delivered the opinion of the court:
Each of the plaintiffs herein seeks to recover the difference between the active duty pay he would have received as an
The “White Charger Act”
The Act took initial form in Senate Bill S. 1795 which was the outgrowth of proposed legislation submitted by the Secretary of Defense who explained its purpose to the Congress on April 20,1959:
The purpose of the proposed legislation is to enable the Armed Forces to meet more effectively the objective of a Regular officer corps of the highest quality in all ranks by (1) more closely relating the retention of officers after 20 years of service who are serving in the permanent grades of lieutenant colonel and colonel, commander and captain to the requirements of the services, including the degree of contribution or productivity of the officer and the needs of the services rather than solely to a “guaranteed” number of years of service; (2) according increased recognition and incentive for outstanding ability and competence; * * * and (4) expediting the separation from the service of officers who have been twice deferred from permanent promotion. [Emphasis supplied]
‡ ‡ ‡
It is emphasized that the present legislation is not intended to cause, and will not be used for, the involuntary removal of Regular officers from the active list solely because of a reduction in the actual or authorized personnel strength of the service concerned. Rather it is intended that the removal of Regular officers from the active list will continue to be authorized only for the reasons and under the procedures and limitations now*45 provided by law for such removal and as further 'provided by the proposed legislation. [Emphasis supplied]
The need “to meet more effectively the objective of a Regular officer corps of the highest quality in all ranks” arose from the sudden expansion of the Regular officer corps in World War II, and again during the Korean War. The law as finally enacted was limited to the Army and the Air Force, but the principal problem of quality of service by senior officers resulted mainly from the rapid expansion in the number of Air Force officers during wartime. For example, the Regular Air Force officer corps was increased from 1,400 at the time of our entry into World War II to 23,000 after World War II and to 69,000 in 1956 after the hostilities in Korea.
As a result of this expansion, many officers were promoted rapidly for the purpose of staffing the increased number of higher grade positions. Some officers were promoted to the grade of colonel in the Air Force with 12 or 13 years of service, 10 years before they would have reached that grade in the Army or Navy. As a consequence of this rapid promotion, however, these Air Force senior officers faced many years of service in their attained rank with severely limited prospects of further promotion.
Under the Officer Personnel Act of 1941
Mandatory elimination by separation or retirement of deferred officers of the Army in junior grades who failed of selection for promotion, was provided by this Act of 1947. However, the only method for the elimination of officers of the grade of lieutenant colonel and colonel was for demon
The 1946 and 1947 integration program increased the Eegular Officer corps to 17,500. * * *
As a result, the age and experience of 12,000 of our Eegular officers is concentrated in the five year bracket of officers commissioned from 1941 through 1945.
‡ ‡ *
With as many of our regular officers concentrated in this five year group, and with only a limited number of spaces available for promotion to permanent colonel, junior officers of this group would be mandatorily retired as lieutenant colonel without ever competing for promotion to permanent colonel.
In light of this, a plan was developed in 1953 and has been in use since 1955 which will assure every Eegular Air Force Officer at least two opportunities for permanent promotion to colonel before he is mandatorily retired.
‡ ‡ ‡
Since the great majority of the eligible officers are all well qualified for promotion, the board, soon realizes that in reality, they are selecting the best of the best qualified.
In this situation non-selection reflects in no way upon the indwid/ual qualifications of the officers concerned or the Air Force’s continued reliance on and the need for their services. [Emphasis supplied]
All of the foregoing considerations were included in the Eeport to the Secretary of Defense by an advisory group known as the Cordiner Committee on Professional and Technical Compensation in 1957. This Committee noted “the Military Manpower Problem” as follows:
The modern military manpower problem, reduced to its simplest terms, is one of quality rather than quantity. It is not merely a matter of the total number of people*47 on band, but is much more a matter of the level of competence, skill and experience of those people.
❖ íjs # Hí
(8) As retention of quality military personnel improves, revitalize existing personnel controls and institute new controls to accomplish the following:
$ $ ‡ ‡
A stiffening of the criteria of selection for promotion and retention to insure the retention and advancement in all grades of only the highly qualified.
* * * *
As an example of the type of problem facing the Services in this area, there exists within each of the Services a small group of officers in grades 0-5 and 0-6 for whom this safeguard has served a purpose for which it was not intended. Having failed of selection for promotion and being in the sanctuary of this provision, these officers have not continued to produce with customary effectiveness. * * *
The Committee, however, is convinced that “quality attracts quality.” Therefore, a positive requirement exists for each Service to employ all administrative and legislative measures now available to them to separate from active duty the less productive officers within its officer corps. The Committee recommends that additional remedial Service legislation should be sought if found necessary in the establishment of effective personnel quality controls.
As a result of careful and thorough consideration of these considerations by Congress, Public Law 86-616, 74 Stat. 386, was enacted, and approved on July 12,1960. In relevant part, it provided \_Id. at 395] :
(a) Not more than once in each fiscal year, the Secretary of the Army and the Secretary of the Air Force may convene one or more boards, each consisting of at least five officers * * * in a grade above colonel, to review the records of, and recommend for continuation on the active list, officers * * * in the regular grade of colonel or lieutenant colonel who have at least 20 years of service * * * and who have been considered more than twice but not recommended for promotion to the next higher regular grade.
(b) A board convened under this section shall recommend officers for continuation on the active list in the*48 number specified by the Secretary. The Secretary may specify separate numbers for particular categories of officers. However, except with respect to the first board * * *, the number specified by him for officers, in any category must be at least 80 percent of the officers, in that category being considered. An officer may be considered for continuation on the active list * * * only once while serving in the regular grade of colonel and only once while serving in the regular grade of lieutenant colonel.
(c) * * * [I]f the Secretary approves the report of a board, he shall, not later than the first day of the seventh * * * month * * * retire each officer who is. considered but not recommended for continuation. _
_ (d) A member * * * retired under this section is entitled to retired pay * * *.
/ \ ^ ^ ^
(f) This section is not effective after June 30, 1965..
We shall first deal with the legality of the Act itself.
Plaintiffs assert that Section 10 of the Act of 1960 is unconstitutional and void because it deprives them and other officers similarly situated of valuable rights without due-process of law; is arbitrary and discriminatory, and also-constitutes an unlawful delegation of legislative powers because no adequate standards are prescribed for the exercise of administrative discretion in making the determination by which regular officers are to be continued on the active list, or to be retired or discharged.
First we take up plaintiffs’ claim that they were deprived of a vested right without due process of law. The alleged vested or property right is claimed by plaintiffs on the basis-that they were appointed to permanent grades in the Air Force, and therefore held by statute, office with tenures fixed at 28 years for lieutenant colonels and 30 years for colonels,, with vested rights to remain on duty for these periods unless retired earlier for physical disability or by other existing provision of law. Accordingly, plaintiffs urge that they could not legally be deprived of these vested rights except by due-process of law. Plaintiffs charge that their removal without hearings, right of cross examination, confrontation or challenge as authorized under the Act, is a violation of due process- and therefore unconstitutional and void.
* * * Under the plaintiffs’ theory, both the 1958 and the 1963 Acts breach the contract and, therefore, are unconstitutional under the Fifth Amendment.
The difficulty with this position, as defendant points out, is that there is strong authority for the counter-proposition that officers have no vested or contractual right to any particular amount of retired pay. The general rule has long been that “[a] soldier’s entitlement to pay is dependent upon statutory right * * * [and not upon] common-law rules governing private contracts * *
[Citations of authority — see footnote 3 below] And since the pay of officers in the uniformed services is within the exclusive control of Congress, it was free to limit the benefits of the 1958 active duty pay increase to members on the active duty list.
As a further ground for challenge of the constitutionality of the Act, plaintiffs urge that the Act is unconstitutional because no standards were therein provided for exercise of the legislative discretion delegated by Congress to the Secretary of the Air Force to retire the lieutenant colonels and colonels here involved before completion of their statutory terms of 28 and 30 years respectively.
The trial commissioner in his findings, which we adopt, has set forth in detail the full and extensive information and explanation of the background and purpose of this legislation presented to the Congress by the Cordiner Committee and the Department of Defense. Extensive hearings were conducted by the appropriate committees of the Congress, and it is clear that Congress fully understood the action that it was taking and the consequences thereof to the officers who could be retired under this legislation. Whatever the “White Charger” catch name may imply, it is a misnomer if it implies hasty or ill-considered action by Congress.
