*1 opinion had been until after Not
initially prepared its author aware Fifth Circuit decision of the Foods, Inc., 434 v. L. R. B. Southern
N. Oosterhout, Judge, dis- Circuit Van Judge Dyer’s opinion F.2d 717 opinion. filed an sented and ex- fully supports the conclusion therein pressed herein. Region- by the conducted
The election hereby set aside. Director is
al Judge (spe-
THORNBERRY, Circuit
cially concurring): agree that the Board’s order should
I enforced, and therefore concur
not be result. POWER COM-
NORTHERN STATES PANY, Appellee, MINNESOTA,
The STATE the Minne- OF al., Agency, sota Pollution Control et Appellants.
No. 71-1093. Appeals,
United Court of States Eighth Circuit.
Sept. 7, 1971. *2 regulate ra- pre-emption to
doctrine of releases from nuclear dioactive waste power plants to the exclusion District Court The United States states. answered District of Minnesota for the affirmatively for decision is here and its affirm. We review. August in suit was commenced
This
by plaintiff-appellee, Northern
Company,
re-
hereinafter
Power
States
against
Northern,
the State
ferred to as
Minnesota,
Minnesota Pollution
director,
Agency
Agency
Control
members,
secretary
all hereinafter
Minnesota.
Northern
referred
to as
sought
declaring
judgment
Minnesota
a
regulate
authority to
radio-
to be without
the environ-
releases
active waste
Atty.
Johnson, Sp.
Asst.
Northern’s Monticello
Robert
ment from
G.
Atty.
Gen.,
Spannaus,
power plant.
Gen.
Warren
Deputy
George Reilly,
Minnesota,
Chief
agreed
parties
It was
between
Minn.,
ap-
Atty.
Minneapolis,
for
Gen.,
dispute;
no factual
issues were
pellants.
controversy
on the
decided
should be
Dorsey,
Schwartzbauer,
Edward
J.
stipulations
of oral and written
basis
Halladay,
Marquart, Windhorst, West &
briefs;
upon
the sole
and that
Hempel,
Nel-
and Donald E.
William J.
determined was whether
issue to be
son,
Minn.,
appellee.
Minneapolis,
through
government,
United
Atty.
Burch,
Mary-
Francis B.
Gen.
Commission
States
Atty.
land,
Downs,
Thomas M.
Asst.
(hereinafter AEC),
au-
had exclusive
Mary-
Annapolis, Md.,
Gen.,
for State of
thority to
the radioactive waste
land, amici curiae.
so
releases from nuclear
exercising
preclude
Atty.
Minnesota from
Jeffords,
James M.
of Ver-
Gen.
authority
any regulatory
Vt.,
mont, Montpelier,
amicus curiae of
discharges
grant-
the Monti-
opposition
lease of such
Vermont
ing
plant.
requested
December
appellee’s
cello
On
relief
com-
Judge
plaint.
filed a memorandum
Chief
Devitt
opinion
declaration
favorable
Atty. Gen.,
Kelley,
Frank J.
Robert A.
reported at
decision
Northern.
This
is
Derengoski,
Gen.,
Maslow-
Sol.
Jerome
appeal
F.Supp.
is from
This
172.
Gen.,
ski,
Carrier,
Attys.
J.
Asst.
Francis
judgment
March
entered on
the final
Lansing, Mich., amici curiae of Michi-
gan Department
of Natural Resources
is a
facts
Northern
Michigan
The relevant
are:
Department
of Public
engaged
corporation
Health.
transmission,
production,
generation,
Judge,
MATTHES,
Before
Chief
power in
of electric
distribution and sale
BRIGHT,
Dakota,
VAN
Minnesota,
OOSTERHOUT
North
States
Judges.
Circuit
also
Wisconsin
Dakota
South
wholly-owned subsidiary.
through
It
a
Judge.
MATTHES, Chief
engaged
undisputed
is
that Northern
question posed by
action was
central
this liti-
This
in interstate
commerce.
gation
spawned by
facili-
the nuclear utilization
whether
United States Gov-
authority
consisting
ty
electric
ernment
a nuclear-fueled
sole
under the
plant
Act,
generating
amended,
together
on the banks
located
Monticello,
legislative
history,
Mississippi River near
evince
clear
Wright County, Minnesota.
