DISCUSSION
Petitioners agree in arguing that the Council failed to explain a “rational connection between the facts found and the choice[s] made” in the Strategy for Salmon. See Motor Vehicle Mfrs. Ass’n v. State Farm Mut. Automobile Ins. Co.,
The DSIs join NRIC and the Yakima Nation in arguing that the Council failed to explаin its rationale for adopting the program measures of the Strategy for Salmon. The DSIs assert their challenge from a different perspective, however, arguing that the Council improperly tilted the balance between salmon and energy in favor of the salmon by failing to engage in a critical cost-benefit analysis of each program measure.
Responding to these challenges, the Council contends that the NPA and the record support each of the Strategy for Salmon’s measures.
I. NRIC’s and the Yakima Nation’s Petitions
NRIC and the Yakima Nation first charge that the Council’s Program failed to explain a statutory basis for its rejection of the recommendations of fishery managers as required under
The Council shall determine whether each recommendation received is consistent with the purposes of this chapter. In the event such recommendations are inconsistent with each other, the Council, in consultation with appropriate entities, shall resolve such inconsistency in the program giving due weight to the recommendations, expertise, and legal rights and responsibilities of the Federal and the region’s State fish and wildlife agencies and appropriate Indian tribes. If the Council does not adopt any recommendation of the fish and wildlife agencies and Indian tribes as part of the program or any other recommendation, it shall explain in writing, as part of the program, the basis for its finding that the adoption of such recommendation would be—
(A) inconsistent with paragraph (5) of this subsection;
(B) inconsistent with paragraph (6) of this subsection; or
(C) less effective than the adopted recommendations for the protection, mitigation, and enhancement of fish and wildlife.
This section mandates that the Council “shall explain in writing, as part of the program,” a statutory basis for rejecting the recommendations of fishery managers. NRIC and the Yakima Nation emphasize that the Council’s Program failed to explain any basis for its decisions rejecting the agencies’ and tribes’ recommendations. However, NRIC and the Yakima Nation argue that, to the extent the Council may have “explained in writing, as part of the program,” grounds for its rejection of recommendations of fishery managers, the Council failed to explain and rely
Furthermore, for a court to fulfill its function under the appropriate standard of review, it:
[M]ust be able to ascertain the reasons for an agency’s decision. [It] cannot determine whether an agency has acted correctly unless [it is] told what factors are important and why they are relevant. Therefore, an agency must provide a reasoned explanation for its actions and articulate with some clarity the standards that governed its decision.
Moon v. U.S. Dept. of Labor,
Study of the Strategy for Salmon evokes an undeniable sense of the tremendous effort and commitment invested to create such a program. The Council has the unenviable task of sorting through the multitude of diverse recommendations and compiling measures that form the framework оf an aggressive, effective, and balanced fish and wildlife program. To ensure a balance of interests in the program, the Act specifically requires the Council to explain, in the program, its reasons for rejecting recommendations. This requirement is critical to our review of Council decisions, but, more importantly, it forces the Council to hold out its final decisions and their rationale for public consideration and scrutiny. The Council neglected this mandate of the Act.
The Strategy for Salmon fails to explain the reasons for the Council’s decisions rejecting recommendations of the agencies and tribes.
The Council completed Phase Two amendments on December 11, 1991. 57 Fed.Reg. 56935, 56936 (1992). It noticed the completion of Phase Three and the adoption of the Strategy for Salmon on December 1, 1992, a year later. Id. During the interim, the Council “reopened for additional comment” its consideration of measures adopted in the first two phases. Id. Fishery managers renewed their positions during this period. The Council concluded the third phase by announcing that it “consider[ed] its September, 1992 decision [adopting the Program] to be a final decision with respect to all three phases of the salmon and steelhead amendments process, and the phase three rule su-percedes the phase one and two amendments in their entirety.” Id. (emphasis added).