The objective of Bill S. 1795 as finally enacted was made abundantly clear to the Congress through the reports of hearings and the Committee reports. The Senate Committee on Armed Services in its Beport No. 571, 86th Cong., 1st Sess., stated:
The basic purpose of this bill is to provide certain “quality control” authority for the management of regular officer personnel in the militai’y departments, [p. 2]
* * * The Bill in effect provides discretionary authority whereby officers in these two grades who failed at least twice for promotion to permanent rank could be selectively retired prior to completing the full 28 or 30 years respectively, [p. 2]
íji íji # íjí ifc
BACKGBOUND
The proposed legislation stems from the studies and recommendations of the Cordiner Committee. That Committee stressed the need for additional authority for in-
*51 voluntary retirement of officers in the permanent grades of lieutenant colonel, colonel, and equivalent ranks, whose performance of duty did not measure up to the high quality standards required. Further, the Committee has urged that in light of the substantial increases in pay for the higher grades there should be a corresponding emphasis on measures to insure that only officers of the highest quality and potential were promoted to and retained in these higher grades, [p. 3] [Emphasis supplied]
$ $ ‡ ‡ $
It is the view of the Department of Defense that this legislation does not constitute a breach of faith with respect to officers who might consider themselves adversely affected by its provisions. The military services over many years have sought and obtained changes in the laws regarding their personnel policies with a view toward improving the forces and of meeting changing times and conditions. Changes have been made over a number of years in both the retirement systems and the promotion systems in order to meet the needs of the services. * * * [p. 9]
The House Committee’s Report No. 1406, 86th Congress, 2d Sess., concludes:
Within the framework of existing law, the military services have been and are now vigorously carrying out sound, progressive, personnel programs and administrative measures designed to make career service more attractive and to improve further the quality of the career officer structure. Measurable progress has resulted from these programs and every effort will be continued to consolidate and improve the gains already made.
The. [sic] remains, however, a need for added flexibility in some of the statutory provisions presently controlling the promotion, retention, and involuntary retirement of Regular officers, [p. 16]
With these considerations clearly before the Congress, it specifically gave the Secretary authority to convene boards to review the records of and recommend for continuation on the active list in numbers specified by the Secretary, colonels or lieutenant colonels who have at least 20 years of service, and who have been considered more than twice, but not recommended for promotion to the next higher grade. However,
The two leading cases advanced in support of plaintiffs’ contention are Panama Refining Co., et al. v. Ryan, 293 U.S. 388 (1935) and A.L.A. Schechter Poultry Corp., et al. v. United States, 295 U.S. 495 (1935). The rule in these cases as to unconstitutional delegation of legislative standards was not applied in Fahey, Federal Home Loan Bank Commissioner, et al. v. Mallonee, et al., 332 U.S. 245 (1947), since the Supreme Court found that both cases were distinguishable on their facts. This case involved a provision of the Home Owners’ Loan Act of 1953 that authorized a delegation of legislative discretion to the Federal Home Loan Bank Board to prescribe by regulation the terms and conditions under which a conservator may be appointed for a Federal savings and loan association.
The Supreme Court said in Fahey v. Mallonee, supra, at p. 249:
* * * This, the District Court held, was unconstitutional delegation of the congressional function. It relied on Panama Refining Co. v. Ryan, 293 U.S. 388, and Schechter Corp. v. United States, 295 U.S. 495.
Both cited cases dealt with delegation of a power to make federal crimes of acts that never had been such before and to devise novel rules of law in a field in which there had been no settled law or custom. The latter case also involved delegation to private groups as well as to public authorities. * * *
And at p. 250:
The savings and loan associations with which § 5(d) deals, on the other hand, are created, insured and aided by the Federal Government. It may be that explicit standards in the Home Owners’ Loan Act would have been a desirable assurance of responsible administration. But the provisions of the statute under attack are not penal provisions as in the case of Lanzetta v. New Jersey, 306 U.S. 451, or United States v. Cohen Grocery Co., 255 U.S. 81. The provisions are regulatory. They do not deal with unprecedented economic problems of varied*53 industries. They deal with a single type of enterprise and with the problems of insecurity and mismanagement which are as old as banking enterprise. The remedies which are authorized are not new ones unknown to existing law to be invented by the Board in exercise of a lawless range of power. Banking is one of the longest regulated and most closely supervised of public callings. It is one in which accumulated experience of supervisors, acting for many states under various statutes, has established -well-defined practices for the appointment of conservators, receivers and liquidators. Corporate management is a field, too, in which courts have experience and many precedents have crystallized into well-known and generally acceptable standards. A discretion to malee regulations to guide supervisory action in such matters may be constitutionally permissible while it might not be allowable to authorize creation of new crimes in uncharted fields. [Emphasis supplied]
In the recent case of United States v. Robel, 389 U.S. 258 (1967), the Supreme Court found that a section of the Subversive Activities Control Act of 1950, which provided that when a communist action organization is under a final order to register, it is unlawful for any member of the organization “to engage in any employment in any defense facility,” was unconstitutional.
Justice Brennan, concurring in the result, pointed out that the area of permissible indefiniteness in Congressional delegation of authority narrows when criminal sanctions are invoked and fundamental rights are potentially affected. However, by way of contrast, he added [Id. at 274-75] :
Congress ordinarily may delegate power under broad standards. E.g., Dakota Central Tel. Co. v. South Dakota, 250 U.S. 163, 183; FPC v. Hope Natural Gas Co., 320 U.S. 591; NBC v. United States, 319 U.S. 190. No other general rule would be feasible or desirable. Delegation of power under general directives is an table consequence of our complex society, with its myriad, ever changing, highly technical problems. "The stitution has never been regarded as denying to the Congress the necessary resources of flexibility and ticality * * * to perform its function * * authority, * * Panama Refining Co. v. Ryan 293 U.S. 388, 421; Currin v. Wallace, 306 U.S. 1, 15. It is generally enough that in conferring power upon an appropriate authority*54 Congress indicate its general policy, and act in terms or within a context which limits the power conferred. See, e.g., Arizona v. California, 373 U.S. 546, 584-585; FCC v. RCA Communications, Inc. 346 U.S. 86; Lichter v. United States, 334 U.S. 742; Yakus v. United States, supra, 321 U.S. at 424; Bandini Petroleum Co. v. Superior Court, 284 U.S. 8; FTC v. Gratz, 253 U.S. 421; Buttfield v. Stranahan, 192 U.S. 470. * * *
We conclude that Congress gave sufficiently specific directives “within a context which limits the power conferred.” Certainly, the Congressional Committee reports on the bill set out the basic guidelines and purposes for administrative action as to deferred officers who came within the quality control concept.
As a corollary to the assertion of unconstitutionality of the Act, plaintiffs further assert that the Secretary had no authority to delegate his own exercise of discretion to convene selection boards and specify the number of officers to be continued on the active list,
“ (a) Not more than once in each fiscal year, the * * * Secretary of the Air Force may convene one or more boards * * * to review the records of, and recommend for continuation on the active list, officers of that component * * *.
“ (b) A board convened under this section shall recommend officers for continuation on the active list in the number specified by the Secretary. * * *” [Emphasis supplied]
We conclude that the delegation of authority to the Deputy Chief of Staff, Personnel, to convene the board and to specify the number of officers to be retained on active duty was a permissible and valid delegation.
The reason for this conclusion is obvious. Congress could not possibly have intended that every single power vested in the Secretary of the Air Force be actually executed by him.
In further support of its assertion that the Act is unconstitutional because it fails to prescribe adequate standards for selecting officers retained or retired, plaintiffs assert:
* * * Under the statute, the Secretary, in carrying out its provisions, could retire mandatorily the youngest, the oldest, the tallest, the thinnest, or the heaviest officers, or all graduates of a particular educational institution, or those with blue eyes, who had at least twenty years of service and had been passed over more than twice for promotion to the next higher grade. This, we contend, clearly renders the statute unconstitutional and void. [Plaintiffs’ Exceptions and Objections to the Commissioner’s Report, p. 31]
As a further ground for assertion that the Act is unconstitutional, plaintiffs assert that they were not afforded the-usual constitutional rights of a hearing confrontation and cross-examination.
The Act provides for alternative types of elimination or-release from duty:
1. The show-cause action ; and
2. Project 20-3 proceedings.
The first type of proceeding is used for elimination on the-grounds of misconduct or gross inefficiency, while the second, provides for retirement of officers as a personnel control measure. It is apparent, in reading the record of the Congressional hearings, that two types of proceedings were contemplated by Congress, and there is no question in reading-the provisions of PL 86-616 that -two separate and independent procedures and actions are provided for in the legislation.. The statute contemplates that show-cause proceedings would involve hearings, counsel, confrontation and cross-examination — a full-fledged formal proceeding. On the other hand,. Section 10 of the Act provides for a summary proceeding. Congress was fully aware of the distinction between the two-procedures, as the legislative hearings and particularly -the Committee reports demonstrate. In the case of Section 10; eliminations, Congress advisedly made provision for summary proceedings.
The stigma that could have resulted from specific charges; of inefficiency or undesirability was one of the principal consequences of mandatory retirement by show-cause procedure-which Congress intended to avoid by authorizing the alterna
Since the great majority of the eligible officers are all well qualified for promotion, the board soon realizes that in reality, they are selecting the best of the best qualified. [Emphasis supplied]
In this connection, the recent case of Norbert Chwat v. United States, 175 Ct. Cl. 392 (1966) is noteworthy. While this case involved the separation of a Foreign Service Officer, it would appear to have equal application to the instant case. The court stated, at p. 397:
When the plaintiff was “retired” or selected-out “because he did not measure up to the standards of his class” and also because the action was being taken under sections 633 and 634 of the Foreign Service Act, he was not entitled to a hearing, since none is provided under sections 633 and 634. * * *
$ $ ‡ ‡
[Citing report of the Committee on Foreign Affairs, Report No. 229, at page 12] :
* * * It should be observed that this section is not a substitute for the provisions governing separations for cause. * * * [Emphasis in original.]
