Lead Opinion
Illinois prisoner Nicole Harris was convicted in an Illinois state court of murdering her four-year-old son, Jaquari Dancy, and was sentenced to 30 years in prison. It is undisputed that Jaquari died from asphyxiation and that the instrument of death was an elastic band that had come loose from a fitted bed sheet. The parties also agree that Jaquari was not alone when he died. His five-year-old brother Diante was in the top bunk of the bed the two shared. On the day of Jaquari’s death, Harris disciplined the boys for leaving the apartment while she was across the street doing laundry. The State’s theory was that Jaquari would not stop crying, and Harris grew so mad that she strangled him with the elastic band while Diante slept in the bunk above. The defense theory was that Jaquari had wrapped the elastic around his own neck and accidentally asphyxiated himself while Harris was at the laundromat. At trial, by far the most damning evidence against Harris was her videotaped confession, recorded the day after Jaquari’s death following 27 hours of intermittent interrogation at a Chicago police station. In the tape, Harris admitted to choking Jaquari with the elastic band because he had misbehaved.
Harris’s best exculpatory evidence was the proffered testimony of Diante, age six at trial, who has maintained since he was first interviewed the day after Jaquari’s death that his brother wrapped the elastic band around his own neck and that neither his mother nor father was present when he did so. The jury never heard Diante’s testimony, however, because the trial court determined that Diante was not a competent witness. No one disputes that the trial judge made a legal error in reaching this conclusion: he reversed Illinois law’s
In this collateral attack on her conviction, Harris contends that the trial court’s exclusion of Diante’s testimony violated her federal Sixth Amendment right to present witnesses in her own defense, see Washington v. Texas,
We reverse with instructions to grant the writ. A court’s exclusion of defense evidence violates the Compulsory Process Clause of the Sixth Amendment where the evidence is material to the outcome of trial and the application of the evidentiary exclusion is arbitrary or disproportionate to the state’s legitimate interests promoted by the rule. Although Diante and his testimony posed challenges, the complete exclusion of this critical exculpatory evidence in this case was arbitrary and disproportionate to the truth-seeking and reliability concerns advanced by witness competency restrictions. We review this issue de novo because it was not addressed by the Illinois courts. The disqualification of Diante as a witness violated Harris’s Sixth Amendment right to present a complete defense.
We also conclude that trial counsel’s serious errors in the competency hearing deprived Harris of the right to effective counsel. As the only eyewitness to Jaquari’s death, Diante’s testimony was essential to Harris’s defense. His competency hearing was crucial, but Harris’s counsel was not ready for it: he did not interview Diante, he did not secure the presence of a witness who would have shown that Diante’s recollections of what happened were consistent and credible, and he did not correct the trial court’s misapplication of the burden of proof. Under Strickland v. Washington,
I. Factual and Procedural Background
The underlying facts of this case are detailed in the Illinois Appellate Court’s decision affirming Harris’s conviction and sentence. People v. Harris,
A. Jaquari’s Death and the Initial Investigation
In May 2005, Harris, age 23, lived in an apartment on Chicago’s west side with her
When he awakened, Dancy discovered Jaquari lying on the floor of the boys’ bedroom, unresponsive and blue in the face. An elastic band hanging from Di-ante’s fitted sheet was wrapped repeatedly (close to ten times) around Jaquari’s neck. Dancy unwrapped the band and performed mouth-to-mouth resuscitation. Jaquari remained unconscious. Dancy lifted him up and ran outside, where he met Harris returning again from the laundromat. The two jumped in their car and raced off in search of a hospital with Harris driving and Dancy continuing CPR on Jaquari in the back seat. They called 911 and eventually met an ambulance that took Jaquari to a hospital. Harris and Dancy returned home to retrieve Diante and then went to the hospital, where Jaquari was pronounced dead.
Chicago police officers arrived at the hospital to begin their investigation into Jaquari’s death. After a brief conversation with detectives around 7:15 p.m., Harris and Dancy agreed to accompany them to the police station to answer further questions. Detectives interviewed the parents in separate rooms. With Diante on her lap, Harris answered questions for approximately 30 minutes before the detectives left to continue their investigation at the scene. Around midnight, Diante was taken to his grandmother’s home by an official with the Department of Child and Family Services. Back at the family’s apartment, officers ordered crime scene technicians to collect the sheet with the loose elastic band and a telephone cord they suspected might have been used to strangle Jaquari. After speaking with other tenants in the building, the detectives returned to the station to confront Harris with discrepancies between her earlier account and what they had learned from her neighbors, who said she had struck her children with a belt that day. According to the detectives, after approximately fifteen minutes of questioning, Harris broke down, started crying, and spontaneously admitted, “I wrapped the phone cord around Jaquari’s neck and then I wrapped the elastic band from the bed sheet around his neck to make it look like an accident.” Harris,
The detectives read Harris her Miranda rights, which she said she understood. Over the next 24 hours, Harris recanted her initial unwarned confession, slept overnight in a holding cell, took a polygraph examination (with inconclusive results), and confessed a second time — this time saying she had used the elastic band, which conformed to the physical evidence. A prosecutor arrived and obtained a videotaped statement of Harris’s confession. In it, Harris stated that she had struck Jaquari with a belt when she came over from the laundromat and that because he would not stop crying, she wrapped the sheet’s elastic band around his neck until she saw blood coming from his nose. She said she then left the room, attempted to fix a phone jack, and returned to the laundro
B. The Trial
At trial, Harris’s videotaped confession provided the State’s most powerful evidence against her.
The State also called Dr. John Scott Denton, who had conducted the postmortem examination. Dr. Denton found impression or ligature marks on Jaquari’s neck that were an “exact fit” to the blue sheet’s elastic band. His report indicated that the impression marks did not match the telephone cord that had initially aroused the police’s suspicions and which Harris had identified as the murder weapon in her first, “spontaneous” confession. Dr. Denton also acknowledged that he had at first concluded after the May 15 autopsy that Jaquari’s death was accidental — specifically, that Jaquari had “become entangled with an elastic bed fitted sheet and had fallen to the ground from his upper bunk.” Harris,
Harris testified in her own defense. She testified that when she came home from the laundromat to find her children outside the apartment, she scolded them and sent them to their room but did not
The defense theory of accidental death was supported by Dancy, who had previously seen Jaquari coiling the sheet’s elastic band around his neck, and by other family members who spoke more generally about his curiosity and playfulness. For example, one aunt said that she had once seen Jaquari put a plastic laundry bag over his face.
The defense’s key witness, however, was six-year-old Diante, who was with Jaquari when he died. The day after Jaquari’s death, Diante was interviewed by Ale Levy, an investigator with the Child Advocacy Center, an agency that partners with the Chicago Police Department, the State’s Attorney, and the Department of Child and Family Services. A Chicago police detective who was present for Levy’s interview took notes. The notes state that Diante “knows his age,” “his colors,” “different amounts,” his “grade in school,” and the “difference between truth/lies.” Di-ante indicated that he “knows about Jaquari’s death, knows Jaquari was at the hospital.” Diante also said that Jaquari had “wanted to go outside” but he “got in trouble.” “Mom and Dad came home [and] gave both of them a spanking. Mom spanked Diante with Belt on his leg,” which “was bleeding.” Most important, Diante said that “Jaquari was playing [and] wrapped elastic around neck from blue sheet” and that Diante was “playing Spiderman game” and “couldn’t help Jaquari get out of his sheet.” Levy wrote, “Diante & Jaquari were supposed to go to sleep.” Towards the end, Jaquari told Levy, “ ‘Jaquari had a bubble’ while he was asleep.” He said, “Jaquari died it happened in their bedroom” and “Diante was sleeping when Jaquari died.”
