Elizabeth Pollard NOAKES v. COMMONWEALTH of Virginia.
Record No. 0295-08-2
Court of Appeals of Virginia, Richmond.
Aug. 18, 2009
681 S.E.2d 48
Joshua M. Didlake, Assistant Attorney General (William C. Mims, Attorney General, on brief), for appellee.
Present: FELTON, C.J., ELDER, FRANK, HUMPHREYS, KELSEY, MCCLANAHAN, HALEY, PETTY, BEALES, POWELL and ALSTON, JJ.
UPON REHEARING EN BANC
BEALES, J.
Elizabeth Noakes (appellant) was convicted after a bench trial of involuntary manslaughter in the death of fifteen-month-old Noah Colassco (Noah). On appeal, appellant argues that the Commonwealth presented insufficient evidence that she acted with criminal negligence, an essential element of involuntary manslaughter. A divided panel of this Court disagreed with appellant‘s argument, holding that the evidence was sufficient to prove criminal negligence. See Noakes v. Commonwealth, No. 0295-08-2, 2009 WL 62852, 2009 Va.App. LEXIS 12 (Va.Ct.App. Jan. 13, 2009). We granted appellant‘s petition for rehearing en banc and stayed the mandate of the panel‘s decision. On rehearing en banc, we now lift the stay and affirm appellant‘s involuntary manslaughter conviction for the reasons stated below.
On October 18, 2006, Noah was placed in the care of appellant, who ran a daycare business out of her home. Appellant placed Noah and at least one other child in cribs located in a spare bedroom.1 The surface of the crib was raised from the floor by four legs, which continued upward until they met hard plastic supports at the top of each corner. The four “walls” of the crib were made of a mesh material. The rectangular crib was placed in a corner of a loft bedroom, at the intersection of the bedroom‘s back wall and the right side wall; therefore, one long side of the crib and one short side of the crib abutted those walls. The other short side of Noah‘s crib was situated within inches of another crib, leaving the remaining long side (“the front side“) as the only side of the crib exposed to the remainder of the bedroom.
Appellant put Noah down for a nap at around noon, but Noah refused to sleep. Noah‘s refusal to sleep was a common occurrence while he was in appellant‘s care. Appellant had tried several “traditional” methods to get Noah to sleep, but those were unsuccessful. Appellant determined that the source of the problem was Noah‘s ability and desire to stand in his crib.
In an attempt to prevent Noah from standing up, appellant devised a plan to cover the top of the crib with cardboard and fabric and to place a thirty-three-pound, folded-up dog crate on top of the cardboard. In implementing her plan, the cardboard and fabric covered the entire top of the crib, and the dog crate covered half of the width of the crib. Appellant placed the dog crate so that it covered the front side of the crib, where Noah usually stood.
Before leaving the dog crate there with Noah inside the crib, appellant removed Noah from the crib, placed the crate on top of the crib, and then shook the crib to determine if the
Despite these efforts, Noah still refused to sleep. Instead, he began pressing his face against the front side of the crib‘s mesh wall. To stop this behavior, appellant placed a large nylon toy against the front side of the crib, so that Noah could not look out of the crib. Doing this also essentially prevented appellant from being able to see into the crib to observe Noah. Appellant then assumed Noah went to sleep. She left the room at approximately 1:00 p.m.
Appellant did not return to the bedroom until approximately 3:30 p.m., when she attended to another child. She later told the police that she then left the room without checking on Noah.
A few minutes after 4:00 p.m., appellant returned to wake Noah from his nap. She saw Noah standing in the crib with his head, neck, and hands over the side of the crib. His neck was wedged between the cardboard covering and the wall of the front side of the crib. The dog crate, still on top of the covering, held Noah in this position. As appellant demonstrated in the videotape recorded following Noah‘s death, Noah apparently lifted the cardboard covering enough to cause the dog crate to slide backwards. Noah apparently then stuck his head over the front-left corner and progressively slid along the front side‘s rail until he was wedged under the
Noah was unconscious, and his face was blue. Appellant unsuccessfully attempted CPR while she was on the phone with the emergency operator. The responding paramedics pronounced Noah dead at appellant‘s home.
The medical examiner determined that Noah died from asphyxiation; specifically, the suppression of the blood vessels in his neck had constricted the flow of oxygen to his brain. The medical examiner could not determine a time of death, but indicated that this type of asphyxiation typically would have taken “minutes and not hours.”
At the conclusion of appellant‘s trial, the trial court found that the Commonwealth had sufficiently proven appellant‘s criminal negligence, commenting that appellant‘s “conduct was arrogantly reckless, merciless and inhumane, recklessly disregarding Noah‘s safety or [the] consequences of her actions, being indifferent as to whether the harm would result.” The court found appellant guilty of involuntary manslaughter, and this appeal followed.
