NORFOLK & WESTERN RAILWAY CO. v. AYERS ET AL.
No. 01-963
SUPREME COURT OF THE UNITED STATES
Argued November 6, 2002—Decided March 10, 2003
538 U.S. 135
Carter G. Phillips argued the cause for petitioner. With him on the briefs were Stephen B. Kinnaird, Fred Adkins, Rodney L. Baker II, and Laura D. Hunt.
David B. Salmons argued the cause pro hac vice for the United States as amicus curiae urging reversal. With him on the brief were Solicitor General Olson, Assistant Attorney General McCallum, Deputy Solicitor General Clement, Anthony J. Steinmeyer, and Peter R. Maier.
Richard J. Lazarus argued the cause for respondents. With him on the brief were James A. McKowen, James H. Rion, Jr., and Lawrence M. Mann.*
*Briefs of amici curiae urging reversal were filed for the Association of American Railroads by Daniel Saphire, Randall A. Jordan, Mary Helen Moses, and William A. Brasher; for the American Insurance Association by Seth P. Waxman, Edward C. DuMont, Kimberly Parker, Craig A. Berrington, and Lynda S. Mounts; for the Chamber of Commerce of the United States by Evan M. Tager, Eileen Penner, Miriam R. Nemetz, and Robin S. Conrad; and for Trial Lawyers for Public Justice by Arthur H. Bryant, Brent M. Rosenthal, Misty A. Farris, and Kevin D. McHargue.
Briefs of amici curiae urging affirmance were filed for the State of West Virginia et al. by Darrell V. McGraw, Jr., Attorney General of West Virginia, Frances Ann Hughes, Managing Deputy Attorney General, Silas Taylor, Senior Deputy Attorney General, and Robert Kono, Acting Attorney General of Guam, and by the Attorneys General for their respective States as follows: Bill Lockyer of California, M. Jane Brady of Delaware, Thomas J. Miller of Iowa, G. Steven Rowe of Maine, J. Joseph Curran, Jr., of Maryland, Thomas F. Reilly of Massachusetts, Mike Hatch of Minnesota, Jeremiah W. (Jay) Nixon of Missouri, Mike McGrath of Montana, Philip T. McLaughlin of New Hampshire, Patricia A. Madrid of New Mexico, Eliot Spitzer of New York, Roy Cooper of North Carolina, W. A. Drew Edmondson of Oklahoma, Hardy Myers of Oregon, Sheldon Whitehouse of Rhode Island, and William H. Sorrell of Vermont; and for the
Briefs of amici curiae were filed for American Law Professors by Ned Miltenberg; for the American Public Health Association by Scott L. Nelson, David C. Vladeck, and Brian Wolfman; for the Brotherhood of Locomotive Engineers by William G. Jungbauer and Keith A. Queensen; for the Coalition for Asbestos Justice, Inc., et al. by Victor E. Schwartz, Mark A. Behrens, Walter E. Dellinger III, Pamela A. Harris, Jan S. Amundson, David F. Zoll, Donald D. Evans, and David T. Deal; for the United Transportation Union by Clinton J. Miller III; and for the Washington Legal Foundation by Griffin B. Bell, Jeffrey S. Bucholtz, Daniel J. Popeo, and Richard A. Samp.
JUSTICE GINSBURG delivered the opinion of the Court.
The Federal Employers’ Liability Act (FELA or Act),
The second issue concerns the extent of the railroad‘s liability when third parties not before the court—for example, prior or subsequent employers or asbestos manufacturers or suppliers—may have contributed to the worker‘s injury. Is the railroad answerable in full to the employee, so that pursuit of contribution or indemnity from other potentially liable enterprises is the railroad‘s sole damages-award-sharing recourse? Or is the railroad initially entitled to an apportionment among injury-causing tortfeasors, i. e., a division of
In resolving the first issue, we follow the line drawn by Metro-North Commuter R. Co. v. Buckley, 521 U. S. 424 (1997), a decision that relied on and complemented Consolidated Rail Corporation v. Gottshall, 512 U. S. 532 (1994). In Metro-North, we held that emotional distress damages may not be recovered under the FELA by disease-free asbestos-exposed workers; in contrast, we observed, workers who “suffe[r] from a disease” (here, asbestosis) may “recover for related negligently caused emotional distress.” 521 U. S., at 432. We decline to blur, blend, or reconfigure our FELA jurisprudence in the manner urged by the petitioner; instead, we adhere to the clear line our recent decisions delineate. Accordingly, we hold that mental anguish damages resulting from the fear of developing cancer may be recovered under the FELA by a railroad worker suffering from the actionable injury asbestosis caused by work-related exposure to asbestos.
As to the second issue, we similarly decline to write new law by requiring an initial apportionment of damages among potential tortfeasors. The FELA‘s express terms, reinforced by consistent judicial applications of the Act, allow a worker to recover his entire damages from a railroad whose negligence jointly caused an injury (here, the chronic disease asbestosis), thus placing on the railroad the burden of seeking contribution from other tortfeasors.
I
The asbestosis claimants (plaintiffs below, respondents here) brought this FELA action against their former employer, Norfolk, in the Circuit Court of Kanawha County, West Virginia.1 Norfolk, they alleged, negligently exposed them to asbestos, which caused them to contract the occupa-
Before trial, Norfolk moved to exclude all evidence referring to cancer as irrelevant and prejudicial. Id., at 52-53. The trial court denied the motion, Tr. 251 (Apr. 14, 1998), and the asbestosis claimants placed before the jury extensive evidence relating to cancer, including expert testimony that asbestosis sufferers with smoking histories have a significantly increased risk of developing lung cancer.3 (Of the six asbestosis claimants, five had smoking histories, and two persisted in smoking even after their asbestosis diagnosis. App. 265, 336-337.) Asbestosis sufferers—workers whose exposure to asbestos has manifested itself in a chronic disease—the jury also heard, have a significant (one in ten) risk of dying of mesothelioma, a fatal cancer of the lining of the lung or abdominal cavity. Id., at 92-97 (asbestosis claimants’ expert); id., at 472 (Norfolk‘s expert) (nine or ten percent).4
“[A]ny plaintiff who has demonstrated that he has developed a reasonable fear of cancer that is related to proven physical injury from asbestos is entitled to be compensated for that fear as a part of the damages you may award for pain and suffering.” Ibid.
In so instructing the jury, the court rejected Norfolk‘s proposed instruction, which would have ruled out damages for an asbestosis sufferer‘s fear of cancer, unless the claimant proved both “an actual likelihood of developing cancer” and “physical manifestations” of the alleged fear. See id., at 548.
