Opinion
We hold the trial court abused its discretion in relieving appointed counsel pursuant to a motion under
People
v.
Marsden
(1970)
We also hold that a trial judge lacks standing to oppose a petition for extraordinary relief where there is no issue affecting the court’s operating procedures or budget. In addition we determine that the trial judge should be disqualified in the interest of justice.
Facts
Petitioner is charged in a multicount information with, inter alia, 12 counts of murder, which are alleged to have occurred more than 12 years ago. The case has an extremely complicated history, involves massive amounts of evidence and has already resulted in one opinion from the California Supreme Court
(Ng
v.
Superior Court
(1992)
A week later, petitioner moved the court to reinstate the public defender as his counsel. The motion was supported by the declaration of Dr. Gary Dylewski, a psychiatrist, which explained that petitioner’s earlier request to relieve his counsel had been motivated by petitioner’s mental state. The declaration explained that petitioner had “realized he had misplaced his frustration upon those persons who were making their best efforts to prepare his defense.”
The People also filed a motion to vacate the earlier order. This motion was based on the absence of notice of petitioner’s motion for substitution of attorney and asserted the substitution violated the People’s right to a speedy trial under article I, section 29 of the California Constitution. After another brief in camera hearing, the court denied the request to vacate the earlier order.
Petitioner sought a writ of mandate from this court, directing the trial court to vacate the order denying the motion to reinstate the public defender. We denied the petition, whereupon petitioner sought review in the California Supreme Court. That court granted the petition for review and transferred the matter to this court with directions to vacate the order denying mandate and to issue an alternative writ. We issued an alternative writ and also granted a petition filed by the public defender for leave to appear as amicus curiae.
After we issued the alternative writ, the trial judge filed a return and a declaration explaining the reasons for his decision. Petitioner moved to strike the return and declaration on the basis that the trial court lacks standing to contest these proceedings. The prosecutor, real party in interest, did not respond to the petition, but did appear for oral argument.
The Trial Judge’s Return on Behalf of Respondent
After we issued our alternative writ, the trial judge filed a return to the petition. Petitioner moved to strike this return. As in most writ proceedings in appellate courts, the superior court is the nominal respondent. Does this give that court or a judge of that court standing in the proceedings before us?
In
Municipal Court
v.
Superior Court
(Gonzalez) (1993)
The apparent premise underlying the court’s decisions in Gonzalez and Swenson is that the court should not assume a partisan role. As noted in 8 Witkin, California Procedure (3d ed. 1985) Extraordinary Writs, section 148, page 789, “. . . if certiorari, prohibition or mandamus is sought against a court, the respondent judge, as in an appeal from a judgment, is a neutral party in the controversy between the plaintiff and defendant in the main action. The adverse party in that action is the real party in interest, . . .” Such neutrality is also demanded by the duty of impartiality imposed upon judges by the California Code of Judicial Ethics (see canon 3).
“On occasion, when the significant effect of an issue is on a trial court’s procedures rather than on the litigation in which the issue arises, the real party in interest may not even contest an opposing party’s petition for writ of mandate or prohibition challenging a trial court’s ruling. The respondent court is then the
sole
party opposing the petition for extraordinary relief. (See, e.g.,
Press-Enterprise Co.
v.
Superior Court of California
(1984)
“When a court does not prevail in a writ proceeding brought by a litigant attacking the validity of its procedures, it has always been permitted to seek review of the adverse ruling, either by filing a notice of appeal (if the adverse ruling was by the superior court) or by filing a petition for review in this court (if the adverse ruling was by the Court of Appeal). (See, e.g.,
Solberg
v.
Superior Court
(1977)
Each of the cases cited by Justice Kennard deals with a situation where “the significant effect of an issue is on a trial court’s procedures rather than on the litigation in which the issue arises . . . .” (Municipal Court v. Superior Court (Gonzalez), supra, 5 Cal.4th at p. 1138 (cone, and dis. opn. of Kennard, J.).) Justice Kennard, who would have granted standing to the municipal court to litigate the issue of its use of commissioners for preliminary hearings, nevertheless bases this view on the fact that the issue “has a significant adverse effect on the operating procedures of a municipal court . . . .” (Id. at p. 1140.)
