History
  • No items yet
midpage
Nix v. State
65 S.W.3d 664
Tex. Crim. App.
2001
Check Treatment

*1 The trial authority court acted without Reginald NIX, Appellant, Keith this suspend applicant’s Why sentence.

was that order not under void Seidel? denying The Court’s second reason for applicant

relief to the is: of Texas. STATE Indeed, probation any- since he received No. 793-00. not, way, eligible imagine it is hard to illegality probation af- how Texas, Court of Criminal plea. fected the voluntariness of his En Banc. event, certainly it did contribute conviction or punishment. his Rath- June er, just it did the opposite—detracted

from him punishment by allowing his

suspended sentence when he was not

entitled to one. Williams fails to show illegal grant

that he harmed probation. good argument. Unfortunately

This is a rejected just parte

the Court it in Ex

Busby.13 granted probation

The trial court shock jurisdiction Busby period when its expired. Busby

had After violated probation,

conditions of his he asked this give against him credit his sen- enjoyed

tence for the time he had Although I

probation. thought argu- laughable

ment was for same reasons gives today,14 majority my

the Court it, accepted he “should not saying

brethren penalized” asking probation.15

Today appli- the Court refuses relief to the Busby.

cant without mention of Busby

Are Seidel and different so, not, If they

case? If how? are disa- as Heath is?

vowed 73,797, Busby, (Tex.Cr.App. 67 S.W.3d at 173. No. 67 S.W.3d 171 15. See

2001). J., (Womack, Busby,

14. See 67 S.W.3d at 171 dissenting). *3 Nix,

Reginald pro Keith se. DA, Anderson, Hous- Bridget R. Asst. Austin, Paul, ton, Atty., Matthew State’s for State.

OPINION P.J., KELLER, opinion delivered the WOMACK, in which the Court HOLCOMB, KEASLER, HERVEY, and JJ., joined. misdemean- no contest to

Appellant pled adju- theft on deferred and community supervision. No court dication pro- made of that reporter’s record was from ceeding,1 appeal was taken within the time the trial court’s decision subse- prescribed by Appellant limits law. the conditions of his com- quently violated munity guilt his supervision, cated, year in and he was sentenced to one jail. sentence, appellant appeal of his