The trial court also refused Norfolk‘s request to instruct the jury to apportion damages between Norfolk and other employers alleged to have contributed to an asbestosis claimant‘s disease. Id., at 539.5 Two of the claimants had significant exposure to asbestos while working for other employers: Carl Butler, exposed to asbestos at Norfolk for only three months, worked with asbestos elsewhere as a pipefitter for 33 years, id., at 250, 252, 375; Freeman Ayers was exposed to asbestos for several years while working at auto-
The jury returned total damages awards for each asbestosis claimant, ranging from $770,000 to $1.2 million. Id., at 578-589. After reduction for three claimants’ comparative negligence from smoking and for settlements with non-FELA entities, the final judgments amounted to approximately $4.9 million. Id., at 590-613. It is impossible to look behind those judgments to determine the amount the jury awarded for any particular element of damages. Norfolk, although it could have done so, see
The trial court denied Norfolk‘s motion for a new trial, App. to Pet. for Cert. 4a, and the Supreme Court of Appeals of West Virginia denied Norfolk‘s request for discretionary review, id., at 1a-2a. We granted certiorari, 535 U. S. 969 (2002), and now affirm.
II
Section 1 of the FELA renders common carrier railroads “liable in damages to any person suffering injury while employed by [the] carrier” if the “injury or death result[ed] in whole or in part from the [carrier‘s] negligence.”
III
A
We turn first to the question whether the trial judge correctly stated the law when he charged the jury that an asbestosis claimant, upon demonstrating a reasonable fear of cancer stemming from his present disease, could recover for that fear as part of asbestosis-related pain and suffering damages. See supra, at 143. In answering this question, we follow the path marked by the Court‘s decisions in Consolidated Rail Corporation v. Gottshall, 512 U. S. 532 (1994), and Metro-North Commuter R. Co. v. Buckley, 521 U. S. 424 (1997).
The FELA plaintiff in Gottshall alleged that he witnessed the death of a co-worker while on the job, and that the episode caused him severe emotional distress. 512 U. S., at 536-537. He sought to recover damages from his employer, Conrail, for “mental or emotional harm... not directly brought about by a physical injury.” Id., at 544.
Reversing the Court of Appeals’ judgment in favor of the plaintiff, this Court stated that uncabined recognition of claims for negligently inflicted emotional distress would “hol[d] out the very real possibility of nearly infinite and unpredictable liability for defendants.” Id., at 546. Of the “limiting tests... developed in the common law,” ibid., the Court selected the zone-of-danger test to delineate “the proper scope of an employer‘s duty under [the] FELA to avoid subjecting its employees to negligently inflicted emotional injury,” id., at 554. That test confines recovery for stand-alone emotional distress claims to plaintiffs who: (1) “sustain a physical impact as a result of a defendant‘s negligent conduct“; or (2) “are placed in immediate risk of physical harm by that conduct“—that is, those who escaped instant physical harm, but were “within the zone of danger of physical impact.” Id., at 547-548 (internal quotation marks omitted). The Court remanded Gottshall for reconsideration under the zone-of-danger test. Id., at 558.
In Metro-North, the Court applied the zone-of-danger test to a claim for damages under the FELA, one element of which was fear of cancer stemming from exposure to asbestos. The plaintiff in Metro-North had been intensively exposed to asbestos while working as a pipefitter for Metro-North in New York City‘s Grand Central Terminal. At the time of his lawsuit, however, he had a clean bill of health. The Court rejected his entire claim for relief. Exposure alone, the Court held, is insufficient to show “physical im-
As in Gottshall, the Court distinguished stand-alone distress claims from prayers for damages for emotional pain and suffering tied to a physical injury: “Common-law courts,” the Court recognized, “do permit a plaintiff who suffers from a disease to recover for related negligently caused emotional distress....” 521 U. S., at 432 (emphasis added). When a plaintiff suffers from a disease, the Court noted, common-law courts have made “a special effort” to value related emotional distress, “perhaps from a desire to make a physically injured victim whole or because the parties are likely to be in court in any event.” Id., at 436-437.
In sum, our decisions in Gottshall and Metro-North describe two categories: Stand-alone emotional distress claims not provoked by any physical injury, for which recovery is sharply circumscribed by the zone-of-danger test; and emotional distress claims brought on by a physical injury, for which pain and suffering recovery is permitted. Norfolk, whose position the principal dissent embraces, see, e. g., post, at 172, 177 (KENNEDY, J., concurring in part and dissenting in part), would have us ally this case with those in the stand-alone emotional distress category, Brief for Petitioner 16-31; the asbestosis claimants urge its placement in the
Relevant to this characterization question, the parties agree that asbestosis is a cognizable injury under the FELA. See Urie v. Thompson, 337 U. S. 163, 187 (1949) (occupational diseases caused by exposure to hazardous dusts are injuries under the FELA). Norfolk does not dispute that the claimants suffer from asbestosis, see Tr. of Oral Arg. 4, or that asbestosis can be “a clinically serious, often disabling, and progressive disease,” Reply Brief 6 (internal quotation marks omitted). As Metro-North plainly indicates, pain and suffering damages may include compensation for fear of cancer when that fear “accompanies a physical injury.” 521 U. S., at 430; see id., at 436 (“The common law permits emotional distress recovery for that category of plaintiffs who suffer from a disease.“). Norfolk, therefore, cannot plausibly maintain that the claimants here, like the plaintiff in Metro-North, “are disease and symptom free.” Id., at 432. The plaintiffs in Gottshall and Metro-North grounded their suits on claims of negligent infliction of emotional distress. The claimants before us, in contrast, complain of a negligently inflicted physical injury (asbestosis) and attendant pain and suffering.
B
Unlike stand-alone claims for negligently inflicted emotional distress, claims for pain and suffering associated with, or “parasitic” on, a physical injury are traditionally compensable. The Restatement (Second) of Torts § 456 (1963-1964) (hereinafter Restatement) states the general rule:
“If the actor‘s negligent conduct has so caused any bodily harm to another as to make him liable for it, the actor is also subject to liability for
“(a) fright, shock, or other emotional disturbance resulting from the bodily harm or from the conduct which causes it....” (Emphases added.)
A plaintiff suffering bodily harm need not allege physical manifestations of her mental anguish. Id., Comment c. “The plaintiff must of course present evidence that she has suffered, but otherwise her emotional distress claims, in whatever form, are fully recoverable.” D. Dobbs, Law of Torts 822 (2000).
