Norfolk Southern Railway Co. v. ShanklinNorfolk Southern Railway Co. v. Shanklin
Lead Opinion
delivered the opinion of the Court.
This case involves an action for damages against a railroad due to its alleged failure to maintain adequate warning devices at a grade crossing in western Tennessee. After her husband was killed in a crossing accident, respondent brought suit against petitioner, the operator of the train involved in the collision. Respondent claimed that the warning signs posted at the crossing, which had been installed using federal funds, were insufficient to warn motorists of the danger posed by passing trains. The specific issue we must decide is whether the Federal Railroad Safety Act of 1970, 84 Stat. 971, as amended,
I
A
In 1970, Congress enacted the Federal Railroad Safety Act every area of railroad operations and reduce railroad-related accidents and incidents.”
“Laws, regulations, and orders related to railroad safety shall be nationally uniform to the extent practicable. A State may adopt or continue in force a law, regulation, or order related to railroad safety until the Secretary of Transportation prescribes a regulation or*348 issues an order covering the subject matter of the State requirement.” §20106.
Although the pre-emption provision contains an exception, see ibid., it is inapplicable here.
Three years after passing the FRSA, Congress enacted the Highway Safety Act of 1973, §203, 87 Stat. 283, which, among other things, created the Federal Railway-Highway Crossings Program (Crossings Program), see
The Secretary, through the Federal Highway Administration (FHWA), has promulgated several regulations implementing the Crossings Program. One of those regulations,
Shortly after 5 a.m. on October 3, 1993, Eddie Shanklin drove his truck eastward on Oakwood Church Road in Gibson County, Tennessee. App. to Pet. for Cert. 28a. As Shanklin crossed the railroad tracks that intersect the road, he was struck and killed by a train operated by petitioner. Ibid. At the time of the accident, the Oakwood Church Road crossing was equipped with advance warning signs and reflectorized crossbucks, id., at 34a, the familiar black-and-white, X-shaped signs that read “RAILROAD CROSSING,” see U. S. Dept, of Transportation, Federal Highway Administration, Manual on Uniform Traffic Control Devices §8B-2 (1988) (MUTCD). The Tennessee Department of Transportation (TDOT) had installed the signs in 1987 with federal funds received under the Crossings Program. App. to Pet. for Cert. 3a. The TDOT had requested the funds as part of a project to install such signs at 196 grade crossings in 11 Tennessee counties. See App. 128-131. That request contained information about each crossing covered by the project, including the presence or absence of several of the factors listed in
Following the accident, Mr. Shanklin’s widow, respondent Dedra Shanklin, brought this diversity wrongful death action against petitioner in the United States District Court for the Western District of Tennessee. Id., at 29-34. Respondent’s claims were based on Tennessee statutory and common law. Id., at 31-33. She alleged that petitioner had been negligent in several respects, including by failing to maintain adequate warning devices at the crossing. Ibid. Petitioner moved for summary judgment on the ground that the FRSA
The Court of Appeals for the Sixth Circuit affirmed, holding that the FRSA did not pre-empt respondent’s claim that the devices at the crossing were inadequate.
We granted certiorari,
II
We previously addressed the pre-emptive effect of the FHWA’s regulations implementing the Crossings Program in CSX Transp., Inc. v. Easterwood,
With respect to
In Easterwood itself, we ultimately concluded that the plaintiff’s state tort claim was not pre-empted. Ibid. As here, the plaintiff brought a wrongful death action alleging that the railroad had not maintained adequate warning devices at a particular grade crossing. Id., at 661. We held that
We believe that Easterwood answers this question as well. As an original matter, one could plausibly read
Importantly, this is precisely the interpretation of
“requires gate arms in certain circumstances, and requires FHWA approval of the safety devices in all other circumstances. Thus, the warning devices in place at a crossing improved with the use of federal funds have, by definition, been specifically found to be adequate under a regulation issued by the Secretary. Any state rule that*355 more or different crossing devices were necessary at a federally funded crossing is therefore preempted.” Id., at 24.
Thus, Easterwood adopted the FHWA’s own understanding of the application of
Respondent and the Government now argue that
Thus, contrary to the Government’s position here,
Respondent also argues that pre-emption does not lie in this particular case because the Oakwood Church Road crossing presented several of the factors listed in
It should be noted that nothing prevents a State from revisiting the adequacy of devices installed using federal funds. States are free to install more protective devices at such crossings with their own funds or with additional funding from the FHWA. What States cannot do — once they have installed federally funded devices at a particular crossing— is hold the railroad responsible for the adequacy of those devices. The dissent objects that this bestows on railroads a “double windfall”: The Federal Government pays for the installation of the devices, and the railroad is simultaneously absolved of state tort liability. Post, at 860-361. But the same is true of the result urged by respondent and the Government. Respondent and the Government acknowledge that
The judgment of the Court of Appeals for the Sixth Circuit is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
Notes
“(3)(i) Adequate warning devices, under
“(A) Multiple main line railroad tracks.
"(B) Multiple tracks at or in the vicinity of the crossing which may be occupied by a train or locomotive so as to obscure the movement of another train approaching the crossing.
“(C) High Speed train operation combined with limited sight distance at either single or multiple track crossings.
“(E) Either a high volume of vehicular traffic, high number of train movements, substantial numbers of sehoolbuses or trucks carrying hazardous materials, unusually restricted sight distance, continuing accident occurrences, or any combination of these conditions.
“(F) A diagnostic team recommends them.
“(ii) In individual cases where a diagnostic team justifies that gates are not appropriate, FHWA may find that the above requirements are not applicable.
“(4) For crossings where the requirements of
Concurrence Opinion
concurring.
I agree with Justice Ginsburg that “common sense and sound policy” suggest that federal minimum safety standards should not pre-empt a state tort action claiming that in the particular circumstance a railroad’s warning device remains inadequate. Post, at 360 (dissenting opinion). But the Federal Government has the legal power to do more. And, as the majority points out, ante, at 353-356, the specific Federal Highway Administration regulations at issue here do, in fact, do more — when read in light of CSX Transp., Inc. v. Easterwood,
Dissenting Opinion
with whom Justice Stevens joins, dissenting.
A fatal accident occurred on October 3,1993, at a railroad crossing in Gibson County, Tennessee. The crossing was equipped not with automatic gates or flashing lights, but only with basic warning signs installed with federal funds provided under the Federal Railway-Highway Crossings Program. See
The upshot of the Court’s decision is that state negligence law is displaced with no substantive federal standard of conduct to fill the void. That outcome defies common sense and sound policy. Federal regulations already provide that railroads shall not be required to pay any share of the cost of federally financed grade crossing improvements.
As persuasively explained by the Court of Appeals for the Seventh Circuit in Shots v. CSX Transp., Inc.,