Ngiraingas v. SanchezNgiraingas v. Sanchez
Alex NGIRAINGAS, Oscar Ongklungel, Jimmy Moses, Arthur
Mechol, Jonas Ngeheed and Bolandis Ngiraingas,
Plaintiffs-Appellants,
v.
Francisco Q. SANCHEZ, individually and as a Police Officer,
Joseph R. Cruz, individually and as a Police Officer, Jose
T. Terlaje, individually and as a Police Officer, Joe P.
Balajadia, individually and as a Police Officer, Elmer F.
Sardoma, individually and as a Police Officer, Joseph A. San
Nicolas, individually and as a Police Officer, Judith P.
Guthertz, in her Official Capacity as Director of the
Department of Public Safety (Guam Police Department), the
Guam Police Department and the Government of Guam,
Defendants- Appellees.
No. 86-2840.
United States Court of Appeals,
Ninth Circuit.
Argued and Submitted Feb. 23, 1988.
Decided June 7, 1988.
As Amended on Denial of
Rehearing and Rehearing
En Banc Sept. 28, 1988.
Jeffrey R. Siegel, Gill & Siegel, Agana, Guam, for plaintiffs-appellants.
Patrick Mason, Asst. Atty. Gen., Agana, Guam, for defendants-appellees.
Barbara L. Herwig and Michael E. Robinson, U.S. Dept. of Justice, Washington, D.C., for amicus.
Appeal from the United States District Court for the District of Guam.
Before KOZINSKI and THOMPSON, Circuit Judges, and GRAY,* Senior District Judge.
KOZINSKI, Circuit Judge:
We consider whether the district court properly dismissed appellants' federal civil rights claims against the Government of Guam, the Guam Police Department, the Director of the Department of Public Safety, and several Guam police officers acting in their individual and official capacities.
Facts
On March 31, 1983, appellants were picked up by Guam police on suspicion of having committed certain narcotics offenses. They were taken to police headquarters in Agana where the defendant police officers allegedly "harassed, threatened, intimidated and beat[ ]" them, and forced them to write and sign a statement confessing to the narcotics crimes. Appellants filed several claims alleging numerous constitutional violations and seeking damages under
Discussion
Appellants raise a number of civil rights claims, principally grounded in
I. Guam's Amenability to Suit Under
A.
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
Monell held that local governments are "persons," reasoning that "there is no justification for excluding municipalities from the 'persons' covered by [
B. Guam is an unincorporated territory whose status is governed by the Organic Act of 1950,
Admittedly, the analogy between Guam and an administrative agency such as the Federal Trade Commission is counterintuitive. Guam seems more like a state or a municipality than a run-of-the-mill federal agency. After all, Guam elects government officials, its citizens participate politically and the territory enjoys many of the trappings of a sovereign governmental entity. See
In Sakamoto, we considered whether Guam enjoys the same immunity from the antitrust laws as does the federal government. Reasoning that "the government of Guam is an instrumentality of the federal government over which the federal government exercises plenary control" we concluded that "[t]here is no reason why Guam should enjoy less immunity than the federal government itself."
As a creature of the federal government, Guam stands in sharp contrast to "bodies politic" as that phrase is normally understood. See Leibowitz, 16 Va.J.Int'l L. at 35 ("the government of Guam totally lacks the degree of local autonomy possessed by states or commonwealths within the federal system"). Unlike states, Guam has no sovereign status; it cannot create a system of laws and administration except by leave of Congress and, of course, the Constitution does not accord Guam or any other unincorporated territories independent sovereignty. See, e.g., 48 U.S.C. Sec. 1423i (Congress may annul any act of Guam legislature); compare U.S. Const. amends. X-XI with id. at art. IV, Sec. 3. It is also not like a trust territory whose relationship with the United States government is as a commonwealth or a "free associate," administered by the United States pursuant a trusteeship agreement or covenant.1
Because we are bound by Sakamoto's instruction that Guam is "a creation of Congress" and no more than "an instrumentality of the federal government,"
The same goes for the Guam Police Department, also a named defendant in this action. The police department is an instrumentality of the territory, deriving its powers from the Guam government and acting as its official law enforcement agency. Consequently, the Guam Police Department, like the government it serves, is not a person for
II. Immunity
The district court dismissed the claims against the Government of Guam and against the individual defendants acting in their official capacities on the ground that the government and its officials are immune from suit under
A. We held above that the government of Guam is in all respects an instrumentality of the federal government and therefore not a person for the purposes of
Traditionally, officials have been liable or immune for acts committed in their official capacities to the same extent as has the governments they serve. See Pennhurst State School & Hosp. v. Halderman,
Appellants' claims against Guam and the individual defendants in their official capacities are based principally on their allegation that the seven police officers acted pursuant to a "de facto policy" directed toward "summarily punish[ing] persons, including Plaintiffs, who refuse to obey orders, whether lawful or not, by means of excessive use of force, harassment, intimidation, violence and denial of basic civil and constitutional rights." Third Amended Complaint at p 53.3 Finding Guam's officials immune from suit, the district court did not reach the issue of whether such a de facto policy exists and, if so, whether it gives rise to a
B. Having held that the claims against the government of Guam and against the individual defendants acting in their official capacities were properly dismissed, we now turn to the claims against the police officers in their individual capacities.4 Such a suit can be maintained unless the officers are immune. We consider two possible sources of immunity: section 1421a of Guam's organic act of 1950, and general principles of immunity applicable to certain conduct of government officials.