There are three bases which might arguably justify the trial court’s advocacy in opposition to the petition here. Some of the cases cited by Justice Kennard might suggest that such advocacy was proper because the prosecution did not contest the petition. (See, e.g.,
Townsend
v.
Superior Court
(1975)
The issue of whether one appointed attorney rather than another represents an indigent criminal defendant may, under certain circumstances, affect “the operating procedure” of the court in that issues pertaining to the court’s budget may be involved. If so, an institutional response by the court might be appropriate. However, there is no suggestion this is the case here. The trial judge’s response deals solely with the judge’s justification for his actions and, as such, the response does not differ from an attempt by a trial judge to file an amicus curiae brief in a pending appeal relating to the merits of an issue ruled upon by that judge.
Judges have standing to contest attempts to disqualify them. Code of Civil Procedure section 170.3, subdivision (c), contemplates an adversary proceeding in which the judge may take an active part if litigants seek to disqualify a judge for cause. The judge’s participation in the appellate process concerning such issues is therefore also appropriate. (See, e.g.,
Solberg
v.
Superior Court
(1977)
Omaha Indemnity Co.
v.
Superior Court
(1989)
The noted quote from
Omaha
originated in
Ex parte Fahey
(1947)
A judge’s desire to explain and justify his or her decision to the appellate court is understandable. Trial judges must bear the frustration of having appellants question their judgment and attack their learning in the law as well as the even greater frustration of reading inadequate briefs purporting to defend their decisions. The duty of impartiality and neutrality seals their lips, dries the ink in their pens and denies them access to their word processors; they may not set the record straight; they may not come to the aid of the less than well-informed Court of Appeal. This duty, and the silence it imposes, applies whether an issue is brought to the appellate court by way of appeal, petition for extraordinary writ, or otherwise. Except under the unusual circumstances noted above, the requirement of neutrality prohibits judges from having a stake in the outcome of the appellate decision in “their” cases.
Since the issue here does not bear on any of the operating procedures of the trial court or of the trial judge, we grant petitioner’s motion to strike the return filed by respondent. In doing so, we recognize a level of responsibility on our part in perhaps having misled the trial judge into believing we desired he file a return to the petition. Our order that an alternative writ of mandate issue contained the customary language that the respondent superior court “show cause . . . why a peremptory writ of mandate should not issue” and ordered that “Real Parties in interest and/or respondent superior court shall serve and file their returns . . . .” (Italics added.) Such terminology may well have misled the trial judge into believing that his response was not only proper but required. Nevertheless, for the reasons discussed herein, it would be inappropriate for us to consider the return to the petition.
The trial judge also submitted a declaration supporting his decision. Petitioner moved to strike this declaration as well. In the declaration, the judge, inter alia, describes his reasons for not reinstating prior counsel, including various matters not apparent from the record of the hearing. The same considerations which compel us to strike his return to the petition, noted in the preceding section, also require us to strike this declaration. The same prohibition on advocacy by a trial judge should preclude her or him from offering evidence in opposition to a petition for extraordinary writ not involving the procedures of the court.
In addition, the matters contained in the trial judge’s declaration constitute new evidence not previously presented in the trial court, which we therefore decline to consider. (See
Conservatorship of Hart
(1991)
Finally, we are also mindful of the statutory prohibition which precludes judges from testifying. With exceptions not applicable here, Evidence Code section 703.5 provides: “No person presiding at any judicial. . . proceeding . . . shall be competent to testify, in any subsequent civil proceeding, as to any statement, conduct, decision, or ruling, occurring at or in conjunction with the prior proceeding, . . .” Although brought in the context of a criminal proceeding, this writ proceeding is a special proceeding of a civil nature (see
Wenzler
v.