Construc-
intent
the AEC have
plant
autho-
Monticello
control over
permit
regulation.
provisional
disputed
support
issued
rized
field of
*3
19,
by
pursuant
to
1967,
position
pre-emption,
the AEC
of its
federal
June
of
104(b)
argues
develop-
of the Atomic
that
Section
Northern also
the
(42
1954,
energy
amended
Act of
U.S.C.
and
is
ment
utilization of nuclear
2134(b)),
regulations
demanding
contained
policies
and the
and
an area
uniform
only properly
in 10 C.F.R. Part 50.
ef-
controls which can
on a
fectuated
national scale.
applied
Northern
to the Minnesota
Agency
appropriate
Pollution Control
for a waste
the
It
that
observe
disposal permit
plant.
question
pre-emption
for the Monticello
the
of federal
20,
subject
May
subject
It was issued
first
matter
involved is one of
regulating
specified
appellate
level
impression
conditions
the
federal
liquid
gaseous
and
dis-
that
of radioactive
realize too
our decision
courts. We
charges
monitoring
requiring
pro-
relationships
and
may affect
future
between
public utility
grams
com-
for the detection of such releases.
states and other
other
evolutionary
imposed by
panies
the still
The
Minnesota
enter
conditions
who
as,
energy produc-
embrace the same area
but are sub-
nuclear
reactor
field of
stringent
stantially
than,
many
in
im-
filed
those
amici briefs
tion.
by
helpful
in
posed
appeal
only
the
under
law.
not
been
AEC
the federal
this
have
case,1
January
have
this
the
issued a
but
On
our consideration
widespread
provisional operating
North-
an
the
license to
indicator of
served as
litigation.
currently
generated
by
under
ern
which Monticello is
interest
this
apart
cognizant
operating.
purposes
pertinent,
Finally,
that
For
we are
here
acting
controlling
significant
undisputed
le-
and
it is
that Northern is
the
appeal
compliance
gal
issue,
of this
in
with all federal
laws
the
currently
safety requirements
collaterally pervaded by
com-
the
with
concerning
need
pelling
the
of the AEC.
controversies
burgeoning
supply power
an
ever
urging
reversal
the district
newly
coupled
rec-
population,
the
judgment,
court’s
Minnesota asserts
maintaining
ognized importance
the
of radioactive waste
the
ecological
and also with
balance
leases to the
the
environment
is within
problems
the
in
Pandora’s box
whole
under
the
State’s
traditional
relationships
area of federal-state
protect
pro-
Tenth
Amendment
responsibilities.
general
the health,
mote
wel-
pre-emption
of federal
doctrine
vig-
fare of its citizens. Minnesota also
VI,
2 of
Clause
its roots in Article
orously
the
Ener-
maintains
Constitution,
the “Su-
the
States
United
gy
amended,
Act of
ex-
neither
Clause,”
premacy
elevates
pressly
impliedly
pre-empts
nor
the
It
above
States.
law
authority to
State’s
radioactive
:
vides
power plants.
waste
releases
Finally,
Constitution,
Laws
if
“This
contends
even
made
pre-empt
which shall be
did intend to
United States
thereof;
regulation,
Trea-
pre-
all
area of
in Pursuance
would not
made,
made,
un-
clude
ties
shall be
concomitant
or which
Authority
support
Conversely,
the United
the dis-
der
State.
supreme
judgment,
Law
States,
trict
shall
court’s
Northern asserts
be the
Wisconsin,
support
Wisconsin
1. Amici
curiae briefs
of Minne
State of
Society
Engineers,
Michigan
of Professional
sota have been filed
De
Maryland
partment
Illinois,
the State of
of Natural
State
Resources
Michigan
Health,
Department
the State of Vermont.
of Public
Judges
every
Land;
exclusive,
conferred
it shall
then
any
thereby,
there is no doubt but
that states cannot
be bound
shall
State
Thing
supplementary
or Laws
exert
concomitant
in the Constitution
Contrary
any
notwith-
the identical
to the
standing.”
Hussey,
activity. Campbell v.
7 L.Ed.2d
hand,
under
Tenth
On
other
(1961);
Rice v. Santa Fe Elevator
Constitution
“[t]he
Amendment
Corp., supra,
U.S. at
67 S.
powers
delegated
to the United
Ct.