This sequence of events establishes the Council’s intent that the Strategy for Salmon supercede all earlier amendments to the Program. If the Council intended otherwise, it should have specifically incorporated desired materials into the Program. The Council’s reliance here on documents expressly super-ceded by its final decision is somewhat analogous to a court’s reliance on a judicial deci
The Council emphasizes one document in particular, however, which was created during Phase Three, to demonstrate its compliance with
In sum,
' We note that the Council’s failure to comply with
NRIC and the Yakima Nation contend that the Council failed to comply with the criteria set out in
NRIC and the Yakima Nation claim that the fish and wildlife provisions of the Act and their legislative history reveal a congressional intent that the Council give a high degree of deference to fishery managers. The Council, on the other hand, argues that fishery managers are entitled to merely a nominal degree of deference, and urges that the discretion granted to it in the fish and wildlife provisions strictly limits judicial review of its decisions.
There is no question that
In Seattle Master Builders,
The preparation and consideration of the plan is a matter within Council authority over which the Act accords the Council considerable flexibility. For the same reasons that we defer to BPA expertise in construing other sections of the Act, therefore, we will defer to the Council’s interpretations of§ 839b if reasonable.
(Emphasis added). Seattle Master Builders involved model conservation standards the Council adopted in its conservation and electricity usage plan for the region. According
The power plan provisions of the Act are cast in broad terms. For instance,
These provisions grant the Council considerable flexibility in preparing a power plan; indeed, the Council’s function under these provisions is essentially legislative.
In stark contrast are the fish and wildlife provisions of
The difference between the power plan and the fish and wildlife provisions of
Although an agency’s interpretation of the statute under which it operates is entitled to some deference, “this deference is constrained by our obligation to honor the clear meaning of a statute, as revealed by its language, purpose, and history.” Internаtional Broth. of Teamsters, Chauffeurs, Warehousemen and Helpers of America v. Daniel,
We conclude that
A. measures which can be expected to be implemented by the Administrator, using authorities under this chapter and other laws, and other Federal agencies to protect, mitigate, and enhance fish and wildlife, including related spawning grounds and habitat, affected by the development and operation of any hydroelectric project on the Columbia River and its tributaries;
B. establishing objectives for the development and operation of such projects on the Columbia River and its tributaries in a manner designed to protect, mitigate, and enhance fish and wildlife; and
C. fish and wildlife management coordination and research and development (including funding) which, among other things, will assist protection, mitigation, and enhancement of anadromous fish at, and between, the region’s hydroelectric dams.
The Council “shall [then] determine whether each recommendation received is consistent with the purposes of this chapter.”
Congress’s intent is manifest in the NPA’s legislative history. Representative Dingell, one of the NPA’s principal sponsors, emphasized, “[c]learly, the [C]ouncil should rely heavily on the fish and wildlife agencies of the State and Federal Governments and not try to become a superfish and wildlife entity.” 126 Cong.Rec. E10683 (1980). The House Committee on Interstate and Foreign Commerce stated:
It has been suggested that the terms “protect, mitigate, and enhance” should be defined. The Committee did not choose to do so in recognition of the fact that these terms are not new to those concerned with this resource, and because such a definition might later prove more limiting than anticipated.
H.R.Rep. No. 96-976, pt. I, 96th Cong., 2d Sess., at 57 (emphasis added).
Hence, Congress realized that furtherance of the purpose of the Act, that fish and wildlife be on a par with energy, required that the Council defer to the recommendations of agencies and tribes. Of course, the reason for this deference to fishery managers is their unique experience and expertise in fish and wildlife. Congress intended that the Council not simрly tap this resource of information and advice, but that it “heavily rely” upon it.
