*3
B.
Avery,
and
Leonard
whose mail was
GURFEIN,
MOORE,
and
Before
OAKES
opened
copied, separately
and
sued the
Judges.
Circuit
compensatory
United States for
damages,
invoking the
jurisdiction
exclusive
con-
GURFEIN,
Judge:
Circuit
(28
ferred on the district courts
U.S.C.
(from approximately
twenty years
For
1346(b)) under the Federal Tort Claims
§
Intelligence
1973), the Central
Act, 28
(“the
2671-2680
Act”).2
§§
U.S.C.
first class
(“CIA”) covertly opened
Agency
In
MacMillen,
the cases of Birnbaum and
to, or
citizens sent
which American
mail
opened
the
letters had been intercepted en
from,
Letters
the
Union.
Soviet
received
U.S.S.R.,
route to the
1973,
in 1970 and
U.S.S.R.,
originating
or
for
destined
respectively. Avery’s
letter
had been
in New
there,
by agents
were selected
1968,
opened in
arriving
while
in the United
returned to
York,
and then
photocopied,
from the
States
Soviet Union.3
delivery.
for ultimate
authorities
postal
employed, but some
criteria were
The three
Selection
cases were consolidated in the
During the
were chosen at random.
letters
District Court for the Eastern District of
215,000 pieces
project
(Hon.
over
Weinstein,
existence
New York
Jack B.
Judge).
copied
and
in this
inspected
Although
of mail
an advisory jury
empanelled,
was
fashion.1
Judge,
required,
District
as
tried the
himself,
2402,
case
28 U.S.C.
and found
1958,
Investiga-
Bureau
Federal
the United
was
States
liable to each
the existence
(“FBI”) was informed of
tion
plaintiff
individually
damages
in the
known
project,
East Coast mail
of the CIA’s
$1,000.
amount of
The United States was
HTLINGUAL and
cryptonyms
by
required
also
to send
letter of apology to
SRPOINTER,
offered to share
CIA
plaintiff.4
967,
each
F.Supp.
FBI
“take” with the FBI.
project’s
(1977).
judgment
From this
the United
approval, and the
gave
Hoover
his
Director
appeals.
States
the CIA with the names and
provided
FBI
persons
organizations
categories of
I
security” interest.
it had an “internal
guides by
Before
passed
were used as additional
the Act was
lists
Such
States,
making
sovereign, possessed
selections from
United
as
the CIA
com-
passed
plete immunity against
mail
suit for torts
United States-Soviet
com-
Study
Govern-
der 28
are
1. Senate Select Committee
U.S.C.
conceded. Birnbaum
Respect
Intelligence
Operations
copies
With
also
mental
asked for the return of all
of his
III,
(1976)
Activities,
Report,
sought
Book
at 571
bring
Final
letters. MacMillen
a class ac-
11)
Report].
(Pl.Ex.
Senate
Gener-
[hereinafter
tion.
history
al discussion of the
of the CIA’s
id.,
program may
be found
at 559-
son, Michael,
letter,
Avery’s
who sent
636;
Activities Within the
on CIA
Commission
separately
sued
in the District of Connecticut.
States,
Report
to the President
United
His claim has withstood a motion to dismiss.
Report]; Department
Rockefeller
[hereinafter
Avery
States,
F.Supp.
v. United
Justice, Report Concerning Investigation and
(D.Conn.1977)
(Clarie, J.).
Respect
Decisions with
to Cen-
Prosecutorial
Opening
Intelligence Agency Mail
Activi-
tral
4. Plaintiff MacMillen’s effort
to convert her
(A. 179-235)
in the United States
[herein-
ties
by Judge
into a
suit
class action was denied
Report].
D. J.
after
F.Supp.
Weinstein.
at 985-86. That deni-
cross-appealed.
al was not
they
allegations
have exhausted
2. Their
remedies,
required
un-
their administrative
employees.