U49 agreement assumption language not entered into turn-over (b) provides the AEC. subsection that with “[d]uring agree- the duration such an concerned here with We recognized ment it is that shall State (c) prohibits 2021 which subsection § authority regulate have the materials discontinuing from its authori the AEC agreement protec- covered for the ty responsibility respect with tion of the health and from specified certain activities (Emphasis sup- radiation hazards.” including opera “the construction plied.) Manifestly, if states at production any tion of or utilization fa possessed jurisdiction time concurrent cility,” which would include the dis regulate radiation hazards associated charge of radioactive effluents materials, with these it would have been plant.6 facility However, or unnecessary Congress affirmatively for interprets only pro this subsection recognize regulatory authority their hibiting relinquishment total the fed compact virtue aof state-federal eral over nuclear authority to limit their for the duration plants, but does view the concurrent provisions of and to the such exercise of state control over nuclear fa agreement. language Secondly, the being § cilities as forbidden the Act. repeatedly to a “discontinu- refers agree po- We cannot with Minnesota’s ance” of the Commission’s pow- sition that dual control over atomic authority or or the “retention” “con- er and the level of effluents dis- authority tinuation” in some areas. charged permissible therefrom is under Also, (k) provides that “[n]oth- the Act. While the 1959 amendment ing in this section shall be construed does not use the terms “exclusive” or authority to affect describing existing regulatory “sole” in regulate agency local activities responsibilities Commission, purposes protection against other than abundantly think clear that the whole (Emphasis sup- radiation hazards.” upon tone amendment, of the 1959 exam- plied.) statutory language alone, ination of the Congressional recognition demonstrates view, provision il- In our further possessed AEC at recognition time lustrates regulate sole possess radiation haz- no au- the states intention source, ards by-product, associated thority un- hazards special nuclear materials and with pursuant of an execution less *7 production and utilization agreement surrendering facilities. Of federal control particular importance categories demonstrating authorized un- in the three over you question “Coming 6. There can asked be no doubt the but that to Ramey Director, opera- before, control over “the [Executive construction Mr. any production Committee], purpose tion of the of or utilization fa- Joint cility” necessarily provision includes control to retain under Commission over operation discharged the radioactive effluents the of from the control plant operation. could incident to not feel that we its In did reactor. We analyzing (1) pieces, 2021(c) Hearings up begin into so § the cut to speak. discharge before the Joint Committee on The of effluent to Energy, questions many p. re- Mr. Lowenstein of the involve AEC at the reactor explained: design lating 306 and construction to the procedures. pro- operating “The We did activities covered under this (i) vision itself include considered but are not limited think it could be possession respon- storage away to the from overall at the site and broken activity fuel, sibility operation.” of the licensed of for the reactor special agreed Moreover, and of facts source statement of nuclear material the included, byproduct the court materials used or district submitted operation disposal facility; stipulation duced in re- that “[w]aste manufacture, design, transportation quirements and the of nuclear fuels affect the to and from reactor of nuclear reactor site the dis- cost and sale charge facility. equipment.” of effluent from the and associated Board, supra, only logically 2021(b). ac- Relations at der § 598, 1 L.Ed.2d 601. inclusion of subsec- ceptable reason for it (k) was make to tion within § strong Despite our belief not, by subsec- was clear abundantly clear that makes any amendment, (c) the 1959 tion of regula- occupancy federal of intended limiting way of further except tions over all radiation hazards regulate activities, other than to states jurisdiction expressly ceded was where hazards, associated with those radiation remains, states, it is if doubt the AEC was forbid- over which areas affirmatively by the resolved wealth relinquish den that subsection legislative history accompanying the federal Unless control. amendment. authority radia- possessed over amendment, passage of Prior hazards, of the itali- the inclusion hearings were conducted from extensive (k) quoted portion of subsection cized May 22, 1959, May 19, before meaningless and have been above would Energy on Atomic Joint Committee unnecessary. distinguished composed of which was Representatives. tes- Senators addition, implicit fifty timony nearly and statements existing recognition of the exclusiveness energy, experts in the fields of atomic regulation heard. health and atomic law were hazards which appearing Many of those before consistent reflects amendment legislation. noted, to the previous un- addressed themselves As committee jurisdiction organic Act, question law, federal-state com- der the regard ra- government ownership plete and control with purpose from nuclear reactors. The sole diation hazards established. was Hyde- relinquish See, g., of: Lee M. statements the 