Municipal Court
(1965)
The Order Relieving the Public Defender
At the August 2 closed hearing, the court disclosed to the public defender that it had received a letter from petitioner and read the letter, wherein petitioner moved to have his appointed counsel removed, into the record. The letter stated, in general terms, that there was a “complete breakdown in the attorney-client relationship” and expressed petitioner’s belief that “I cannot and will not receive adequate representation with him as my trial lawyer.” The letter requested the court appoint “counsel familiar with my case history.” The court inquired of petitioner as to the nature of the disagreement. His responses were extremely general, referring to the timing of certain motions, and culminated in a request that Mr. Margolin, a lawyer who had worked for petitioner in connection with earlier proceedings, be appointed instead of the public defender.
To the extent that petitioner referred to a disagreement with his attorney as to the timing of certain motions, such disagreement as to tactics does not provide a basis for ordering appointment of new counsel. In
People
v.
Williams
(1970)
As noted in
People
v.
Smith
(1993)
The court, having abused its discretion by relieving appointed counsel, compounded its error by refusing to reinstate the public defender when a motion to do so was made. The motion to reverse the earlier order, made only a week later, made it even more clear that there had been no basis to relieve counsel in the first place. That order must therefore be set aside and a new order entered to reinstate the public defender as counsel for petitioner.
Disqualification of Trial Judge
The public defender previously filed three petitions for extraordinary writs in this court on behalf of petitioner. (GO17743, GO 18019 and G019953.) Each of them sought orders from this court to disqualify the trial judge, after a judge appointed pursuant to Code of Civil Procedure section 170.3, subdivision (c)(5), had denied such a motion. We denied these petitions without issuing either alternative writs or orders to show cause. Amicus curiae requested we take judicial notice of our files in connection with these petitions. The request is granted.
The previously filed petitions sought review of orders denying motions to disqualify the trial judge. Evidence presented in support of the motions sought to be reviewed by this court indicated inter alia that the trial judge had an unusual personal interest in handling the case. For example, on February 24, 1995, in connection with a motion to change venue, the court stated, “Candidly, this court wants to try this case. My ego tells me that I’m in a better posture than anybody around to do it with the experience I have had.” This unusual interest in personally handling the case is consistent with the judge’s conduct in filing pleadings here, as discussed above.
The earlier petitions also contain evidence of potential bias towards petitioner and towards petitioner’s appointed counsel. We nevertheless concluded that substantial evidence supported the decision of the judge appointed pursuant to Code of Civil Procedure section 170.3, subdivision (c)(5). However, comments made by the trial judge in connection with the purported Marsden proceedings discussed herein, when coupled with the facts disclosed in the earlier petitions, lead us to conclude the trial judge should be disqualified.
At the time of the closed hearing on August 9, the court stated: “It’s my expectation and opinion that Mr. Kelley [the assigned public defender] will
Code of Civil Procedure section 170.1, subdivision (a)(6) provides the standard by which we are to determine whether the trial judge is to be disqualified: “. . . a person aware of the facts might reasonably entertain a doubt that the judge would be able to be impartial.” We need not determine whether there is actual bias. The quoted derogatory and apparently unfounded statements concerning counsel, coupled with the evidence presented in support of the earlier petitions, and the court’s unusual and inappropriate desire to keep the case, lead us to conclude that the interests of justice require that further proceedings herein be heard before a trial judge other than the presently assigned judge. (Code Civ. Proc., § 170.1, subd. (c).)
Disposition
Let a writ of mandate issue directing the trial court to vacate its order of August 9, 1996, denying the motion to reinstate the public defender and to issue a new order granting this motion. The writ shall further direct the Presiding Judge of the Orange County Superior Court to assign another judge to conduct further proceedings in the within case. The alternative writ is discharged and this court’s stay order is dissolved.
Sills, P. J., and Crosby, J., concurred.