C. The Competency Hearing and Ruling
Although Diante was also listed as a witness for the State, the State moved to disqualify him as incompetent to testify. Under Illinois law, every person is presumed competent to be a witness and will be permitted to testify unless he or she is either (1) “Incapable of expressing himself or herself concerning the matter so as to be understood, either directly or through interpretation by one who can understand him or her”; or (2) “Incapable of understanding the duty of a witness to tell the truth.” 725 ILCS 5/115 — 14(a), (b); see People v. Velasco,
The trial court began the competency hearing with a basic legal error, stating “the Defense, it’s their witness whom they’re attempting to call. They shall bear the burden of proof in demonstrating Di-ante’s competency.” No objection was made. With defense counsel’s agreement, the hearing took place without Harris
Diante also described the events from the day Jaquari died. On the last day that Diante had been in his room at the North Chicago apartment, he had been with Jaquari and was “Playing my game.” Defense counsel asked what Jaquari was doing and Diante replied, “Jaquari was playing with that string and wrapping it around his neck.” S.A. 118. Asked what string he was referring to, Diante said it was the band from the blue sheet. He also testified that no one else was in the room with them when Jaquari was wrapping the sheet’s elastic around his neck. The prosecutor later asked whether Jaquari “wrapped something around his neck from the sheet.” Diante nodded and said that the sheet was “On my bed” and that Jaquari was “Standing on the floor” while Diante was “Sitting, playing with my toys.” S.A. 125. The prosecutor also asked Diante if he remembered telling a Department of Child and Family Services investigator named Karen Wilson — who spoke with Diante the day after Levy did — that he was asleep when Jaquari “got hurt.” Diante answered yes. S.A. 127.
In his direct questioning, defense counsel had asked Diante whether he knew “the difference between real people and cartoons.” S.A. 118. Diante said he did and named “Scooby-Doo, Tom and Jerry” as examples of the latter. S.A. 119. Later, the prosecutor followed up on this line of questioning, but after referring to the original difference between real people and cartoons, the prosecutor shifted to use the word “real” differently to ask about the difference between real people and fictional characters. This shift caused some confusion:
Q Okay. Now, you were talking about some cartoons a couple of minutes ago. You were talking about Scooby-Doo, and cartoons and real things, right?
A (Nodding.)
Q Do you think Spiderman is real?
A Yes.
Q And have you ever seen Spiderman in person?
A Yes.
Q Okay. And what did you say to Spiderman when you saw him in person?
A Nothing.
Q You didn’t say anything to him?
A (Nodding.)
Q Have you ever seen Scooby-Doo?
A No.
Q Okay. Is Scooby-Doo real?
A No.
Q Okay. Scooby-Doo is what?
A A movie.
Q Okay. And how about The Hulk? Is The Hulk real or is he something else?
A Something else.
Q Okay. Let’s see. How about Santa Claus, is Santa Claus real?
A Yes.
Q And have you ever seen Santa Claus in person?
A No.
S.A. 122-23. Later, the prosecutor asked whether Diante believed the tooth fairy was real, to which he said yes. S.A. 129.
The prosecutor asked Diante about Jaquari, and once again ambiguous questioning and a failure to follow up generated confusion:
Q .... You told me earlier that you have seen Jaquari in heaven, right?
A Yes.
Q And do you remember the last time you saw Jaquari in heaven?
A Where I was in the rainbow.
Q When you were in the what?
A In the rainbow.
Q “In the rainbow”? You were in the rainbow?
A Uhn-uhn. No, in the car.
Q Oh, in the car. And you saw Jaquari in heaven then?
A (Nodding.)
S.A. 123-24. The transcript reads, “rainbow,” but the context shows that Di-ante was saying “limo.” That was the conclusion of Dr. Robert Galatzer-Levy, a child psychiatrist who conducted a thorough competency assessment of Diante six months after trial. See S.A. 141. (“[H]is pronunciation of the word ‘limo’ was difficult for this evaluator to understand; I initially believed he was saying something like ‘lambo.’ ”).
As for the “heaven” reference, during Dr. Galatzer-Levy’s evaluation, Diante described a church as a “church with heaven” and a courtroom as a “church with the judge.” Id. That would be consistent with the rest of Diante’s testimony on the subject at the competency hearing, in which he said that other living family members were present “in heaven” in an exchange that took on great importance for the judge:
Q Who else was in heaven with him?
A My brother and my cousin.
Q Okay. What’s your brother’s name?
A Junior.
Q Okay. And he was there, too?
A (Nodding.)
Q And did you talk to Jaquari then?
A Uh-huh.
Q Did he say anything to you?
A Yes.
Q What did he say to you?
A He-He said, my mommy killed my brother, and my mommy didn’t.
Q Okay. Now, I want to ask you a little bit about your bedroom....
S.A. 124-25. Because this account involves both of Diante’s brothers, we cannot be completely certain whether the “He” in the penultimate line refers to Junior or to Jaquari. The difference bears on both the competency determination and Harris’s guilt or innocence. If the speaker was Junior, Diante was describing what his surviving brother Junior had told him at the wake or funeral: Junior said that Harris had killed Jaquari, and Diante was telling the judge that was wrong. The testimony is entirely different if Diante meant that Jaquari appeared to his brothers from beyond the grave to accuse their mother of killing him. The first reading is supported by the fact that Diante said, “He said, my mommy killed my brother,” not “He said, my mommy killed me,” or
At the close of Diante’s testimony, the court asked him: “did you — anyone tell you what you should say here when you got to court?” Diante said “No.” “Have you spoken before with any of the people who are here today before you came to court?” Diante again answered “No.” S.A. 131.
Q Diante, you [told] me you remember playing Spiderman in your bedroom with your brother, is that right?
A Yes.
Q Do you remember anything else that happened that day?
A No.
Q Nothing at all?
A No.
Q Okay. Anything further, Mr. Wright?
S.A. 132.
Following Diante’s testimony, defense counsel said that he wished to call Ale Levy, the investigator who interviewed Di-ante the day after his brother’s death. Levy was not present at the courthouse, however. Defense counsel said that he had subpoenaed Levy, but neither the court nor the prosecutor was familiar with her. The court asked, “have you made any effort to procure her appearance here at this time, so as not to delay these proceedings?” Dkt. No. 1-17 at 81. Defense counsel said he had not. In response to the court’s question about the substance of Levy’s expected testimony, defense counsel said that she “actually interviewed Diante Dancy; and asked him a lot of the same questions that was asked,” and “he was able to tell her, on that day, which is roughly 12, 15 hours after the event, exactly everything that happened.” Id. at 82. The trial judge replied, “I’m not saying it’s not relevant. I’m just at a lack to find out what that would be, in order to determine whether I would grant a continuance to get that witness here.” Id. at 83. Counsel then said the defense had no further witnesses. The court confirmed that counsel was “not choosing to call that person at this time?” Counsel answered no.
