Ngiraingas v. SanchezNgiraingas v. Sanchez
Lead Opinion
delivered the opinion of the Court.
In this case we must decide whether a Territory or an officer of the Territory acting in his or her official capacity is a “person” within the meaning of
Petitioners Alex Ngiraingas, Oscar Ongklungel, Jimmy Moses, Arthur Mechol, Jonas Ngeheed, and Bolandis Ngiraingas filed suit in the District Court of Guam, alleging numerous constitutional violations and seeking damages under
Petitioners were arrested by Guam police on suspicion of having committed narcotics offenses. The complaint, as finally amended, alleged that petitioners were taken to police headquarters in Agana where officers assаulted them and forced them to write and sign statements confessing narcotics crimes.
The District Court dismissed the claims against the Government of Guam and the police department on the ground that Guam was immune from suit under the Organic Act of Guam, 64 Stat. 384, § 3, as amended,
The Court of Appeals for the Ninth Circuit affirmed in part and reversed in part.
II
A
Guam, an island of a little more than 200 square miles located in the west central Pacifiс, became a United States possession at the conclusion of the Spanish-American War by the Treaty of Paris, Art. II, 30 Stat. 1755. Except for the period from December 1941 to July 1944, when Japan invaded and occupied the island, the United States Navy administered Guam’s affairs from 1898 to 1950, when the Organic Act was passed.
To determine whether Guam constitutes a “person” within the meаning of
B
Our review of
Because Congress was direсtly concerned with this unrest in the Southern States, it specifically focused on States in the legislation aimed at solving the problem. “As initially enacted, § 1 of the 1871 Act applied only to action under color of the law of any ‘State.’ 17 Stat. 13.”
Further, the remedy provided by
C
Finally, the successive enactments of the statute, in context, further reveal the lack of any intent on the part of Congress to include Territories as persons. In 1871, the Act exposed to liability “any person [acting] under color of any law ... of any State.” Act of Apr. 20, 1871, § 1, 17 Stat. 13.
This reading of the original statute is supported by its next enactment. In 1874, the phrase “or Territory” was added tо § 1, without explanation, in the 1874 codification and revision of the United States Statutes at Large. Rev. Stat. § 1979. See Carter,
“The reasons for the latter change [substituting ‘partnerships and corporations’ for ‘bodies politic and corporate’] are that partnerships ought to be included; and that if the phrase ‘bodies politic’ is precisely equivalent to ‘corporations,’ it is redundant; but if, on the contrary, ‘body politic’ is somewhat broader, and should be understood to include a government, such as a State, while ‘corporation’ should be confined to an association of natural persons on whom government has conferred continuous succession, then the provision goes further than is convenient. It requires the draughtsman, in the majority of cases of employing the word ‘person,’ to take care that States, Territories, foreign governments, &c., appear to be excludеd.” 1 Revision of the United States Statutes as Drafted 19 (1872).
As these comments make clear, at the time Congress first made it possible for a person acting under color of territorial law to be held liable, the very same Congress pointedly redefined the word “person” to make it clear that a Territory would not be included.
In conclusion, when we examine the confluence of
Petitioners concede, Brief for Petitioners 4, 50, and we agree, that if Guam is not a person, neither are its officers acting in their official capacity.
We hold that neither the Territory of Guam nor its officers acting in their official capacities are “persons” under
It is so ordered.
Notes
Justice Scalia does not join Part II-B of this opinion.
Title
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liаble to the party injured in an action at law, suit in equity, or other proper proceeding for redress. For the purposes of this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of the District of Columbia.”
Petitioners also sought damages under
Inasmuch as the Court of Appeals held that Guam is not a person for purposes of
The Court of Appeals ruled that respondent police officers could be sued under
See Frett v. Government of Virgin Islands,
See A. Leibowitz, Defining Status: A Comprehensive Analysis of United States Territorial Relations 313, 323 (1989).
See Leibowitz, supra, at 348.
The Ku Klux Act grew out of a message sent to Congress by President Grant on March 23, 1871. It said:
“A condition of affairs now exists in some States of the Union rendering life and property insecure аnd the carrying of the mails and the collection of the revenue dangerous. The proof that such a condition of affairs exists in some localities is now before the Senate. That the power to correct theseevils is beyond the control of State authorities I do not doubt; that the power of the Executive of the United States, acting within the limits of existing laws, is sufficient for present emergencies is not clear.” See Cong. Globe, 42d Cong., 1st Sess., 244. See also Monroe v. Pape, 365 U. S. 167 , 172-173 (1961).
The Act of Apr. 20, 1871, § 1, 17 Stat. 13, read:
“That any person who, under color of any law, statute, ordinance, regulation, custom, or usage of any State, shall subject, or cause to be subjected, any person within the jurisdiction of the United States to the deprivation of any rights, privileges, or immunities secured by the Constitution of the United States, shall, any such law, statute, ordinance, regulation, custom, or usage of the State to the contrary notwithstanding, be liable to the party injured in any action at law, suit in equity, or other proper proceeding for redress; such proceeding to be prosecuted in the several district or circuit courts of the United States . . . .”