Feres
II
by
agents
mitted
its
States,
v. United
jurisdictional
The
grant
Act,
Tempel
see
tion.
If the claims in suit fall within one of
ry” mental suffering that results from a
statutory exceptions,
the district court
known category of tort.
State,
Battalla v.
subject
jurisdiction.
lacks
matter
237,
10
34,
N.Y.2d
219 N.Y.S.2d
176 N.E.2d
Service,
Myers Myers,
&
Inc. v. U. Postal
S.
(1961);
729
Galluchio,
Ferrara v.
5 N.Y.2d
1252, 1255(2d
1975);
527 F.2d
Cir.
Gibson v. 16, 176
996, 152
N.Y.S.2d
N.E.2d 249
States,
1391,
457 F.2d
1392 & n. 1
Lurie,
62,
Halio v.
15 A.D.2d
222 N.Y.S.2d
(3d
States,
1972);
Cir.
Morris v. United
521
1961);
759
Dept.
see also N.Y. Gen. Con.
872,
(9th
1975).
F.2d
874
Cir.
Law 37-a (McKinney).7
parties
stipulated
provision
5. All
have
York
interpreted
New
law 7. This
has been
to include
applied.
is to be
personal
injury:
under
the rubric of
mental
distress,
Weicker,
570,
Weicker v.
53 Misc.2d
(Sup.Ct.),
Avery simply alleged
B.
N.E.2d 15
(intrusion by eavesdropping).
Law
Liability Under State Tort
Basis for
contends,
Appellant United States
how-
scholarly
in a
Court held
The District
ever,
recognize
that New York does not
lie in
an action in tort would
opinion
right
privacy.
common law
Appellant
alternatively
following:
for the
York
places its reliance principally on the famous
right
law
(1)
of the common
invasion
1902 case of Roberson
Folding
v. Rochester
copy-
law
(2) injury to common
privacy;
Company,
Box
171 N.Y.
Ct.1966);
Dept. 1968),
N.Y.S.2d 111
805,
Rolnick
24 N.Y.2d
(1969).
300 N.Y.S.2d
325 would now be what it was in the (1928). Justice Planta- 564, 944 72 L.Ed. S.Ct. genet period.” Colorado, 338 U.S. v. [citation omitted] in Wolf Frankfurter (1949), while 1359, 1782 93 L.Ed. . We act in the finest 25, common- 69 S.Ct. exclusionary rule of adapt law tradition when we and alter apply the refusing to produce decisional law to common-sense Weeks v. states, justice. (1914), to the 58 L.Ed. S.Ct. security pri of one’s Legislative action
announced there “[t]he po could, course, arbitrary be, intrusion against of but we abdicate our vacy function, core of the Fourth peculiarly is at the own in a field non- lice—which society.” statutory, a free when we refuse to basic to reconsider Amendment —is unsatisfactory 1361. The an old and court-made S.Ct. Id. 338 U.S. rule. intrusions has against such proscription constitutional applied in numerous
been
Lancet,
349, 355,
Woods v.
303 N.Y.
California,
See,
g.,
e.
Rochin v.
contexts.
(1951).11
N.E.2d
165, 172,
aware that
does
of
mail was a violation
circumstances,
through
not merely
and
and
aof
common
copyright
law
of the corre-
Poly
reforms.” Bernhardt v.
legislative
spondents
under New York law.
436
Co.,
198,
graphic
209,
273,
350
76
F.Supp. at
Judge
978-83.
Weinstein con-
(1956) (Frankfurter,
L.Ed.
100
199
that
cedes
the New York courts have not
State, supra.
J., concurring);
see Battalia v.
a case directly
point.
had
We do not
accept
to
perceptible
may
A refusal
a
trend
doubt that
the New York
accept
courts
be as
a failure
much
to follow state law as a English
Pritchard,
Gee v.
of
doctrine
36
apply existing precedent
refusal
because
Eng.Rep.