The State then called Karen Wilson, the second investigator to interview Diante after Jaquari died. She testified that in her conversation with Diante, he stated that Scooby-Doo, Spiderman, and Santa Claus were real persons. Dkt. No. 1-17 at 86. She also said that Diante told her he was asleep when his brother got hurt. On cross-examination, Wilson agreed that Di-ante had said he did not see “mommy or daddy tie a sheet around Jaquari’s neck.” Dkt. 1-17 at 89.
The court heard oral argument. Defense counsel went first, contending that Jaquari really was in heaven, and that it
The court ruled that Diante was incompetent. The judge began by saying: “Defense counsel misperceives what the issue is with regard to witness competency” because “a two month old baby could have been in the room and witnessed or observed what occurred, but that would not make them a competent witness if they’re lacking other criteria.” He acknowledged that Illinois had abolished age-based presumptions of incompetency and that the statute now provided for only two bases for disqualification: (1) inability to express oneself so as to be understood; or (2) inability to understand the duty of a witness to tell the truth. S.A. 85-86; see 725 ILCS 5/115-14. The court first addressed the second prong, saying: “I don’t find any questions at all that were posed to the witness with regard to his understanding of any concept of a duty to tell the truth when presented in a courtroom.” S.A. 87. Diante’s testimony that “[y]ou get in trouble” for telling a lie and “[y]ou get a star” for telling a truth “gave the Court very little insight into whether or not Diante knows what is the truth and what is a lie or not true.” S.A. 86. “The witness was never asked whether he would promise to tell the truth and what that might mean to him here in this proceeding.” S.A. 88.
Turning to the first prong, the court said it had “considerable question as to that issue,” identifying a number of factors that cast doubt on Diante’s ability to “perceive and remember events and to relate them.” S.A. 88. First, Diante recalled “playing Spiderman” and “the aspect with the cord and the neck,” but the court, referring to its own question at the end of his testimony, said Diante “remembers nothing else at all from that day.” Id. Second, the court questioned whether Diante had the ability to distinguish between reality and fantasy:
Diante is still at that point in his life ... where the Court cannot say that he has moved through that youthful period or childhood period of fantasy with regard to still believing certain things to be real, whether it be Spiderman, who he says, he has met in person, the tooth fairy, Santa Claus.... He said, he met with his brother in heaven and his brother told him his mother killed him. I mean, that is not real. That is a fantasy.
S.A. 89-90. The court then concluded that Diante was incompetent to testify under either prong of the statute:
And so I do believe at this point in time Diante lacks the ability to differentiate between reality and fantasy. And also, I believe he lacks the ability to recall the events of the date in question and to be able to communicate them effectively here in court under an understanding and acceptance of a duty to testify truthfully in this case. And again, it is not*621 clear to this Court that even he understands to differentiate significantly between those two concepts, truthfulness and falsehood.
S.A. 90. Diante did not testify. The jury convicted Harris of first-degree murder.
D. Post-Conviction Proceedings
With new counsel, Harris moved for a new trial. Her supplemental motion included four constitutional claims: (1) the court violated Harris’s right to call witnesses in her own defense in deeming Di-ante incompetent to testify (Sixth Amendment right to compulsory process); (2) the evidence was insufficient to prove the corpus delicti element of murder (Due Process); (3) the court erred in denying her motion to suppress her confession (Fifth Amendment right against self-incrimination); and (4) trial counsel was ineffective (Sixth Amendment right to counsel). Her motion included Dr. Galatzer-Levy’s competency assessment. He had concluded that Diante was “neither incapable of expressing himself concerning the events surrounding his brother’s death, nor incapable of understanding the duty of a witness to tell the truth.” S.A. 143.
The trial court denied Harris’s motion for a new trial. In addressing the issue of Diante’s competency hearing, the court conceded that it had erred in placing the burden of proof on Harris but held that it would have reached the same result even if the State had borne the burden. In his ruling from the bench, the trial judge said: “It was clear to the Court that [Diante] was in the world of a child. That he could not do those things that the law requires competent witnesses to do, so that was upon that basis that I found [Diante] not competent to testify, and that would have been the outcome or my finding regardless of whether I had articulated the correct burden of proof.” S.A. 59. Aside from this vague, post hoc justification for its ruling and some recitation of the statutory language, the court did not elaborate on its ruling at trial that Diante was incompetent to testify. The trial court did not address Harris’s Compulsory Process claim. The court sentenced Harris to 30 years in prison.
On direct appeal, the Illinois Appellate Court affirmed. People v. Harris,
Harris filed a petition for habeas corpus under 28 U.S.C. § 2254, seeking relief on the same grounds she presented to the state courts. With the exception of the competency issue, the district court found reasonable the Illinois Appellate Court’s adjudication of each of Harris’s four claims. See Harris v. Thompson, No. 10 cv 6257,
II. Habeas Corpus Review Under 28 U.S.C. § 2251
We have jurisdiction under 28 U.S.C. § 2253(a), and we review de novo the district court’s denial of habeas corpus relief. See Steffes v. Pollard,
In applying this “difficult to meet ... and highly deferential standard,” Cullen v. Pinholster, — U.S. -,
AEDPA’s deferential standard of review applies only to claims that were actually “adjudicated on the merits in State court proceedings.” 28 U.S.C. § 2254(d). Where the state courts did not reach a federal constitutional issue, “the claim is reviewed de novo.” Cone v. Bell,
III. Compulsory Process Clause Claim
A. Standard of Review
The Sixth Amendment guarantees the accused the right to “have compulsory process for obtaining witnesses in his favor.” As a threshold matter, we must determine whether AEDPA deference applies to this claim. The habeas petitioner clearly presented a federal constitutional claim to the state courts, which affirmed her conviction in a published opinion but did not explicitly address or even acknowledge the existence of the federal constitutional issue. In her brief to the state court, Harris alleged a deprivation of “her right to compulsory process under the Sixth Amendment of the U.S. Constitution and Article I, § 8 of the Illinois Constitution,” cited the foundational Supreme Court case, Washington v. Texas,
The appellate court’s silence on the issue fell below even the low threshold a state court decision must meet to qualify as “on the merits” under AEDPA. The state court need not explain its reasoning in rejecting the petitioner’s federal claim. See Richter,
In this case, by contrast, we have ample reason to think some other explanation for the state court’s decision is more likely — the very reasons the state court actually gave, which were all based on state evidence law, not federal constitutional law. The state court’s decision on the incompetency ruling reached four legal conclusions. First, the trial court’s “procedural error” in misallocating of the burden of proof was not “outcome-determinative” in the ultimate determination of incompetency. Harris,
This also is not a case where an earlier state opinion- “fairly appear[s] to rest primarily upon federal law,” but a later one is silent or cryptic. See Ylst v. Nunnemaker,
