93 Ky. 537 | Ky. Ct. App. | 1892
Lead Opinion
delivered the opinion op the court.
The questions in this case are of supreme importance. Thé President of the State Board of Managers of the "World’s Columbian Exposition presented a proper order to the appellant, the State Auditor, for a warrant upon
The Auditor, acting no doubt from a conscientious desire to properly discharge his duty, and under the advice •of the Attorney-General, who is by law his legal adviser in such matters, refused it, and this is an action for a mandamus to compel him to give it.
It is said, in limine, that he has no personal interest in the matter; and being a ministerial officer can not refuse to issue it upon the ground that the Legislature could not constitutionally make the appropriation, or that the ■act was not constitutionally passed. In short, that his only duty was obedience, and that he has no standing in •court.
It is a general rule that a court will not listen to one who says a legislative act is unconstitutional, unless his rights are involved, or he has a right to question it. Section 230 of our new Constitution,however, says: “No money shall be drawn from the State Treasury except in pursuance of appropriations made by law;” and our statute forbids the issue by the Auditor of a warrant upon the. Treasury “ unless the money to pay the same has been appropriated by law.” (Gen. Stat., chap. 6, art. 1, sec. 6.) If the act of the Legislature be void for want of power to pass it, or because it was not passed in the manner required by the Constitution, then it is not law; and the Auditor is vested with such power and occupies such ' a position that it is not only his right, but his duty, whenever he is called upon to order the payment of money out of the Treasury, to inquire whether it is being done
The right to the mandamus is denied by him, first, upon the ground that the Legislature had no power to make-file appropriation. It is urged that it is not for a public or governmental purpose. Our Constitution says: “ Taxes, shall be levied and collected for public purposes only.” (Section 171.) It is often difficult to draw the line which bounds constitutional taxation, or to determine whether the purpose is one in aid of which the taxing power may be invoked, or the money thus raised expended. If it be doubtful, and the Legislature has seen proper to exercise the power, the judiciary should not interfere. The-doubt is then to be solved in favor of the legislative action. The object in this instance, however, is to exhibit the resources and progress of the State. It is not to promote the interest of one or a few individuals, and perhaps, incidentally, that of the public; but the purpose is. public in character and calculated and intended to benefit the entire State. Our Legislature has repeatedly heretofore, and running through many years, appropriated money for like purposes, and its power to do so is now for the first time questioned. It was done in 1876 for the Centennial Exposition at Philadelphia, and later for the one at New Orleans. This was well known to the framers of our present Constitution, adopted in 1891, and had it been intended to forbid the exercise of the power by the Legislature for such purposes, it would no doubt have been done in unmistakable terms. In our opinion it con
Section 46 of our Constitution provides: “No bill shall become a law unless, on its final passage, it receives the votes of at least two-fiffchs of the members elected to each House, and a majority of the members voting, the vote to be taken by yeas and nays and entered in the journal: Provided, Any act or resolution for the appropriation of money, or the creation of debt, shall, on its final passage, receive the votes of a majority of all the members elected to each House.” The act originated in the Senate, and passed that body upon a yea and nay vote,, entered upon its journal, by the required majority. It then went to the .other House, where, after being amended, it passed upon a like vote, entered upon its journal, by a like majority. It then came back to the Senate, where the amendments were concurred in without a yea and nay vote, and without the vote of a majority of the members elected.
It is conceded by the counsel for the appellees, and seems plain, that this mode of proceeding did not conform to the Constitution. It complied with it in neither letter nor spirit. The object of the section above cited was to
It is true it has been held that the “ final passage ” of a bill means when it first passes the body, and not when it returns to it, after amendment, for adoption; and it is said that the constitutional provision as to the number of votes, and the entry of the yea and nay vote on the journal,
The first view is the English one, where there is no written Constitution. It has been followed by our Supreme Court, and by at least nine of the Supreme Courts of the States. The weight of authority in this country, as declared in perhaps as many as nineteen States, is, however, the other way. All agree that the enrolled and approved bill can not be impeached bjr loose papers or parol evidence. Public policy forbids it. Too much mischief would result. A review or citation of the numerous cases is unnecessary. They have been examined. The most, if not all of them, will be found cited in the notes on page 135 of Cooley’s Con. Limitations, and to the case of Field v. Clark, 143 U. S., 661. It is not necessary, however, to a proper determination of this case to decide this question. It would, at most, be settling a mere rule of evidence, not prescribed by constitution or statute, and subject to exception and modification by the courts. If it had heretofore been prescribed, it would not control this case. Here no property rights have become fixed, no interests vested; but two parties, each the agent of the State, are contending for the control of a fund, and we must consider this case as it is presented. The court is asked to exercise its power and compel the Auditor to comply with an act of the Legislature which the Constitution required should be passed in a certain way. If the
The answer of the Auditor, however, sets out the steps connected with the passage of the act. It states what was done and what was not done. It avers the facts connected with its passage and files as a part of it a copy made by the Public Printer of the journal of the Senate relating to it. These facts, as to the manner of its passage, were admitted by a general demurrer. They show the act when it came back to the Senate, after amendment, was not voted for by a majority of all the Senators, and that a yea and nay vote was not taken. It-was not, therefore, constitutionally, passed; and yet the court is asked by the appellees' to use its power to enforce it by mandamus when, by their demurrer to the answer and failure to plead, they are to be regarded as agreeing that this is true.