On had been original plea that his complained right to counsel taken in violation of following jury to a trial right and his respects: (1) inquire the trial court did not in- knowingly and into whether he had counsel, right waived his telligently (2) violated the Code that the trial court and the state and Procedure of Criminal advising him by not federal constitutions dangers self-representation, (3) jury trial that his waiver initially the trial court invalid where attorney where appoint did not plea. defendant’s waiver of the 1. The record contains a written reporter record to have a court Appellant effectively ‘regular’ community supervi- had not waived counsel.2 sion.” relating contends that caselaw Appellant were These claims not raised before the regular community supervision recog- trial court at the hearing, nor exceptions general rule that nizes they were in appellant’s made motion for original plea cannot be attacked on an Citing new trial. decision Manuel proceedings. of the revocation Be- State,3 the Court of dismissed caselaw, cause Manuel is based for want of exceptions concludes that these review, discretionary On appellant ad- adjudica- carry must over to the deferred (1) vances two contentions: that his claims *4 particular tion context. This contention is on appeal fall within a “fundamental error” regular community well taken. Two of the (2) Manuel, exception to holding and supervision sup- cases cited Manuel to that Manuel n holding should be ap- not port Traylor— its and —Whetstone plied retroactively. We will affirm. explicitly recognized that there were ex- ceptions general to the rule.7 To the ex- to Exceptions A. “regular” probation recog- tent that cases exceptions, exceptions nized these would Manuel, In we stated “a defendant logically carry adjudi- over to the deferred on deferred community cation context.8 But can derive supervision may relating raise issues agreement no comfort from our him the original plea proceeding, such as evi- point on this because his on appeal claims dentiary sufficiency, only in appeals taken recognized excep- do not fall within the when community deferred su- tions. pervision imposed.”4 is first In arriving conclusion, at that we recognize relied caselaw excep Our cases two involving “regular” community supervi- tions to the general exceptions (1) sion.5 This caselaw was relevant because judgment” we shall call the “void ex (2) legislative determined that “the ception, intent corpus” excep “habeas in enacting 44.01(j) Article permit was to tion. The judgment exception recog void defendants to from deferred nizes there are some rare situations in cation community supervision judgment to the same which a trial court’s is accorded (ie. extent rights with the same respect complete power and re- no due to a lack of strictions) as permitted defendants are judgment question. to render the A 2, Manuel, 2. Nix v. No. (citing 14-97-00377-CR at 994 S.W.2d at 661 Whetstone (Tex.App. 1999 WL 1041491 Traylor). [14th — Houston Dist.], 18, 1999)(unpublished). November 8.In v. 30 S.W.3d 407 Daniels (Tex.Crim.App.1999). 3. 994 S.W.2d 658 Crim.App.2000), reporter's we stated that the original adjudica record from the deferred 4. Mat 661-662. proceeding necessary ap tion not to the peal's “appellant resolution because cannot 5. Id. at 661. appeal any relating original now issues adjudication proceeding.” Id. at added). (emphasis 6. Id. However, in that case we did not con excep 7. Whetstone that a front fundamental error (Tex.Crim.App.1990); Traylor recognized regular probation cases— tion — (Tex.Crim.App.1978). applicable. See judgment void is a for a void judgment “nullity” can be of conviction crime is (1) If