In promulgating
In light of the NPA’s legislative history and text, it follows that fishery managers, as well as the Council, be given deference in interpreting the fish and wildlife provisions of the Act. This conclusion is consistent with our holding in Public Util. Dist. 1,
The Council’s contention that
We next turn to the nature of the
The criteria in
The legislative history is also helpful in characterizing the nature of the criteria in
[Sjets substantive entena for measures included in the, program. The criteria include: (1) complementary with other related efforts; (2) scientific support; (3) minimization of costs, not absolutely but for any given biological objective; (4) consistency with the legal rights of Indian tribes; and, in the case of anadrоmous fish, (5) provision for flows between such facilities to improve production, migration and survival of such fish as necessary to meet sound biological objectives.
H.R.No.Rep. 96-976, pt. II, 96th Cong., 2d Sess'., at 44 (emphasis added). The House Committee on Interstate and Foreign Commerce added that “[a]ny determination [under
Finally, we previously decided that other provisions of
The Council shall include in the program measures which it determines, on the basis set forth in paragraph (5), will—
(A) complement the existing and future activities of the Federal and the region’s State fish and wildlife agencies and appropriate Indian tribes;
(B) be based on, and supported by, the best available scientific knowledge;
(C) utilize, where equally effective alternative means of achieving the same sound biological objective exist, the alternative with the minimum economic cost;
(D) be consistent with the legal rights of appropriate Indian tribes in the region; and
(E) in the case of anadromous fish—
(i) provide for improved survival of such fish at hydroelectric facilities located on the Columbia River system; and
(ii) provide flows of sufficient quality and quantity between such facilities to improve production, migration, and survival of such fish as necessary to meet sound biological objectives.
We now focus on each of the criterion in this provision.
The first criterion requires that measures “complement the existing and future activities of the Federal and the region’s State fish and wildlife agencies and apрropriate Indian tribes.”
A major contention in the case concerns the adequacy of NMFS’s 1993 Biological Opinion. The district court, experienced in these particular matters, granted Idaho’s summary judgment, finding that the Biological Opinion was “arbitrary and capricious and otherwise not in accordance with the meaning and underlying purposes of the Endangered Species Act, § 7(a)(2), with respect to the chosen jeopardy standard and their consideration of reasonable and prudent alternatives to avoid jeopardy.” Id. at 900. The court commented:
In this instance, I think the choice is clear and that I have a rare opportunity to tell all of these players (save a few government agencies) that, at least with respect to broad points of agreement regarding the standard by which NMFS measures success, they are all absolutely right.NMFS has clearly made an effort to create a rational, reasoned process for determining how the action agencies are doing in their efforts to save the listed salmon species. But the process is seriously, “significantly,” flawed because it is too heavily geared towards a status quo that has allowed all forms of river activity to proceed in a deficit situation — that is, relatively small steps, minor improvements and adjustments — when the situation literally cries out for a major overhaul. Instead of looking for what can be done to protect the species from jeopardy, NMFS and the action agencies have narrowly focused their attention on what the establishment is capable of handling with minimal disruption.
I fully recognize that stability and recovery are two distinct legal concepts under the ESA. However, in examining the circumstances that confront listed Snake River salmon — the myriad of both human-induced and natural contributions to mortality, their unique life-cycle and geographic range — the two concepts are in many instances virtually indistinguishable. Where stability ends and recovery begins is a crucial question which must be fully explored by the federal defendants in examining what changes can be made to river operations to avoid what many commentators believe will be the inevitable extinction of these species.
Id.
Idaho Dept, of Fish and Game is relevant to the instant case not just because it involves, ultimately, the same issue — what to do about preserving and restoring the salmon — but because it urges policy and operations in a direction away from the status quo towards affirmative action. NRIC and the Yakima Nation press for the same direction from the Council, the instant case being their vehicle for doing so. While we do not now decide whether the Council’s measures complement existing and future activities of fish and wildlife agencies and Indian tribes in the ESA actions, the Council’s rejection of the agencies’ and tribes’ consensus as to increased flows and biological objectives does not appear to square well with these efforts.
The second criterion requires that measures be based on and supported by the “best available scientific knowledge.”
The third criterion requires that alternative measures be evaluated for effectiveness in achieving sound biological objectives.