1. Section 1421a provides that "[the] government of Guam ... may be sued upon any contract entered into with respect to, or any tort committed incident to, the exercise by the government of Guam of any of its lawful powers." Appellees argue that, because the government has consented to suit in only a few narrow circumstances, it cannot be deemed to have consented to suit under
Section 1421a does not apply, however, to suits against individual government officials; it applies only to suits against "the government of Guam" and, perhaps, suits against individual government agents acting in their official capacities. Cf. Guam Gov't Code Sec. 6500.02(1) (1983) (" 'Government of Guam' shall include all agencies, departments, instrumentalities, public corporations, and all other entities of the Government"). Appellees suggest that "government of Guam" must include employees of that government as well. This does not follow at all; reading section 1421a to exclude
See also Spruytte v. Walters,
The Third Circuit construed a similar immunity provision in Ocasio v. Bryan,
The government of the Virgin Islands ... shall have the right to sue by such name and in cases arising out of contract, to be sued: Provided, That no tort action shall be brought against the government of the Virgin Islands or against any officer or employee thereof in his official capacity without the consent of the legislature....
2. While
It is well settled that police officers are entitled to qualified immunity from
The Court has warned against putting an officer of the law into a position where "he must choose between being charged with dereliction of duty if he does not arrest when he has probable cause, and being mulcted in damages if he does." Pierson,
Deciding whether a police officer has acted in good faith is no easy task. As a general matter, however, we note that good faith immunity is judged "by an objective standard, not by examination of the subjective state of mind of the officer." Hutchinson,
This case is before us on a grant of summary judgment. The district court ruled in favor of defendants on the basis of section 1421a; consequently, the court never considered whether and to what extent the officers might enjoy good faith immunity from suit. Moreover, we have no basis to decide, on the record before us, whether the officers here are entitled to good-faith immunity. Accordingly, we direct the district court, on remand, to consider and resolve defendants' good faith immunity claims.
III. Statute of Limitations
The events giving rise to plaintiffs' claims allegedly occurred on March 31, 1983. Plaintiffs promptly sought administrative relief under Guam's tort claims act. The claims were denied on March 16, 1985, and plaintiffs filed suit in district court six months later, approximately two and a half years after the incident. Under Guam Civ.Proc.Code Sec. 339 (1980), plaintiff must file any "action for assault, battery, false imprisonment ... or for injury to, or for the death of, a person caused by the wrongful act or neglect of another" within two years from the time that the cause of action accrued. The district court held that plaintiffs' claims against the individual defendants acting in their individual capacity were barred by the two-year statute of limitations applicable to tort claims brought under
There is no federal statute of limitations applicable to
The incidents giving rise to the cause of action are alleged to have occurred more than two years before Wilson. The suit was not filed, however, until some five months after Wilson. Relying on Wilson and Chevron Oil Co. v. Huson,
Before Wilson, we had consistently held that the three-year limitations period for "[a]n action upon a liability created by statute," governs
IV. Pendent Territorial Law Claims
Having dismissed the federal claims, the district court also dismissed the pendent territorial law claims on the ground that "[a]bsent an independent basis of federal subject matter jurisdiction may not be exercised over pendent claims." Mem. Order at 10. With respect to those defendants as to whom we reinstate certain of the federal claims, we reverse the district court's dismissal of the pendent claims. See United Mine Workers of Am. v. Gibbs,
Conclusion
We affirm the district court's dismissal of the claims against the government of Guam on the ground that Guam is not a person within the meaning of
AFFIRMED in part, REVERSED in part and REMANDED to the district court for partial reinstatement of the complaint and for further proceedings consistent with this opinion. The parties shall bear their own costs on appeal.
Notes
Honorable William P. Gray, Senior United States District Judge, Central District of California, sitting by designation
Guam's relationship with the United States government distinguishes this case from Fleming v. Department of Public Safety,
Fleming does not state that Guam is a person or that Bunyan v. Camacho,
Because we hold that Guam is not a "person" under
We note that the Supreme Court has recently expressed skepticism about the type of "de facto policy" claim raised here, suggesting that "ad hoc searches for officials possessing such 'de facto' authority would serve primarily to foster needless unpredictability in the application of Sec. 1983." City of St. Louis v. Praprotnik, --- U.S. ----,
One other individual defendant, Judith P. Guthertz, was sued only "in her official capacity as ... Director of the Department of Public Safety." Third Amended Complaint at p 14
While Pierson involved a false arrest, we have held that a qualified immunity defense is also available where defendant is charged with illegal use of excessive force. Peraza v. Delameter,