II. ANALYSIS
When considering the sufficiency of the evidence on appeal, “a reviewing court does not ‘ask itself whether it believes that the evidence at the trial established guilt beyond a reasonable doubt.‘” Crowder v. Commonwealth, 41 Va.App. 658, 663, 588 S.E.2d 384, 387 (2003) (quoting Jackson v. Virginia, 443 U.S. 307, 318-19 (1979)). “Viewing the evidence in the light most favorable to the Commonwealth, as we must since it was the prevailing party in the trial court,” Riner v. Commonwealth, 268 Va. 296, 330, 601 S.E.2d 555, 574 (2004), “[w]e must instead ask whether ‘any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt,‘” Crowder, 41 Va.App. at 663, 588 S.E.2d at 387 (quoting Kelly v. Commonwealth, 41 Va.App. 250, 257, 584 S.E.2d 444, 447 (2003) (en banc)). See also Maxwell v. Commonwealth, 275 Va. 437,
While involuntary manslaughter is a Class 5 felony, it is not statutorily defined. See
[T]he crime of common law involuntary manslaughter has two elements: 1) the accidental killing of a person, contrary to the intention of the parties; and 2) the death occurs in the defendant‘s prosecution of an unlawful but not felonious act, or in the defendant‘s improper performance of a lawful act. Cable v. Commonwealth, 243 Va. 236, 240, 415 S.E.2d 218, 220 (1992); Dowden v. Commonwealth, 260 Va. 459, 470, 536 S.E.2d 437, 443 (2000); Gooden v. Commonwealth, 226 Va. 565, 571, 311 S.E.2d 780, 784 (1984). To constitute involuntary manslaughter, the “improper” performance of a lawful act must amount to an unlawful commission of that lawful act, manifesting criminal negligence. Cable, 243 Va. at 240, 415 S.E.2d at 220; Kirk v. Commonwealth, 186 Va. 839, 847, 44 S.E.2d 409, 413 (1947).
West v. Director, Dep‘t of Corr., 273 Va. 56, 63-64, 639 S.E.2d 190, 195 (2007).
Here, the trial court found appellant acted with criminal negligence and was guilty of involuntary manslaughter. The trial court‘s findings are examined on appeal by reviewing the totality of the evidence. See Commonwealth v. Duncan, 267 Va. 377, 385, 593 S.E.2d 210, 215 (2004). In reviewing the
First, although “the application of the distinctions between the[] degrees of negligence is frequently difficult to apply,” Tubman v. Commonwealth, 3 Va.App. 267, 273, 348 S.E.2d 871, 874 (1986) (quoting Town of Big Stone Gap v. Johnson, 184 Va. 375, 379, 35 S.E.2d 71, 73 (1945)), such determinations “only become questions of law to be determined by [an appellate] court [rather than by the factfinder], when reasonable minds could not differ,” Forbes v. Commonwealth, 27 Va.App. 304, 309, 498 S.E.2d 457, 459 (1998) (quoting Tubman, 3 Va.App. at 273-74, 348 S.E.2d at 875). This principle is based on the long established standard of review that the factfinding of a lower court receives “the highest degree of appellate deference.” Thomas v. Commonwealth, 48 Va.App. 605, 608, 633 S.E.2d 229, 231 (2006). Under this standard of review, the possibility that another rational factfinder could have found differently does not mean that no rational factfinder would have found appellant was criminally negligent here. Only in the event that reasonable minds would be compelled to agree that appellant‘s actions were not criminally culpable could we, as an appellate court, find the evidence of appellant‘s criminal negligence insufficient.
Second, in determining whether reckless conduct amounts to unlawful conduct sustaining a conviction for involuntary manslaughter, it is immaterial whether the unlawful act was unlawful in its inception—that is, an inherently unlawful act—or was a lawful act that then actually became unlawful by the way it was performed after it was begun. See Gooden, 226 Va. at 571, 311 S.E.2d at 784. As in Gooden, “[t]he present case is of the second category; conduct not inherently unlawful, but done without requisite caution, in an unlawful manner.” Id. To prove a defendant‘s criminal negligence in relation to an otherwise lawful act, the Commonwealth must show that the performance was so improper as to constitute negligence so gross and culpable as to indicate a callous disregard of human life. Beck v. Commonwealth, 216 Va. 1, 4,
“The word ‘gross’ means ‘aggravated or increased negligence’ while the word ‘culpable’ means ‘deserving of blame or censure.’ Bell [v. Commonwealth, 170 Va. 597, 611, 195 S.E. 675, 681 (1938)]. ’ “Gross negligence” is culpable or criminal when accompanied by acts of commission or omission of a wanton or willful nature,2 showing a reckless or indifferent disregard of the rights of others, under circumstances reasonably calculated to produce injury, or which make it not improbable that injury will be occasioned, and the offender knows, or is charged with the knowledge of, the probable result of his acts.’ Id. at 611-12, 195 S.E. at 681.”