NRIC and the Yakima Natiоn claim that the Council failed to adopt sound biological objectives.
NRIC’s and the Yakima Nation’s instant claim was markedly described earlier by the Fish and Wildlife Service (“FWS”) when it commented on the final amendments to the Program:
In establishing its rebuilding targets and rebuilding schedules, the Council projected run sizes for spring and summer chinook from several different management options which incorporated different rebuilding activities. The projections or rebuilding targets rely on arbitrary estimates of benefits of different actions such as improved dam passage survival, transportation, predator removal, and habitat improvements which are difficult or impossible to measure. This approach ignores the underlying production potential of the stocks which should be the basis for your rebuilding objectives.
Instead of basing your objectives on arbitrary estimates of the cumulative benefits of different, rebuilding activities, we recommend that the Council establish measurable or directly estimable biological objectives such as recruits per spawner, smolt-to-adult return to individual subba-sins and to the Columbia River mouth, adult passage conversation rates, and water particle travel times. This approach would provide a strong biological foundation for the Council’s objectives and provide a more direct means to measure progress. The Council should rely heavily on the chinook analytical framework being developed by the states and tribes to accomplish this task.
(July 1992 letter from the Regional Director of FWS to Ted Hallock, Chairman of the Council). We are persuaded that the Program fails to incorporate the sound biological objectives contemplated in the Act. For instance, the goal of doubling population is a policy statement; to that end, it is an untell-ing policy statement because it sets no firm deadline for attaining the goal. The policy’s statement of direction and philosophy is a far cry from the specificity of a discrete biological objective. This is also true with respect to the rebuilding targets and performance standards in the Program. Moreover, none of these framework elements appear to have guided the Council in evaluating alternative recommendations and measures; rather, the Council utilized these elements to convey and estimate the effectiveness of measures already adopted. Indeed, the record evidences the Council’s intent ultimately to refrain from specifically adopting biological objectives. The Council’s post hoc adoption of the doubling goal, rebuilding targets, and performance standards as sound biological objectives, despite the recommendations of agencies and tribes, ignores the purposes and requirements of
The fourth criterion requires that measures “be consistent with the legal rights of appropriate Indian tribes in the region.”
The last criterion addresses the particular needs of anadromous fish. It requires that measures provide “improved survival of such fish” at hydropower facilities,
In justifying its decisions with respect to flows, the Council relies heavily on the NMFS’s 1992 Biological Opinion to argue that the Program’s flows are of sufficient quality and quantity to comport with the NPA. The opinion, however, is not nearly so reassuring. The NMFS considered the Council’s overall plan for 1992 operations only. The opinion states:
[W]e conclude that the proposed operations are not likely to jeopardize the continued existence of listed or proposed salmon species. Nonetheless, we are concerned that if operation of FCRPS continued as is proposed for 1992, it would not be sufficient to reverse the decline over one life cycle of the salmon; therefore, additional steps will likely be needed in 1993 and future years. We should begin discussions on 1993 operations immediately.
The NMFS found that 1992 operations under the plan’s Strategy for Salmon were not likely to retard survival further or to preclude any progress “toward reversing the decline of listed and proposed species.” The NMFS recognized two things, however: (1) that the plan, as it related to endangered fish, did little more than maintain the status quo and (2) that the status quo was insufficient to maintain listed runs in future years. We do not take this opinion as either dispositive authority of the Council’s Program, or even as NMFS’s stamp of approval.
Significantly, the Council staffs analysis in November 1991 concluded that stocks with low productivity would “probably decline to extinction” with the Program’s measures. The staff further concluded that with the Program’s measures, “medium productivity stocks appear to stabilize but not rebuild. Rebuilding is seen only for those stocks in the best habitat that are presently limited only by passage survival rate.”
Both the NMFS’s 1992 Biological Opinion and the Council staffs analysis undermine, rather than bolster, the Council’s assertion that the Program is unquestionably consis1 tent with the purposes of the fish and wildlife provisions of the Aсt.