It follows from the Supreme Court’s AEDPA jurisprudence that where a state court overlooks a constitutional claim that was fairly presented to it, federal review is de novo. In Cone v. Bell,
This case is also analogous to the relatively common situation in which the state courts address one prong of the two-prong Strickland v. Washington test for ineffective assistance of counsel, but not the other. In that situation, federal courts apply AEDPA deference to the prong the state courts reached but review the unaddressed prong de novo. E.g., Rompilla v. Beard,
Here, the state courts simply have not addressed the federal constitutional issue. When that happens, federal habeas review must be de novo for there is no state court judgment to which we could defer. See, e.g., Fenenbock v. Dir. of Corrections,
AEDPA requires federal courts to accord substantial deference to state court adjudications of federal constitutional claims. Such deference is “part of the basic structure of federal habeas jurisdiction,” which is “designed to confirm that state courts are the principal forum for asserting constitutional challenges to state convictions” and to honor “the State’s significant interest in repose for concluded litigation.” Richter,
B. The Constitutional Standard
The Compulsory Process Clause, which provides that the accused shall have the right “to have compulsory process for obtaining witnesses in his favor,” together with the Due Process Clause of the Fourteenth Amendment, embodies a substantive right to present a meaningful and complete criminal defense. See Holmes v. South Carolina,
Of course, the right is not unlimited. The defendant “must comply with established rules of procedure and evidence designed to assure both fairness and reliability.” Chambers v. Mississippi
On the other hand, the exclusion of defense evidence “abridge[s] an accused’s right to present a defense” where the restriction is “ ‘arbitrary’ or ‘disproportionate to the purposes’ [it is] designed to serve,” and the evidence “implicate[s] a sufficiently weighty interest of the accused.” United States v. Scheffer,
The applicable constitutional standard is this: to establish that her right to compulsory process was violated by the exclusion of Diante’s testimony, Harris must show that (1) the testimony would have been “both material and favorable” to her defense, United States v. Valenzuela-Bernal,
1. Material and Favorable to the Defense
In Valenzuelor-Bemal, the Supreme Court imported the materiality requirement of the Brady v. Maryland line of eases into the Compulsory Process Clause analysis. Under this standard, the exclusion of a witness is material “only if there is a reasonable likelihood that the testimony could have affected the judgment of the trier of fact.” Valenzuelcir-Bemal,
Let’s first consider what Diante’s testimony would have been. It is undisputed that Diante was in the room when Jaquari died and that his account was entirely exculpatory to Harris. He would have testified that he saw Jaquari wrap the elastic band around his own neck, that his mother was not in the room when this happened, that Jaquari vomited in his “sleep,” and that he saw a bubble form on Jaquari’s mouth: This was all consistent with the physical evidence. Indeed, the medical examiner had initially concluded that the cause of death was self-asphyxiation. It was also consistent with Sta-Von Dancy’s testimony that Jaquari had wrapped the elastic band around his own neck on previous occasions and that a mucus bubble had formed when Dancy found Jaquari lying unconscious. No other witness testified to what actually happened in the moments before Jaquari died. As the trial court itself acknowledged, Diante’s testimony was “critical” to the defense. See S.A. 90-91. The testimony was new, favorable, and not cumulative.
Diante’s testimony was also material. It is reasonably likely it would have significantly altered the balance of evidence to tip the scales in Harris’s favor. The analogy to Brady helps show why. Imagine for a moment that the prosecutor in Harris’s case had withheld from the defense the fact that Diante had told police investigators that he saw Jaquari strangle himself with the sheet’s elastic band. And imagine the prosecution’s evidence is the same as it was at trial: no other eyewitness contradicts Diante and says that Harris did it, and no physical evidence implicates Harris in Jaquari’s death. “If, for example, one of only two eyewitnesses to a crime had told the prosecutor that the defendant was definitely not its perpetrator and if this statement was not disclosed to the defense, no court would hesitate to reverse a conviction resting on the testimony of the other eyewitness.” United States v. Agurs, 427 U.S. 97, 113 n. 21,
Smith shows that impeachment of the inculpatory testimony of the only eyewitness is material to an accused’s defense. It follows that an undisclosed exculpatory statement of the only eyewitness is certainly material as well. Cf. Kyles v. Whitley,
Diante’s testimony is also material under the Compulsory Process Clause, for the same standard applies. The trial court’s disqualification of Diante deprived Harris of direct evidence from the sole eyewitness. This evidence was central to her theory of the case — that Jaquari’s death was a tragic accident. No other witness replicated Diante’s testimony. And no other witness contradicted Diante’s account at trial; only the medical examiner supported the prosecution’s theory that the Jaquari’s death was even a homicide, and Dr. Denton admitted that this was a revised opinion. Diante’s testimony was at least as valuable to Harris’s defense as were the undisclosed statements from the State’s eyewitness in Smith v. Cain, and it was just as likely to cast “the whole case in such a different light as to undermine confidence in the verdict.” Cone,
In its harmless error analysis of the state evidentiary issue, the Illinois Appellate Court wrote that “the proposed testimony of Diante was [not] likely to have [had] any significant impact upon the strength of the State’s case” because of the “inherent weakness in the Diante proffer.” Harris,
We respectfully find this analysis to lack merit. Diante’s testimony that he saw his brother wrapping the very instrument of death around his neck just before he died is far more relevant than Dancy’s testimony that Jaquari had wrapped the band around his neck on some previous occasions. Evidence is cumulative when it “goes to prove what has already been established by other evidence.” Mosley v. Atchison,
Nor does Diante’s “admission” to Wilson that he was asleep when Jaquari died significantly reduce the probative force of his testimony. At most, it suggests that Di-ante, like many children, did not fully comprehend the concept of death and that, heartbreakingly, he may well have watched his brother die without realizing it. See Mark W. Speece & Sandor B. Brent, Children’s Understandings of Death: A Review of Three Components of a Death Concept, 55 Child. Dev. 1671, 1679 (1984) (studies show that children
The State argues also that Diante’s testimony, even if credited, would not have made a difference because the evidence against Harris was “overwhelming.” Exculpatory evidence may be inconsequential to the outcome of the trial “if the State’s other evidence is strong enough to sustain confidence in the verdict.” Smith,
The prosecution’s case rested entirely on Harris’s videotaped confession. To be sure, a “voluntary confession” is “highly probative evidence.” Oregon v. Elstad,
Here, we do not ask whether Diante’s testimony would have overwhelmed the probative value of Harris’s videotaped confession, nor even whether the jury would more probably than not have credited Di-ante’s eyewitness account over the confession. An appellate court does not engage in such apples-to-oranges evidentiary comparisons. Our task is simply to ask whether, if Diante had testified, there is a reasonable probability the jury would have returned a different verdict.