original purporting attacked at time.9 when the document to be a void, (i.e. indictment, judgment imposing probation charging instrument infor mation, complaint) satisfy then the trial court would have authori- or does since, ty requisites ins probations, charging revoke with no constitutional (because trument,12 judgment imposing probation it is thus the trial court has no defendant, (2) jurisdiction nullity), nothing there is to revoke. over the the tri involving jurisdiction al past regular probation, subject court lacks matter can over recognized charged, a defendant raise the offense such as when a proceeding involving from a revocation official misdemeanor misconduct (3) law,13 original hearing county error in the if the in a court at tried error render is no judgment would record reflects that there evidence (4) conviction,14 reasoning support indigent void.10 In accordance with the precedents, required these hold that the void defendant is to face criminal trial counsel, exception applies proceedings appointed also the de- without waived, when has in viola context. such not been Waimvright.15 of Gideon While we *5 judgment only But a is void list, to call an exclusive it is hesitate this very to usually rare due a lack situations — very nearly so. cases, In a judgment civil Moreover, only jurisdic judgment is void “no a to when there was for void, jurisdic tion of or no no parties property, question the the record must leave matter, subject jurisdiction the no the of the fundamental about existence to enter If the is particular judgment, incomplete, a no ca defect. record a This the pacity missing portion conceivably to act as court.”11 rule is could show exist, A that in fact then essentially paralleled criminal cases. the defect does not Patterson, 16, State, (Tex. statutory v. 9. Ex Parte S.W.2d 19 amendment. Studer 799 969 263, 1990). Crim.App.1998). (Tex.Crim.App. S.W.2d 271-272 State, 859, 587, State, Corley Gallagher 10. v. 782 860 n. 2 13. v. 690 S.W.2d 588- S.W.2d 1, 1989); State, 589, (Tex.Crim.App.1985)(dis- (Tex.Crim.App. v. 723 n. 594 589 Gonzales 746, 1987). jurisdiction (Tex.Crim.App. 747 n. has of misde S.W.2d 3 trict court exclusive involving meanor offenses official miscon duct). Placke, 362, Browning v. 698 S.W.2d 363 (Tex. 1985). 686, v. 560 S.W.2d 688 See Wolfe 1978). (Tex.Crim.App. judgment to be For the 547, 12. See Duron 956 (T void, complete a lack of the record must show ex.Crim.App.1997)(failure allege to conviction, support evidence to the not mere the offense because Court cannot ascertain ly plea a guilty Id. And insufficient evidence. alleged); is Cook v. 902 offense purpose. some evidence 471, constitutes Williams, 674, (Tex. Ex 682 Parte 1995)(failure (Tex.Crim.App. charge "per to Crim.App.1986). son”). specifically Past involve probation revocations to referred "fundamen Olvera, 586, being tally subject as 15. Ex Parte 489 589 defective” indictments Felton, pro Crim.App.1973); a revocation Ex Parte attack Whetstone, 363; 1991); 733, see Custis ceeding. 786 S.W.2d at 737 also States, 485, Traylor Except U.S. 114 S.Ct. 561 S.W.2d at United by (1994)(discussing Gid 128 L.Ed.2d for certain circumstances outlined Duron Cook, Wainwright, errors 372 U.S. S.Ct. "fundamental” indictment eon v. (1963)). by been eliminated constitutional L.Ed.2d void, judgment the is the or that a waiver of counsel though not even denied counsel involuntary.20 of the But cannot ascer- portions available record tend support appellant’s the existence of the For tain truth of claims on this defect. example, when a defendant a “no of the transcription levels record without conviction, against challenge proceedings. Although papers