We recognize the standards in
Finally, NRIC complains that the Council may not be “committed” to implementing the Program’s intermediate-term actions. The Council admits in the Strategy for Salmon that immediate measures with respect to river flows “do not appear to be enough, in themselves, to rebuild salmon runs.” Such disclaimers have been a common element of the Program since the Council first adopted a general plan in 1982.
II. The DSIs’ Petition
The DSIs complain that the Council violated the NPA by failing to conduct a critical
The NPA requires, in part, that the overall Program assure the region “an adequate, efficient, economical, and reliable power supply.”
The DSIs argue that these two provisions combine to require the Council to engage in a critical cost-benefit analysis of each of the Program’s measures; that is, an evaluation of whether each of the Program’s measures imposes costs on the hydropower system that exceed the fish mitigation benefits each measure should achieve. The Council counters that it must only evaluate the costs of the fish and wildlife Program to ensure that the Program does not undermine the region’s power supply.
Program costs, generally, were addressed by Congress prior to enacting the NPA. The House Committee on Interstate and Foreign Commerce stated:
Some power losses, with resultant loss in revenues, may be inevitable at times if these fish and wildlife objectives are to be achieved. Such losses, however, should not be a burden on the consumers of the region. The objective, however, should be to avoid, or at least minimize, losses, while meeting fish and wildlife needs....
At the same time, the Committee does not intend that [the terms ‘protect, mitigate, and enhance’ fish and wildlife] be construed in broad terms that biological and economic considerations will be totally ignored. They must be considered. However, cost should not be a deterrent if a fish and midlife need might be sacrificed to save dollars.
H.R.No.Rep. 96-976, pt. I, 96th Cong., 2d Sess., at 57 (emphasis added). The Committee further noted that:
The third purpose [of the Act’s fish and wildlife provisions] is that the BPA customers and the consumers of those customers will continue to pay all of the costs necessary to produce, transmit, and conserve resources to meet the region’s electric power requirements. These costs include those related to fish and wildlife.
Id. at 49 (emphasis added).
We conclude from our study of
Finally, engaging in a critical cost-benefit analysis of each program measure intended to protect, mitigate, and enhance fish and
The DSIs also complain that the Strategy for Salmon’s economic impact imposes unreasonable burdens on the hydro-power system, violating the NPA. To the extent the DSIs challenge specific measures under the criterion in
The DSIs’ last contention is that the Program’s reservoir drawdown measures are contrary to the Act. Specifically, they challenge the Council’s expressed intent to implement the drawdown strategy unless it was shown to be “structurally or economically infeasible, biologically imprudent.” The DSIs believe the Act imposes a stricter standard for adopting program measures than simply determining whether they are “infeasible” or “imprudent.” The DSIs ignore, however, the language of the drawdown measure that reservoir drawdowns will be rejected if they are “inconsistent with Sections 4(b)(5)— (7) of the Northwest Power Act.” This contention lacks merit.
CONCLUSION
The NPA adopted fish and wildlife restoration as a primary goal, leaving to the Council and interested parties the onerous burden of deciding how to restore such resources. In doing so, the Act placed a premium on prompt action, allowing decisions to be made on the best available scientific knowledge. It also limited the role of economic considerations in decision-making. Most importantly, however, the Act acknowledged fish and wildlife as an irreplaceable finite resource.
Unfortunately, the record reveals few profound successes resulting from these innovations in thinking. The Council’s approach seems largely to have been from the premise that only small steps are possible, in light of entrenched river user claims of economic hardship. Rather than asserting its role as a regional leader, the Council has assumed the role of a consensus builder, sometimes sacrificing the Act’s fish and wildlife goals for what is, in essence, the lowest common denominator acceptable to power interests and DSIs. The Council has failed at least two rеquirements of the NPA in its process, as well as
Notes
. See Kai N. Lee & Jody Lawrence, Adaptive Management: Learning From the Columbia River Basin Fish and Wildlife Program, 16 Envtl.L. 431, 441 (1986) [hereinafter Adaptive Management].