(Ch. 1818)
670
that private letters,
ambiguous.
reading
it is somewhat
Our
of
if
literary value,
even
of no
protected
are
past cases and our
of current
assessment
by common law copyright. Woolsey v.
legal thinking
judgment
lead us to the
Judd,
Super. (4 Duer)
11
(N.Y.1855);
379
Appeals
the New York Court of
would rec
Marsh,
see Folsom v.
9
4,901,
Fed.Cas. No.
ognize
right
an action for
of
violation
p. 342 (C.C.D.Mass.1841)
(per Story,
J.).
be free from unreasonable intrusion.13 We
is,
But
law
common
copyright
in es-
Court
agree with
District
there is a
sence,
right
a
publication,
of first
1 Nimmer
relief
against
claim for
in New York
a
Copyright
on
4.02,
4.03
§§
& 4.07
private person
priva
for intrusion
Hemingway
Estate of
House,
v.
Random
another,
53
cy of
and that
such a claim in
464,
462,
51,
Misc.2d
279
reading
cludes the
N.Y.S.2d
and
of sealed
order,
aff’d
(Sup.Ct.),
mail.14
29 A.D.2d
(1st
N.Y.S.2d 568
Dept.1967), aff’d on other
Copyright
Common Law
and
In-
Property
grounds,
23 N.Y.2d
296 N.Y.S.2d
Papers
terest in Private
(1968),
source for rules of decision under the Fed-
as Tor-
Rights
Violation of Constitutional
Act, Congress
eral Tort Claims
expressly
tious Conduct
negated any possible inference that federal
courts were to
any
exercise
“common law-
also
The District Court
held
plaintiffs’
making”
federal constitu-
power
the violation of
to fashion torts under the
viewing
prevent a transfer
16. That limited
does not constitute the
of the letter
itself.
Id. at
transgresses
Thus,
publication
appeared
an owner’s
sort of
Act v. Compare Textile Workers Union Lincoln interference with contract rights. 923, Mills, 1 353 L.Ed.2d U.S. (1957). Although exception might this con be torts, Congress strued all as'excepting
Since restricted basis for intentional liability urge under the Act the “law of the Government not reading does that upon event, jurisdictional we think that it would be a tour de us. place,” any statute, 1346(b), to consider direct violations of the “wrong § force U.S.C. covers ful” negligent constitution as “local law” torts. as well as federal acts. See Hatah States, ley tantamount might by- rule to a United Such U.S. sovereign immunity of the of the pass Unit- Dalehite v. L.Ed. States, supra, ed States without the consent of Congress. 346 U.S. at hold, that accordingly, (dictum). Thus, the claim for S.Ct. at We 972-73 it has been may relief not be sustained on that basis. held that the of trespass torts and invasion
of privacy do
fall
not
within
exception
Ill
of
2680(h).
Hatahley,
§
supra (tres
See
pass); Black v.
Corp. America,
Sheraton
each
Having
plaintiffs
found that
of the
46, 54-56,
184 U.S.App.D.C.
564 F.2d
personal injury
as a
suffered
result of an
(1977)
539-41
(invasion
privacy).19
upon privacy
intrusion
the Government
give
private
rise to a
law
tort
B.
2680(b):
Exception
The Postal
§
York,
the law of New
we
under'
determine
jurisdictional
requirement
initial
We
postal
turn next
to the
excep
1346(b)
tion,
U.S.C.
has been met.
§
which
requires
also
little discussion.
The exception relates to “[a]ny
aris
claim
We must now consider whether
ing
loss,
out of the
miscarriage, or negligent
an
exception
claim
from
Government
transmission
postal
of letters or
matter.”
liability
provisions
under the
of 28 U.S.C.