We are confident that the answer is yes. The videotaped confession was powerful evidence, but the jury had reasons to question its reliability, too — reasons in line with leading research on false confessions. The jury knew the confession was the product of interrogation stretching over 27 hours at the police station. Cf. Saul M. Kassin et al., Police-Induced, Confessions: Risk Factors and Recommendations, 34 L. & Hum. Behav. 3, 16 (2010) (noting that “false confessions tend to occur after long periods of time” and “sleep deprivation is historically one of the most potent methods used to ... extract confessions”). The jury knew Harris did not have an attorney present during this questioning and that, as a mother who had just lost her son, she was under stress and stricken with grief. Cf. Gisli H. Gudjonsson et al., Custodial Interrogation, False Confession and Individual Differences: A National Study Among Icelandic Youth, 41 Personality & Individual Differences 49, 56 (2006) (finding that depressed mood is linked to a susceptibility to provide false confession to police). The jury knew that Harris’s initial, unwarned confession was inconsistent with the physical evidence — she said she had used the telephone cord. Only in later confessions (and after many more hours of interrogation) did she correct this curious discrepancy. See Brandon L. Garrett, The Substance of False Confessions, 62 Stan. L.Rev. 1051, 1087 (2010) (“The vast majority of these exonerees made statements in their interrogations that were contradicted by crime scene evidence, victim accounts, or other evidence known to police during their investigation.”).
These warning signals were not enough to overcome the videotaped confession at trial. But they might well have been enough if the jury had considered them along with Diante’s testimony, which would have changed the entire tenor of the defense case. The theory of accidental death would have been buttressed by an actual eyewitness — the only person, according to the defense, who was present when Jaquari died. Such testimony “could reasonably be taken to put the whole case in such a different light as to undermine confidence in the verdict.” Cone,
2. Arbitrary or Disproportionate
The second part of the constitutional question is whether the disqualification of Diante as a witness was arbitrary or disproportionate to the evidentiary interests advanced by the exclusion. The Supreme Court has had only limited occasions to deal in detail with the arbitrary or disproportionate prong of Compulsory Process Clause analysis. One pattern that bas emerged is the “parity” principle: a state rule that restricts the presentation of testimony for the defense but not the prosecution will generally be deemed arbitrary. See Akhil Reed Amar, Sixth Amendment First Principles, 84 Geo. L.J. 641, 699 (1996). As Professor Amar noted, “the Court has repeatedly struck down asymmetric witness rules, and noted the asymmetry.” Id. at 700, citing Pennsylvania v. Ritchie, 480 U.S. 39, 57 & n. 14,
At first glance, the trial court’s disqualification of Diante looks like an asymmetric application of Illinois’s witness competency statute. Under the statute, all witnesses are to be presumed competent, and the party opposing competency has the burden to prove that either of the two prongs of the statute applies. In the usual case involving child witnesses, it is the prosecution offering the testimony, often from a victim of sexual abuse. In such cases the defense bears the burden of proof, and Illinois courts have often allowed very young children to testify.
Of course, that is not the rule in Illinois. The trial judge did not say that it was Harris’s burden to prove competency because she was the defendant; he simply forgot about the presumption of competency in general. This case therefore does not involve a formally asymmetric evidentiary rule but rather the potentially arbitrary or disproportionate application of a facially neutral rule.
To deal with that issue, precedents from the Supreme Court, this court, and other circuits teach that we should apply a balancing test, weighing the value of the excluded evidence to the criminal defendant against the state’s legitimate interests in the criminal trial process that are implicated by the exclusion. See Chambers,
The Crane Court reached its conclusion based on two considerations: the importance of the evidence to the defendant, and the lack of a legitimate state interest in excluding the testimony. The ease indicates that to determine whether a particular evidentiary exclusion is arbitrary or disproportionate to the interests served, the proper approach is to weigh the defendant’s interest in the evidence against the state’s legitimate interests in promoting “fairness and reliability” in criminal trials. See id.; see also Taylor v. Illinois,
As we have explained, Diante’s testimony in this case was critical and would have been new, exculpatory, non-cumulative, and uncontradicted. As in Crane, Harris’s (disavowed) confession made Diante’s testimony “all but indispensable to any chance of [Harris’s defense] succeeding.” See
Of course, competency requirements serve legitimate and important state interests. But it is not enough that Illinois’s competency rule serves legitimate state interests in general. The Compulsory Process Clause demands more particularized scrutiny of the application of the rule in each case. In Chambers,
Chambers shows that “if the defendant tenders vital evidence the judge cannot refuse to admit it without giving a better reason [than] that it is hearsay.” Rivera v. Director, Dep’t of Corrections,
Witness competency laws advance the same truth-seeking interests as hearsay rules. They protect the integrity of the adversary process by excluding categorically testimony that is likely to be unreliable. See, e.g., George Fisher, The Jury’s Rise as Lie Detector, 107 Yale L.J. 575, 624-25 (1997) (“In effect, this panoply of competency rules preempted the jury’s lie-detecting function by declaring certain witnesses to be likely liars as a matter of law.”). When competency rules are applied reasonably, they may limit the right of an accused to call certain witnesses, even when they may be important to his defense. See Washington v. Texas,
Under the Compulsory Process Clause balancing test, where the challenged witness is critical to the defense’s case, the state must have some “plausible reason for believing that” the witness would be “so unreliable as to justify denying [the defendant] the right to introduce the only evidence of his innocence that he had.” Rivera,
In this case, Diante’s competency hearing did not reveal that he was so unreliable as a witness as to justify depriving the defense of his uniquely exculpatory testimony. Diante indicated that he knew the difference between the truth and a lie and that one may be rewarded for telling the truth and punished for telling a lie. Illinois courts have repeatedly found that sufficient under Illinois law to show that a child witness understands the duty to tell the truth.
Diante was by no means a perfect witness. He said that he believed Santa Claus and Spiderman were real and that he had seen Jaquari “in heaven.” He also told investigators Levy and Wilson that he had been asleep when Jaquari got hurt, which was superficially inconsistent with the defense’s claim that Diante witnessed Jaquari’s death. (Nobody asked him to explain the difference.) And he did not respond to the court’s satisfaction to two of its questions: first, whether he could “remember anything else that happened that day” (he said no); and second, whether he had “spoken before with any of the people who are here today before you came to court.” (Diante again said no, even though he had previously spoken to the prosecutor).
But none of these responses were explored by the court or counsel with even minimal follow-up. Had there been any, the court should have gained the same insights that Dr. Galatzer-Levy did: that Diante believed Santa and Spiderman were real to the extent they were not cartoons; that by “heaven,” Jaquari probably meant “church”; that he did not real
The bigger issue, and the trial court’s more glaring failure at the competency hearing, was its unrealistic expectations for a six-year-old witness. As Illinois courts have emphasized, “[i]t is not incumbent upon a child to give perfect answers to questions asked during the competency determination or at trial to be deemed a competent witness.” Williams,
Even if some other aspects of Diante’s testimony might reasonably have caused the finder-of-fact to question the reliability of his account, sorting out truthful from untruthful testimony is the essence of the jury’s function in our criminal justice system. See Scheffer,
By finding Diante to be an incompetent witness, the trial court short-circuited that process and excluded Harris’s best evidence of her innocence. It reached that conclusion in part by erroneously placing the burden of proof on the defense, and in effect presuming that Diante was incompetent. It also relied on the facts that Di-ante expressed age-appropriate beliefs in mythical or fictional characters, said he saw his brother “in heaven,” and, in his response to a broad and confusing question from the bench, did not admit to having spoken with the prosecutor at some point before the hearing. These considerations did not reliably indicate that Diante’s testimony at trial was likely to be so unreliable as to justify eliminating it completely from Harris’s defense. The importance of this evidence substantially outweighed the danger that it would have injected inherently unreliable evidence into the trial.