. Two intervenors have filed briefs: the United States Government and the State of Idaho. The United States intervened to clarify the potential impact these actions have on various Government agencies and other proceedings under the Endangered Species Act. The State of Idaho intervened to protect its interest in Snake River salmon and steelhead runs in Idaho, most of which are in serious decline.
. The Columbia River Basin is comprised largely of the Columbia River and its largest tributary, the Snake River. Geographically, management of the Basin most directly affects Idaho, Montana, Oregon, Washington, and our northern neighbor, Canada.
. The Columbia River Basin produces steelhead trout and four principal species of salmon: chi-nook, sockeye, coho, and chum. When discussing salmon species, biologists distinguish them by "seasonal races” or “runs” and "tributary stocks” and river “substocks.” Thus, the Snake River fall chinook is a fall race and a Snake River stock.
. Collectively, the steelhead and salmon are "anadromous” fish; that is, "any fish which spawns or is artificially produced in frеshwater, reaches mature size while rearing in saltwater and returns to freshwater to reproduce." United States v. Washington,
. In Washington v. Washington State Commercial Passenger Fishing Vessel Ass'n,
. Pub.L. No. 75-329, 50 Stat. 731 (1937) (codified as amended at
. Between 1973 and 1977, low flow years for the upper Columbia River Basin, virtually the entire flow was put through the turbines of the main-stem dams. This resulted in estimated losses of ninety-five percent of the salmon and steelhead in 1973 alone. H.R.Rep. No. 96-976, pt. I, 96th Cong., 2d Sess., at 47.
. The Coordination Act continued the emphasis, from the late 1930s, on hatcheries as a means to compensate for fish and wildlife losses. As a consequence, the focus was on procurement of substitute resources rather than minimizing adverse impacts on the environment.
. See, e.g., 126 Cong.Rec. E5105 (Rep. Dingell) ("[I]n developing the program, the Council and BPA should not slight wildlife needs. The fishery needs are important. Much emphasis in consideration of this legislation was on the anadromous and other fishery resources. However, from the beginning of our consideration of the bill in the House, we have stressed the need to protect, mitigate the adverse effects on, and enhance both fish and wildlife.”); 126 Cong.Rec. H10680 (Rep. Dingell) ("The conservation and enhancement of the great migratory fish and wildlife populations of the. Pacific Northwest, something of great concern to the sportsmen and conservationists of this Nation, are, for the first time, a matter of urgent priority under this legislation. They are place [sic] on a par with other purposes for Federal facilities in this area. If the fish populations of the Pacific Northwest are to be restored to the sportsmen, the Indians and the commercial fishermen, this is the mechanism which will do it.”); 126 Cong.Rec. H2062 (Rep. Bonker) (“Federal management of the Columbia River should be conducted so as to optimize production of salmon and steelhead as well as hydroelectricity.”); 126 Cong.Rec. H9846 (Rep. Lujan) ("The concept that protection, mitigation and enhancement of fish and wildlife while assuring an adequate, efficient, economical and reliable power supply is the most basic principle in developing the program. It is particularly important that this concept be recognized whenever a program is developed that is likely to be implemented before a plan is developed or amended.”); 126 Cong.Rec. H9848 (Rep. Dingell) (“Thd bill contains provisions relative to fish and wildlife on the Columbia River and its tributaries. These provisions will assure that the power-planning decisions [sic] fish and wildlife concerns are adequately met. Fish and wildlife, for the first time in this region, will be treated on a par with power and other purposes.").
. 5 The Act allows the States of Idaho, Montana, Oregon, and Washington to each appoint two persons to serve on the Council.
. Specific measures were to satisfy, in addition to other criterion, river flows of sufficient quality and quantity to improve production, migration. and survival of anadromous fish.
.It is worth noting the statute assures a "power supply” not a "hydropower supply.” This highlights, again, conservation and the development of other resources as purposes of the NPA.