“That in all acts hereafter passed . . . the word ‘person’ may extend and be applied to bodies politic and corporate . . . .” 16 Stat. 431.
“In determining the meaning of the revised statutes, or of any act or resolution of Congress passed subsequent to February twenty-fifth, eighteen hundred and seventy-one, . . . the word ‘person’ may extend and be applied to partnerships and corporations . . . .” Rev. Stat. § 1. Because the words “or Territory” were added in the very “revised statutes” to which the language in the Dictionary Act refers, we conclude that the amended definition of “person” is the definition tо which we look in determining whether a Territory is included in that definition.
This reasoning is fully consistent with the Court’s decision in Monell v. New York City Dept. of Social Services,
More recently, there have been at least two attempts in Congress to amend
This conclusion makes it unnecessary to consider Guam’s claim of immunity under the Eleventh Amendment.
Dissenting Opinion
with whom Justice Marshall joins, dissenting.
Today the Court holds that neither a Territory nor an officer of the Territory acting in his or her official capacity is a “person” within the meaning of
I
The Court’s determination that “Congress did not intend to include Territories as persons who would be liable under
“[S]ince the District is itself the seat of the National Government, Congress was in a position to observe and, to alarge extent, supervise the activities of local officials. Thus, the rationale underlying Congress’ decision not to enact legislation similar to § 1983 with respect to federal officials — the assumption that the Federal Government could keep its own officers under cоntrol — is equally applicable to the situation then existing in the District of Columbia.” Id., at 429-430 (footnote omitted).
We noted, however, that the situation in the other Territories was dramatically different. While acknowledging that, as a legal matter, “Congress also possessed plenary power over the Territories,” id., at 430, we noted that “[f]or practical reasons, however, effective federal control over the activities of territorial officials was virtually impossible.” Ibid. We explained:
“ ‘[T]he territories were not ruled immediately from Washington; in a day of poor roads and slow mails, it was unthinkable that they should be. Rather, Congress left municipal law to be developed largely by the territorial legislatures, within the framework of organic acts and subject to a retained power of veto. The scope of self-government exercised under these delegations was neаrly as broad as that enjoyed by the States.’ ” Id., at 430-431, quoting Glidden Co. v. Zdanok,370 U. S. 530 , 546 (1962) (opinion of Harlan, J.).
We also noted, contrary to the Court’s implication today, see ante, at 189, that because territorial judges were appointed to a term of only four years, they “were peculiarly susceptible to local pressures, since their reappointments were often dependent upon favorable recommendations of the territorial legislatures.” Carter, supra, at 431, n. 28; see also L. Friedman, A History of American Law 142 (1973) (noting the corruption common among territorial judges); E. Pomeroy, The Territories and the United States 1861-1890, Studies in Colonial Administration 52-56 (1947) (same). We concluded
Our recognition in Carter that Congress was concerned with the protection of civil rights in the Territories when it fashioned the scope of
In the 1855 elections for the Kansas Territorial Legislature, several thousand “border ruffians” crossed over from Missouri to stuff ballot boxes and ensure the election of a legislature that would, and did, pass a drastic slave code. See S. Morison, H. Commager, & W. Leuchtenburg, A Concise History of the American Republic 260 (2d ed. 1983). The free-state forces in Kansas responded by setting up their own rump government, and “by 1856 Kansas had two governments, both illegal.” Ibid. What followed was a “savage conflict” between the two sides. Ibid. “Into Kansas thronged Southern and Northern zealots, brawlers, adventurers, and land jobbers. From New England, financed by Boston money, moved Abolitionist immigrants who were led by their ministers but who also brought their rifles with them.” L. Hacker, The Shaping of the American Tradition 468 (1947). Public buildings were burned, and supporters of each side were murdered. In retaliation for the slaying of two Abolitionists, John Brown killed five proslavery men at Osawatomie Creek. In sum, in what “might almost be regarded as the opening battle of the civil war,” 1 J. Blaine, Twenty Years of Congress: From Lincoln to Garfield 121 (1884), law and order broke down completely.
This and other examples of turbulence in the Territories
“[T]here shall be no denial of the elective franchise in any of the Territories of the United States, now, or hereafter to be organized, to any citizen thereof, on account of race, color, or previous condition of servitude; and all acts or parts of acts, either of Congress or the Legislative Assemblies of said Territories, inconsistent with the provisions of this act, are hereby declared null and void.” 14 Stat. 379 (1867).
See also E. McPherson, The Political History of the United States of America During the Period of Reconstruction 184 (1871); E. Foner, Reconstruction: America’s Unfinished Revolution 1863-1877, p. 272 (1988). In 1874, Congress passed legislation to ensure that every Territory’s organic Act included the protections of the Constitution and civil rights embodied in other federal laws. See Rev. Stat. § 1891 (1874).