It follows then, that the two methods for separating officers of the Foreign Service, by selection-out without a hearing under section 633, and by discharge after a hearing under section 637, stand on an equal footing and both methods have the approval of the Congress * * *. [Emphasis added]
In anticipation of the adoption of the Act, the Secretary, in April, 1960, convened a Screening Board of general officers of the Air Force to recommend a minimum-maximum quota of officers for continuation on the active list. After the Act became law, and pursuant to the recommendations of this preliminary Screening Board, the Chief of Staff, by order of the Secretary, on July 25, 1960, established by order a program for controlled retirement of the officers affected by the Act, known as Project 20-3. This order contained specific
* * * Using the “Best Qualified” method of selection, the board shall select and recommend officers for continuation on the active list within the percentages prescribed below:
a. Permanent Colonel: Not less than 55% nor more than 75% of those considered.
b. Permanent Lieutenant Colonel: Not less than 45% nor more than 65% of those considered.
* * * Within the percentages specified above, the Deputy Chief of Staff, Personnel, shall establish for the Secretary of the Air Force during the course of the board, the exact number of officers in each grade to be selected for continuation * * *.
The Letter of Instructions further stated that “in making its selections, the board will be guided by the following pertinent considerations”:
a. As a result of the rapid expansion of the Regular Air Force after World War II, officers were promoted to the permanent grade of Colonel with as little as 14 years of service, to permanent Lieutenant Colonel with as little as 8 years of service.
b. Until the exactment [sic] of Public Law 86-616, these officers could serve in the grade of Colonel for 16 years and in the grade of Lieutenant Colonel for 20 years prior to mandatory retirement for service.
c. Some of these officers have lost their initiative and drive; others have been unable to keep pace with technical and operational advances occurring subsequent to World War II.
d. Limitations placed upon the number of officers who may serve on active duty in the grades of Colonel and Lieutenant Colonel make it essential that only highly qualified officers continue to occupy these grades if the Air Force is to maintain a quality officer corps.
e. An officer once considered for continuation or involuntary retirement under Public Law 86-616 may not again be considered in that same grade.
These instructions were clearly in careful compliance with the purposes and directives of the Congress in enacting the statute.
The trial commissioner has summarized the actions and conduct of the Board as follows:
(a) The Selection (Continuation) Boards of 1961 (Colonels Norman, Crowley, BucHand, Fitzgerald, and Buckey) and of 1968 (Colonel Martin) were composed of mature senior general officers of varying and extensive experience in many fields. They contributed judgment to the task of evaluation.
(b) In addition to the OER’s (officers’ effectiveness reports), they gave consideration in their evaluations to commendations, historical records of service, age, educational background, scope and level of responsibility of assigned position, and demonstrated qualities of leadership.
(c) * * * these boards did not rely upon IBM card selections of numerical equivalents of OER’s. While they did devise and apply a numerical rating system of their own, they sometimes disregarded the results shown by it in that some officers were selected for continuation whose numerical values were less than those of some officers who were not selected for continuation.
(d) The significance of the concentration upon OER’s in findings 14 through 26, relating to individual plaintiffs in this litigation, stems from the results of the statistical analysis of the White Charger Program to which reference was made in finding 13(a). In that study, the OER’s of the officers, as individuals and as groups, were reduced to numerical equivalents from which averages were derived. In each of the individual cases herein considered, the affected officer fell into a position below the mean or average into a relative position vis-a-vis his fellow officers who were also under consideration to such an extent as to absolve the decision of the continuation board of serious question.
*60 (b) Tbe Secretary of the Air Force has administered Project 20-3 in conformity with the authority granted to him by the Congress. There is no evidence of arbitrary, capricious, or illegal action by the Secretary in such administration; nor is any action by the Secretary or of ■the screening and selection boards convened by him lacking in support by substantial evidence.
[Commissioner’s Report, pp. 29 and 30]
We concur in these findings as amply supported by the record. The Board’s failure to select plaintiffs for continuation was not arbitrary, or unsupported by substantial evidence.
In Goldstein v. United States, 131 Ct. Cl. 228, 130 F. Supp. 330, cert. denied 350 U.S. 888 (1955), this court stated, at p. 232:
* * * Nor can this court undertake to grant plaintiff promotions or assignments which the Army having jurisdiction over him decided not to make. * * *
In Donnelly v. United States, 133 Ct. Cl. 120, 134 F. Supp. 635 (1955), this court stated, at p. 122:
* * * Perhaps it was wrong for the Navy not to have promoted plaintiff; * * *. Appointment is an executive function, involving the exercise of executive discretion.
* * * This court cannot exercise this function and in the absence of actual appointment, or facts equivalent thereto, we cannot award Plaintiff Donnelly compensation as commissaryman, chief. * * *
See, Chase v. United States, 159 Ct. Cl. 610 (1962).
In the case of Garrard Johnson v. United States, 150 Ct. Cl. 747, 280 F. 2d 856 (1960), cert. denied, 365 U.S. 882 (1961), this court stated, at p. 751:
We think that the proper exercise of judicial restraint requires this court to decline to intervene in this matter. Certainly it was no part of the original act by which Congress created the jurisdiction of this court to make us the overseer of the military. * * *
We conclude that Section 10 of the Act of 1960, supra, is a constitutional delegation of discretionary power to the Secretary of the Air Force within the limitations and purposes of the Act; that his delegation of review to the Selec
For the above reasons, plaintiffs are not entitled to recover, and their petitions are dismissed.
FINDINGS OF FACT
The court, having considered the evidence, the report of Trial Commissioner W. Ney Evans, and the briefs and argument of counsel, makes findings of fact as follows:
1. (a) The 6 cases in caption are part of a series of cases, now numbering 15 altogether, wherein former officers (lieutenant colonels and colonels) of the Air Force challenge the validity of their retirement under the so-called White Charger Act
(b) At the time of the trial of “Norman and Belated Cases,” there were 10 cases in the series. Evidence has been completed as to the six cases in caption, and the parties have filed their requested findings and briefs. Four of the 10 cases were deferred because of the pendency in each of a motion by defendant for summary judgment. Five cases in the series have been filed since the trial.
(c) Findings 2-13 and 27-30, below, are relevant to each of the six cases now reported.
2. (a) The term “White Charger Act” is a popular reference to section 10 of Public Law 86-616, approved July 12, 1960 (74 Stat. 386, 395). Public Law 86-616 reflected the
(b) A hearing was held before a subcommittee of the Committee on Armed Services of the Senate on June 17,. 1959; the bill was reported to the Senate (S. Rep. No. 571) on July 23, 1959, and passed by the Senate on July 27,1959. Reference to the Committee on Armed Services of the House of Representatives followed on July 28,1959.
(c) Hearings before the House committee were held on February 1-4 and March 14-15,1960. The bill was reported to the House of Representatives (H.R. Rep. No. 1406) on March 17,1960. The House report presented an amendment consisting of stinking all after the enacting clause and inserting a new text. As amended, the bill was considered and passed by the House on March 30, 1960. The House amendment was accepted by the Senate on June 27, 1960. Approval by the President followed on July 12, 1960.
3. (a) S. 1795, as initially introduced and as ultimately passed, was the outgrowth of a draft of proposed legislation submitted to the Congress by the Secretary of Defense, as “* * * part of the Department of Defense legislative program for 1959 * *
(b) Following are excerpts from identical covering letters addressed to the President of the Senate 'and the Speaker of the House of Representatives by the Deputy Secretary of Defense on April 20,1959:
The purpose of the proposed legislation is to enable the Armed Forces to meet more effectively the objective of a Regular officer corps of the highest quality hi all ranks by (1) more closely relating the retention of officers after 20 years of service who are serving in the permanent grades of lieutenant colonel and colonel, commander and captain to the requirements of the services, including the degree of contribution or productivity of the officer and the needs of the services rather than solely to a “guaranteed” number of years of service; (2) ac*63 cording increased recognition and incentive for outstanding ability and competence; * * * and (4) expediting the separation from the service of ■officers who home teen twice deferred from permanent promotion. (Emphasis supplied.)
$ ‡ $
It is emphasized that the proposed legislation is not intended to cause, and will not be used for, the involuntary removal of Regular officers from the active list solely 'because of a reduction in the actual or authorized personnel strength of the service concerned. Rather it is intended that the removal of Regular officers from the active list will continue to be authorized only for the reasons and under the procedures and limitations now provided by law for such removal and as further provided by the proposed legislation. (Emphasis supplied.)
4. (a) S. 1795, as initially introduced in the Senate, was “A Bill To amend title 10, United States Code, to revise certain provisions relating to the promotion and involuntary retirement of officers of the regular components of the armed forces.” The opening section contained the counterpart of what became section 10 of Public Law 86-616.