A court, when asked to exercise its power by means of mandamus, should regard the substance and not the shadow. Its use is confined to those cases where the law
The provision of the Constitution is mandatory; and when this court is called upon to exercise a power, respect for a co-ordinate department of the Government can not be suffered to override the fundamental law by virtue of which both act and exist. A constitutional rule is not only for the Legislature, but this and all other courts.
Our personal wishes in the matter can not be consulted. If the people desire this appropriation made,- the Legislature will doubtless do so; but nothing connected with the matter is more important to all than that it shall be done according to law. It is manifest the answer can not be truthfully denied; this was in substance admitted, upon the argument of the cause, by the appellees’ counsel.
Under this state of case it is proper to reverse the judgment, with directions to dismiss the petition, and it is so ordered.
Concurrence Opinion
concurred in the judgment, and delivered THE FOLLOWING OPINION :
The appellees, as World’s Fair Commissioners, filed their petition in the Franklin Circuit Court against the appellant, as Auditor, to compel him to issue his warrant upon the Treasury for the sum of twenty-five thousand dollars upon their vouchers, approved by the Governor, for that sum, alleging that the Auditor was directed to issue the warrant by the act of the Legislature making the appropriation. The Auditor in his answer alleged that the bill making the appropriation of one hundred thousand dollars to the World’s Fair originated in the Senate and passed that body upon the call of the yeas and nays, which were entered in the journal, by a constitutional majority; that the House refused to pass the bill
The Auditor relies upon section 46 of the Constitution, which reads as follows: “No bill shall be considered for final passage unless the same has been reported by a committee and printed for the use of the members. Every bill shall be read at length on three different days in each House; but the second and third reading may be dispensed with by a majority of all the members elected to the House in which the bill is pending. * * * No bill shall become a law unless, on its final passage, it receives the votes of at least two-fifths of the members elected to each House, and a majority of the members voting, the vote to bo taken by the yeas and nays and entered in the journal: Provided, Any act or resolution for the
There is a history of abuses and wrongs in the legislative department under the old Constitution that caused the section supra to be engrafted in the Constitution and adopted by the people, to-wit: It had become a frequent practice under the old Constitution to pass bills as reported by the committee by their titles, and’ by a viva voce vote, the bills never having been read for the information of the members, only the few and faithful understanding that they contained large appropriations, grants, monopolies and other iniquities. It was intended by said section to prevent the repetition of these methods and to secure^honest and enlightened legislation. Therefore it was provided that the bill should be printed for the use of the members; that it should bo read at length on three different days in each House, unless the second and third readings were dispensed with by a majority of all the members elected to the House in which the bill is pending; but the reading of the bill at least once can not bo dispensed with; then if the members feel fully advised they may dispense with the other two. Also, no general bill can become a law unless it receives, on its final passage, the votes of at least two-fifths of all the members elected to each House, and that number must be a majority of those voting, and the vote must be taken by yeas and nays and entered in the journal; also, a bill for the appropriation of money or the creation of a debt must receive, on its final passage, a majority of all the members of each House, the vote to be taken by yeas and nays and entered in the journal. Now there can be no doubt that .each of
This court, in the case of Varney v. Justice, 86 Ky., 601, says in reference to the mandatory character of constitutional provisions : “ Whenever the language gives a direction as to the manner of exercising a power, it was intended that the power should be exercised in the manner directed, and in no other manner. It is an instrument of words, granting powers, restraining powers and reserving rights. These words are fundamental words, meaning the thing itself; they breathe no spirit but the spirit to be found in them. To say that these words are directory merely, is to license a violation of the instrument every day and every hour.”