The extension of these basic federal rights and the recognition of the concomitant need for federal enforcement
The majority urges that this construction would create a somewhat “awkward” interpretation of the statute, ante, at 190, since Territories by definition act “under color of” their own laws. I do not find this awkwardness determinative, however, because
Neither is my conclusion that Territories are “persons” under
Even were I to accept the Court’s premise that whether Territories are “persons” for purposes of
II
Respondents argue that any congressional intent to subject Territories to liability as “persons” under
The concerns animating this rule of interpretation, however, are absent here because Territories have never possessed the type of immunity thought to be enjoyed by States. The Eleventh Amendment does not of its own force apply to the Territories, and the Organic Act of Guam, 64 Stat. 384 (codified at
The plenary nature of federal authority over the Territories dispels any suggestion that they may assert a common-law immunity against a federal claim in a federal court. The Territories Clause provides without qualification that “[t]he Congress shall have Power to dispose of and make all needful Rules and Regulations respecting the Territory or other Property belonging to the United States.”
We have recognized the concept of sovereign immunity “on the logical and practical ground that there can be no legal right as against the authority that makes the law on which the right depends.” Kawananakoa v. Polyblank,
The Court in Will reasoned that Congress would not have abrogated state sovereign immunity, exemplified by the Eleventh Amendment, without a clearer statement of its intent to do so; today, the Court finds that a Territory lacking such sovereign immunity, either under the common law or by congressional grace, is not a “person” either. These conclusions are in tension. To the extent that our decision in Will
I would hold that both Territories and territorial officers acting in their official capacities are “pеrsons” within the meaning of
Title
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person -within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. For the purposes of this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of the District of Columbia.”
The 1820 Missouri Compromise established that Territories would be admitted to statehood in pairs, one slave and one free, and that slavery was forever to be prohibited in that part of the Louisiana Purchase north of the southern boundary of Missouri (36° 30'). Following this pattern, in 1837 Arkansas and Michigan were admitted as a slave and free State, respectively. In 1845, Florida from the South and, in 1846, Iowa from the Northwest became States. Texas entered the Union as a slave State in 1845 and California as a free State in 1850. Thereafter, balance was impossible: Minnesota in 1858 and Oregon in 1859 were both admitted as free States.
See, e. g., E. Pomeroy, The Territories and the United States 1861-1890, Studies in Colonial Administration 107 (1947) (“ ‘A State signifies law and order, ... a Territory violence and disorder’ ”), quoting the Colorado Springs Gazette, June 10, 1876.
Critics of the proposal were quick to point out that “th[e] bill applie[d] to the punishment of offenses in all the country,” and that the type of “offenses of a mob character” at which
The Fifteenth Amendment prohibiting racial discrimination in suffrage was not ratified until 1870.
See, e. g., Cong. Globe, 39th Cong., 2d Sess., 452 (1867) (remarks of Rep. Dawes) (“[N]ever in the history of territorial governments have the rights of the citizen, without distinction of race or color, been so guarant[eed] and proteсted,... as they are at this hour in [the Territory of Colorado and the Territory of Nebraska]. The civil rights bill, which is above any territorial legislation or any adverse judicial decision in a Territory where our power is supreme, has guarantied to him beyond peril every civil right known under the Constitution of the United States ... so that every citizen of the United States, be he high or be he low, be he white or be he black, of whatsoever name or nation or color or clime, to-day in the
The absence of fanfare surrounding the 1874 amendment suggests that the amendment was perceived as a technical correction that did not alter the statute’s intended meaning, bolstering the conсlusion that Congress had meant to include Territories all along.
At common law, a “corporation” was an “artificial perso[n] endowed with the legal capacity of perpetual succession” consisting either of a single individual (termed a “corporation sole”) or of a collection of several individuals (a “corporation aggregate”). 3 H. Stephen, Commentaries on the Laws of England 166, 168 (1st Am. ed. 1845). The sovereign was considered a corporation. See id., at 170; see also 1 W. Blackstone, Commentaries *467. Under the definitions supplied by contemporary law dictionaries, Territories would have been classified as “corporations” (and hence as “persons”) at the time that § 1983 was enacted and the Dictionary Act recodified. See W. Anderson, A Dictionary of Law 261 (1893) (“All corporations were originally modeled upon a state or nation”); 1 J. Bouvier, A Law Dictionary Adapted to the Constitution and Laws of the United States of America 318-319 (11th ed. 1866) (“In this extensive sense the United States may be termed a corporation”); Van Brocklin v. Tennessee,
The Organic Act of Guam, enacted in 1950, established that the Government of Guam “shall have power to sue” under its own name. See § 1421a. The Organic Act originally was silent concerning the Territory’s
I disagree. The limited authorization for legislative waiver of sovereign immunity refers solely to claims arising under territorial law. The scheme is therefore fully consistent with the understanding that the 1950 Act granted, Guam only immunity from suit in its own courts for violations of its own law. The immunity conferred by the 1950 Act corresponded to the common-law notion of sovereign immunity. See Kawananakoa v. Polyblank,
Congressional supremacy, however, does not support the Court of Appeals’ conclusion that Guam is outside the coverage of § 1983 because it is an instrumentality of the Federal Government. Under the Court of Appeals’ approach, even a natural person acting under color of Guam law would be beyond the scope of § 1983 — a result flatly inconsistent with any view of the statute. See Examining Board of Engineers, Architects and Surveyors v. Flores de Otero,
Cases cited by respondents as evidence of territorial immunity, such as Wisconsin v. Doty,