(b) Following is a condensation of pertinent portions of section 1 of original S. 1795:
(a) Not more than once in each fiscal year, the Secretary of a military department may convene one or more boards * * * to review the records of, and recommend for continuation on the active list, officers * * * in the * * * permanent grades who have at least 20 years of service * * * and who, in the case of officers of the Army or the Air Force * * * have been considered at least twice but not recommended for promotion * * *:
(1) Colonel * * *.
(2) Lieutenant colonel * * *.
Í}C ífc íjí i'fi #
(b) A board convened under this section shall recommend officers for continuation on the active list in the number specified by the Secretary. The Secretary may specify separate numbers for particular categories of officers. However, the number specified by him for officers in any category in the grade of colonel * * * must be at least 80 percent of the officers in that category being considered.
*64 (c) * * * if the Secretary approves the report of a board, he shall * * * retire each officer who is considered but not recommended for continuation.
* * # * *
(c) At the hearing before the subcommittee of the Senate Committee on Armed Services, the chairman (Senator Stennis) observed:
* * * the provisions of * * * two pending items * * * are similar in that a board procedure is established whereby regular lieutenant colonels * * * and colonels * * * who have twice failed of selection to the next higher grade may be involuntarily retired prior to completing the normal years of service for officers in those twice-failed categories. In the Army and Air Force a twice-failed lieutenant colonel remains on active duty until he has completed 28 years. * * * For colonels * * * it is 30 years * * *. All officers affected under both bills would have completed 20 years of service for retirement purposes.
ifi ^ # Jjc Sj!
It should also be pointed out that the authority in S. 1795 would be used only to retire involuntarily those officers whose standard of performance would not justify their continuance on active duty. * * *
(d) The Assistant Secretary of Defense (Mr. Finucane), in his testimony ‘before the subcommittee, said:
S. 1795 is essentially an officer personnel quality control measure which when compared to existing law will:
1. Provide for the Army and Air Force a more flexible, less restrictive procedure for involuntary retirement of the least effective officers in the permanent grades of colonel and lieutenant colonel * * *.
2. Accord increased recognition and incentive for officers of outstanding ability.
^ $
The most important provisions of S. 1795 are those dealing with the selective, involuntary retirement of certain officers with more than 20 years’ service, who are in the permanent grades of colonel * * * [and] lieutenant colonel * * *.
These provisions are limited in application to officers in the grades I have mentioned because in the lower*65 grades in all services the elimination or retirement of an officer from the active list is already required by law if the officer is twice “passed over” for permanent promotion * * *. In effect S. 1795 extends that system on a discretionary basis to the higher grades.
Existing law permits officers in the permanent grade of colonel * * * to be retained until they have completed 30 years of service regardless of the number of times they have been considered but not selected for the next higher grade. Similarly, officers in the permanent-grade of lieutenant colonel * * * are retained until they have completed 28 years * * * of service * * *:
The intent behind these provisions was to protect and retain competent officers in those grades who could not be promoted to the next higher grade because of lack of vacancies for promotion. The Department of Defense believes, however, that these provisions for retention also operate in some cases to keep on the active list some officers whose performance in the grades concerned does not equal the potential expected of them when they were promoted.
*****
(e) The Assistant Secretary described the procedure under S. 1795 as follows:
S. 1795 would augment existing law pertaining to involuntary retirement of officers with more than 20 years’ service by authorizing the service Secretaries to convene not more than one each fiscal year, a board of five general * * * officers, to consider for continuation on the active list, officers in the permanent grade of colonel or * * * lieutenant colonel * * * who have failed twice of selection for permanent promotion to the next higher grade. From among the colonels * * * considered, the board must select for continuation at least 80 percent. No limitation would be imposed on the number of officers in the lower grades who could be involuntarily retired. Any officer not selected for continuation on active duty would be retired. (Emphasis supplied.)
* * * * *
(f) The Assistant Secretary also commented on “other considerations” which are pertinent to these cases:
* * * * *
*66 Two other important considerations arise in connection with S. 1795 which I believe require expression of the view of the Department * * *. These are:
1. Whether its enactment could reasonably be regarded as a “breach of faith” to the detriment of officers now in service, particularly those with more than 20 years’ service; and
(2) Whether it would materially lessen the security incentive aspect of military service so as to discourage young persons of the desired quality and potential from undertaking a military career.
We have earnestly considered both these aspects. It has been concluded that neither of these considerations is sufficient to override the more important issue at stake; that is, the public interest in an officer corps composed throughout of persons whose professional ability and contribution fully meet the high standards which must apply to the career officer, and who would make a constant try toward bettering their professional capabilities and thus further the working efficiency of the Armed Forces.
Standards can and must be high without being extreme. It is recognized that 'abilities vary from man to man and are partly what heredity and environment have made them. If nature had not imposed a ceiling, mere striving would make every man a genius. In battle or comparable emergency, however, mediocrity in any form cannot be tolerated. It follows that, if we are to achieve and maintain maximum defense preparedness in this age of world tensions, we cannot afford or tolerate any lower standards of competence than must prevail in war.
:|: * * * t-
(g) The Assistant Secretary concluded:
* * * S. 1795 is a long-range, permanent measure to provide more flexibility in the career management of Regular officers. We believe the changing times ’and needs of the military services make this legislation essential.
At the same time, however, the Department of Defense is deeply aware of the need for administering this bill, if it is enacted into law, in such a way as to insure continued fair and equitable treatment of any officer who might be affected by its provisions.
ÍJÍ ‡ iji iji #
(h) Among the questions put to the Assistant Secretary and the answers given by him after the completion of his
(1) Senator Stennis. * * * [T]he authority of this legislation would, of course, permit the involuntary retirement of officers prior to the completion of the normal periods of service. Would you mind confirming for the record the fact that this authority is not meant to 'alter the pattern for a normal 30-year career 'but is aimed solely at retiring those officers whose performance does not justify their continuation on the active list.
I suppose your answer to that is an emphatic “Yes.”
Mr. Finueane. Yes, sir.
Senator Stennis. Now, the charge may also be made that this legislation constitutes a breach of faith for officers who would be adversely affected and could normally be expected to serve on active duty for a longer period. Since this bill only supplements existing authority, would this charge in any way be true ?
Mr. Finuea/ne. No, sir.
(2) Senator Stennis. The involuntary retirement authority is permissive, and it is my understanding that only the Air Force intends to make immediate use of this bill if enacted. * * *
Mr. Finueane. * * * [T]he Air Force has a requirement for 'this at the moment. * * *
(3) Senator Thurmond. If a Beserve officer fails of promotion twice when he comes before a board, then he goes out of the Beserves. There is no such provision for the Begular services, is there ?
Mr. Finueane. Yes, sir. When an officer fails twice of promotion, up to the grade of lieutenant colonel, he is eliminated. Under this provision, lieutenant colonels and up to 20 percent of the colonels * * * or whatever percentage the Secretary agreed below that could be involuntarily retired * * *.
Senator Thurmond. In other words, under the present law he is eliminated up to the grade of lieutenant colonel and under the proposed law he would be eliminated up to the grade * * * of * * * colonel.
Mr. Finueane. Yes, sir; he would not be given this * * * 28- and 30-year guarantee tour. Colonels up to 20 percent * * * could be retired before those ultimate requirements of years of service, but they would have all had over 20 years of service, so they would get their pensions and they would have been passed over twice. * * *
(4) Senator Cannon. * * * [I]f this bill has as its purpose the elimination of substandard officers, why can’t*68 they be eliminated under the present law under show-cause procedure ?
Mr. Finuccme. This is not * * * necessarily an elimination of officers that would be subject to a show-cause procedure. This is a carrying on of a program of last year’s pay increase that we were going to have an officer proficiency arrangement where you could, if you wanted to, eliminate some of your weak officers without “showing cause.”
In other words, between all humans there is a degree of effectiveness and when you get into a show-cause, you are inferring, at least, that the man has done something wrong. This is not aimed at that at all. The mere fact that he has been passed over twice indicates that he probably is not quite as good as somebody else who was not passed over.
(5) Senator Thurmond. * * * [I]s the main purpose of this bill to eliminate officers of the grade now of lieutenant colonel and colonel * * * in order to make way for other officers to give an incentive because you have a larger proportion within those grades than any others and it is stymieing promotions ?
Mr. Finueane. No. * * * The essential reason for this bill is to give the services a vehicle to remove the officer who has slowed up because he knows he cannot be touched until he completes 30 years.
In other words, this gives a quality control of the people that are now in what is known in the services as the “sanctuary.”
5. (a) The Committee on Armed Services of the Senate reported S. 1195 favorably, with minor amendments, one of which required that at least 80 percent of the twice-failed lieutenant colonels (as well as colonels) considered by a particular board should be continued on the active list. The Senate passed the bill as reported.
(b) Subcommittee No. 1 of the Committee on Armed Services of the House of Eepresentatives began hearings on S. 1795 on February 1, 1960. Following are excerpts from the opening statement of the chairman of the subcommittee:
The purpose of S. 1795, as amended by the Senate, is to establish an additional method by which regular officers in the armed services in the grade of colonel and lieutenant colonel * * * may be involuntarily retired.
