North v. HawkinsonNorth v. Hawkinson
Lead Opinion
Harry J. North filed an action against Esther C. Hawkinson, executrix of the estate of Axel Hawkinson, deceased, in the Circuit Court of Jackson County based on an alleged oral partnership agreement between plaintiff and Hawkinson. The case is pending on resubmission. Defendant’s motion to dismiss plaintiff’s petition was sustained on the stated grounds plaintiff failed to state a claim upon which relief could be granted; laches; and, if a claim be stated, it was barred by sections 473.360 and 473.-367 of the new Probate Code (Laws 1955, pp. 385 et seq., §§ 139 and 141). Statutory references are to RSMo 1949, 1955 Supplement, and V.A.M.S. unless otherwise stated. The sole controverted issue presented for determination on resubmission is whether plaintiff’s action is barred by sections 473.-360 and 473.367, the nine months limitations of the Probate Code of 1955 ; and defendant tacitly concedes plaintiff’s petition, if not barred, states a claim and does not disclose laches necessarily defeating the action.
Mr. Hawkinson died March 3, 1956. His wife was appointed executrix of his estate
Plaintiff states his action is purely an equitable matter over which the probate court has no jurisdiction, and the limitation periods of the Probate Code are not applicable. Orr v. St. Louis Union Trust Co., 1922,
This is a case of first impression under the new Probate Code. Consult Model Probate Code, Michigan Legal Studies, 1946, Simes. Apparent purposes of the code are to provide a speedy method for administering a decedent’s estate, to establish a time after which claims are forever barred against the estate, the executor or administrator, and the distributees, and to broaden the jurisdiction of probate courts to accomplish said purposes. A discussion of some features of the Code may be found at 23 Mo.L.R. 113.
We first state the constitutional and statutory provisions bearing on the issue, with some observations in connection therewith. Thеy read (emphasis ours) :
The constitution vests probate courts and circuit courts with “judicial power.” Art. 5, § 1, V.A.M.S.
“There shall be a probate court in each county with jurisdiction of all matters per-
“Probate courts shall be courts of record and uniform in their organization, jurisdiction and practice * * * Id., § 17.
“The circuit court shall have * * * exclusive original jurisdiction in all civil cases not otherwise provided for, and concurrent * * * jurisdiction as provided by law.” Id., § 14.
Section 473.360, subd. 1. “Except as provided in sections 473.367 and 473.370, all claims against the estate of a deceased person, * * * whether due or to become due, absolute or contingent, liquidated or un-liquidated, founded on contract or otherwise, which are not filed in the probate court within nine months after the first published notice of letters testamentary or of administration, are forever barred against the estate, the executor or administrator, the heirs, devisees and legatees of the decedent.
“2. All actions against the estate of a deceased person, pending or filed under sections 473.363 or 473.367, shall abate or shall be barred unless notice of the revival or institution thereof is filed in the probate court within nine months after the first published notice of letters.” Consult prior sections 464.020, 464.060 and 464.070.
Plaintiff mentions the following excerpt from the “Committee Comment” to section 473.360 as favorable to his position: “(3) it does not expressly bar еquitable claims (such as that decedent held property in trust) but under present laws such claims are not barred because the probate court has no equitable powers [Citing the Orr case, supra.]” Such comments are not always accurate. This comment is taken from the “Final Report of the Joint Probate Laws Revision Committee” to the General Assembly, is dated January 5, 1955, and has reference to the prior Probate Code. The comment with regard to par. 2 reads: “Subsection 2 is new and is self-explanatory.”
Section 473.367. “Any action commenced against an executor or administrator, after death of the decedent, is considered a claim duly filed against the estate from the time of serving the original process on the executor or administrаtor and the filing of a copy of the process and return of service thereof in the probate court.” Consult prior section 464.070.
Chapter 516, relating to the “Statutes of Limitations,” “Real Actions,” and “Personal Actions and General Provisions” (sections 516.010-516.370), provides in section 516.300: “The provisions of sections 516.-010 to 516.370 shall not extend to any action which is or shall be otherwise limited by any statute; but such action shall be brought within the time limited by such statute.”