By 1908, when the FELA was enacted, the common law had evolved to encompass apprehension of future harm as a component of pain and suffering. The future harm, genuinely feared, need not be more likely than not to materialize. See Minneman, Future Disease or Condition, or Anxiety Relating Thereto, as Element of Recovery, 50 A. L. R. 4th 13, 25, § 2[a] (1986) (mental anguish related to physical injury is recoverable even if “the underlying future prospect is not itself compensable inasmuch as it is not sufficiently likely to occur“). Physically injured plaintiffs, it is now recognized, may recover for “reasonable fears” of a future disease. Dobbs, supra, at 844. As a classic example, plaintiffs bitten by dogs succeeded in gaining recovery, not only for the pain of the wound, but also for their fear that the bite would someday result in rabies or tetanus. The wound might heal, but “[t]he ghost of hydrophobia is raised, not to down during the life-time of the victim.” The Lord Derby, 17 F. 265, 267 (ED La. 1883).8
Many courts in recent years have considered the question presented here—whether an asbestosis claimant may be compensated for fear of cancer. Of decisions that address
Arguing against the trend in the lower courts, Norfolk and its supporting amici assert that the asbestosis claimants’ alleged cancer fears are too remote from asbestosis to warrant inclusion in their pain and suffering awards. In support of this contention, the United States, one of Norfolk‘s amici, refers to the “separate disease rule,” under which most courts have held that the statute of limitations runs separately for each asbestos-related disease. Brief for United States as Amicus Curiae 12. See, е. д., Wilson v. Johns-Manville Sales Corp., 684 F. 2d 111, 120-121 (CADC 1982); Pustejovsky v. Rapid-American Corp., 35 S. W. 3d 643, 649, n. 3 (Tex. 2000) (listing cases).12 Because the asbestosis
claimants may bring a second action if cancer develops, Norfolk and the Government argue, cancer-related damages are unwarranted in their asbestosis suit. Tr. of Oral Arg. 17-18; Reply Brief 5. The question, as the Government frames it, is not whether the asbestosis claimants can recover for fear of cancer, but when. Brief for United States as Amicus Curiae 15. The principal dissent sounds a similar theme. Post, at 174 (“a person with asbestosis will not be without a remedy for pain and suffering caused by cancer“).
But the asbestosis claimants did not seek, and the trial court did not allow, discrete damages for their increased risk of future cancer. App. 573 (“[Y]ou cannot award damages to plaintiffs for cancer or for any increased risk of cancer.“); see supra, at 143. Instead, the claimants sought damages for their current injury, which, they allege, encompasses a present fear that the toxic exposure causative of asbestosis may later result in cancer. The Government‘s “when, not whether,” argument has a large gap; it excludes recovery for the fear experienced by an asbestosis sufferer who never gets cancer. For such a person, the question is whether, not when, he may recover for his fear.
Even if the question is whether, not simply when, an asbestosis sufferer may recover for cancer fear, Norfolk has another string in its bow. To be compensable as pain and suffering, Norfolk maintains, a mental or emotional harm must have been “directly brought about by a physical injury.” Brief for Petitioner 15 (emphasis deleted; internal quotation marks omitted) (quoting Gottshall, 512 U. S., at 544). Because asbestosis itself, as distinguished from asbestos expo-
There is an undisputed relationship between exposure to asbestos sufficient to cause asbestosis, and asbestos-related cancer. Norfolk‘s own expert acknowledged that asbestosis puts a worker in a heightened risk category for asbestos-related lung cancer. App. 470 (affirming that “asbestosis has to be necessary before lung cancer is a problem“). See W. Morgan & A. Seaton, Occupational Lung Diseases 151 (3d ed. 1995) (hereinafter Morgan & Seaton) (“[H]eavy cumulative exposures to asbestos which lead to asbestosis increase the risk of developing lung cancer.... [T]here is now considerable evidence which indicates that the risk of lung cancer only increases when asbestosis is present.“). See also id., at 341 (“There is no doubt... that the presence of asbestosis, at least in smokers, is associated with a significantly in-
creased rate of lung cancer.“); A. Churg & F. Green, Pathology of Occupational Lung Disease 343 (2d ed. 1998) (“[S]tudies provide strong support for the notion that asbestosis is crucial to the development of asbestos-associated lung cancers.“).
Furthermore, the asbestosis claimants’ expert testified without contradiction to a risk notably “different in kind from the background risks that all individuals face,” post, at 187 (BREYER, J.): Some “ten percent of the people who have the disease, asbestosis, have died of mesothelioma.” App. 93; see Morgan & Seaton 350 (“The evidence suggests that, once the lungs of the susceptible subject have been primed by a sufficient dose of asbestos, then the development of [mesothelioma] is inevitable.“).15 In light of this evidence, an asbestosis sufferer would have good cause for increased apprehension about his vulnerability to another illness from his exposure, a disease that inflicts “agonizing, unremitting pain,” relieved only by death, post, at 168 (KENNEDY, J.): Asbestosis is “a chronic, painful and concrete reminder that [a
Norfolk understandably underscores a point central to the Court‘s decision in Metro-North. Reply Brief 10. The Court‘s opinion in Metro-North stressed that holding employers liable to workers merely exposed to asbestos would risk “unlimited and unpredictable liability.” 521 U. S., at 435 (internal quotation marks omitted) (quoting Gottshall, 512 U. S., at 557). But as earlier observed, see supra, at 147, Metro-North sharply distinguished exposure-only plaintiffs from “plaintiffs who suffer from a disease,” and stated, unambiguously, that “[t]he common law permits emotional distress recovery for [the latter] category.” 521 U. S., at 436; see id., at 432. Commentary similarly distinguishes asymptomatic asbestos plaintiffs from plaintiffs who “developed asbestosis and thus suffered real physical harm.” Henderson & Twerski, Asbestos Litigation Gone Mad: Exposure-Based Recovery for Increased Risk, Mental Distress, and Medical Monitoring, 53 S. C. L. Rev. 815, 830 (2002); see id., at 830, 833-834 (classifying plaintiffs with pleural thickening as asymptomatic and observing that, unlike asbestosis sufferers, they face no “significantly increased risk of developing cancer” and do not “suffe[r] current pain that serves as a constant reminder that a more serious disease may come upon [them]“).16
C
Norfolk presented the question “[w]hether a plaintiff who has asbestosis but not cancer can recover damages for fear of cancer under the [FELA] without proof of physical manifestations of the claimed emotional distress.” Brief for Petitioner (i). Our answer is yes, with an important reservation. We affirm only the qualification of an asbestosis sufferer to seek compensation for fear of cancer as an element of his asbestosis-related pain and suffering damages. It is incumbent upon such a complainant, however, to prove that his alleged fear is genuine and serious. See, e. g., Smith v. A. C. & S., Inc., 843 F. 2d 854, 859 (CA5 1988) (“general
Norfolk, however, sought a larger shield. In the trial court and in its unsuccessful petition to the Supreme
We did not grant review, in any event, to judge the sufficiency of the evidence or the reasonableness of the damages awards. We rule, specifically and only, on the question whether this case should be aligned with those in which fear of future injury stems from a current injury, or with those presenting a stand-alone claim for negligent infliction of emotional distress. We hold that the former categorization is the proper one under the FELA.