Morris v. Commonwealth, 272 Va. 732, 739, 636 S.E.2d 436, 439-40 (2006) (quoting Barrett v. Commonwealth, 268 Va. 170, 183, 597 S.E.2d 104, 111 (2004)) (footnote added).
Appellant recognizes that there is support for a finding that she was grossly negligent, insofar as her act of placing the dog crate on Noah‘s crib constituted a “disregard of prudence” and would “shock [the] fair minded.” See Ferguson v. Ferguson, 212 Va. 86, 92, 181 S.E.2d 648, 653 (1971) (stating gross negligence is “that degree of negligence which shows indifference to others as constitutes an utter disregard of prudence amounting to a complete neglect of the safety” of another and “must be such a degree of negligence as would shock fair minded men although something less than willful recklessness“). However, she contends that she went to sufficient lengths to anticipate potential risks resulting from her “unconventional method” and to prevent those risks from becoming harmful. For instance, appellant noted that she
Appellant attempts to analogize the precautionary measures she took with the precautionary measures taken by the defendant in Forbes, whose involuntary manslaughter conviction was reversed on appeal. In Forbes, the defendant drove his vehicle into the rear end of a car stopped at the end of an interstate exit ramp, killing the victim. When the police arrived, the defendant indicated that he did not know where he was or how he had gotten there, that he was a diabetic, that he had occasionally “blacked-out” before due to this condition, and that it was possible the accident occurred due to a diabetic black-out while he was driving. Forbes, 27 Va.App. at 307, 498 S.E.2d at 458. In Forbes, this Court agreed with the defendant on appeal that, because he took precautionary measures recommended for diabetics and felt fine prior to driving, the evidence did not prove that he acted in a criminally negligent manner. Id. at 311, 498 S.E.2d at 460.
Appellant‘s case is readily distinguishable from Forbes. In Forbes, the precautionary measures taken by the defendant prior to driving—eating mints, drinking a glass of orange juice, waiting for fifteen minutes, and eating some more mints—were made pursuant to medical recommendations for diabetics experiencing a low blood sugar episode. Id. at 307-09, 498 S.E.2d at 458-59. As the defendant in Forbes substan-
“Willful or wanton negligence involves a greater degree of negligence than gross negligence, particularly in the sense that in the former an actual or constructive consciousness of the danger involved is an essential ingredient of the act or omission.” Griffin v. Shively, 227 Va. 317, 322, 315 S.E.2d 210, 213 (1984) (citations omitted). Here, the danger was that Noah would be harmed by appellant‘s placement of the dog crate atop his crib. This danger came in numerous forms, and appellant was aware of, or should have been aware of, far less dangerous alternatives to putting a thirty-three-pound collapsed dog crate over a young and active child in order to convince him to lie down and take a nap. Cf. Conrad v. Commonwealth, 31 Va.App. 113, 121-22, 521 S.E.2d 321, 325-26 (1999) (en banc) (holding that criminal negligence is judged under an objective standard). Notably, appellant testified at trial that she considered using only the cardboard or a net-like dome instead of the dog crate, but rejected those options because they would not have prevented Noah from standing up. So, appellant instead placed the dog crate on Noah‘s crib, despite her recognition—implicit in the precautions that she took—that this act could be dangerous. The trial court could reasonably have concluded that appellant recklessly disregarded Noah‘s safety by proceeding with her
Appellant contends that, because Noah‘s death resulted from a different risk of harm than she had foreseen, Noah‘s death was improbable; therefore, she claims that she was not criminally liable for his death. This contention is meritless. “It is not necessary that [appellant] foresaw the specific manner in which injury and death occurred.” Gallimore v. Commonwealth, 15 Va.App. 288, 296, 422 S.E.2d 613, 618 (1992), aff‘d, 246 Va. 441, 436 S.E.2d 421 (1993). Instead, “[i]t is sufficient that she reasonably could have foreseen that risk of death or serious harm might result from her actions.” Id. (citing Blondel v. Hays, 241 Va. 467, 475, 403 S.E.2d 340, 345 (1991)). Here, given that appellant saw the need to protect this infant from some risks, appellant could have foreseen the harm that could and did befall Noah from putting a thirty-three-pound collapsed dog crate on top of his crib.