“Generally, an action is such a judicial proceeding as, conducted to termination, results in a judgment.” State ex rel. Silverman v. Kirkwood,
Executors and administrators are to return an inventоry of all property of the decedent (section 473.233, subd. 1), “including the decedent’s proportionate share in any partnership” personal property (Id., (6)), and “all property possessed by the decedent at his death but claimed to be owned by another shall be listed in the inventory, but separately from other property, together with a statement as to the knowledge of the executor or administrator as to its ownership” (Id., (7)).
Upon the death of a member of a partnership, the Probate Code provides for the filing of an inventory of the partnership assets in the probate court (section 473.220); for the continuation of the possession, etc., of the partnership estate by the surviving partner and an accounting to the executor or administratоr of the decedent (section 473.223); and, in stated circumstances, for ordering the partner to account and file a bond and appoint a receiver of the partnership estate with like powers and duties of receivers in chancery (section 473.230).
Section 472.010, subd. 3 defines: “ ‘Claims’ include liabilities of the decedent which survive whether arising in contract or in tort or otherwise * *
Section 472.020 follows the outline of Mo.Const., Art. 5, § 16 and, so far as material, provides: “The probate court has jurisdiction over all matters pertaining to probate business * *
Section 472.030 provides: “The court has the same legal and equitable powers to effectuate its jurisdiction and to enforce its orders, judgments and decrees in probate matters as the circuit court has in other matters * *
Section 473.357 authorizes the probate court, upon a verified petition of a claimant alleging that the executor or administrator is in possession of personal property not owned by decedent but owned by claimant and wrongfully withheld from him, to hear, try and adjudge the title to such property.
In the second count of the petition in Orr v. St. Louis Union Trust Co., 1922, supra, considered a leading case, a wife sought to establish a trust against the estate of her deceased husband, and one defense interposed was the one year non-claim statute of the previous probate code (see Ch. 2, Art. 7, §§ 191-195, RS 1909). Division II of this court held (
State ex rel. Stetina v. Reynolds, Banc 1920,
A motion to transfer the Orr case to Court en Banc on 'the ground of conflict with the last three mentioned cases was overruled, Division II stating (
Helliker v. Bram, Mo.1955,
Commerce Trust Co. v. Farmers’ Exchange Bank, Banc 1933,
It is stated in Logrbrink v. Eugene State Bank, 1948,
Many powers exercised by probate courts were originally found in the chancery and ecclesiastical courts of England. Miller v. Iron County,
The Constitution requires that the powers conferred on probate courts pertain to probate business (Art. 5, § 16) and that they be uniform (Id., § 17). Our attention is directed to no constitutional restraint on the power of the General Assembly to confer uniform equity jurisdiction on probate courts in “matters pertaining to probate business” (Const.1945, Art. 5, § 16; (section 472.020)), and the General Assembly, in its representative capacity, is free to exercise all the primary power of the people in conferring such uniform equitable jurisdiction. Rathjen v. Reorganized School Dist. R-II,
The equity jurisdiction thus conferred is not the general equity jurisdiction of circuit courts, but plenary equity jurisdiction of “matters pertaining to probate busi-iness.” The 1945 Constitution requires probate judges, except then incumbents, to be licensed to practice law (Art. 5, § 25), and the reason stated in Bauer v. Gray,
Plaintiff’s action is for a partnership accounting. He prayed that the cause be referred to a referee, commissioner, or receiver to take and state a mutual account of all transactions between plaintiff and Hawkinson, and to report to the court the balance due from either party to the other, and for judgment for said amount so determined against defendant, interest and costs, and other and further general relief. His position that the ^ction is strictly an equitable matter and not subject to the nonclaim provisions of the new probate code is not well taken. He seeks a money judgment, payable out of the assets of decedent’s estate in the hands of the executrix, for so much as an accounting may establish to be due him. This is not an action for the recovery of specific personal property. His action is barred by his fail
The judgment is affirmed.
Notes
. Not until Laws 1907, p. 252, could tort actions for injuries to person or health be revived after the death of the tort feasor (Johnson v. Frank,
Concurrence Opinion
(separate opinion).