. The four federal water managers who affect Columbia River flows are BPA (as marketer of federal hydropower), the U.S. Army Corps of Engineers (as operator of most of the mainstem federal dams), the Bureau of Reclamation (as operator of several large storage dams, including the Grand Coulee Dam), and the Federal Energy Regulatory Commission ("FERC”).
. See
.Other important recommendations included installation of juvenile bypass systems in each dam; interim spills at mainstem dams (until bypass systems were installed); research on the causes and solutions to predation and residual-ism; improved upstream adult passage; and increased effectiveness of both natural and hatchery production.
Spills are the most biologically benign way of safely passing fish at dams, but the water cannot then be utilized to generate power because it is not passed through the dams' turbines. Spills, therefore, have generally been considered an interim measure. Bypass systems, on the other
Another notable aspect of the recommendation was the coalition's rejection of transportation by truck or barge of juvenile fish around dams as an alternative to enhanced streamflows.
. The coalition estimated mortalities of more than ninety percent if the flows fell below 220 kefs.
. Because of the lack of scientific certainty upon which to base decisions and the Act's bias toward action, the Council adopted "adaptive management” as a conceptual approach and strategy for implementation:
As a conceptual approach, it sets a scientifically sound course that does not make action dependent on extensive studies. As a strategy of implementation, adaptive management provides a framework within which measures can be evaluated systematically as they are carried out.
Adaptive Management at 442 (emphasis added). “The central point [of this approach] is learning.” Kai N. Lee, Rebuilding Confidence: Salmon, Science, and Law in the Columbia Basin, 21 Envtl.L. 745, 781 (1991) [hereinafter Rebuilding Confidence ].
.See Michael C. Blumm, Implementing the Parity Promise: An Evaluation of the Columbia Basin Fish and Wildlife Program, 14 Envtl.L. 277, 291-92 n. 58 (1984) [hereinafter Parity III] (BPA's allegation that funding the goals study proposed by the fishery agencies and tribes was "unacceptable to BPA management" and "not consistent with ratepayer interests” because it
. This goal was based on the Council’s 1986 losses study, which estimated that the hydropower system was responsible for five to ten million fish lost each year. Although the Council fixed such losses at eight million fish annually, it adopted the lesser goal of five million on the grounds that socioeconomic and biological conditions reduced the possibility of restoring runs to greater levels.
. The Council recognized the importance of preserving the genetic diversity of individual fish runs. For a discussion of the importance of genetic diversity in the Basin's salmon and steel-head, see Michael L. Goodman, Comment, Preserving the Genetic Diversity of Salmonid Stocks: A Call for Federаl Regulation of Hatchery Programs, 20 Envtl.L. Ill (1990).
. For the ESA decisions by NMFS, see 56 Fed. Reg. 58619 (1991) (Endangered Status for Snake River Sockeye); 57 Fed.Reg. 14653 (1992) (Threatened Status for Snake River Spring/Summer and Fall Chinook); 56 Fed.Reg. 29553 (1991) (lower Columbia River Coho).
.The Columbia Basin Fish and Wildlife Authority (“CBFWA"), a fisheries coalition, proposed the "optimal" flows first recommended in 1981 by agencies and tribes (140 kefs in the Lower Snake River and 300 kefs in the Lower Columbia River), the major difference being the "sliding scale” proposed in 1981 versus the fixed flows proposed in 1991. See CBFWA, the Biological and Technical Justification for the Flow Proposal of the Columbia Basin Fish and Wildlife Authority (Feb. 1991). [Petitioners’ Joint ER at 140-203J The Council and others took the position that such flows were virtually impossible because of the lack of water in the Water Budget to perform the augmentation. In response, the State of Idaho and other entities developed a strategy called mainstem reservoir drawdown as a means to meet the CBFWA optimal flows, often referred to as the “Idaho Drawdown Plan."