evidence” representing pro the record contains no court himself reporter’s show se, transcription original plea hearing, transcript plea hearing might of the of the void, then the appellant voluntarily conviction even have shown that though by far informed goes— record —as as it waived counsel and was self-represen- support dangers tends evidence claim.16 trial court transcription, use Appellant “Without the we are unable tation.21 cannot the void exception to ascertain other relief. gain whether evidence support appellant’s introduced to con- corpus exception The habeas essen recognizing viction.” In Gideon error as tially litigation involves the writ of “quasi-jurisdictional,” Supreme corpus at the probation habeas revocation emphasized voiding that a defect should be proceedings. probation Because is not one can be ascertained from the rec- conviction, considered to be a “final” difficulty.18 ord little application corpus for writ of habeas ineffective assistance counsel claims and during pendency pro involuntary plea not, claims do if meritori- ceedings would be returnable to the trial ous, void, make a conviction Supreme court, ruling be reviewable whose would concerns, Court articulated several one of and, appeals ultimately, subject a court of require which was that such claims would discretionary petition to a review from *6 rummage through courts “to frequently application this Court.22 Had the been nonexistent or difficult-to-obtain state then, same trial court separately, the transcripts.”19 court responsible resolving would be both the Appellant has an allege application pro failed to and revocation habeas the error that could original judg render the and two ceedings, proceedings these would ment of path. conviction void. All appellate three follow the same haveWe that, claims turn theory judicial on the that in he held the interest of econo- Wolfe, knowingly, 16. at attorney intelligently, and have voluntary represent my to [sic] decided Moreover, “Agreed 17. Id. self.” titled document Setting” contains the written notation "wants Custis, rights.” repr. to self. at Admonished These U.S. S.Ct. 1732. statements would seem to sufficient to valid show a waiver of counsel. 19. Id. Muniz address, (Tex.Crim.App.1993)(Valid waiver of counsel juncture, 20. We do not at this wheth- following appeared the found when statement er a claim that a defendant’s waiver of coun- papers: in the "I do wish to have a not quasi- involuntary sel was shares the same represent lawyer hearing me at this and will jurisdictional status as claim that the defen- myself”). counsel, represent indigent, dant not did waive appoint the court failed to one. Rodriguez Appeals, Eighth 22. See v. Court of Dist., complete, Supreme 21. Even if the record had been Judicial 557- appellant’s likely (Tex.Crim.App.1989); see claims would be without also Tex.Code Art, Proc., 11.07, 2, 11.08, § papers merit. The contained Art. & Art. the follow Crim. ing by appellant: am statement initialed "I 11.09. sepa- vary, depending not “new” whether my, probationer need file a may mount his rule court-made rule or application purely rate writ is a So, To during hearing.23 attack must interpretation revocation of a statute.28 ap- corpus exception the habeas on in invoke rule Manuel de- determine whether the (a) must that peal, the defendant show: authority judi- inherent rives its from our cognizable on a writ of habeas claim is statutory authority. power cial or from (b) attempt- corpus and that the defendant find that the rule is derived We at litigate ed to claim the revocation Dillehey found statute. proceeding.24 to Article that certain amendments effective 1987— 44.01—that became Jordan, overrule