* * * [WJhile this bill applies to all four services, it*69 is really an Air Force measure since none of the other three services intend to use the authority contained in the proposal for the present.
Hit * * * #
At present, permanent lieutenant colonels in the Air Force are being twice failed to the next higher permanent grade of colonel at an average of 20 years of service. The second failure for permanent promotion to brigadier general by colonels in the Air Force occurs in about the 25th year of service.
Under the proposed legislation, as amended, the Secretary of each service would be given the authority to convene boards to involuntarily retire twice failed lieutenant colonels and colonels * * *. However, the board may only select for involuntary retirement a maximum of 20 percent of the twice failed officers in each grade.
* * * * *
* * * [T]he basic purpose of the legislation is to eliminate, through a board selection process, certain Kegular officers in the grade of colonel and lieutenant colonel who cannot perform their duties in a manner commensurate with the responsibilities of the grades in which they are now serving, under today’s standards.
* % * % #
* * * [T]here is a present method by which officers can be involuntarily retired under a “show cause” procedure.
‡ ‡ ‡
This “show cause” procedure will not be eliminated by this proposal.
if: iff % % #
The Department of Defense, however, takes the position that the show cause procedure is not effective in reaching the marginal officer that this bill is intended to reach.
No officer will be retired under this bill who is not qualified for retirement pay.
¡]í
(c) The Assistant Secretary of Defense (Mr. Finucane) appeared before the House subcommittee and presented a prepared statement quite similar to his statement before the Senate subcommittee. Following are excerpts from the ques
(1) Mr.Kilday. * * * [Y]ou call this a continuation board. You select the board to determine those lieutenant colonels and colonels who shall be continued in the service. Of course, that results in the selection of those who are to be eliminated.
Secretary Fimuccme. That is correct.
(2) Mr. Hardy. * * * [T]he officers currently on duty who would be affected by this wouldn’t be so happy about it; is that right ?
Secretary Finuoane. * * * [T]he person who is going to be involuntarily eliminated through this process is going to be disappointed to a certain degree.
% ífí í[{
Mr. Hardy. * * * [I]f you impose this, aren’t you taking away something that he already has?
Secretary Fimucane. * * * [W]e are taking away something that he has if he feels that he was going to just hang on until the bitter end. * * *
Mr. Hardy. You are taking away a period of active service to any of those who are plucked out.
Secretary Finuoane. That is right, and the ones that are plucked out are the least desirable officers and we think in the interest of the service that we should do ■that.
Mr. Hardy. So aren’t you in effect stigmatizing them? * * *
Secretary Fimuccme. * * * [T]he word “stigmatizing” desires some analysis.
Anybody that gets to be a colonel or a captain has performed a very significant career pattern. He has been through some very, very difficult and strict selection boards up to that time, and, indeed, he has equipped and qualified himself very well. I personally have always felt and feel that any man who makes that grade and retires has very honorably discharged his duties, unless he is relieved for cause.
And this is. the very heart of this bill. There is nobody here relieved — nobody is accused of anything.
Now, in the present system of eliminating lesser officers by board action, they are in fact removed for cause. So we think that this is an excellent quality control, something that is going to .do the services a great deal of good, without the radical removal of officers that we*71 were forced to take in the Navy bump bill. There are fairly few officers involved here, Mr. Hardy.
(3) Mr. Osmers. * * * [W]ould you say the purpose of this legislation was to create spaces for younger officers or to improve the quality of this top group ?
Secretary Finuoane. It is our hope to use this permissive legislation, if passed, very sparingly to eliminate only the very bottom in these grades. It is a.positive action. It is not done to make vacancies. It is not done to reduce the size of the services. It is not done even to have fewer officers. It is done to help us, to give us a vehicle for eliminating some of our weakest officers in these grades, where they are now protected against competition by the so-called sanctuary.
(d) Upon the completion of the testimony of the Assistant Secretary of Defense, civilian officials and ranking officers of the Air Force testified at length before the House subcommittee, explaining in detail the situation of the Air Force and justifying the need for the proposed legislation.
(e) Similarly, civilian officials and ranking officers of the Army and the Navy appeared before the subcommittee to explain facets of S. 1795 other than the mandatory retirement provisions.
(f) As a consequence of the extensive testimony presented to the House subcommittee, the bill was rewritten and regrouped, resulting in the mandatory retirement provisions here pertinent being placed in section 10 instead of section 1 as originally drafted.
6. (a) The Committee on Armed Services of the House of Representatives reported favorably the amended bill which, as heretofore noted, was passed by the House on March 30,1960, accepted by the Senate on June 27, 1960, and approved by the President on July 12,1960.
(b) Following is an abstract of section 10 of Public Law 86-616 (74 Stat. 395):
* * * (a) Not more than once in each fiscal year, thé Secretary of the Army and the Secretary of" the Air Force may convene one or more boards, each consisting of at least five officers * * * in a grade above colonel, to review the records of, and recommend for continuation on the active list, officers * :!: * in the regular grade of*72 colonel or lieutenant colonel wbo have at least 20 years of service * * * and wbo bave been considered more tban twice but not recommended for promotion to tbe next bigber regular grade.
(b) A board convened under this section shall recommend officers for continuation on tbe active list in the number specified by tbe Secretary. Tbe Secretary may specify separate numbers for particular categories of officers. However, except with respect to the first board * * *, tbe number specified by him for officers in any category must be at least 80 percent of tbe officers in that category being considered. An officer may be considered for continuation on the active list * * * only once ivhile serving in tbe regular grade of colonel and only once while serving in the regular grade of lieutenant colonel.
(c) * * * [I]f tbe Secretary approves tbe report of a board, he shall, not later than tbe first day of tbe seventh * * * month * * * retire each officer who is considered but not recommended for continuation.
(d) A member * * * retired under this section is entitled to retired pay * * *.
(e) * * *.
(f) This section is not effective after June 30, 1965.
(c) By comparison of tbe foregoing text with the text of section 1 of tbe original bill as summarized in finding 4(b), the following changes are noteworthy:
(1) The law as enacted was limited to the Army and the Air Force, whereas the original bill gave similar authority to the Secretary of a military department.
(2) The law as enacted authorized the retirement of officers “who have been considered more than twice but not recommended,” whereas the original bill applied to officers “who have been considered at least twice but not recommended.”
(3) The law as enacted required that “except with respect to the first board, * * * the number specified * * * [for continuation] must be at least 80 percent * * *” whereas the original bill required continuation of 80 percent of the colonels but placed no limitation on the number of lieutenant colonels.
(4) The law as enacted was limited to June 30, 1965, whereas the original bill was proposed as permanent legislation.
(b) The expansion of the Regular officer corps from 1,400 officers (upon United States entry into the war) to some 23,000 Regular officers (after the war) was accomplished by means of selections
(c) Following the outbreak of hostilities in Korea, in 1950, the overall officer strength of the Air Force was again increased to 130,000, the approximate level at which it has since remained. The Regular officer authorized strength was fixed in 1956 at approximately 69,000.
(d) Asa result of these programs, officers were promoted to the grade of colonel with 12 or 13 years of service, 10 years before they would have reached that grade in the Army or Navy. The Air Force thus made senior officers of men who were junior in age to the senior officers of the other services. With promotions thereafter limited, these Air Force senior officers were in line for many years of service in their attained rank with limited prospects of promotion to the next higher permanent grade.
(e) In April 1956, the Deputy Chief of Staff of Personnel. of the Air Force, commented on this situation in a statement published in the Air Force Personnel News Letter.
*74 Tbe 1946 and 1947 integration program increased the Regular Officer corps to 17,500. * * *
As a result, the age and experience of 12,000 of our Regular officers is concentrated in the five year bracket of officers commissioned from 1941 through 1945.
$ $ $ ‡ *
With as many of our regular officers concentrated in this five year group, and with only a limited number of spaces available for promotion to permanent colonel, junior officers of this group would be mandatorily retired as lieutenant colonel without ever competing for promotion to permanent colonel.
In light of this, a plan was developed in 1953 and has been in use since 1955 which will assure every Regular Air Force Officer at least two opportunities for permanent promotion to colonel before he is mandatorily retired.
*****
Since the great majority of the eligible officers are all well qualified for promotion, the board soon realizes that in reality, they are selecting the best of the best qualified.
# H* * * *
In this situation non-selection reflects in no way upon the individual qualifications of the officers concerned or the Air Force’s continued reliance on and the need for their services.
(f) At about this same time (during the middle 1950’s), there were expressions of concern by responsible officials of the Air Force, relative to the quality of some of the officers then serving in the Regular Air Force in the grades of lieutenant colonel and colonel. These expressions were founded on the impression that some such officers, having been integrated into the Regular Air Force, were not performing in the manner desired and expected of senior officers.