Drawdowns are releases of water that reduce the cross-section of rivers by lowering water levels in mainstem reservoirs. The result is increased velocity of the streamflow with less water than flow augmentation would require. Most salmon advocates supported the combination of the CBFWA flows and the Idaho drawdown plan, even though the resulting flows still fell short of
. Particle travel time was recommended as a method to measure smolt travel time and survival because it lends itself well to models and monitoring. This method, however, is based upon a causal relationship between smolt travel time and survival, which is a hotly contested issue in this case; the Council and DSIs rely on studies significantly downplying the importance of flows, finding faster flows as merely an unremarkable factor in travel time compared to fish size, the level of smolt development, food availability, competition, and predation pressure. Interestingly, the Council has strongly resisted calling for significantly higher flows for a designated period to study their effects. At any rate, the point of particle travel time is to measure the velocity of the river, as opposed to the volume of water. Velocity can be achieved either by increasing flow rates (augmentation), or reducing the cross-section of rivers by lowering water levels in mainstem reservoirs (mainstem reservoir drawdown). It is also worth pointing out that Idaho (
. NRIC and the Yakima Nation support the CBFWA optimal flows in conjunction with the Idaho Drawdown Plan. The Yakima Nation stresses that the Council failed to provide adequate flows to protect Snake River fall chinook, as compared to spring and summer runs; in other words, the Program overemphasizes flows on the lower Snake River from April 16 through June 15.
NRIC and the Yakima Nation also unite in asserting that the flow measure period must not end until much later in the summer if it is to effectively protect spring, summer, and fall runs. The timing of the measures is a critical issue because high power needs in the winter pressure the hydropower system to store water in its reservoirs during spring and summer. Thus, the greatest need for flows by salmon and energy occur at virtually the same time each year.
.As
. That Congress meant precisely what it stated in
. The parties focus on Volume II of the Strategy for Salmon, which contains the Program's measures. Volume I is an overview of the Program. Volume II discusses in greater detail the conclusions and recommendations of Volume I.
. We note that none of the documents referred to by the Council explain a statutory basis for the Council's rejection of recommendations of fishery managers.
. The Yakima Nation and Council engage in a protracted argument over whether
. In support of its contention that the criteria are not substantive, the Council cites a remark by Representative Dingell:
These criteria are intended to provide guidance to the [C]ouncil and are not intended to provide a legal basis for challenging the program of the [C]ouncil. For example, it is clear thatthe criterion that the measures be based on, and supported by, the best available scientific knowledge requires a certain amount of judgment by the [C]ouncil with the help of the fish and wildlife agencies in determining whether or not the measures mеet this kind of test.
126 Cong.Rec. H10683 (1980). Representative Dingell's remark that the Council has “a certain amount of judgment” in making determinations under
Moreover, with respect to Representative Din-gell’s suggestion that determinations under
For purposes of sections 701 an 706 of Title 5, the following actions shall be final actions subject to judicial review—
(A) adoption of the plan or amendments thereto by the Council undersection 839b of this title, adoption of the program by the Council, and any determination by the Council undersection 839b(h) of this title.
(Emphasis added).
. That the Council must adopt sound biological objectives is certainly implied if not expressly required in
. Particularly noteworthy is a report to NMFS by Hydrosphere Resource Consultants in which there is support for the fishery managers' contention that the CBFWA flows in combination with the Idaho Drawdown Plan are attainable without material harm to the hydropower system. Hydrosphere Resource Consultants, Water Supplies to Promote Juvenile Anadromous Fish Migration in the Snake River, January 1991 (NMFS Contract No. 50ABNF900105).
. For example, the Water Budget has often gone unimplemented because of the priority power managers have given power sales and the Council’s reticence to assert itself. See Parity V, 21 Envtl.L. at 688-90; Parity TV, 16 Envtl.L. at 494-501. Also, the record indicates that several deadlines since late 1992 have passed with little or no action.
. See American Textile Mfrs. Inst. v. Donovan,