Now, as the appropriation to the World’s Pair is an appropriation in the sense of the Constitution, the bill, in order to be constitutionally passed, should receive, on its final passage, fifty-one votes in the House, supposing the whole number of members to be one hundred; and twenty in the Senate, supposing the whole number of Senators to be thirty-eight. So the question is, what is the final passage of a bill ? And does the final passage of a bill include the adoption of an amendment by either House that is sent to it by the other House ? It seems to be clear that the final passage of a bill is the vote by which the bill becomes a law when signed by both Speakers and the Governor; and that this definition includes all amendments there can be no manner of doubt, as one illustration
The next question is, can the Auditor, conceding his duty under the bill to be purely ministerial, raise the question as to the validity of the bill, and be justified in refusing to issue the warrant ? It seems that when a law commands an officer to do a certain thing, it is mandatory, and the officer can not rightfully refuse obedience if the law is, prima facie, regular and valid. Public policy requires that this rule be strictly adhered to, for to-allow a ministerial officer to call in question a law, prima
Mr. Mechem, on Public Officers, sec. 523, states the rule correctly upon this subject as follows: “It is not within the scope of the duties of a ministerial officer to pass upon the validity of laws, instructions or proceedings, prima facie valid, and requiring his action. Ilis only duty in such a case is obedience, and, as will be seen hereafter, ho can not excuse himself by undertaking to show the unconstitutionality or other invalidity of the law, or the irregularity of the proceedings.”
The rule thus announced is fully sustained by the leading cases of the United States, and is eminently conservative. This court has, time and again, recognized the right of the Auditor to resist the mandate of the Legislature upon the ground that it had no constitutional authority to require it, but in all such cases, as admitted by one of the counsel for appellant, the infirmity was suggested by the bill itself. But the question here is unlike any that has been reported. Here, on the one side, is the Auditor — the financial officer of the State — required to pay to the agents of the State certain moneys to be expended in a certain way — not to pay debts or to discharge obligations incurred. No rights of third persons have intervened; but the contest is between the officers as to whether the money should be handed over to be expended in behalf of the State, and the Auditor refuses
All the members of the court agreeing that the bill is unconstitutional, and three agreeing that the Auditor, under the circumstances, has the right to withhold his warrant on that account, the judgment ought to be reversed with directions to dismiss the petition.
Dissenting Opinion
delivered the following dissenting opinion:
On the 9th of February, 1892, and during the present legislative session, a bill was introduced in the Senate, ■entitled “A bill to provide for the collection and exhibition of the resources and evidences of the progress of the State of Kentucky at the World’s Columbian Exposition of 1893.” The bill contained an appropriation of one hundred thousand dollars for that purpose, and placed that sum under the control of a Board of
The board by its president, H. ~W. Dulaney, in accordance with the provisions of the- bill, presented to the Auditor his vouchers properly approved by the Governor, and demanded a part of the sum appropriated to defray
I do not believe his defense in response to the petition for a mandamus is available, and shall proceed to give my reasons for dissenting from the principal opinion. I .shall assume without any discussion, as the entire questions have been considered in consultation, that the Legislature had the power under the Constitution to pass the hill, and the only objection to its validity as a law is, that the bill was not passed in the manner provided by the Con•stitution. It is contended by my associates that the ■ demurrer, as well as the agreed facts, admit the bill was --not passed in conformity to the Constitution, and by this .admission the appellees have in some manner deprived ■themselves of the right to a mandamus. In other words, "that a party may come into court, and in a litigation involving the construction of constitutional provisions, by admitting that a bill was not read for the first time or that the yeas and nays were not called as provided by the •Constitution, he admits the unconstitutionality of the act,
The appellees only admitted the truth, and if a denial had been made as to what the journals would show in that particular, it would have been false, for they do show that the yeas and nays were not called when the amendment in the House was concurred in by the Senate; therefore the question is, can the journals be introduced as evidence to contradict or to nullify the enrolled bill. It is plain that the constitutionality of an act can not be -determined by the admission of a party, and when brought in question where evidence is offered to show the act to be void the highest and best evidence must be adduced, and if the journal of the Senate is incompetent for that purpose, the admission that they are competent would not make them so. Mr. Justice Cooley says the court will not act upon the admission of parties that an act was not passed in accordance with the Constitution. Const. Limit. (6 ed.) page 163 (note). See also Legg v. Mayor of Annapolis, 42 Md., 203, for a discussion of this question.