1954 amendments was e. ownership production man, the Atomic forfeit Codirector University rights enterprise Project private at where cer- Research Hearings School, provision Michigan before were met. No Law tain conditions Energy, of con- on Atomic for a concomitant surrender Joint Committee 127, 130; Sess., pp. Cong., John 1st 86th radiation hazards trol over AEC, Graham, Commissioner S. the con- to the states was included. To 290-91; Hearings, pp. supra Robert at trary, ownership forfeiture of exclusive Lowenstein, Coun- Office of General rights production AEC, supra p. Hearings, at sel of the compliance ra- with federal controls over Attorney Ferguson, 307; Hon. Jo M. hazards, diation the 1954 Act which Hearings, supra Kentucky, General quired the AEC establish and enforce. p. 324. Finally, opinion are of the firm hearings conducted Subsequent to the the mere enactment of elaborate May Executive order legislation authorizing detailed Coun- Federal Radiation established *8 agreements turnover to effect a cession administration’s and reaffirmed cil authority proposed to the states of amendment support over some associated activities with ra- Identical issued. Sen- Act was the 1954 hazards, specifically prohib- diation introduced bills were and House ate iting relinquishment authority August and the Joint Commit- late others, inescap- over in itself evinces report with cer- out bills voted to tee implication govern- able the federal amendments. committee tain minor possessed authority ment ab- passed in lieu bill was Senate agreements sent by Report authorized bill, and No. Senate House purposes amendment. of the bill Guss Utah explains Labor special source, or nuclear seetion-by-section analysis byproduct, of its gives a intent is to have materials. The provisions.7 regulated and licensed either material by report committee This unanimous by the State Commission, or Congress intended to makes it clear that by governments, not but and local licensing pre-empt the field of the encour- is intended to The bill both. regulation ex- reactors knowledge age their to increase States that it did not clusion of the states and capacities, enter into and to regulation provide intend to for dual regulatory re- agreements to assume hazards, even as to those activ- materials.” sponsibilities such over ities could be turned over to supplied.)8 (Emphasis states. seetion-by- particularly, by in the portions More Relevant of the Comments report bill, analysis section the Joint Committee include: states: “(b) applies some, The bill but all, of the bill excludes energy “Subsection c. atomic
not now activities agreement regulated certain from an un- exclusively by areas ap- AEC. It plies principally der subsection b. between Commis- radioisotopes, licensing and the of a present by sion Governor State. whose use and which, are areas because of widespread, These AEC is but whose hazard special hazards, or for reasons Moreover, their is local and limited. the ra- responsibility, of Federal are believed radioisotopes diation hazard from responsibility continued desirable for similarities to that from other radia- They by regulated include the already the Commission. tion sources operation produc- X-ray construction and States—such machines and including facilities, Licensing tion or utilization reactors; radium. *” * * dangerous activities —such as nuclear reactors —will remain the ex- responsibility clusive the Commis- provides nothing “Subsection k. sion. a line Thus drawn between in the shall be con- new section %7U
types appropriate of activities deemed authority any strued to affect regulation by for individual States agency regulate activ- or local State time, and other activities where protec- purposes ities other than for continued AEC is neces- against radiation hazards. This sary.” (Emphasis supplied.) clear subsection is intended to make it ****** impair the that the bill does It “3. is not intended activities to leave health, room licensees the manifold the exercise dual AEC safety, for or con- for jurisdiction by purposes current and economic other to con- States protection. regulating trol As indicat- than radiation radiation hazards Report reproduced 7. Senate No. was abandoned the 1959 870 is Cong. proposed Adm.News, p. bill submitted it to the Joint U.S.Code & (See John 2872. Statement S. Committee. Commissioner, Graham, Atomic En- proposed leg- ergy Commission, Hearings Before AEC submitted Energy, islation to the on Atomic 86th Joint Committee on Atomic Joint Committee rejec- 290). provided Cong., pp. 27, which would have 1st Sess. juris- proposal the exercise of tion of first circum- dual concurrent may in as- diction both be considered the AEC and the States stance which certaining intent of activities licensed Commis- *9 Co., sion, legislation. have Fox v. Standard Oil would allowed the States 1959 adopt 333, 87, 96, L.Ed. and enforce radiation standards 294 55 S.Ct. 79 U.S. Hawkeye protection Fleming (1935) ; Pearl for the of the health 780 v. (8th 52, regulated Co., Cir. in 58 areas the Button 113 F.2d jurisdiction 1940). AEC. allowance of dual 1152 66, 1063, 58, 84 129 elsewhere, ex- S.Ct. 12 L.Ed.2d has S. the Commission ed (1964).10 regulate authority to
clusive
against
until
radiation hazards
tection
construing
As a final aid in
the Atom-
an
into
time
the State enters
such
as
Energy Act,
amended,
as-
ic
as
as to
so
agreement
to as-
the Commission
presence
the
certain
or absence of Con-
(Empha-
responsibility.”