(g) Under the Officer Personnel Act of 1947,
(i) The only method then available for the elimination of officers of the grades of lieutenant colonel and colonel was by means of a demonstrated deficiency in performance of such degree as to warrant elimination through show cause procedures. Critics of the Air Force situation in the middle and late 1950’s believed that the show cause procedures had not been effective in eliminating officers solely upon the basis of inadequate performance; that the show cause procedures were being utilized only in gross cases of very serious inefficiency, or in cases involving misconduct which, while unrelated to charges of inefficiency, had the colorable effect of stigmatizing any officer subjected to the show cause procedure.
(j) In May 1957, the Cordiner Committee, in its Report for the Secretary on Professional and Technical Compensation, noted the “Military Manpower Problem”:
The modem military manpower problem, reduced to its simplest terms, is one of quality rather than quantity. It is not merely a matter of the total number of people on hand, but is much more a matter of the level of competence, skill and experience of those people.
*****
(8) As retention of quality military personnel improves, revitalize existing personnel controls and institute new controls to accomplish the following:
*****
A stiffening of the criteria of selection for promotion mid retention to insure the retention and advancement in all grades of only the highly qualified.
*****
As an example of the type of problem facing the Services in this area, there exists within each of the Services a small group of officers in grades 0-5 and 0-6 for whom this safeguard has served a purpose for which*76 it was not intended. Haying failed of selection for promotion and being in tlie sanctuary of this provision, these officers have not continued to produce with customary effectiveness. * * *
The Committee, however, is convinced that “quality attracts quality.” Therefore, a positive requirement exists for each Service to employ all administrative and legislative measures now available to them to separate from active duty the less productive officers within its officer corps. The Committee recommends that additional remedial Service legislation should be sought if found necessary in the establishment of effective personnel quality controls.
(k) The legislative proposal which culminated in section 10 of Public Law 86-616 was founded on the foregoing considerations.
8. (a) On April 19, 1960, in anticipation of the enactment of the White Charger legislation, a Screening Board of six general officers of the Air Force was convened to recommend a minimum-maximum quota of officers for continuation on the active list. The board was given and duly reviewed a sample set of records, selected at random, representing approximately one-third (71) of some 215 permanent colonels and one-third (173) of 552 permanent lieutenant colonels who would become eligible for consideration under the legislation.
(b) The Screening Board was informed that:
The law, if enacted in its present form, will allow 100% of the officers considered by the first [Central or Selection] board to be retired involuntarily. For subsequent boards the law specifies that at least 80% of those considered must be continued on active duty. In each case, however, the law requires that the Secretary of the Air Force specify the exact number to be continued on active duty.
The purpose for which the initial Screening Board was convened was to recommend quotas for the first selection board.
(c) .The Screening Board recommended that “the Air Force should establish the following selection quotas * *
*77 a. Permanent colonels — select for continuation on active duty not more than 75%, but at least 55% of those considered.
b. Permanent lieutenant colonels — select for continuation on active duty not more than 65%, but at least 45% of those considered.
(d) The Screening Board reported that “in making the foregoing recommendations the board was guided by the following pertinent considerations
a. Although 100% of the eligibles may be selected for involuntary retirement by the first board convened under this Law, the Secretary of the Air Force must specify the exact number to be retained by the board.
b. The Letter of Instructions to the Central Board will, within any minimum-maximum limits established, delegate to the Deputy Chief of Staff, Personnel, authority to specify for the Secretary of the Air Force the exact number in each group to be continued on active duty, based upon the findings and recommendations of the Central Board.
d. The “Best Qualified” method of selection will be used by the Central Selection Board. * * *
9. On July 25,1960 (13 days after the approval of Public Law 86-616), the Department of the Air Force in a letter to all commands advised that the program for the controlled retirement of officers affected by the legislation would be known as Project 20-3; that the initial Project 20-3 board would be convened in headquarters on or about November 14, 1960; that officers to be considered by the board would include permanent colonels with permanent date of rank of 1953 or earlier, and permanent lieutenant colonels with permanent date of rank of 1950 or earlier; and that the letter should be disseminated to all subordinate commands and brought immediately to the attention of all interested officers.
10. (a) On November 8, 1960, the Letter of Instructions was issued by the Office of the Chief of Staff “by order of the Secretary of the Air Force” appointing “a selection board designated Begular Colonel and Lieutenant Colonel Contin-
(b) Following are pertinent excerpts from the Letter of Instructions :
* * * The purpose of the board is to select Begular Colonels and Lieutenant Colonels of the Line for continuation on active duty from among those officers who have failed of selection for promotion to the next higher permanent grade five or more times and three or more times, respectively.
* * * The Deputy Chief of 'Staff, Personnel, shall furnish the board with the names and records of the * * * officers for consideration [giving specific limits on the promotion lists].
* * * Using the “Best Qualified” method of selection, the board shall select and recommend officers for continuation on the active list within the percentages prescribed below:
a. Permanent Colonel: Not less than 55% nor more than 75% of those considered.
b. Permanent Lieutenant Colonel: Not less than 45% nor more than 65% of those considered.
* * * Within the percentages specified above, the Deputy Chief of Staff, Personnel, shall establish for the Secretary of the Air Force during the course of the board, the exact number of officers in each grade to be selected for continuation * * *.
(c) The Letter of Instructions further stated that “in making its selections, the board will be guided by the following pertinent considerations:”
a. As a result of the rapid expansion of the Begular Air Force after World War II, officers were promoted to the permanent grade of Colonel with as little as 14 years of service, to permanent Lieutenant Colonel with as little as 8 years of service.
b. Until the exactment [sic] of Public Law 86-616, these officers could serve in the grade of Colonel for 16 years and in the grade of Lieutenant Colonel for 20 years prior to mandatory retirement for service.
c. Some of these officers have lost their initiative and drive ,• others have been unable to keep pace with technical and operational advances occurring subsequent to World War II.
d. Limitations placed upon the number of officers who may serve on active duty in the grades of Colonel and*79 Lieutenant 'Colonel make it essential that only highly qualified oificers continue to occupy these grades if the Air Force is to maintain a quality officer corps.
e. Am officer once considered for continuation or involuntary retirement under Public Law 86-616 may not again be considered in that same grade.
(d) With respect to the report to be made by the selection board, the Letter of Instructions specified:
* * * The Report of the Board shall be addressed to the Secretary of the Air Force. It shall contain the names of the officers selected and recommended for continuation on active duty by the board, listed in order of permanent grade seniority separately for Colonels and Lieutenant Colonels, and those selected for involuntary retirement listed in a similar manner.
* * * The Report of the Board shall be signed by all members and shall certify that:
a. The board has carefully reviewed the record of every officer submitted to it for consideration.
b. Voting was conducted by secret ballot.
c. A majority of the total voting membership of the board concurs in the recommendations thereof.
11. (a) The Selection (Continuation) Board reported to the Secretary of the Air Force on December 14,1960 (1) that it had convened on November 14, 1960, and was in session during November 14-18 and on December 14,1960; (2) that the Deputy Chief of Staff, Personnel, had furnished the board with the names and records of eligible officers to be considered for continuation, being 430 permanent colonels and 964 permanent lieutenant colonels; (3) that the Deputy Chief of Staff, Personnel, had instructed the board, “in accordance with paragraph 6 of the Letter Order, to select for continuation not less than the number of officers specified in Exhibit £B’ ” (wherein the board was advised that it might select for continuation 310 colonels and 589 lieutenant colonels); (4) that the board had “carefully considered all records made available to it * * *”; and (5) that of the 430 permanent colonels, the board selected 310 for continuation; and that of the 964 permanent lieutenant colonels, the board selected 589 for continuation.
a. The 310 permanent Colonels selected for continuation * * * be continued on the active list * * *.
b. The 589 permanent Lieutenant Colonels selected for continuation * * * be continued on the active list * * *.
c. The 120 permanent Colonels, not selected for continuation * * * be retired.
d. The 375 permanent Lieutenant Colonels, not selected for continuation * * * be retired.
In each instance, the officers were listed by name in separate attachments which are not in evidence.
(c) The board further certified that:
a. It has carefully reviewed the case of every officer submitted to it for consideration.
b. Voting was conducted by secret ballot.
c. A majority of the total board membership concurs in the recommendations.
12. (a) The identity of the members of the Selection (Continuation) Board was not made known to the officers who were considered by it.
(b) Such officers were not given opportunity (1) to challenge the membership of the board, (2) to appear personally before the board, or (3) to present evidence in their own behalf.
13. (a) While no member of the Selection (Continuation) Board testified at the trial as to the board’s deliberations, the Chief of the Personnel Branch of the Directorate of (Air Force) Personnel Planning made a statistical study of the White Charger Program for Fiscal Years 1961 and 1963 (covering the period here pertinent) and testified concerning it.
(b) This witness explained the use of Officer Effectiveness Reports (hereinafter OER’s) and the use of Overall Numerical Equivalents assigned thereto. Three separate OER forms were cited: one in use from November 1953 through May 1958; one in use from June 1958 through September 1960; and one adopted in October 1960. Each form had designations of five or more categories with numerical equivalents from 0 through 9 assigned to the various categories.