In so holding, we emphasize that we do not decide whether the trial court’s incompetency determination was erroneous as a matter of Illinois law. Obviously, “habeas corpus relief does not lie for errors of state law.” Estelle v. McGuire,
If the Compulsory Process Clause is to be more than a “dead letter,” see Burr,
IV. Ineffective Assistance of Counsel Claim
The Sixth Amendment also provides that the “accused shall enjoy the right to ... have the Assistance of Counsel for his defense.” To demonstrate that the right to counsel was violated by ineffective assistance, a criminal defendant must meet the familiar two-prong standard set forth in the leading case, Strickland v. Washington,
Under AEDPA, “the bar for establishing that a state court’s application of the Strickland standard was ‘unreasonable’ is a high one, and only a clear error in applying Strickland will support a writ of habeas corpus.” Allen v. Chandler,
Because the Illinois Appellate Court did not reach the Strickland performance prong, we consider that issue de novo and conclude that defense counsel’s performance at the crucial competency hearing was constitutionally deficient. Applying AEDPA deference to the prejudice prong, we conclude that the court unreasonably misapplied Strickland. If counsel had
A. Performance Prong
To satisfy Strickland’s performance prong, the defendant must identify “acts or omissions of counsel that could not be the result of professional judgment.” U.S. ex rel. Thomas v. O’Leary,
We see three serious mistakes in trial counsel’s performance at the competency hearing.
1. Preparation
Counsel admitted to the trial court that he had seen Diante on just one prior occasion (when he interviewed Dancy), had only spoken with the child in court just before the hearing, and that he “didn’t ask [Diante] any questions” before he took the stand. Dkt. No. 1-17 at 93. According to the trial court, on the day Diante testified, defense counsel had yet to “determine whether they even wanted to call the witness.” S.A. 56. These revelations are disturbing. The defense theory was that Jaquari’s death was accidental. Diante was the only witness who could testify directly to that theory. The substance of Diante’s testimony was not only exculpatory; no other witness contradicted it, and no other witness could replicate it. In terms of its strategic importance to the defense, Di-ante’s competency hearing was the whole defense.
Preparation is important with witnesses of any age, but it is critical with child witnesses, who are often nervous in unfa
The Supreme Court has said that “the Strickland test provides sufficient guidance for resolving virtually all ineffective-assistance-of-counsel claims.” Williams v. Taylor,
Since Strickland, the Supreme Court has several times found that an attorney’s failure to prepare or investigate witnesses or evidence was deficient performance. See, e.g., Porter v. McCollum, 558 U.S. 30,
This court and other circuits have found that an attorney’s failure to interview prospective witnesses can render his performance deficient under Strickland. See, e.g., Davis v. Lambert,
In Stanley v. Bartley,
In this case, too, trial counsel’s failure to conduct a careful interview with Diante fell below the minimum standards of professional reasonableness required under Strickland. Any reasonably diligent attorney would have understood the special challenges in questioning witnesses of Di-ante’s age, as well as the critical importance of his testimony.
We recognize that, in preparing for the testimony of child witnesses, attorneys should be especially careful to avoid suggesting answers or otherwise coaching the witness. See Maryland v. Craig,
Yet that is what Harris’s attorney did here, and not because he made a tactical decision that investigative efforts would be
2. Investigator Levy
Second, trial counsel’s performance was deficient for failing to secure the presence of Ale Levy, the Child Advocacy Center investigator who had spoken with Diante the day after his brother’s death. Counsel’s failure to discover and present exculpatory evidence that is reasonably available can constitute deficient performance. See, e.g., Wiggins,
When Levy did not appear, counsel also did not explain to the trial court how critical she was, except to say that she had interviewed Diante. The trial court stated, “All right.... Diante may have been interviewed by ... next-door neighbors or relatives or you. What I’m wondering is, what relevance is it to my determination at this point in time as to the witness’s competency that other people have talked to him at other points in time?” Instead of explaining that Levy would show that Di-ante’s account of Jaquari’s death had remained consistent from day one, that he was capable of articulating that account coherently when questioned by someone trained to question children, and that she would counter the testimony of Wilson, counsel withdrew his motion to call her and said he had nothing further. This was
3. Incorrect Burden of Proof
Finally, defense counsel was deficient in not correcting the trial court when it misallocated the burden of proof during the competency hearing. The Supreme Court determined in Kimmelman v. Morrison,
In this case, the trial court explicitly placed the burden of proof on Harris to establish that Diante was competent to testify. Even the trial judge himself agreed later that this was an error. There is no tactical explanation for the failure to correct the judge’s mistake — except that counsel too was unaware of Illinois law’s presumption of competency. In the competency hearing, counsel even restated and compounded the trial court’s error by asserting “that we’ve met our burden.” Dkt. No. 1-17 at 100. By embracing without objection the misplaced burden to prove Diante was a competent witness, counsel made his job harder. A “reasonably competent attorney patently is required to know the state of the applicable law.” Medina,
We conclude that the performance of Harris’s trial counsel was unconstitutionally deficient in failing (1) to interview Di-ante prior to his testimony; (2) to secure the presence of Ale Levy; and (3) to correct the court’s legal error in placing the burden on the defense. We now turn to whether Harris was prejudiced by these deficiencies.
B. Prejudice Prong
1. Legal Standard
To show the required prejudice, the defendant must show “that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” Strickland,
The Illinois Appellate Court determined that Harris was not prejudiced by counsel’s performance at Diante’s competency hearing, so AEDPA requires us to ask whether the state court reached a decision that was either “contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court.” 28 U.S.C. § 2254(d)(1). A state court’s decision is “contrary to” clearly established federal law where it is “substantially different from the relevant precedent of [the Supreme] Court.” Williams v. Taylor,
2. Application
Determining whether Harris was prejudiced by her counsel’s errors at the competency hearing actually involves two separate inquiries: first, whether the admission of Diante’s testimony at trial would have had a reasonable probability of changing the jury’s verdict; and second, whether the errors had a reasonable probability of influencing the outcome of the competency hearing itself.