Today Warren de- defendants who were gave those cases held Carter extent ap- the same to corpus claims could be raised habeas given for defendants peal existed actually hearing at a without revocation re- As we have regular probation.29 corpus filing application.25 a writ of habeas opinion, marked However, appel- old earlier even under the to Legislature intended lant’s fail because those observed that claims would permit court’s defendants brought were not trial deferred claims proceeding.26 at the to the same extent —with attention rights and restrictions-as defendants same Retroactivity B. regular probation. We concluded: given in- any “Certainly Legislature’s it was not the question for The threshold tent, 44.01(j), enacting permit rule Article retroactivity analysis is whether the legality a “new” rule.27 two reviews articulated is fact order, at the time de- determining a rule one standards for whether possessed appeals when the courts Carter arguably (Tex.Crim.App.1982)(trial court erred in re This Court criminal elicit evi fusing power to allow the defendant to a claim on direct had the treat gave support corpus, of a claim counsel dence a writ of habeas whether as level, plea pro ineffective assistance at litigated at trial *7 ceedings); Warren v. appeals no au- the of such but courts ap (Tex.Crim.App.1988)(court of 614-615 appeals’s appel- thority. a court of To invoke peals refusing claim of erred in to address corpus jurisdiction over matters late habeas origi counsel at the ineffective assistance of rule, must first under the old a defendant was liti plea proceedings nal when the issue court's have invoked the trial hearing). gated at the revocation fashion, litigate, Appellant failed Without even a the trial court. before Warren, Carter, 557; at 24. See corpus before the "functional” writ habeas at 615. court, appellate lie jurisdiction could trial no today Appeals. holding Our Court (Tex.Crim. 25. 54 S.W.3d 783 Jordan necessary of this is not to the outcome Jordan App.,2001). case, holding avoid to that but we refer creating law. any confusion in the appel- ignores our that 26. The dissent cor- fails even under the habeas lant’s claim Taylor 27. pus exception prior law. under formulated Crim.App.2000). habeas courts and this Court have While trial corpus appeals do jurisdiction, courts of 28. Id. Procedure, not. Texas of Criminal See Code Court All cases from this Article 11.05. of the (Tex.Crim.App. (in 29. 815 S.W.2d upon dissent- relies her dissent 1991). Jordan) time ing decided at a opinion in were adjudication community 44.01(j) ferred Manuel. supervision Article that conflicts with when, if, imposed, is first and another Dillehey, discussed the possibility it is made clear in later revoked.”30 We that interpretation might of the statute that the rule therein announced give appeals the defendant to two interpretation Legislature’s was an expressly of the plea proceedings, but we amendment to Article 44.01 based question held that such a was not before legislative the discernable intent. us: Having ar found that rule Finally of our application we note in Manuel statutory ticulated was a inter 5(b)’s § provision Art. 42.12 holding to pretation, turn to the standards a defen- guilt after statutory interpreta when a determining if dant’s continues as tion For an constitutes new rule. inter cation had not A guilt been deferred. pretation of a statute to be considered a appealed, say, defendant has a mo- who interpretation new must have suppress after he received de- by been preceded interpre inconsistent adjudication, who seeks tation as viewed this Court authoritat again adju- he is same matter after authoritative, ive.31 viewed To be as guilty, may plain dicated under interpretation inconsistent must be either wording of the article be authorized to (1) a in prior precedent rule articulated do so. question That is not us in before Court, (2) from this a practice arguably this cose.33 prior Court, sanctioned in (3) a longstanding practice that lower Manuel, Dillehey Since before uniformly approved.32 courts had involving have decided at- several cases original tacks on forth, guidelines Under the prior set inconsistent,' adjudication, after but none of these cases interpretation authoritative ever addressed propriety raising existed. This Court never has issued an interpretation of the post-adjudication appeal.34 amendments to issues in a Manuel, (emphasis 30. 994 S.W.2d at 981 S.W.2d 195 original). 1998)(on appeal adjudica of sentence after tion, original plea defendant claimed was in Taylor, voluntary 10 S.W.3d at he ad properly because was not monished in accordance with Texas Code of Procedure, 26.13; Criminal Article we found (equating Id. new rule "clear break” substantially concept com previous Supreme articulated the admonishments precedent); plied- statute (explaining id. at with the and the defendant *8 harm); State, exception prior the "clear break” Su- failed to show Marin v. 925 caselaw). preme 720, 1996)(defen- (Tex.Crim.App. S.W.2d 721 adjudication appealed upon dant sentence added). (emphasis claiming give adjudi 33. 815 S.W.2d at 626 n. 7 that to failure deferred cation rendered admonishments that, State, 35, plea open involuntary; we held in 34. Brown v. 943 42-43 S.W.2d plea, prior a defendant need not be informed upon (Tex.Crim.App.1997)(burden is de fendant, situation, possible consequences to his of a plea bargain prove a to in adjudication probation); violation of deferred prejudiced by that he was trial court’s failure State, Ray give v. S.W.2d 125 adjudication to 919 deferred admonish State, ments; 1996)(same); v. 606 appeal Price 866 S.W.2d failure at the time deferred adjudication imposed (Tex.Crim.App.1993)(misdemeanor is is some evidence give involuntary by de that the admonishments did not affect rendered failure to lack admonishments). plea); adjudication the voluntariness of the v. Martinez