IV
We turn next to Norfolk‘s contention that the trial court erred in instructing the jury “not to make a deduction [from damages awards] for the contribution of non-railroad [asbestos] exposures” to the asbestosis claimants’ injuries. App. 570. The statutory language, however, supports the trial court‘s understanding that the FELA does not authorize ap
“Every common carrier by railroad while engaging in [interstate commerce], shall be liable in damages to any person suffering injury while he is employed by such carrier in such commerce... for such injury... resulting in whole or in part from the negligence of ... such carrier....”
45 U. S. C. § 51 .
The claimants here suffer from asbestosis (an “injury“), which is linked to their employment with Norfolk and “re-sult[ed] in whole or in part from... negligence” by Norfolk. Norfolk is therefore “liable in damages... for such injury.”
Resisting this reading, Norfolk trains on the statutory language conveying that a railroad is liable only for injuries an employee sustains “while he is employed by such carrier.”
The FELA applies to railroads only “while [they are] engaging in” interstate commerce.
The statutory context bolsters our reading, for interpreting § 1 to require apportionment would put that provision in tension with the rest of the statute. As recounted earlier, see supra, at 145, several of the FELA‘s provisions expand a railroad‘s liability by abolishing common-law defenses that limited employees’ ability to recover against their employers. Among the innovations, the Act expressly directs apportionment of responsibility between employer and employee based on comparative fault. See § 53 (set out in relevant part supra, at 144, n. 6). The statute expressly prescribes no other apportionment.
Essentially, then, Norfolk asks us to narrow employer liability without a textual warrant. Reining in employer liability as Norfolk proposes, however, is both unprovided for by the language of the FELA and inconsistent with the Act‘s overall recovery facilitating thrust. Accordingly, we find Norfolk‘s plea an untenable reading of the congressional silence. Cf. Edmonds v. Compagnie Generale Transatlantique, 443 U. S. 256, 268, n. 23 (1979) (“It would be particularly curious for Congress to refer expressly to the established principle of comparative negligence, yet say not a word about adopting a new rule limiting the liability of the [defendant] on the basis of [another party‘s] negligence.“).
Norfolk‘s view also runs counter to a century of FELA jurisprudence. No FELA decision made by this Court so much as hints that the statute mandates apportionment of damages among potentially liable tortfeasors. Indeed, Rogers v. Missouri Pacific R. Co., 352 U. S. 500 (1957), suggests the opposite. In Rogers, we described as “irrelevant” the question “whether the immediate reason” for an employee‘s
Also significant is the paucity of lower court authority for the proposition that the FELA contemplates apportionment. The federal and state reporters contain numerous FELA decisions stating that railroad employers may be held jointly and severally liable for injuries caused in part by the negligence of third parties,20 and even more recognizing that FELA defendants may bring indemnification and contribution actions against third parties under otherwise applicable state or federal law.21 Those third-party suits would have
The conclusion that the FELA does not mandate apportionment is also in harmony with this Court‘s repeated statements that joint and several liability is the traditional rule. In an 1876 admiralty case, for example, we wrote:
“Nothing is more clear than the right of a plaintiff, having suffered... a loss [of cargo], to sue in a common-law action all the wrong-doers, or any one of them, at his election; and it is equally clear, that, if he did not contribute to the disaster, he is entitled to judgment in either case for the full amount of his loss.” The “Atlas,” 93 U. S. 302, 315 (1876) (emphasis added).
See 42 Cong. Rec. 4536 (1908) (remarks of Sen. Dolliver) (the FELA was intended to “brin[g] our jurisprudence up to the liberal interpretations that... now prevail in the admiralty courts of the United States“). See also Miller v. Union Pacific R. Co., 290 U. S. 227, 236 (1933) (describing joint and several liability as “settled by innumerable authorities” and
Norfolk nonetheless maintains that “[a]pportionment was the common-law rule at the time of FELA‘s enactment” in 1908. Brief for Petitioner 32. This Court‘s repeated statements concerning joint and several liability refute that contention. Many of Norfolk‘s historical authorities, moreover, address the procedural question whether two defendants may be sued in one action, rather than the substantive one whether each negligent defendant is liable in full for a plaintiff‘s injury. These “separate problems,” Dean Prosser cautioned, “require separate consideration, and have very little in common.” Joint Torts and Several Liability, 25 Calif. L. Rev. 413 (1937). While “[t]he common law rules as to [procedural] joinder were extremely strict,” id., at 414, “the common law [also] developed... a distinct and altogether unrelated principle: a defendant might be liable for the entire loss sustained by the plaintiff, even though his negligence concurred or combined with that of another to produce the result” and even where “no [procedural] joinder would have been possible,” id., at 418.
Looking beyond historical practice, Norfolk contends that the modern trend is to apportion damages between multiple tortfeasors. Brief for Petitioner 40-43. The state of affairs when the FELA was enacted, however, is the more important inquiry. See, e. g., Monessen Southwestern R. Co. v. Morgan, 486 U. S. 330, 336-339 (1988) (prejudgment interest is not available under the FELA because it was unavailable at common law when the statute was enacted). At any rate, many States retain full joint and several liability, see Restatement (Third) of Torts, Apportionment of Liability § 17, Reporters’ Note, table, pp. 151-152 (1999), even more retain it in certain circumstances, id., tables, at 153-159, and most of the recent changes away from the traditional rule have come through legislative enactments rather than judicial de
Finally, reading the FELA to require apportionment would handicap plaintiffs and could vastly complicate adjudications, all the more so if, as Norfolk sometimes suggests, see Brief for Petitioner 50, Reply Brief 20, manufacturers and suppliers, as well as other employers, should come within the apportionment pool. See Sinkler, 356 U. S., at 329 (“The cost of human injury, an inescapable expense of railroading, must be borne by someone, and the FELA seeks to adjust that expense equitably between the worker and the carrier.“). Once an employer has been adjudged negligent with respect to a given injury, it accords with the FELA‘s overarching purpose to require the employer to bear the burden of identifying other responsible parties and demonstrating that some of the costs of the injury should be spread to them.23
Under the FELA, an employee who suffers an “injury” caused “in whole or in part” by a railroad‘s negligence may
*
*
*
The “elephantine mass of asbestos cases” lodged in state and federal courts, we again recognize, “defies customary judicial administration and calls for national legislation.” Ortiz v. Fibreboard Corp., 527 U. S. 815, 821 (1999); see Report of the Judicial Conference Ad Hoc Committee on Asbestos Litigation 3, 27-35 (Mar. 1991) (concluding that effective reform requires federal legislation creating a national asbestos dispute-resolution scheme); id., at 42 (dissenting statement of Hogan, J.) (agreeing that “a national solution is the only answer” and suggesting “passage by Congress of an administrative claims procedure similar to the Black Lung legislation“). Courts, however, must resist pleas of the kind Norfolk has made, essentially to reconfigure established liability rules because they do not serve to abate today‘s asbestos litigation crisis. Cf. Metro-North, 521 U. S., at 438 (“[C]ourts... must consider the general impact... of the general liability rules they... create.“).