2680. We will focus
three excep-
The language
exception
§
itself indi
(1)
2680(h),
specified
tions:
for certain
cates
it
not
encompass
aimed to
torts;
(2) 2680(b),
mail;
miscarriage
for
intentional acts. Had Congress
intended
(3)
2680(a),
discretionary
bring
func-
integri
intentional disturbance of the
tions.
ty of a
postal
letter within the
exception,
would not have used the term “negligent
2680(h)
A. §
transmission.” Nor were the letters lost or
“Miscarriage”
miscarried.
in the context of
Under this subsection of the Federal
misdelivery.
means
Act,
exception
Tort Claims
is an
there
for:
Any
assault,
out
arising
hold, therefore,
claim
bat
We
postal excep-
tery,
arrest,
imprisonment,
false
false
tion does
apply
not
to save the United
prosecution,
process,
malicious
abuse of
liability
States from
in these cases.20
appeal
18. The cases on
arose before the 1973
passed mail-opening properly delegated authority. from Au It is com challenged as unconstitutional. thority generally stems from a statute or no or ground that there is statute mon regulation, least, jurisdictional or at from a opening the mail regulation which sanctions grant brings the discretionary function by the CIA. Our procedure engaged in competence within the agency. Dis to whether only relates inquiry therefore rubber-band, cretion be as elastic as a engaging were a “dis personnel the CIA it, too, but breaking point. has a An act function,” executing rather than cretionary clearly that is outside authority delegat regulation.” policy required by “statute ed cannot be considered as an “abuse of “discretionary exception function” States, discretion." Hatahley See upon a exception based distinct from supra; Myers Myers, & Inc. v. U. S. Postal regulation. Dalehite v. Unit statute or Service, (no supra, at 1261 discretion States, supra, 346 U.S. at ed regulations); violate Griffin v. United at 966-67. States, 1974) 500 F.2d Cir. in summa We state our conclusions (same); Wiener, United Air Lines v. (1) discretionary hold: that a ry form. We (9th Cir.) (same), F.2d cert. scope one within the can function dismissed, official, or an as authority agency of an (1964).21 L.Ed.2d 549 statute, regulation, jurisdic delegated by States, Hatahley v. United horses be- (2) legislative grant; CIA’s tional longing up to Indians were rounded on the gave Agency authority no charter public range slaughter and sent to matters; by feder- (3) gather intelligence on domestic agents ground al on they with the FBI Agency’s partnership that the “abandoned” horses under a Utah statute led it to trans opening project in the mail charter; permitted such horses to be eliminat- of its gress the limitations statute, Under the ed. Utah no notice engage was there was no “discretion” Code, activities, required. Range The Federal how- so that these mail ever, notice, required together that written exception does not discretionary function Hence, question with an order to remove livestock from the we do not reach apply. contrast, regulation interpreted reserving By way in Kiiskila v. United cable discretion, 1972), including (7th the decisionmaker broad Cir. a decision 466 F.2d authority grant discretionary appli- exceptions.” “the because the at 628. was treated as Id. *11 alleged ‘discretionary be served on the vio- function’ public range, under the Act [cita- impounding the tion precondition lator as a 76 S.Ct. at omitted].” manager range The federal made animals. vigorous policy prosecute decision to Hatahley analysis The strikingly rele- campaign destroy the Indians’ horses. bar; vant to the case at the CIA’s mail campaign years. on for several This went opening project could not have been a “dis- range at 749. The cretionary Agency act” if the lacked au- that under manager apparently determined thority to program. conduct such a We required the Utah statute he was not to must, therefore, determine the scope of the the notice mandated the Federal
give Agency’s legally delegated competence. Range Code. Supreme The Court held “both the comply notice and failure to
written
Intelligence
The Central
Agency
[there-
express
precedent
are
conditions
grandchild
was the
with]
of the Office of Strate
procedures”
employment
the
of local
under
gic
(“OSS”),
Services
which conducted the
Code,
Range
agents
the
and that
federal
United States’
intelligence
successful
and
procedures
follow the
there
required
“are
special operations campaigns during the
established.”
Id. at
The issue involved
these
view,
grams,
Department’s
in the
relates
“unconstitutional action on a massive
_
Economou,
guilt
than to
scale.”
personal
_,
less to
official
U.S.