Numerical Category Equivalents
Unsatisfactory _ 0
An acceptable officer_ 2
A dependable and typically effective officer_3-4-5
A very fine officer of great value to tbe service_6-7-8
One of the very few outstanding officers I know_ 9
(d) Following is a breakdown of AF Form 77, of June 1958:
Numerical Category Equivalents
Unsatisfactory_ 0
Marginal_ 1
An acceptable officer_ 2
A dependable and typically effective officer-3-4-5
A very fine officer of great value to tbe service_6-7-8
One of the very few outstanding officers' I know_ 9
(e) Following is a breakdown of AF Form 707, of October 1960:
Numerical Category Equivalents
Unsatisfactory_ 0
Marginal_ 1
Below average_ 2
Slightly below average_ 3
Effective and competent_ 4r-5
Effectiveness well above most_ 6
Excellent, seldom equaled_ 7
Outstanding, almost never equaled_ 8
Absolutely superior_ 9
(f) Comparison of the foregoing breakdowns reveals that an. officer rated in 1953 as dependable and typically effective might have been rated in 1960 as either slightly below average or as effective and competent, while a very fine officer of great value to the service in 1953 might have emerged in 1960 -with either effectiveness well above most or as outstanding, almost never equaled, depending in each instance upon the numerical equivalent.
(g) The evidence is unclear as to the extent (if any) to which numerical equivalents, as above cited, were before the selection board. The testimony is emphatic that the selection board did not content itself with IBM card selections of numerical equivalents of OER’s. The significance of the items and figures recited in this finding is therefore limited
(h) This inflation of the rating average lies at the heart of the complaint of every officer involved in this litigation.
ROSCOE L. NORMAN
14. Roscoe L. Norman, plaintiff in Case No. 295-62, seeks by his action to recover the difference between the active duty pay he would have received if he had not been retired under the White Charger Act and the retired pay he has received since July 31,1961, the date of his retirement under that Act. As to him the parties have stipulated the facts set forth below in findings 15 and 16.
15. (a) Colonel Norman enlisted in the Enlisted Reserve Corps of the United States on 16 July 1937,
(b) He was ordered to extended active duty on 28 August 1940, and continued on active duty in the Armed Forces until 31 July 1961, when he was retired in the grade of lieutenant colonel under the provisions of section 10, Public Law 86-616, and advanced to the grade of colonel pursuant to section 8963, title 10, United States Code.
(c) Because of satisfactory service, he was promoted from time to time until he reached the rank of permanent lieutenant colonel in the United States Air Force on 21 April 1951, and temporary colonel on 1 January 1953, in which
(d) During his service as an Air Force officer, Colonel Norman was described in the efficiency and effectiveness reports submitted by the officers under whom he served as a “Very Fine Officer of Great Value to the Service.” Some of such reports contained commendatory remarks describing him as a highly qualified officer technically, whose duty was performed with a high degree of effectiveness, one of the better and more effective comptrollers in the Air Force, an officer capable of handling positions of greater responsibility, a “top-notch” officer, and one who should be promoted iii advance of his contemporaries. He received an Air Force Commendation Medal and a citation for meritorious service for the period 1 April 1956, to 23 January 1960. Fifteen letters of appreciation and commendation are or should be [sic] in his 201 file.
18. (a) Prior to and through the year 1958 and thereafter the Department of the Air Force sought authority from the Congress for the elimination by mandatory retirement or discharge of deficient, unsatisfactory, marginally effective, and substandard Air Force officers. By representations and statements to the Congress that the purpose of such proposed legislation was not the creation of vacancies for the promotion of junior officers, but the elimination of ineffective, inefficient, unsatisfactory, and substandard officers for the betterment and improvement of the service, the Air Force procured enactment of the Act of 12 July 1960.
(b) The names and grades of the members of the board of officers convened by Air Force letter dated 8 November 1960, under section 10 of said Act were withheld from Colonel Norman, although demand for that information was duly made. He also made a due and timely application in writing on 14 February 1961, to the Secretary of the Air Force for a statement of the reasons for identifying him as an officer to be retired, but that information was not furnished, for the stated reason that such cause for not selecting him for retention on active duty is “known only to the composite membership” of the selection board.
(d) Colonel Norman was not permitted to challenge or cross-examine members of the boards convened pursuant to the Act of 12 July 1960, and was not granted any hearing or opportunity to show cause for retention on the active list of the Air Force,
(e) Colonel Norman was first considered for promotion to the grade of colonel Regular Air Force by the selection board in 1956 and was not so selected. He was again so considered by each succeeding annual selection board, including the board of June 12,1961, and was not selected for promotion to the grade of permanent colonel.
(f) On 30 January 1961, the Director of Military Personnel, Headquarters, Air Defense Command, United States Air Force, Ent Air Force Base, Colorado Springs, Colorado, notified Colonel Norman in writing that he had been considered but not recommended for continuation on the active list and that :he would be retired not later than 31 July 1961.
(g) Similar letters were written by the respective Major Command headquarters to each officer who had been considered but not recommended for continuation on the active list, notifying him of this fact and that he would be retired not later than 31 July 1961.
JOHN E. CROWLEY
17. John E. Crowley, plaintiff in Case No. 321-62, seeks by his action to recover the difference between the active duty pay he would have received if he had not been retired under the White Charger Act and the retired pay he has received since July 31, 1961, the date of his retirement under that Act.
18. (a) Colonel Crowley was appointed a second lieutenant in the Quartermaster Reserve Corps, United States Army, on December 27, 1939,
(b) For the period of service from December 27, 1951, to July 31,1960,10 effectiveness reports, all on Air Force Form 77, were made by officers under whom he served. In nine of such reports his overall rating was “A Very Fine Officer of Great Value to the Service,” and the remaining report, March 1 to July 30, 1960, gave him the highest rating, viz, “One of the Very Few Outstanding Officers I Know.” He was granted the following awards: Pre-Pearl Harbor Medal; two Commendation Medals; World War II Victory Medal.
(c) Colonel Crowley was first considered for promotion to the grade of colonel in the Regular Air Force in 1955 and was not selected. He was again so considered by each succeeding annual promotion board, including the board of June 12, 1961, and was not selected for promotion to the grade of permanent colonel.
(d) By stipulation of the parties, the facts recited in findings 16(a), 16(c), and 16(d), above, in relation to Colonel Norman, have been adopted and made applicable to the case of Colonel Crowley.
SHERWOOD E. BUCKLAND
19. Sherwood E. Buckland, plaintiff in Case No. 336-62, seeks by his action to recover the difference between the active duty pay he would have received if he had not been retired under the White Charger Act and the retired pay he has received since July 31, 1961, the date of his retirement under that Act.
20. (a) Colonel Buckland received bachelor of science degrees from New York University in 1934 and from the United States Military Academy in 1938.
(b) He reached the rank of temporary colonel in the Air Force on 18 June 1945, and permanent colonel on 23 June 1952, the grade in which he was serving when he was retired.
(c) Since his promotion to colonel, his effectiveness reports characterized him most often as “A Yery Fine Officer of Great Value to the Service,” once as “One of the Very Few Outstanding Officers I Know,” and once as “A Dependable and Typically Effective Officer.” He was awarded the National Defense Service Medal and the Air Force Longevity Award with 4 bronze leaf oak clusters.
(d) Colonel Buckland was first considered for promotion to the grade of brigadier general in 1955 and was again considered by each annual board, but was never selected for promotion.
(e) By stipulation of the parties, the facts recited in findings 16(a), 16(c), and 16(d), above, in relation to Colonel Norman, have been adopted and made applicable to the case of Colonel Buckland.
MAURICE J. FITZGERALD
21. Maurice J. Fitzgerald, plaintiff in Case No. 256-64, seeks by his action to recover the difference between the active duty pay he would have received if he had not been retired under the White Charger Act and the retired pay he has received since July 31,1961, the date of his retirement under that Act.
22. (a) Colonel Fitzgerald enlisted in the Begular Army on October 13, 1937, and was commissioned a second lieutenant in the Air Beserve in 1938. He reached the grade of permanent lieutenant colonel in the Begular Air Force on April 12, 1951, and was serving in that grade at the time of his retirement.
(b) Fifteen effectiveness reports made during the period from January 1, 1952, to July 31, 1961, gave him 12 overall ©valuations as “A Very Fine Officer of Great Value to the
(c) Colonel Fitzgerald was first considered for promotion to the grade of permanent colonel in 1956 and was not so selected. He was again so considered by each succeeding annual selection board, including the board of June 12,1961, and was not selected.
(d) The facts recited in findings 16 (a), 16 (c), and 16(d), above, in relation to Colonel Norman, have been adopted by stipulation of the parties and made applicable to the case of Colonel Fitzgerald.
JOHN B. MARTIN
23. John B. Martin, plaintiff in Case No. 313-64, seeks by his action to recover the difference between the active duty pay he would have received if he had not been retired under the White Charger Act and the retired pay he has received since June 30,1963, the date of his retirement under that Act.
24. (a) Colonel Martin was appointed second lieutenant, United States Army Reserve, on November 29, 1939, and served on active duty continuously thereafter until his mandatory retirement on June 30, 1963. He reached the grade of temporary colonel in the Air Force on April 15,1943, and permanent col onel on April 11,1957.