For the reasons stated, the judgment of the Circuit Court of Kanawha County is
Affirmed.
JUSTICE KENNEDY, with whom THE CHIEF JUSTICE, JUSTICE O‘CONNOR, and JUSTICE BREYER join, concurring in part and dissenting in part.
The Court is correct, in my view, in rejecting the claim that damages awarded under the Federal Employers’ Liability Act (FELA or Act) must be apportioned according to causal contribution among even absent joint tortfeasors. Parts I, II, and IV of its opinion have my full assent.
I
It is common ground that the purpose of FELA is to provide compensation for employees protected under the Act. Ante, at 144-145. The Court‘s decision is a serious threat to that objective. Although a ruling that allows compensation for fear of a disease might appear on the surface to be solicitous of employees and thus consistent with the goals of FELA, the realities of asbestos litigation should instruct the Court otherwise.
Consider the consequences of allowing compensation for fear of cancer in the cases now before the Court. The respondents are between 60 and 77 years old. All except one have a long history of tobacco use, and three have smoked for more than 50 years. They suffer from shortness of breath, but only one testified that it affects his daily activities. As for emotional injury, one of the respondents complained that his shortness of breath caused him to become depressed; the others stated, in response to questions from their attorneys, that they have some “concern” about their health and about cancer. For this, the jury awarded each respondent between $770,640 and $1,230,806 in damages, reduced by the trial court to between $523,605 and $1,204,093 to account for the comparative negligence of the respondents’ cigarette use.
One who has mesothelioma, in particular, faces agonizing, unremitting pain in the lungs, which spreads throughout the thoracic cavity as tumors expand and metastasize. See W. Morgan & A. Seaton, Occupational Lung Diseases 353 (3d ed. 1995). The symptoms do not subside. Their severity increases, with death the only prospect for relief. And death is almost certain within a short time from the onset of mesothelioma. See ibid. (“Death usually occurs within 18 months to 2 years.... A minority of patients, somewhere around 15%, survive 3 to 4 years“). Yet the majority‘s decision endangers this employee‘s chances of recovering any damages for the simple reason that, by the time the worker is entitled to sue for the cancer, the funds available for compensation in all likelihood will have disappeared, depleted by verdicts awarding damages for unrealized fear, verdicts the majority is so willing to embrace.
This Court has recognized the danger that no compensation will be available for those with severe injuries caused by asbestos. See Amchem Products, Inc. v. Windsor, 521 U. S. 591, 598 (1997) (“‘[E]xhaustion of assets threatens and distorts the process; and future claimants may lose altogether‘” (quoting Report of the Judicial Conference Ad Hoc Committee on Asbestos Litigation 2-3 (Mar. 1991))); 521 U. S., at 632 (BREYER, J., concurring in part and dissenting in part). In fact the Court already has framed the question that should guide its resolution of this case:
“In a world of limited resources, would a rule permitting immediate large-scale recoveries for widespread emotional distress caused by fear of future disease diminish the likelihood of recovery by those who later suffer from the disease?” Metro-North Commuter R. Co. v. Buckley, 521 U. S. 424, 435-436 (1997).
The Court ignores this question and its warning. It is only a matter of time before inability to pay for real illness comes to pass. The Court‘s imprudent ruling will have been a contributing cause to this injustice.
Asbestos litigation has driven 57 companies, which employed hundreds of thousands of people, into bankruptcy, including 26 companies that have become insolvent since January 1, 2000. See RAND Institute for Civil Justice, S. Carroll et al., Asbestos Litigation Costs and Compensation: An Interim Report 71 (2002), Petitioner‘s Supplemental Lodging, p. SL82. With each bankruptcy the remaining defendants come under greater financial strain, see Edley & Weiler, Asbestos: A Multi-Billion-Dollar Crisis, 30 Harv. J. Legis. 383, 392 (1993); M. Plevin & P. Kalish, What‘s Behind the Recent Wave of Asbestos Bankruptcies? 16 Mealey‘s Litigation Report: Asbestos 35 (Apr. 20, 2001), and the funds available for compensation become closer to exhaustion, see Schuck, The Worst Should Go First: Deferral Registries in Asbestos Litigation, 15 Harv. J. L. & Pub. Pol‘y 541, 547 (1992).
In this particular universe of asbestos litigation, with its fast diminishing resources, the Court‘s wooden determina
II
When the Court asks whether the rule it adopts has been settled by the common law, the answer, in my view, must be no. The issue before us is new and unsettled, as is evident from the diverse approaches of state and federal courts to this problem. In its comprehensive discussion, the majority cites some authorities that, it must be acknowledged, could be interpreted to support the Court‘s position. The result it reaches, however, is far from inevitable, and the rule the majority derives does not comport with our responsibility to develop a federal common law that administers FELA in an effective, principled way.
A
I disagree with the Court‘s conclusion that damages for fear of cancer may be recovered as part of the pain and suffering caused by asbestosis. Ante, at 148. The majority observes that a person who suffers from “a disease” may recover for all “related” emotional distress. Ante, at 147 (courts “do permit a plaintiff who suffers from a disease to recover for related negligently caused emotional distress” (quoting Metro-North, supra, at 432)). While that may be true as a general matter, it begs the question: What relation
The Court‘s precedent applying FELA provides the answer. To qualify as compensable pain and suffering, a person‘s emotional distress must be the direct consequence of an injury or condition. See Gottshall, 512 U. S., at 544 (“[T]hese terms traditionally have been used to describe sensations stemming directly from a physical injury or condition” (internal quotation marks omitted)). Damages for emotional harms that are less direct may be recovered only pursuant to a stand-alone tort action for negligent infliction of emotional distress. Ibid. (defining negligently inflicted emotional distress as “mental or emotional harm (such as fright or anxiety) that is caused by the negligence of another and that is not directly brought about by a physical injury“).
The common law accords with this rule. The weight of authority defines pain and suffering as emotional distress that is the direct consequence of an injury. See Minneman, Future Disease or Condition, or Anxiety Relating Thereto, as Element of Recovery, 50 A. L. R. 4th 13, 25 (1986) (“[T]he fear that an existing injury will lead to the future onset of an as yet unrealized disease or condition is an element of recovery only where such distress... is the natural consequence of, or reasonably expected to flow from, the injury“); see also Restatement (Second) of Torts §456(a) (1963-1964) (hereinafter Restatement) (tortfeasor liable for “fright, shock, or other emotional disturbance resulting from the bodily harm or from the conduct which causes it“).