98
government practices
extended over S.Ct. at 2910.
Report
involving
intelligence. Keith,
in
at 108.
matters
Rockefeller
Quoted
domestic
supra; compare Youngstown Sheet & Tube v.
arguable
only possibly
escape
26. The
from this
Sawyer,
579,
863,
343
72
U.S.
S.Ct.
96 L.Ed.
compelling
might be if it could
conclusion
(1952).
actually
President had
established that
au-
is, moreover,
proof
There
an absence of
openings under
thorized the mail
his Article II
acting
this record that
CIA
under di-
power
foreign
affairs. See United
conduct
presidential authority.
generally,
rect
Sen-
Curtiss-Wright Export Corp.,
States v.
299 U.S.
Report
untimely
ate
304,
216,
594-99.
death of
Since v. Bitzer, 445, under the FTCA will consti- United States U.S. judgment in bar in favor of the (1976),
tute a
L.Ed.2d 614
and Monell Depart
v.
claim,
gave rise to the
employee whose act
Serv.,
ment of Social
however,
likely,
it is
28 U.S.C.
(1978).
More the fact that worth only dollar, troublesome is sum nominal of one cf. Carey should have been aware that their mail v. Piphus, tiffs we interpret might opened by finding generously Soviet officials more as determining MacMillen, in the of Ms. that (particularly plaintiffs, case these whose demeanor the Significantly, intelligence investigations, product could not have refus- CIA and that the 29. operations ed to Under excepted release this information the Free- of such would not be from dom of Information Act. Under the 1974 disclosure. amendments, 2(b), exception P.L. an respect disclosure with from is available an Except possibly Church, for Senator Chair- “agency conducting security national a lawful investigat- man of the Senate Select Committee intelligence investigation,” for in- confidential activities, ing intelligence personal whose own only by . . [a] formation “furnished . con- apparently mail to the Soviet Union had been 552(b)(7)(D). fidential source.” 5 U.S.C. The opened by Report See CIA. Senate at 575- use of the word “lawful” indicates that Con- gress could understood that there be unlawful judge observed, actually per- Commodity trial suffered Inc. v. Credit Corp., 275 F.2d anguish. give regard We “due (2d sonal 1960) Cir. (upholding statute opportunity of the trial court to the barring jury trial of a counterclaim by the of the judge credibility witnesses.” States). 52(a). Though question Fed.R.Civ.P. judgments on appeal, except for the close, damages money we affirm the order to send letters apology, are af- each, $1,000
judgments
feeling
with the
firmed. The denial of the motion for a jury
they represent
upper
limit
of al-
trial is also affirmed.
compensation in these
lowable
cases.31
regard
Judge’s
With
order
MOORE,
Judge
Circuit
(concurring in
send a letter
apolo
that the Government
part; dissenting in part):
plaintiff,
though
each
gy to
such letters
I
Judge
concur in
opinion
Gurfein’s
both
might
day
monetary
some
achieve
value as
reluctantly
quite
dubitante except as to
items,
collectors’
we do not view them as
part
thereof,
IV
dealing
damages
as to
“money damages,”
form of relief
which I
say
dissent.
I
“reluctantly” be-
1346(b).
in the Act. 28
provided
U.S.C. §
cause I
distinguish
cannot
the Supreme
Takisaki,
(9th
Moon v.
tion) not be the letters knew their
who had written anguish” resulted
contents. If “mental contents, their
from a revelation of their own creation. If
anguish was of recipient,
anguish was in the mind of govern- or enhanced
was not created would, therefore, opening. I
ment’s mail damages to one dollar.
restrict STOWE, Petitioner-Appellant,
Roger M. DEVOY,
Frank E. States
Marshal, Respondent-Appellee.
No. Docket 78-2085. Appeals,
United States Court of Circuit.
Second
Argued Sept.
Decided Nov.