a. Effect on the Verdict
We have already answered the first question by concluding (though under de novo review) that the exclusion of Diante’s testimony was material for purposes of the Compulsory Process Clause. See ante, section III.B.l, at 627-32. When a defendant is deprived of favorable evidence, the same “reasonable probability” standard applies to determining materiality under Brady and the Compulsory Process Clause, and to determining whether the accused was prejudiced for the purposes of Strickland. See Strickland,
Our review on the Strickland prejudice issue, however, must be deferential under AEDPA. To grant habeas relief on Harris’s Strickland claim, we must conclude
For two reasons, we conclude that the state court’s application of Strickland’s prejudice prong was not just wrong but unreasonable. First, the court failed to analogize to the Supreme Court’s Brady precedents, which show unmistakably that the suppression of exculpatory evidence from or relating to the case’s sole eyewitness is reasonably probable to change the outcome of trial. See Smith v. Cain, — U.S. -,
Second, the Supreme Court’s Strickland precedents also show that a defense counsel’s failure to secure significant exculpatory or mitigating evidence can be prejudicial to the defense. See Porter v. McCollum,
These cases all fit with the lesson of the Supreme Court’s Brady jurisprudence:
To the extent the Illinois Appellate Court concluded that the failure to secure Diante’s testimony at trial did not prejudice Harris’s defense, it was an unreasonable application of Strickland and its progeny. If, as a result of ineffective assistance of counsel, Harris was deprived of Diante’s testimony, the errors prejudiced her defense.
b. Effect on the Competency Decision
Whether it is reasonably likely that counsel’s errors altered the result of the competency hearing is a separate question. The Illinois Appellate Court determined that they did not, and we may therefore grant the writ only if this decision was also an unreasonable application of Supreme Court precedent. The appellate court gave two reasons: first, “the record reflects that defense counsel as well as the prosecutor spoke with Diante before he testified and counsel makes no showing that a different result would have obtained had there been more extensive preparation,” and second, “the trial judge noted in denying defendant’s posttrial motions[ ] [that] his ruling would have been the same had the burden been properly placed” on the State and that Levy’s testimony “would [not] have changed his opinion concerning Diante’s competency.” Harris,
Second, the appellate court improperly relied on the trial judge’s own post hoc rationalization (during the proceedings on Harris’s motion for a new trial) that a more diligent performance would not have changed his mind. Under Strickland, the assessment of prejudice is an objective inquiry that “should not depend on the idiosyncracies of the particular decision-maker,” which “are irrelevant to the prejudice inquiry.”
The appellate court’s prejudice determination was unreasonable insofar as it failed to apply the correct framework. Applying that correct framework, the combined effect of counsel’s errors was clearly prejudicial. At a minimum, the application of the correct burden of proof would, as a matter of law, have precluded finding Diante incompetent under the second prong of the competency statute, his capacity to understand a witness’s duty to tell the truth. The trial court said in his ruling at trial that he did not “find any questions at all that were posed to the witness with regard to his understanding of any concept of a duty to tell the truth when presented in a courtroom,” and that the “witness was never asked whether he would promise to tell the truth and what that might mean to him here in this proceeding.” S.A. 87, 88 (emphasis added). The trial court ruled that Diante was incompetent under the second prong because he erroneously believed that the proponent of the witness bore the
As for the first prong, it is true that the application of the proper burden of proof would not, by itself, have compelled the court to find Diante capable of expressing himself coherently. But in light of the evidence that was presented at the hearing, it is reasonably likely that a different result would have obtained if defense counsel had prepared for Diante’s testimony, secured the presence of Levy, and objected to the court’s presumption against Di-ante’s competency. The only actual and possible basis in the record for the conclusion that Diante was incapable of expressing himself was the idea that he could not “differentiate between reality and fantasy.”
There is no doubt that adequate preparation for Diante’s testimony would have mitigated the adverse effect of his saying that Santa Claus, the tooth fairy, and Spiderman were “real.” Reading Karen Wilson’s interview with Diante would have alerted counsel that this issue would likely come up on cross-examination and that counsel should be ready to clarify the boy’s understanding in the hearing. The prosecutor’s questions on this subject were confusing. At one point she asked about the difference between “real things” and “cartoons,” and then shifted to the difference between “real” and “something else” — by which she evidently meant “fictitious.” Adequate preparation of the witness would have enabled defense counsel to recognize this obvious misunderstanding and to correct it on re-direct or by asking that the questions be made clear for the six-year-old witness. And interviewing Diante in advance would have allowed counsel to develop a rapport with the witness and to anticipate the linguistic quirks (such as pronouncing “limo” like “rainbow” and referring to church as “heaven”) that made some of Diante’s responses more difficult to comprehend. In short, preparing Di-ante for his testimony would have made defense counsel a better examiner and Di-ante a better witness.
Levy would have strengthened the credibility of Diante’s version of how Jaquari died by showing that his account had remained consistent. Since the day after the tragedy, he had said that Jaquari put the string around his neck. Levy’s testimony also would have directly contradicted the testimony of investigator Wilson, who suggested at the hearing that Diante had trouble distinguishing reality from fantasy and that he had told her that he was asleep when Jaquari got hurt. See Dkt. No. 1-17 at 86-87. Diante also told Levy that he was asleep when Jaquari died, but he also explained that Jaquari was playing and wrapped the elastic from the sheet around his neck, and that “ ‘Jaquari had a bubble’ while he was asleep.” S.A. 105. Levy’s testimony thus could have helped reconcile an apparent discrepancy in Di-ante’s account. The Levy interview notes also indicated that Diante was competent to testify, observing that he knew his age, colors, numbers, and the “difference between truth/lies.” S.A. 104. As a trained child-witness examiner in the state’s law enforcement apparatus, Levy’s observations and opinions of Diante likely would have been helpful in showing the trial court that Diante could provide competent testimony.
Harris has demonstrated that her defense counsel’s performance was deficient at Diante’s competency hearing, and that, but for his unprofessional errors, there was a reasonable probability that both the outcome of that hearing and the outcome of her trial would have been different. Because of clear errors the Illinois Appellate Court made in applying the prejudice standard as developed by the Supreme Court’s cases under Strickland, we find its decision on that issue to have been an unreasonable application of clearly established law. See 28 U.S.C. § 2254(d)(1).
Conclusion
The decision of the district court is REVERSED and the case REMANDED with instructions to grant a writ of habeas corpus unless the State elects to retry Harris within 120 days after issuance of the mandate.
Notes
. In pretrial proceedings, Harris filed a motion to suppress the videotaped confession as involuntary. She has argued — to the trial court, on direct appeal, in the district court, and in this appeal — that the police used an improper two-step "question first, warn later” interrogation procedure, rendering both the initial unwarned confession and later confessions inadmissible. See Missouri v. Seibert,
. Harris has argued to the state courts and in her federal habeas proceedings that the State failed to prove the corpus delicti element of first-degree murder — that is, proof that a crime occurred. This due process claim is cognizable in habeas review under Jackson v. Virginia,
. Apparently, Diante had spoken with the prosecutor. Dkt. 1-17 at 92. Defense counsel had also spoken to Diante, but "that was actually here at court ... prior to [his] taking the stand.” Id. at 94.
. Dr. Galatzer-Levy wrote that Diante was "able to clearly articulate during my evaluation what he observed concerning the circumstances surrounding his brother’s death,” including that " 'Jaquari killed his own self,’ that Jaquari wrapped a sheet around his neck (indicating physically with his hands what he saw)” and that "Diante's mother and father were not in the room when this occurred.” S.A. 139. Although Diante's sequencing of the events surrounding his brother’s death was "sometimes confused,” Dr. GalatzerLevy said this was "typical of a child of Di-ante's age.” Id.