If the issue had been made by a denial, the Auditor would have offered to introduce the journals, and upon the objection by the appellees as to the competency of the-testimony, the identical question would have been made that was raised by the demurrer. If the appellees had not filed a demurrer nor replied to the answer of the Auditor and submitted the case in that condition, the court would have been compelled to hold that the answer constituted no defense. The appellees have done nothing to waive their legal rights. They come into court with a
Shall the courts, when a bill has been signed by the Speaker of each House, and declared a law in the presence of the members of each body, approved by the Governor and filed in the archives of State as the law of the land, look to this enrolled bill as conclusive of the fact that the bill was properly passed, and leave the co-ordinate branch of the government, whose duty it is to pass laws, when acting within the scope of its power, responsible to its constituency for the manner of its exercise. The case of the Auditor v. Ilaycraft, 14 Bush, 284, is relied on by each party as sustaining the view they respectively present. The writer of this dissent wrote the opinion of the court in that case. The pleadings in that case raise no such question, and all the court said was, that. “ no inquiry will or can be instituted, as the ease is presented, for the purpose of ascertaining the manner in which the enactment was passed. There has been no pleading filed by the State or Auditor presenting any such issue, and we must, therefore, adjudge it was constitutionally enacted, and can not take judicial notice at the mere suggestion of counsel as to the votes cast for or against the measure on its final
In defining the powers of government the Constitution gives to the Legislature, the sole power to make the laws and to judge of their expediency, and upon the judicial department devolves the duty of interpreting those laws when made; and I can perceive but little necessity for a distribution of the powers of government if the judiciary can be called on to determine, in the
It is difficult to perceive why every provision of a Constitution is not mandatory and to be so applied, unless it is made directory in express terms, and if left open to judicial interpretation as ordinary legislative enactments, then the provision in question becomes either mandatory or directory as it may appear to the mind of the judge called upon to interpret it, and with
If a court can leave the enrolled bill and search for evidence in the journals to nullify it, this rule of evidence would apply not only to the passage of laws enacted since the present Constitution was adopted, but the manner of passing every statute since the Constitution of 1849 would be subjectedto judicial investigation; and, whether involving the right of property, or enacted for the punishment of crime, with an issue raised as to the manner of its passage, the court would be compelled to look into the journals of either House, or allow the litigant to do so, for the purpose of determining whether or not the enactment was passed in .the mode prescribed by the organic law. The Constitution of 1849 contains this provision: “ No bill shall have the force of a law until, on three several days it be read over in each House of the General Assembly, and free discussion allowed thereon, unless, in cases of emergency, four-fifths of the House where the bill shall bo depending may deem it expedient to dispense with this rule.” If, therefore, the journals of the Legislature, under the Constitution of 1849-1850, fail to show that the bill was not read three several days, and the reading had not been dispensed with, it is not a law; or, if the journals show affirmatively that the bill was only read two days and the third reading not dispensed with, the same disastrous results must follow; and, according to the majority opinion, if, under the present Constitution, the Governor
The fear of the consequences resulting from such a rule does, not alone' induce me to regard the enrolled bill conclusive as to the valid passage of a bill. It is because it is a certain and fixed test, and is the highest evidence of what the Legislature has done. The laws embodied in our statutes come from the enrolled bills. All the rights of the citizen derived under statutory enactments depend on the verity of the enrolled bills. Many of the decisions on this question evidence great ability, and with provisions in their Constitutions in many respects similar to ours, they hold, in discussing the right to go back to the journals of either House, that the enrolled bill is conclusive. In the case of Pangborn v. Young, 82 N. J. Law, 37, the court, in speaking of the journals as evidence, said: “ In the nature of things they must be constructed out of loose and hasty memoranda, made in the pressure of business and amid the distractions of a numerous assembly. There is required not a single guaranty to their accuracy or to their truth. No one need vouch for them, and is not enjoined that they should be either approved, copied or recorded.” Again: “ The Legislature has -.-.c * * adopted a method of certifying its own acts in an authentic form. * * * To the correctness of the present bill, for example, we have the signature of the presid
In the case of State v. Swift, reported in 21 American Reports, 721, from the State of Nevada, where a provision of the State Constitution is analogous to ours, providing “ that the reading of a bill by sections on its final passage shall in no case be dispensed with, and the vote