672 Only appellate had in a few intermediate recognized

If we never the issue Dillehey, might clearly addressing we inclined hold that were decided issue Dillehey practice of at- arguably sanctioned the between our decisions in post-adjudi- in a tacking original plea 1992, Manuel. court held Dallas in- we decided cases cation when that matters could be raised original plea on the merits instead volving such attacks in that post-adjudication appeal,36 a issuing appeals. orders to dismiss the the contrary court came to conclu- later But, having the issue as an highlighted courts that sion.37 Two other have held accept open question, we cannot raised in a original plea matters could be address the issue failure to three oth- post-adjudication appeal38 while approval other cases a tacit constitutes matters can- er courts held such Manuel. contrary set forth in rule to that stage.39 not be raised at that may know that Practitioners should that find did Accordingly, we for decline to address an issue a case rule, need not not create a “new” and we reasons, including number the fail- analysis.41 balancing conduct Stovall40 adequately raise brief issue ure to is The of the Court of Moreover, recog- in 1996 question. affirmed. pre-adjudica- for a provision nized that the 44.01(j) in Article could have WOMACK, J., a concurring a post-adjudication ap- adverse effects on opinion. peal.35 JOHNSON, J., dissenting opinion filed a Manuel, Further, prior there existed MEYERS, PRICE, longstanding practice no had been HOLLAND, J.J., joined. uniformly by the lower courts. approved 905, State, State, 711, (Tex.App. 906 987 S.W.2d 35. See Watson v. 714 — Waco 1999, (Tex.Crim.App.1996)(plea-bargain pet.). de no could, appellate ferred rules, under the ability on result in a limitation Denno, 293, S.Ct. 388 U.S. Stovall v. imposed the sentence 1967, (1967); Tay- see also 18 L.Ed.2d community supervi of deferred lor, S.W.3d at 681. sion). unnecessary disposi Although case, note that had tion of we do Watson "disagrees” our conclu- dissent with The given time been decided at the retroactivity analysis unneces- sion adjudication. deferred sary "[djespite we never the fact that because error' explicitly that the 'fundamental held 660, 663 36. Edwards the context deferred applied rule 1992, pet.). (Tex.App. no — Dallas since, cation, logic Manuel dictated so above, explic- holding was as noted Manuel’s 571, 37. Smith ‘regular’ itly predicated equating com- on its 1997, pet.). (Tex.App. no — Dallas munity supervision appeal.” at-. purposes of Dissent (Tex. 38. Moss point. Appellant's claim dissent misses ref'd); pet. Holiday v. App.—Austin a new Manuel articulated this case is that (Tex.App.— claim to be we have shown that pet.)(opinion [1st Houston Dist.] articulate merit. While Jordan does without rehearing). *9 exceptions prohi- narrowing to the new rule— origi- collaterally attacking the against 143, bition Alejandro 957 S.W.2d 144 engage 1997, plea upon in the ref'd); nal revocation —we pet. (Tex.App. Corpus Christi — retroactivity analysis in that case. appropriate S.W.2d Manuel rate, under 1998), appellant's claims fail affirmed, And at App. Worth — Fort replaces. (Tex.Crim.App.1999); the old rule that Jordan Munson v. S.W.2d 658 WOMACK, however, J., a concurring Today, majority denies re- by overruling opinion. appellant lief to our “funda- corpus” case mental law. error”/“habeas Today appel- holds that Court Ante, 669-70; Jordan, 54 at at S.W.3d point of within lant’s does not fall my I have dissent to this 784-87. noted judgment” exception the “void to the rule Jordan, 54 at action. appealing error that against occurred (Johnson, J., dissenting). probation granted, when in was probation after is revoked. See ante at majority then on to goes declare join I opinion 667-69. Court’s with today its nor neither decision understanding holding does not rule,” a “new that a created so retroactivi- consideration, case, in a of proper foreclose Ante, ty unnecessary. is analysis at 670- whether be a judgment” there should “void disagree. 72. I the fact that Despite exception. explicitly never held “fundamental applied error” rule context of de- JOHNSON, J., MEYERS, joined by adjudication, logic of ferred Manuel so HOLLAND, JJ., PRICE and dissenting. above, since, as dictated noted Manuel's explicitly predicated on its case, In the instant equating “regular” community supervision and, following on deferred ad- purposes with deferred of judication guilt, of his he chal- brought appeal. lenges original plea, on al- based leged right violations to his counsel foregoing, my Based as well as to a jury Today, trial. majority Jordan, I dissent dissent.1 precludes this court him bringing I such claims. Because believe that such may brought,

claims I respectfully dis-

sent. elsewhere,

As I have noted law case

establishes that on from an order (i.e.,

revoking probation “regular” commu

nity supervision), permitted a defendant is bring challenge original convic SHEPHERD, Ex Parte James Carol tion when challenge such a “funda Applicant. mental error.” Jordan v. (Johnson, 50440-01, 785-86 (Tex.Crim.App.2001) Nos. 50440-02.

J., dissenting). equated Because Criminal Texas. “regular” com munity supervision for purposes appeal, Feb. logic dictates that this same funda rule of error apply mental de context of adjudication. See Manuel v.

1999); Jordan, pro at Shepherd, 784-86. James Carol se. majority questionable light 1. The also that "a is states statement Seidel, only very usually parte due void rare recent decision Ex Court’s situations — Ante, jurisdiction.” (Tex.Crim.App.2001). lack of at This

Case Details

Case Name: Nix v. State
Court Name: Court of Criminal Appeals of Texas
Date Published: Jun 27, 2001
Citation: 65 S.W.3d 664
Docket Number: 793-00
Court Abbreviation: Tex. Crim. App.
AI-generated responses must be verified and are not legal advice.