This category of emotional distress includes certain types of fears. The fright that accompanies a dog bite or a radiation burn, for example, may be said to result from an injury because it arises without any intervening cause, such as a medical examination. See The Lord Derby, 17 F. 265, 267 (ED La. 1883) (“To many people the shock to the system resulting from the most insignificant bite of a dog drawing
Other, less immediate fears also might qualify as pain and suffering, but only if they are the direct result of an injury. See id., § 456, Comment d (clarifying that recovery is “not limited to immediate emotional disturbance accompanying the bodily harm, or following at once from it, but includes also subsequent emotional disturbance brought about by the bodily harm itself“).
Applying these standards to the instant case, I do not think the brooding, contemplative fear the respondents allege can be called a direct result of their asbestosis. Unlike shortness of breath or other discomfort asbestosis may cause, their fear does not arise from the presence of disease in their lungs. Instead, the respondents’ fear is the product of learning from a doctor about their asbestosis, receiving information (perhaps at a much later time) about the conditions that correlate with this disease, and then contemplating how these possible conditions might affect their lives.
The majority nevertheless would permit recovery because “[t]here is an undisputed relationship between exposure to asbestos sufficient to cause asbestosis, and asbestos-related cancer.” Ante, at 154. To state that some relationship exists without examining whether the relationship is enough to support recovery, however, ignores the central issue in this case. There is a fundamental premise in this case—conceded, as I understand it, by all parties—and it is this: There is no demonstrated causal link between asbestosis and can
It must be conceded that courts in some common-law jurisdictions have ruled that fear of cancer is compensable as pain and suffering before the cancer is diagnosed, but the majority‘s extensive citations are not that persuasive. The Court collects cases from 12 jurisdictions that comport with its result, but only 5 of these were decided by the high court of a State. Ante, at 150-151, and n. 11. Moreover, three would allow recovery for fear of cancer predicated upon mere exposure to asbestos, see Denton v. Southern R. Co., 854 S. W. 2d 885, 889 (Tenn. App. 1993) (citing Hagerty v. L & L Marine Servs., Inc., 788 F. 2d 315, 318 (CA5 1986)); Lavelle v. Owens-Corning Fiberglas Corp., 30 Ohio Misc. 2d 11, 14, 507 N. E. 2d 476, 480 (Ct. Common Pleas, Cuyahoga Cty. 1987); Devlin v. Johns-Manville Corp., 202 N. J. Super. 556, 563, 495 A. 2d 495, 499 (1985), a result contrary to our own holding in Metro-North. Five more appear to allow recovery with the onset of pleurisy, see Capital Holding Corp. v. Bailey, 873 S. W. 2d 187, 194 (Ky. 1994); Beeman v. Manville Corp. Asbestos Disease Compensation Fund, 496 N. W. 2d 247, 250 (Iowa 1993); Celotex Corp. v. Wilson, 607 A. 2d 1223, 1229-1230 (Del. 1992); Mauro v. Raymark Industries, Inc., 116 N. J. 126, 129-130, 561 A. 2d 257, 258-259 (1989); Wolff v. A-One Oil, Inc., 216 App. Div. 2d 291, 292, 627 N. Y. S. 2d 788, 789-790 (1995), again a result even today‘s Court would
On the other hand, as the majority acknowledges, some courts have ruled that fear of cancer should not be compensable as pain and suffering. Ante, at 151-152, n. 11. These decisions are based, in part, upon the “separate disease rule,” which allows a person who has recovered for injuries resulting from asbestosis to bring a new lawsuit—notwithstanding the traditional common-law proscription against splitting a cause of action—if cancer develops. See Wilson v. Johns-Manville Sales Corp., 684 F. 2d 111, 120-121 (CADC 1982) (Ginsburg, J.). The rule has been adopted by a majority of jurisdictions, see Henderson & Twerski, Asbestos Litigation Gone Mad: Exposure-Based Recovery for Increased Risk, Mental Distress, and Medical Monitoring, 53 S. C. L. Rev. 815, 821, and n. 22 (2002) (collecting cases), and the Court does not suggest that it would not apply in cases brought under FELA.
The separate disease rule is pertinent for at least two reasons. First, it illustrates that courts have found it necessary to construct fair and sensible common-law rules for resolving the problems particular to asbestos litigation. Second, it establishes that a person with asbestosis will not be without a remedy for pain and suffering caused by cancer. That person can and will be compensated if the cancer develops. This eliminates the need courts might otherwise perceive to avert the danger that relief might be foreclosed in the future.
The Supreme Court of Pennsylvania reached this conclusion, and its reasoning deserves attention when the Court suggests the common law is so well settled:
“[D]amages for fear of cancer are speculative. The awarding of such damages would lead to inequitable results since those who never contract cancer would obtain damages even though the disease never came into fruition.
This analysis is persuasive because it accounts, in a way that the majority‘s decision does not, for changes already underway in common-law rules for compensating victims of a disease with a long latency period. This approach surely is more likely to result in an equitable allotment of compensation than the decision of the Court; and this is the rule the Court should adopt to govern the availability of damages for fear of cancer under
Pennsylvania is not alone in rejecting the majority‘s view. In a careful opinion applying California law, the United States District Court for the Northern District of California held that parasitic damages for fear of cancer may be recovered only where there is a verifiable causal nexus between the injury suffered and the cancer feared. Barron v. Martin-Marietta Corp., 868 F. Supp. 1203, 1211-1212 (1994). The court recognized that California courts had not yet addressed the type of physical injury that would permit compensation for fear of cancer, see id., at 1210, n. 9, but it determined that the requirement of a causal nexus was a clear implication of recent California Supreme Court precedent, see id., at 1212 (citing Potter v. Firestone Tire & Rubber Co., 6 Cal. 4th 965, 863 P. 2d 795 (1993)). The justification for this prerequisite is significant in this case as well:
“If no nexus were required between cancer and an alleged injury, an injury akin to a spinal puncture, serious but unrelated to cancer, would admit recovery of parasitic damages for fear of cancer. Indeed, any serious physical injury, however unrelated to cancer, would permit fear-of-cancer damages.” 868 F. Supp., at 1211.
The proofs offered by the claimants in Barron were insufficient on summary judgment to meet that burden under California law, and the respondents in today‘s case also would be incapable of recovering under that standard.