This is not a case where the defendant‘s mere inadvertence or inattentiveness created harm or the potential for harm. See, e.g., Ellis v. Commonwealth, 29 Va.App. 548, 555-56, 513 S.E.2d 453, 457 (1999) (finding that defendant was not criminally negligent because she was unaware she had left a kitchen burner on and, accordingly, did not consciously disregard the likely ignition of a grease fire that would ultimately endanger the lives of her children). Appellant affirmatively and knowingly created this danger to Noah, and then, despite her initial concerns, failed to check on him for several hours. Furthermore, the nature of Noah‘s death could not be considered improbable, given appellant was aware that Noah was tall enough to stand with his head above the crib side.3 See
In addition, appellant knew that Noah wanted to stand in the crib. Consequently, she should have been especially concerned about how the child would attempt to move the items over his crib when he attempted—as young children do—to get around the constraints placed on him. “The same discernment and foresight that older people and experienced persons habitually employ in discovering dangers cannot be reasonably expected of children of tender years, and therefore the greater precaution should be taken where children are exposed to such dangers.” Lynchburg Cotton Mills v. Stanley, 102 Va. 590, 594, 46 S.E. 908, 909 (1904). While appellant‘s “test” of the dog crate on the empty crib suggested to her that the crate would stay in place sufficiently enough not to fall in the crib, appellant was very aware that Noah was determined to stand in his crib. It was not at all improbable that a determined child of tender years would be able to get under the sides of this makeshift contraption, move the dog crate over a bit, and, in the process, as here, get his neck trapped so that he was asphyxiated. See id. (“That course of conduct which would be ordinary care when applied to persons of mature judgment and discretion might be gross, and even criminal, negligence toward children of tender years.“).
Appellant‘s inattentiveness to the danger in which she placed Noah reinforces our holding that a rational factfinder could find appellant guilty of involuntary manslaughter. By appellant‘s own admission, she did not go in the bedroom
Faced with a challenge to the sufficiency of the evidence, “we must give trial courts and juries the wide discretion to which a living record, as distinguished from a printed record, logically entitles them. The living record contains many guideposts to the truth which are not in the printed record; not having seen them ourselves, we should give great weight to the conclusions of those who have seen and heard them.” Bradley v. Commonwealth, 196 Va. 1126, 1136, 86 S.E.2d 828, 834 (1955). In bench trials, the “trial judge‘s major role is the determination of fact, and with
The trial court, the factfinder in this tragic case, made its finding of guilt based on the totality of the evidence before it. The court was well aware that, as the parties stipulated at trial, there was no evidence that appellant was not a good child care provider prior to the incident resulting in Noah‘s death. The court knew of the precautions appellant took on the day of Noah‘s death. The trial court was also aware of the parties’ stipulation that appellant was cooperative and noticeably distraught in describing the incident to the police. It was within the trial court‘s purview to assign an appropriate weight to such facts in light of all the evidence presented at trial, including the evidence in the record supporting a finding of guilt. “If there is evidence to sustain the verdict, the reviewing court ‘should not overrule it and substitute its own judgment, even if its opinion might differ from that of the [factfinder].‘” Cable, 243 Va. at 239, 415 S.E.2d at 220 (quoting Snyder v. Commonwealth, 202 Va. 1009, 1016, 121 S.E.2d 452, 457 (1961)). Because there was sufficient credible evidence to support a rational factfinder‘s decision that appellant was criminally negligent and, therefore, was guilty of involuntary manslaughter beyond a reasonable doubt, we will not overrule its judgment.
In summary, the act of attempting to limit Noah‘s ability to stand in his crib was not inherently unlawful; however, a rational factfinder could indeed determine that the placing of a thirty-three-pound dog crate on Noah‘s crib, combined with appellant‘s inattentiveness in the face of this experimental and dangerous set-up and with Noah‘s conceded determination to stand up in his crib, constituted reckless and unlawful conduct in utter disregard of Noah‘s safety. See Gooden, 226 Va. at 573, 311 S.E.2d at 785 (differentiating inherently unlawful acts and the improper performance of lawful acts). Because rea-
III. CONCLUSION
For the foregoing reasons, we affirm appellant‘s conviction.
Affirmed.
ELDER, J., dissenting.
I would dissent for the reasons set forth in the January 13, 2009 dissenting opinion of the panel. See Noakes v. Commonwealth, No. 0295-08-2, 2009 WL 62852, 2009 VA.App. LEXIS 12, at *19-25 (Clements, J., dissenting) (Va.Ct.App. Jan. 13, 2009).