. In some cases, perhaps, the state court's analysis of state law may be substantively coextensive with the federal constitutional issue. See, e.g., Childers v. Floyd,
. Even if this court were to indulge the presumption that the Illinois courts actually adjudicated the Compulsory Process claim “on the merits/' the outcome of our review would be no different. For the reasons described below, the state court's harmless error analysis (which would stand as a proxy for, at least, the materiality prong of the constitutional issue) would be both an unreasonable determination of facts and an unreasonable application of law in the instant case.
. Several other circuits have applied equivalent standards for adjudicating Compulsory Process claims. See, e.g., Jackson v. Nevada,
. See also Innocence Project, False Confessions & Recording of Custodial Interrogations, http ://www. innocenceproj ect.org/ Content/False_Confessions_Recording_Of_ CustodiaLInterrogations.php (last visited Oct. 12, 2012) ("Over 25 percent of the more than 290 wrongful convictions overturned by DNA evidence in the U.S. have involved some form of a false confession.”).
. See, e.g., Ben-Yisrayl v. Davis,
. See, e.g., Brown v. Dugger,
. See, e.g., United States v. Thompson,
. See generally Richard A. Leo, False Confessions: Causes, Consequences, and Implications, 37 J. Am. Acad. Psychiatry & L. 332, 337 (2009) ("Interrogators help create the false confession by pressuring the suspect to accept a particular account and by suggesting facts of the crime to him, thereby contaminating the suspect’s postadmission narrative.... If the entire interrogation is captured on audio or video recording, then it may be possible to trace, step by step, how and when the interrogator implied or suggested the correct
. See, e.g., People v. Mulvey,
. Our own precedents also support a balancing approach to "arbitrary or disproportionate” analysis under the Compulsory Process Clause. See, e.g., Stephens v. Miller,
. See, e.g., People v. Williams,
. Even if Diante had truly believed he saw Jaquari "in heaven" (which, as we have noted, is an improbable interpretation of his testimony), having a spiritual vision is not a basis to disqualify a person as incompetent to testify. See Rodney Stark, What Americans Really Believe 48-60 (2008) (finding that 55% of Americans surveyed believed they have been protected from harm by a guardian angel and 45% believed they have had at least two mystical or religious experiences such as hearing the voice of God).
. Courts commonly find children competent to testify despite their expressed beliefs in Santa Claus and other fictitious characters. See, e.g., Hurt v. Commonwealth, No. 2002-SC-0209-MR,
. Because we find that defense counsel’s performance at the competency hearing did not meet the minimum standards of professional competency imposed by the Sixth Amendment, and that there was a reasonable probability that these errors altered the outcome of Harris’s trial, we do not address the other allegations of ineffectiveness.
. Both parties assume, and we agree, that the competency hearing was a "critical stage” of the proceedings against petitioner during which her right to counsel remained in full force. See United States v. Wade,
. See Nancy Walker Perry & Lawrence S. Wrightsman, The Child Witness: Legal Issues and Dilemmas 252-55 (1991); William Wesley Patton, Viewing Child. Witnesses through a Child and Adolescent Psychiatric Lens: How Attorneys’ Ethical Duties Exacerbate Children's Psychopathology, 16 Widener L.Rev. 369, 370 n. 4 (2010), citing Andrea N. Welder, Sexual Abuse Victimization and the Child Witness in Canada: Legal, Ethical, and Professional Issues for Psychologists, 41 Canadian Psychol. 160, 164-65 (2000); Myrna S. Raeder, Enhancing the Legal Profession's Response to Victims of Child Abuse, 24 Crim. Just. 12, 43 (Spring 2009); Tom Harbinson, When the Child "Freezes” in Court, Part One: Prevention, Reasonable Efforts 2, Nat'l Dist. Attorneys Ass’n/Nat’l Ctr. for Prosecution of Child Abuse (2005), available at http://www. mcaa-mn.org/docs/2005/APRIReason — Part 161005.pdf; Helen L. Westcott & Graham M. Davies, Children’s Welfare in the Courtroom: Preparation and Protection of the Child Witness, 7 Child. & Soc’y 388, 389-91 (1993). In his evaluation of Diante, Dr. GalatzerLevy emphasized the importance of questioning children in a manner consistent with their cognitive capacities, and he provided some background on child development and interview techniques. For example, "most children of Diante’s age cannot answer an abstract question regarding the difference between the truth and a lie” but can have a "complete functional understanding of the concepts.” S.A. 137-38. Likewise, while "[a]dults tend to conceptualize things that they themselves witness as real,’ referring to a highly abstract concept of truly existing,” "[c]hildren of Diante’s age ... typically do not employ such abstractions in their thinking.” S.A. 139.
. In addition, even if Diante had nevertheless been found incompetent, his statements to Levy could have been admitted through Levy. Although such testimony would otherwise be hearsay, Illinois exempts statements made by a declarant who is unavailable where the statement concerns the history— explicitly including the “death” — of "another person, if the declarant was related to the other by blood, adoption, or marriage.” 111. Evid. R. 804(b)(4)(B). "A child witness is considered unavailable if the child is ... declared incompetent because she is incapable of expressing herself so as to be understood concerning the matter.” People v. Learn,
. In a number of similar cases, circuit courts have strongly suggested that the prejudice prong was met and remanded for an evidentiary hearing to determine the precise nature of the omitted testimony. See, e.g., United States v. Moore,
Here, we have a clear idea of what Diante's testimony would have been because he testified to the same matters at the competency hearing at the time of trial. This sharply distinguishes this case from Harrison, Moore, and Davis and makes remand for an evidentiary hearing unnecessary. See Schriro v. Landrigan,
Concurrence Opinion
concurring.
I concur with the court’s comprehensive opinion. The Sixth Amendment of the United States Constitution provides that the accused shall have the right “to have compulsory process for obtaining witnesses in his favor.” This seldom-visited provision necessarily emerges under the facts of this case. Forty-five years ago the Supreme Court summed it up pretty well.
The right to offer the testimony of witnesses, and to compel their attendance, if necessary, is in plain terms the right to present a defense, the right to present the defendant’s version of the facts as well as the prosecution’s to the jury so it may decide where the truth lies. Just as an accused has the right to confront the prosecution’s witnesses for the purpose of challenging their testimony, he has the right to present his own witnesses to establish a defense. This right is a fundamental element of due process of law.
Washington v. Texas,
At the time of Jaquari’s death, his brother Diante was five years old. Apparently he was the only one in the room when Jaquari became strangled by the elastic band from the fitted bed sheet. After many hours in custody, Nicole Harris made a very lucid confession, on videotape, under careful questioning by the prosecuting attorney. When this was presented at trial, Ms. Harris vehemently challenged it. Nevertheless, the jury viewed it in full.
The court cites several shortcomings in Harris’s counsel’s performance that contributed to the decision not to allow Di-ante’s testimony. In that regard, I agree that counsel’s assistance was ineffective.
If the government chooses to retry the case, presumably two things will occur. The jury will again see the taped confes
Regardless of the decision whether or not to retry, or the subsequent testimony if it is tried, nothing will override the tragedy of Jaquari’s death.