Other common-law authorities the majority cites do not compel a contrary result. It is of no help to the respondents that “mental anguish related to a physical injury is recoverable even if ‘the underlying future prospect is not itself compensable inasmuch as it is not sufficiently likely to occur.‘” Ante, at 149 (quoting Minneman, 50 A. L. R. 4th, at 25). This principle cannot sustain an award when, as here, there is a tangential, and no causal, relationship between the present injury suffered and the future disease feared. Ibid. (“Thus, damages for mental anguish concerning the chance that a future disease or condition will result from an original injury are generally not recoverable where the connection between the anxiety and the existing injury is too remote or tenuous“).
The respondents’ characterization, furthermore, finds no support in the part of the Restatement quoted by the majority. Ante, at 154 (“[A] negligent actor is answerable in damages for emotional disturbance ‘resulting from the bodily harm or from the conduct which causes it‘” (quoting Restatement § 456(a))). As described supra, at 171-172, the commentary suggests that this statement would allow recovery for direct or immediate emotional trauma resulting from a tortious act, see Restatement § 456(a), Comment e. The respondents do not claim to have experienced any shock or trauma arising from their exposure to asbestos or from the onset of their asbestosis. With almost no variation, they
More important, while the disagreement among state courts about how to address this problem is telling, it is important to keep in mind the nature of the Court‘s responsibility under
These considerations establish the proper rule for the case. Although the anxiety generated by an increased awareness about a disease may be real and painful, it lacks the direct link to a physical injury that suffices for recovery. Cf. Metro-North, 521 U.S., at 432 (denying fear-of-cancer recovery where condition “causes emotional distress only because the worker learns that he may become ill after a substantial period of time“). The respondents’ entitlement to compensation for their fear of cancer turns upon their ability to make out a claim for negligent infliction of emotional distress; and they cannot do so.
B
Despite these indications of genuine emotional distress, the Court held the exposure did not satisfy the “zone of danger” test and denied any recovery for fear of cancer. Id., at 430. The Court explained that the claim implicated the traditional concerns underlying common-law restrictions upon recovery for emotional distress. See id., at 433. The distress the employee alleged, including his emotional reaction to an incremental, increased risk of dying from cancer, was beyond the ability of a jury to evaluate with precision, heightening the danger that damages would be based upon speculation or caprice, see id., at 435.
The respondents’ claims implicate these considerations to the same or greater degree than in Metro-North. Each respondent seeks damages for his emotional response to being told he has an increased likelihood of dying. Ibid. The extent of the distress the respondents suffered is not calculable with a precision sufficient to permit juries to award damages, for the distress is simply incremental from the fears already shared by the general population.
The respondents observe, with extensive support in the medical literature, that a person with asbestosis has a 10 percent chance of developing mesothelioma, and that 39 percent of smokers with asbestosis develop fatal lung cancer; that cohort, however, drops to 5 percent, at most, for non-
It is beyond the ability of juries to derive from statistics like these a fair estimate of the danger caused by negligent exposure to asbestos. See Metro-North, supra, at 435. For this reason, the trial judge was correct to instruct the jury that they could not award the respondents any damages for cancer or for an increased risk of cancer. In disallowing recovery for risk but allowing recovery for fear based on that risk, however, the trial judge attempted to avoid speculation at the outset but succumbed to added speculation in the end. If instructing a jury to calculate an increased risk of cancer invites speculation, then asking the jury to infer from its estimate a rough sense of the fear based on the risk invites speculation compounded.
The damages the jury awarded in this case indicate the legitimacy of these concerns. As described above, supra, at 167, the respondents received damages of between $500,000 and $1.2 million despite having complained only that they suffered shortness of breath and experienced varying de-
The majority would allow such awards, but with the “important reservation” that a plaintiff must “prove that his alleged fear is genuine and serious.” Ante, at 157. There is no basis in our
“Such a fact-specific test ... would be bound to lead to haphazard results. Judges would be forced to make highly subjective determinations concerning the authenticity of claims for emotional injury, which are far less susceptible to objective medical proof than are their physical counterparts. To the extent the genuineness test could limit potential liability, it could do so only inconsistently. ... In the context of claims for intangible harms brought under a negligence statute, we find such an arbitrary result unacceptable.” Ibid.
III
The Court, to be sure, does refer to the admonition in Metro-North that common-law rules must be adopted to avoid the risk of “‘unlimited and unpredictable liability.‘” Id., at 433 (quoting Gottshall, supra, at 557). Yet the rule it adopts is an unreasoned rule of limitation—a rule that does not advance the goal of ensuring that fair and sensible principles will govern recovery for injuries caused by asbestos.
The majority ends its opinion with a plea for legislative intervention, ante, at 166, an entreaty made before, see Ortiz v. Fibreboard Corp., 527 U.S. 815, 821 (1999); id., at 865 (REHNQUIST, C. J., concurring); id., at 866-867 (BREYER, J., dissenting). This case arises under
These reasons explain my dissent from Part III of the Court‘s opinion.
I join Parts I, II, and IV of the Court‘s opinion. I agree with JUSTICE KENNEDY, however, that the law does not permit recovery for “fear of cancer” in this case. And I join his opinion dissenting from Part III. Because the issue is a close and difficult one, I mention several considerations that, in my mind, tip the balance.
Unlike the majority, I do not believe that the Restatement (Second) of Torts (1963-1964) (hereinafter Second Restatement) comes close to determining the correct answer to the legal question before us. Cf. ante, at 148-149, 154 (majority opinion). The Second Restatement sets forth a general rule of recovery for “fright, shock, or other emotional disturbance” where an “actor‘s negligent conduct has so caused any bodily harm to another as to make him liable for” it. § 456. But the Second Restatement neither gives a definition of the kind of “emotional disturbance” for which recovery is available nor otherwise states that recovery is available for any kind of emotional disturbance whatsoever. Ibid.
The underlying history underscores the openness of the legal question and the consequent uncertainty as to the answer. When Congress enacted the Federal Employers’ Liability Act (
The later Second Restatement reflects subsequent court decisions that liberalized this rule—(in the earlier Restatement‘s words) by extending recovery beyond “physical harm” produced by “emotional disturbance,” and by removing the words “similar and immediate.” § 456. Linguistically speaking, these changes to the Restatement might reflect judicial extension of the scope of “emotional disturbance” far beyond “expectable” or “intended” fears that normally accompany, say, a collision or other machinery-related accident, Second Restatement § 905, Comment e, p. 458 (1977). They might reflect judicial extension of liability to the kind of “brooding, contemplative fear” at issue here, ante, at 172 (KENNEDY, J., concurring in part and dissenting in part). But they also might reflect more limited judicial holdings—say, holdings that extend liability to fears that arise directly from the compensable injury itself (e. g., the fear of “shortness of breath,” App. 298-299) or which arise directly from the conduct that caused the injury (say, the fear of inhaling asbestos fibers in a visible cloud of dust). The Second Restatement does not say.