such
sume
gressional
pre-empt
the
intention
supplied.)
sis
regulation
question,
field of
we deem
appropriate
respectful con-
to accord
re
The value of the Joint Committee
of
sideration to the AEC’s construction
explicit
port
as an
manifestation
of
Allen, supra, 396
the statute.
Zuber v.
gov
Congress
of
that
the federal
intent
192,
314,
L.Ed.2d
U.S. at
90 S.Ct.
24
ernment retain
control over
345;
In-
Power Reactor
v.
Dev. Co.
operation
re
of nuclear
construction
Elec.,
ternational Union of
etc. Work-
disputed.
v.
cannot
Zuber
actors
See
ers, AFL-CIO,
408,
396,
81
367 U.S.
S.Ct.
314,
Allen,
168, 186, 90
24
396 U.S.
S.Ct.
1529,
(1961).
solve
licensing
system
short,
adequate
a dual
health
progress and
industrial
by
through
regulation with
exerted
both
Only
control
safety standards.
government
and the federal
uniform
states
enforcement
application and
effluents
by a national
the level
radioactive
promulgated
standards
discharged
power
objectives
as-
from nuclear
agency
be
these dual
will
“an
the accom-
to im-
create
allowed
would
obstacle
the states
sured. Were
pur-
full
plishment and
of the
execution
pose
the level
standards
on
stricter
Congress.”
discharged
objectives
poses
waste
releases
radioactive
might
Davidowitz,
they
supra,
at
312 U.S.
power plants,
Hines v.
nuclear
404,
67,
Com-
conceivably
overprotective
in the
S.Ct. at
1. See preference for position, stated [Office Lowenstein. Mr. leaving question to the court: Counsel, Under AEC] General whether that when thing authority inferences lem, I this bill tempted situation. Mr. Lowenstein. suggestion giving create whether Minnesota tion ample of the first State Mr. Toll. the Federal reactors. do this? not er special circumstances sota Minnesota arise, where these would all of the various been an Mr. to that try considered ing Mr. against gested, bill us or not clarify trying to deal with Toll. Lowenstein. begin and end. to interest of the it now believe such as questions consideration think, Governments, define, taking is it Mr. they have kind of to license reactors. attempt or not the area of legal might fairly apparent, as Does gives explicit reference you primarily practically impossible to the situation they has regulations Toll, begin Government desirability of writ- authority this bill licensing, then no Act, is provision under what I legal authority to preemption. areas of and we decided you in other indication out wheth- spell gray areas and certainly think to. encouraged ' is perhaps Federal into account that any specific do that run just specify bill, the reason as to license there this is [*] anything you think preemp- existing details. into has at- Minne- State’s Should we to as worth might [*] prob- many leave *13 sug- you one are We ex- *? or to it supra, al versed therefore language pressed the view that hood was A similar go, or extent of did not favor on Counsel for AEC on It would Congress knew how to establish feder- “Representative objection preemption and preemption Rock Island & Pacific Railroad writing into the Act.” too. Representative what not a anot think possible courts will is better to leave think it should ing system, they tailed agree writing courts later to avoid preemption words field. Representative Mr. do Mr. Lowenstein. uncertain where the that, intended Locomotive Lowenstein. act, three-judge If had lawyer, pretty is in clear situation existed did make clear questions to the AEC preemption. they our field and preemption, Mr. Durham. to appear defining without law defining preempted incorporated how far it wanted to decide to here, avoid clear statement of what want but I be resolved. should Durham voiced that the Commission Durham. language. do, Supreme expressly providing Engineers Durham. behalf of AEC determination an act like perhaps that saying it, then, but we I to these kind litigation. We can do it. wonder position: and what we are think this clearly set feeling be as clear as the field that there was precise extent what is thought the General precise in the Act. Commission up in so Court I think have up not v. Chica- if that is No such Brother- a licens- I don’t that. defined to the of de- us. I many I their some tried area does cov- The Co., am ex- re- so, go I by the ered full-crew laws. suggested then Toll “Mr. The Atomic as amended Act in order be reworded Act should clear intent a whole reflects no Congress’ pre- explicit intent to make ap- reactors; preempt the field involved empt control nuclear state (42 274(b) § U.S.C.A. Lowenstein, expressing the peal. Section but Mr. willingness 2021) pollution expresses a to transfer is caused types pollutants. pollution the states. some other Control of appears expressly 274(c), to be the not caused radiation is Section pertinent most to radiation control of to the states. Thus the served control power, pollution nuclear reads: various sources is divided complete pollu- and hence unification of “(c) agreement No entered into pos- caused pursuant (b) to subsection this sec- sible. provide for tion shall discontinuance any authority prior adoption and the Commission responsibili- Policy authority shall retain National Environmental Act of ty respect (NEPA) of— con- U.S.C.A. sistently obligations held that were (1) opera- the construction limited to radiation hazards and that any production tion of or utilization * * could not broader consider environmental facility; impacts. Hampshire State of New 274(k) Section reads: Energy Commission, Cir., Atomic “Nothing in this section shall be 170; Coordinating F.2d Calvert Cliffs’ construed to affect of Committee, Inc. v. United States *14 regulate agency or local Energy Commission, Cir., D.C. F.2d purposes activities for than other 1971). (July 23, against tection radiation hazards.” passage since the foregoing The statutes Act and amendments establish the responsibility on the thereto manifested a clear interest AEC to permissible plants. protecting radiation of nuclear our natural environments They power do not state such is ex- in furtherance thereof has enacted the appear Act, entirely It clusive. would Education to be Environmental U.S. 1531; Quality place reasonable for Air Act on the C.A. § 1857; responsibility AEC as licensor Environmental U.S.C.A. making protection Quality Improvement certain would af- Act of be U. 4372-4374; forded the and Envi haz- S.C.A. Water §§ nothing Improvement Quality ards. There ronmental Act of statutes expresses which Cong., a clear 91st 2d Pub.L. Sess. prohibit taking intent the states from steps additional reasonable deemed nec- good A discussion of these acts is essary air, pol- control water and land supra. found in Calvert The en Cliffs' pollution lution whether radia- recognize sig vironmental control acts a pointed or otherwise. As out protecting nificant interest en state majority opinion, language can be points vironment. Calvert Cliffs’ out legislative found in the history sup- adopted subsequent that AEC rules port contrary a language view. The require NEPA that a condition be added legislative statute controls over permits to all nuclear construction which history, ambiguous. which is often Con- obligate per would the holders of the gress was problem aware of applicable mits to observe all environ readily could have solved incorpo- imposed mental standards rating appropriate language in the Act. state law.2 It refused to do so. majority opinion also observes might overprotective adopt land, states Pollution of water and air regulations environmental brought control plants may go stultifying would the extent of about other means than radiation. may Close development factual issues atomic arise whether industrial use of fully comply require- 2. The court Calvert determines ed to Cliffs’ respects the AEC in set out has fail- ments NEPA. agree energy. possibility I such present However, in case the our
exists. on the basis
trial decided case court preemption as a matter
of absolute permit testimony on
law refused to regula- state reasonableness balancing tions protection against of environmental or the develop-
the desired energy.
ment the use of atomic findings upon
court no such issue. made
The issue the reasonableness of the regulations they
state and of whether
were as to burdensome frustrate so
development energy atomic is not
properly us. before judgment
I would reverse the dis-
missal. SINCLAIR, Plaintiff-Appellant,
Jean TURNER, Warden,
John W. Utah State Prison, Defendant-Appellee.
No. 71-1047. Appeals,
United States Court of
Tenth Circuit.
Sept. 1971.
Rehearing Denied Oct.