The plaintiff, Harry J. North, filed suit in the Circuit Court of Jackson County against the defendant, Esther C. Hawkin-son, Executrix of the Estate of Axel Haw-kinson, Deceased, to recover judgment against the estate for his share of the profits of a partnership claimed to have been entered into between the plaintiff and Mr. Hawkinson in his lifetime. On motion of the defendant, plaintiff’s petition was dismissed on the grounds that (1) it failed to state a claim upon which relief could be granted, (2) the claim was barred by nonclaim statutes of the new probate code, sections 473.360 and 473.367, and (3) the claim was barred by laches. Plaintiff has appealed from the judgment of dismissal. The appeal has been twice heard in this court. On rehearing additional briefs were filed by the parties, and we have also been aided by able briefs of amici curiae.
In substance the petition alleges that in 1938 the plaintiff and Mr. Hawkinson entered into an oral partnership for the purpose of investing and speculating in real estate, the profits of which were to be divided equally between them; that the partnership transacted its business until on or about Dspember, 1940, when they agreed that the partnership would be dissolved; that it was agreed that Hawkinson would continue to handle the numerous transactions and collections which were pending and any profits resulting were to be divided equally; that said agreement remained in effect from December, 1940, until the date of Mr. Haw-kinson’s death and no settlement had been made between the plaintiff and Mr. Haw-kinson as to any of the business transacted either before or after the dissolution of the partnership; that the transactions constituted a mutual running and current account of the partnership business; that Mr. Hawkinson recognized “the said trustee relationship and trust” at all times during his lifetime and both the plaintiff and Mr. Hawkinson acquiesced in the delay pertaining to an accounting; that during the entire period of time Mr. Hawkinson kept the books and records and the only way the plaintiff could determine with any degree of exactitude the amount owed him is by an accounting оf all the transactions from 1940 to date and that either a reference or receivership should be had and a complete accounting made; that the plaintiff believed that he was entitled to a judgment against the defendant’s estate in the sum of $80,000; that the plaintiff has no
Mr. Hawkinson died on March 3, 1956, letters testamentary were issued on his estate on March 14, 1956, and the first publication of notice of letters testamentary was made on March 19, 1956. Plaintiff’s petition was filed in the Circuit Court of Jackson County on March 12, 1957.
The defendant has at least impliedly conceded that the petition states a cause of action. Also the claim of laches is not pressed on this appeal perhaps in recognition of the fact that the question of laches is one of fact which can better be determined upon the trial of the merits frоm all the facts and circumstances. In re Thomson’s Estate,
We may assume, at least for the purposes of this appeal, that this petition states a cause of action in equity for an accounting between partners. 40 Am.Jur. 361, Partnership § 330; 68 C.J.S. Partnership § 405, p. 927; Johnson v. Ewald,
We are not here concerned with the question of the jurisdiction of the prоbate court to hear and determine an action of this kind because the action was filed in the circuit court and there has been no attempt to invoke the jurisdiction of the probate court. The question simply is whether the circuit court is prevented from hearing and determining the case on the merits by reason of the nonclaim provisions of the new probate code, Laws of Mo.1955, pp. 385, 434, § 139 et seq.