Nor do the Second Restatement‘s examples resolve the problem. The most expansive example of recovery involves not worry connected with toxic torts or the like, but a considerably more restricted, directly connected worry “about the ‘securing of shelter for [one‘s self] and family‘” after “wanto[n]” eviction—the wantonness of the eviction being a special factor warranting particularly broad recovery. Second Restatement § 905, Illustration 8, at 458; see also id., § 905, Comment e, at 458.
Most important, different courts have come to different conclusions about recovery for fear of cancer itself (even when triggered by physical injury). The Restatements are not statutes. They simply reflect predominant judicial
Given the legal uncertainty, this Court, acting like any court interpreting the common law, see ante, at 177 (opinion of KENNEDY, J.), should determine the proper rule of law through reference to the underlying factors that have helped to shape related “emotional distress” rules. Those factors argue for the kind of liability limitation that JUSTICE KENNEDY has described, ibid.
First, the law in this area has sought to impose limitations that separate valid, important emotional distress claims from less important, trivial, or invalid claims. See Metro-North Commuter R. Co. v. Buckley, 521 U.S. 424, 433 (1997). The presence of physical harm often provides a central touchstone in this regard. But that does not work here. That is because, given ordinary background risks, the increment in a person‘s fear of cancer due to diagnosis of a condition such as asbestosis seems virtually impossible to evaluate. See ante, at 178-179 (opinion of KENNEDY, J.). The evidence (viewed in the plaintiffs’ favor) indicates that, for a non-smoker, a diagnosis of asbestosis may increase the perceived risk of dying of cancer from something like the ordinary background risk of about 22% (about two chances in nine) to about one chance in three. See ante, at 155 (majority opinion); ante, at 178-179 (opinion of KENNEDY, J.). See also L. Ries et al., National Cancer Institute, SEER Cancer Statistics Rev., 1973-1999, Table I-16 (2002), available at http://seer.cancer.gov/csr/1973_1999/overview.pdf (as visited Mar. 3, 2003) (available in Clerk of Court‘s case file). Would a reasonable person who is not already afraid of cancer when the odds of dying are about two in nine suddenly develop a “genuine and serious” and “reasonable” fear when those odds change to one in three? Would a smoker, a risktaker whose conduct has already increased the chance of cancer death to,
Second, the law‘s recovery-limiting rules have sought to avoid pure jury speculation, speculation that can produce “unlimited and unpredictable liability.” Metro-North, supra, at 433 (internal quotation marks omitted). How is the jury, without speculation, to measure compensation for the augmentation of a cancer fear from, say, two in nine to one in three? Given the fact that most of us lead our lives without compensation for fear of a 22% risk of cancer death, Ries, supra, at Table I-16, what monetary value can one attach to an incrementally increased fear due to a risk, say, of 30%? The problem here is not the unreality or lack of seriousness of the fear. It may be all too real. The problem is the impossibility of knowing an appropriate compensation for asbestosis insofar as its appearance tears away that veil of disregard that ordinarily shelters most of us from fear of cancer, if not fear of death itself. The majority‘s verdict control measures, ante, at 159, n. 19, will not help much in this respect.
Third, it would be perverse to apply tort law‘s basic compensatory objectives in a way that compensated less serious injuries at the expense of more serious harms. Yet, as JUSTICE KENNEDY points out, the majority‘s broad interpretation of the scope of compensable fears threatens to do precisely that. The kind of fear at issue here—a “brooding,
In such cases, as JUSTICE KENNEDY points out, a rule that allows everyone who suffers some physical harm to recover damages for fear of correlated cancer threatens, in practice, to exhaust the funds available for those who develop cancer in the future, including funds available to compensate for fear of cancer that has actually developed. Ante, at 168-170. It is estimated, for example, that asbestos litigation has already consumed over $50 billion and that the eventual cost may substantially exceed $200 billion. RAND Institute for Civil Justice, S. Carroll et al., Asbestos Litigation Costs and Compensation: An Interim Report 81 (2002), Petitioner‘s Supplemental Lodging, p. SL82 (hereinafter RAND Institute). The costs have driven dozens of companies into bankruptcy. Ante, at 169 (opinion of KENNEDY, J.). They have also largely exhausted certain funds set aside for asbestos claimants—reducing the Johns-Manville Trust for asbestos claimants, for example, from a fund that promised to pay 100% of the value of liquidated claims to a fund that now pays only 5%. RAND Institute 79-80. The concern that tomorrow‘s actual cancer victims will recover nothing—for medical costs, pain, or fear—is genuine. Cf. ante, at 170 (opinion of KENNEDY, J.). And that genuine concern requires this Court to make hard choices. Members of this Court have indicated that Congress should enact legislation to help resolve the asbestos problem. See, e. g., Ortiz v. Fibreboard Corp., 527 U.S. 815, 865 (1999) (REHNQUIST, C. J.,
For these reasons, I would accept the majority‘s limitations on recovery, ante, at 157, while adding further restrictions to rule out recovery for fear of disease when the following conditions are met: (1) actual development of the disease can neither be expected nor ruled out for many years; (2) fear of the disease is separately compensable if the disease occurs; and (3) fear of the disease is based upon risks not significantly different in kind from the background risks that all individuals face. Where these conditions hold, I believe the law generally rules out recovery for fear of cancer. This is not to say that fear of cancer is never reimbursable. The conditions above may not hold. Even when they do, I would, consistent with the sense of the common law, permit recovery where the fear of cancer is unusually severe—where it significantly and detrimentally affects the plaintiff‘s ability to carry on with everyday life and work. Cf. Ferrara v. Galluchio, 5 N.Y. 2d 16, 19, 152 N.E. 2d 249, 251 (1958) (awarding damages for a psychiatrist-confirmed case of “severe cancerophobia” from a radiation burn). However, because I believe that the above limitations create a rule more restrictive than the jury charge here, ante, at 143 (majority opinion), and, indeed, would bar recovery as a matter of law in this case, I too respectfully dissent from Part III of the Court‘s opinion.
Notes
Contrary precedent is slim in comparison to the heavy weight of authority. See Fulmore v. CSX Transp., Inc., 252 Ga. App. 884, 897, 557 S. E. 2d 64, 75 (2001) (denying fear-of-cancer damages to asbestosis claimant based in part on misplaced reliance on Metro-North Commuter R. Co. v. Buckley, 521 U. S. 424 (1997)); Cleveland v. Johns-Manville Corp., 547 Pa. 402, 410, 690 A. 2d 1146, 1150 (1997) (plaintiff asserting noncancer asbestos claims may not recover any cancer-related damages); Watson v. Norfolk & Western R. Co., 30 Ohio App. 3d 201, 203-204, 507 N. E. 2d 468, 471-472 (1987) (recovery permissible under the FELA only on showing that plaintiff will probably develop cancer from asbestos exposure).