In an opinion delivered by Mr. Justice Harlan of the Supreme Court, and concurred iu by his associates, the case of Field v. Clark, reported in 143 U. S., 649, many of the cases on this question were referred to, and in an able and exhaustive discussion of the point involved in that case, the coui’t held: “The signing by the Speaker of the House of Representatives and by the President of the Senate in open session of an enrolled bill, is an official attestation by the two Houses of such bill as one that has passed Congress. It is a declaration by the two Houses, through their presiding officers, to the President, that the bill thus attested has received in due form the sanction of the legislative branch of the Government, and that it is delivered to him in obedience to the constitutional requirement that all bills which pass Congress shall be presented to him. And when a bill thus attested receives his approval and
In response to the argument that was made in that case,- and also urged before us, that some supervision was necessary, otherwise the officers of the respective houses and the members might purposely defeat the popular will, the court said: “ But this possibility is too remote to be seriously considered in the present inquiry. * * * Judicial action based upon such a suggestion is forbidden by the respect due to a co-ordinate branch of the Government. The evils that may result from the recognition of the principle that an enrolled act in the custody of the Secretary of State, attested by the signatures of the presiding officers of the two Houses of Congress and the approval of the President, is conclusive evidence that it was passed by Congress according to the forms of the Constitution, would be far less than those that would certainly result from a rule making the validity of congressional enactments depend on the manner in which the journals of the respective Houses are kept by the subordinate officers charged with" the duty of keeping them.” The court also said, in regard to certain matters expressly required by the Constitution to be entered on the journal: “ To what extent the validity of legislative action may be affected by the failure to have those matters entered on the journal, we need not inquire. No such question is presented for determination.” It is therefore argued that the precise question presented here was not before the court in Field v. Clark, still it is evident the court was not inclined to recognize the doctrine found in the Illinois and other cases as sound. The provision of the Consti
In Weeks v. Smith, 81 Maine, 547, it was said: “No-man should be required to hunt through the journals of a Legislature to determine whether a statute, properly certified by the Speaker of the House and the President of the Senate, and approved by the Governor, is a statute or not.”
It is insisted that sec. 46 of the Constitution, containing the provision that “ no bill shall become a law unless, on its final passage, it receives the votes of at least two-fifths of the members elected to each House, the vote to be taken by the yeas and nays on the journals, and a majority of all these members, when an appropriation of money is made,” opens the door to an investigation of the journals by the courts. I see no distinction between a provision of a Constitution requiring a call of the yeas, and nays by the legislative body upon the final passage of a bill and the provision to the effect that the first reading shall not be dispensed with. They are all mandatory provisions regulating the mode in which the Legislature shall enact laws, the construction of which belongs to the two Houses and the Executive, and not the courts; and especially when the Constitution contains a provision directing the mode of authentication by which the courts and the people are to be governed.
Section 56 of the Constitution is plain and unmistakable as to the manner in which a bill is to be authenticated and promulgated as the law, and affords the means for every one ascertaining what the law is. When we find an act filed with the Secretary of State, authenticated by the signatures of the Speakers and the approval of the Governor, every citizen can rely on its efficacy, if within the power of the Legislature to enact it, and no evidence of any character assailing its validity should be listened to. It will be found that courts entertaining opposite views on this question are constantly perplexed in their efforts to sustain the validity of laws with a view of preserving rights acquired under statutes, where the mode of passing them was not as prescribed by the Constitution. In the cases of Hall v. Steele, 82 Ala., 562; Glidewell v. Martin, 51
The highest authority adverse to the rule here recognized is Mr. Justice Cooley in his work on Constitutional Limitations, following the decisions of the courts of his own State. The Supremo Court of that State has gone so far as to hold that where there is no entry on the journals,' and no resolution authorizing such entry, an entry found in the bound volume of the House journal will be presumed to have been properly made; two of the judges, Long and Grant, dissenting. (Common Council v. Board of Assessors (Mich.), 51 Northwestern Reporter, 787.)
I can not assent to such a doctrine.
Nor should the bill before us be held unconstitutional upon the idea that no one is injured by a reversal ■of this case; that it is only one agent of the State government trying to keep the money in the Treasury and another trying to get it out. It is either a law or not a law. If a law, the appellees have the legal right to the money and to compel the Auditor to pay it. 'There can be no exception to the rule. It is true they are the agents to disburse this fund, but the ears
While I do not differ from my associates as to what is the final passage of a bill, it is a question that was