It is apparent that the circuit court’s general jurisdiction of actions against executors or administrators of the estates of decedents has not been impaired by the new code. Section 472.010 et seq. RSMo 1949, V.A.M.S. Reference to a few of the sections of the probate code makes this clear. Thus, an action pending against a person at the time of his death may be revived against the decedent’s estate, section 473.363. An action may be commenced against an executor or administrator after the death of the decedent, section 473.367. All actions against the estate of the deceased person filed under section 473.367 shall be barred unless notice of the institution thereof is filed in the probate court within nine months after the first published notice of letters, section 473.360, subd. 2. Judgments of courts of record may be filed in the probate court and classified as are other claims allowed in the probate court, section 473.373. Claimants are encouraged to file in the probate court claims based on express or implied contract by a provision that the claimаnt shall be adjudged to pay all costs if he chooses to file in the circuit court unless the suit is one “not cognizable in the probate court,” section 473.377, but suits in the circuit court are not prohibited. A similar jurisdiction was recognized to be in the circuit court prior to the new code. Pryor v. Kopp,
“Generally speaking, no one has a vested right in a statute of limitations, and it is competent for the legislature, either by extending or reducing the period of limitation, to regulate the time within which suits may be brought even on existing causes of action. The power to reduce the period of limitation, however, is subject to the fundamental condition that an adequate means of enforcing the right of action remains and that a reasonable time shall be allowed for the exercise of the right whether existing or prospective, after it comes within the prospective or present operation of the statute and before the bar becomes effective.” 16 C.J.S. Constitutional Law § 266a, p. 1257. This statement of the rule is quoted and applied in Hartvedt v. Maurer,
The word “nonclaim” does not appear to be of statutory origin but is commonly used to designate the statutes providing for the time and manner of presenting claims against an estate in probate court. Webster’s New International Dictionary, Second Edition, defines “nonclaim” as: “Neglect or failure to make a demand within the time limited by law.” Of the same import is the definition of “non-claim” in Baldwin’s Century Edition of Bouvier’s Law Dictionary. However, we are not concerned with the nomenclature but with the legal effect of the nonclaim statutes. In Williamson v. McCrary,
The word claims, as used in the probate code, is defined to “include liabilities of the
“Generally, an action is such a judicial proceeding as, conducted to termination, results in a judgment.” State ex rel. Silverman v. Kirkwood,
General statutes of limitation apply alike to all civil actions whether legal or equitable. Sections 516.100—516. 140; Campbell v. Webb,
The validity of the nonclaim statutes has not been attacked. Our task is limited to determining the legislative intent; that is, whether the general assembly intended that the prosecution of this kind of action against the estate of the decedent would be barred if not instituted in the timе and manner provided by the probate code.
The action is to recover a money judgment to he classified and paid out of the assets of the decedent’s estate. Sections 473.373 and 473.430. In a suit against an administrator to recover specific property belonging to the plaintiff, this court in Bramell v. Adams,
The precise question here involved was decided in Helliker v. Bram, Mo., 277 S.W.
It will be noted that the present statutes are much broader in scope than the non-claim statutes in force when the Helliker case was decided (sections 464.020 to 464.-070, inclusive, RSMo 1949); among other differences, those statutes contained a saving provision to infants and persons of unsound mind or to persons imprisoned; there was no requirement of notice of suit, and no such provisions as the present section 473.360, subds. 1 and 2. Indeed the very method of consummating a claim has itself been changed. The present code expressly exempts some actions from the operation of the nonclaim provisions (section 473.-360), but we find no basis in the statutes or elsewhere to except the instant case.
A function of the probate courts is to marshal the assets of a deceased person, pay his debts out of the assets, and distribute the remainder among the beneficiaries of the estate. In order to file, classify, and pay money judgments adjudicated elsewhere, it hardly seems necessary for the probate courts to have jurisdiction to hear and determine such claims on the merits. But it does seem necessary if probate courts are to perform their functions properly that a reasonable provision be made as to the time and mode of establishing all of the obligations of the decedent’s estate.
In this case an adequate means for the determination of the merits of plaintiff’s right of action was available by a suit in the circuit court and we need not determine whether the probate court had concurrent jurisdiction to hear and determine plaintiff’s cause of action if it had been filed as a claim in that court. Statutes of limitation generally operate upon claims or causes of action without regard to the forum in which the merits of the claim are to be determined.
It is wholly fallacious to hold (as some decisions appear to have done) that the limitation provisions of the probate code do not apply unless the probate court has jurisdiction to adjudicate the merits of the claim in question. It is unnecessary and unwise to place the decision in this case on the basis of the probate court’s jurisdiction to hear and determine the merits of a claim such as this when there is not a case before us squarely presenting that issue. Therefore, we do not express any opinion as to the jurisdiction of the probate court to adjudicate a claim of this kind.
The nonclaim statutes of the probate code apply to the present action and it is barred because it was not filed within the time and manner provided by the non-claim statutes.
For the reasons given the judgment of dismissal is affirmed.
EAGER, J., concurs.