(b) Fifteen effectiveness reports made from 1952 through 1963 rated him as “One of the Very Few Outstanding Officers I Know” (in 1952 and 1953) ; “A Very Fine Officer of Great Value to the Service” (in 1954, 1955, 1956, 1957, 1958, and 1960); “A Dependable and Typically Effective Officer” (in 1954 and 1959); and “Effective and Competent” (in 1963). For the period of service from February 7,1962, to April 8, 1963, he received the Air Force Commendation Ribbon.
(d) The Selection (Continuation) Board under Project 20-3, as a result of whose deliberations Colonel Martin failed of selection for continuation, convened on October 22, 1962, under instructions to apply the “Best Qualified” method in selecting for retention not less than 80 percent of the officers to be considered and to be guided by the following considerations:
* * * Some of these officers have lost their initiative and drive. Others have been unable to keep pace with technical and operational advances.
* * * Limitations placed on the number of officers who may serve on active duty * * * make it essential that only highly qualified officers continue to occupy these grades.
(e) The board recommended 385 colonels for continuation and 60 for retirement.
LOREN E. BUCKET
25. Loren E. Buckey, plaintiff in Case No. 351-64, seeks by his action to recover the difference between the active duty pay he would have received if he had not been retired under the White Charger Act and the retired pay he has received since July 31,1961, the date of his retirement under that Act.
26. (a) Colonel Buckey entered the armed services as an aviation cadet on April 28, 1941, and was commissioned second lieutenant, Air Reserve, on December 12,1941. • He continued on active duty until his retirement in 1961, reaching the grade of lieutenant colonel, temporary, on February 5, 1951, and permanent on April 12,1951, the grade in which he was serving at the time of his retirement.
(b) Fourteen effectiveness reports, covering the period from November 3, 1951, to March 5, 1960, characterized Colonel Buckey as “A Very Fine Officer of Great Value to the Service” or as “A Dependable and Typically Effective Officer.” During the same period he received the following
(c) Colonel Buckey was first considered for promotion to the grade of colonel in 1956, and was again considered by each succeeding annual selection board, including the board of June 12, 1961, but w'as not selected for promotion.
(d) The facts recited in findings 16(a), 16 (c), and 16 (d), above, pertaining to Colonel Norman, have been adopted by stipulation of the parties and made applicable to the case of Colonel Buckey.
SUMMARY
27. (a) The Selection (Continuation) Boards of 1961 (Colonels Norman, Crowley, Buckland, Fitzgerald, and Buckey) and of 1963 (Colonel Martin) were composed of mature senior general officers of varying and extensive experience in many fields. They contributed judgment to the task of evaluation.
(b) In addition to tire OER’s (officers’ effectiveness reports) , they gave consideration in their evaluations to commendations, historical records of service, age, educational background, scope and level of responsibility of assigned position, and demonstrated qualities of leadership.
(o) As indicated in finding 13(g), these boards did not rely upon IBM card selections of numerical equivalents of OER’s. While they did devise and apply a numerical rating system of their own, they sometimes disregarded the results shown by it in that some officers were selected for continuation whose numerical values were less than those of some officers who were not selected for continuation.
(d) The significance of the concentration upon OER’s in findings 14 through 26, relating to individual plaintiffs in this litigation, stems from the results of the statistical analysis of the White Charger Program to which reference was made in finding 13(a). In that study, the OER’s of the officers, as individuals and as groups, were reduced to numerical equivalents from which averages were derived. In each of the individual cases herein considered, the affected officer
28. (a) In the presentation and development of S. 1Y95 into enactment as Public Law 86-616, the Department of Defense (and the Air Force in particular) fully informed the responsible committees of Congress of the problems involved and the solutions proposed. The 'Congress was fully aware of the action it was taking in enacting S. 1795 into law.
(b) The Secretary of the Air Force has administered Project 20-3 in conformity with the authority granted to him by the Congress. There is no evidence of arbitrary, capricious, or illegal action by the Secretary in such administration ; nor is any action by the Secretary or of the screening •and selection boards convened by him lacking in support by . substantial evidence.
29. (a) The governing law of the cases is deeply embedded in the power and the duty of the legislative and executive .branches of the Government to regulate the Armed Forces.
(b) No valid warrant has been cited for challenging (1) the authority of the Congress to provide for mandatory retirement of officers of the Armed Forces (i) at an earlier date than prescribed by previous authority
30. (a) The alleged stigmatism of officers mandatorily retired under the White Charger Act is colorable only. It stems from the juxtaposition of such words as “deficient,” “unsatisfactory,” “marginally effective,” “ineffective,” “inefficient,” and “substandard” as used in finding 16(a) with
(b) The context in which the Air Force used such seemingly derogatory terms as “deficient,” “ineffective,” “marginal,” and “substandard” was related to its problem with the show cause procedure for the removal of officers for “failure to achieve the standards of performance * * * prescribed by the Secretary * *
(c) The context in which the Air Force grouped officers in its OEE’s, as “acceptable,” “dependable,” “typically effective,” and even “very fine officer of great value to the service” was related to the very human necessity for a rating •officer to work with his subordinate in amity.
(d) Aside from semantics, the net effect of the White Charger legislation was to place officers of the rank of colonel .and lieutenant colonel in competition with others of equal rank for continuation. Failure of selection for continuation placed no greater stigma on officers of these ranks than had been applied for years past to officers of lower rank (major, captain, and lieutenant) who found themselves in the category of “deferred” officers subject to automatic separation.
(e) In any event, if failure of selection for continuation be deemed to carry with it the stigma of being less than the best of the better, in relation to the whole competitive group, no legal significance flows therefrom.
CONCLTTSION OE LAW
On the foregoing findings of fact, which are made a part ■of the judgment herein, the court concludes as a matter of law that plaintiffs are not entitled to recover. Therefore, •their petitions are dismissed.
Section 10 of Public Law 86-616, approved July 12, 1960, 74 Stat. 386, 395.
Approved August 7, 1947, 61 Stat. 795.
This is the only challenge to the Secretary’s power to sub-delegate his authority raised by plaintiffs in their brief. See, Plaintiffs’ Brief, pp. 38-40.
Act of Aug. 10, 1956, c. 1041, TOA Stat. 490; Aug. 6, 1958, Pub. L. 85-599, § 4(h), 72 Stat. 517,10 U.S.C. § 8032.
The name was derived from an anonymous observation to the effect that the legislation went through Congress like a White Charger.
The “20” refers to years of service; the “3” to “pass-overs”; ail as hereinafter more fully explained.
The four cases deferred are: Charles W. Bicking, No. 306-62; Clifford A. Dougherty, No. 311-62; Lament Saxton, No. 314-62; and Owen F. Clarke, No. 178-64. Defendant’s motions for summary judgment were subsequently denied and amended pleadings (petitions and answers) have been filed.
In the five additional eases, answers to the petitions have been filed in Walter Hckman, No. 445-65 ; George B. Marvel, Jr., No. 79-66; Harold W. Scruggs, No. 93-66; and Phil B. Cage, No. 379-66. Answer had not (at the time of this writing) been filed in the case of Samuel H. McKinnon, No. 399-66.
By the. National Security Act of 1947, approved July 26, 1947, 61 Stat. 495, 502-03'.
The selections were made hy selection boards from applicants for Regular commissions.
Approved August 7, 1947, 61 Stat. 795.
In section 509, 61 Stat. 894, 896.
For example, the average OER rating of all lieutenant colonels in 1954 was a fraction below 7; in 1960 that average was 8. The average OER rating for colonels in 1954 was approximately 7.25; by 1960 it was better than 8.25. Numerical ratings of 8 or better signified very high quality overall, and few officers could have fallen far below since there was only one more block (or portion thereof — from 8 to 9) to pull up the overall average.
He was then 21 years of age. He was born 1 October 1915, at Rochester, Indiana. He is a citizen of the united States, a resident of Indiana, residing temporarily in Huerto Rico.
A native of Massachusetts, born in Boston on June 1, 1911, he was then 28 years old.
A native of New York, he was then 25 years of age.
The principle is well established that there is no vested right to Federal employment or to the privileges of retirement from time to time thereunto appertaining.
The elimination of hearings (with concomitant challenges, appearances, and presentations) was specifically requested by the Air Force and expressly granted by the Congress.
10 U.S.C. § 3781 (1958 ed.).
Bell v. United States, 366 U.S. 393, 401 (1961) ; Cf. Leonard v. United States, 279 U.S. 40 (1929) ; United States v. McDonald, 128 U.S. 471 (1888) ; Byrd v. United States, 103 Ct. Cl. 285 (1945) ; Amchanitzky v. United States, 81 Ct. Cl. 409, cert. denied, 296 U.S. 598 (1935) ; Fulmer v. United States, 32 Ct. Cl. 112 (1897) ; Magaw v. United States, 16 Ct. Cl. 3 (1880) ; Lowry v. McCarl, 79 F. 2d 144 (D.C. Cir. 1935) ; Heidt v. United States, 56 F. 2d 559 (5th Cir. 1932).