Newman K. GILES, Claimant-Appellant, v. EAGLE FARMS, INC., Employer; and Idaho State Insurance Fund, Surety, Defendants-Respondents.
No. 41469.
Supreme Court of Idaho.
Nov. 28, 2014.
339 P.3d 535
Boise, September 2014 Term.
Augustine Law Offices, PLLC, Boise, for Respondents. Paul J. Augustine argued.
J. JONES, Justice.
Newman K. Giles (Kal) sought income benefits from his employer for injuries he suffered during the course of his employment. Kal was involved in a one-vehicle accident, sustaining severe injuries. Finding Kal‘s intoxication to have been a reasonable and substantial cause of his accident and resulting injuries, the Idaho Industrial Commission held Kal was barred from receiving income benefits. Kal appealed.
I. FACTUAL AND PROCEDURAL BACKGROUND
The claimant, Kal Giles, was involved in a one-vehicle accident during the course of his employment.1 While returning from repairing a sprinkler pivot at approximately 3:30 a.m., Kal was ejected from his vehicle and suffered severe injuries. The evidence is undisputed that Kal was driving at approximately 123 mph in a 50 mph zone at the time of the accident, that he was legally intoxicated with a blood alcohol concentration (BAC) of .11%, that he was very familiar with the road and the particular curve where the accident happened, and that he was not wearing a seatbelt. Kal also claims to have been texting in the time leading up to the accident, though evidence of the alleged texting was not raised until opening argument at the evidentiary hearing nearly four years after the accident. The Idaho Industrial Commission conducted the hearing on the sole issue of whether Kal was barred from receiving income benefits by
Acknowledging that the effects vary from person to person based on a variety of factors, the crash-investigating officer and two expert witnesses each testified as to the general impairing effects of alcohol, including impairment of judgment, motor skills, inhibitions, alertness, reaction time, depth perception, and multi-tasking. There was also more specific testimony with respect to intoxication. Trooper Bivens, the investigating officer, testified that alcohol at the concentration Kal had in his blood at the time of the accident noticeably impairs an individual‘s judgment and motor skills and that alcohol was a contributing factor to Kal‘s accident.
The surety, the State Insurance Fund (SIF), retained Dr. Dawson, a pharmacology Ph.D. to try, as he put it, “to determine if, and to what degree, alcohol may have played a role in Kal‘s crash.” His testimony was given upon his understanding that there could be more than one “substantial cause” of the accident. Dawson ultimately opined to a reasonable degree of probability in his field and based upon his education and research on the effects of alcohol and drugs on cognitive and psychomotor functioning, as well as the documentation contained in this case, that “intoxication was a reasonable and substantial cause of the crash and subsequent injury.”
Kal retained Dr. Anderson, an emergency room physician, to determine whether alcohol was a substantial cause, which Dr. Anderson understood to mean “the number one cause, ... the main cause, ... [the] reproducible cause.” In analyzing the cause of Kal‘s accident, Dr. Anderson took what he called a “reproducible evidence based” approach. This means he looked at each possible causal factor individually and tried to determine which of them would always result in an accident. Using this method, he determined there were certain people who would sometimes be able to negotiate the stretch of road relevant in this case even with a BAC of .11; he determined there were certain people who would sometimes be able to negotiate that road while texting; he then concluded that, because no person could ever negotiate that stretch of road while driving 123 mph, Kal‘s speed was the only “reproducible cause” and was therefore the only “reasonable and substantial” cause.
Dr. Dawson‘s opinions regarding the reasonable and substantial causes of Kal‘s accident and injuries were more persuasive to the referee than Dr. Anderson‘s. The referee found intoxication was a reasonable and substantial cause of the accident and injuries and concluded that Kal was barred from receiving income benefits under
II. ISSUES CONSIDERED ON APPEAL
- Whether there is substantial and competent evidence to support the Commission‘s finding that intoxication was a reasonable and substantial cause of Kal‘s injuries.
- Whether the Commission reversibly erred in considering Kal‘s use of prescription medication to find that intoxication was a reasonable and substantial cause of Kal‘s injuries.
- Whether the Commission reversibly erred in failing to consider evidence of Kal‘s alleged texting in the time leading up to his accident.
- Whether the Commission reversibly erred in refusing to find that Kal‘s failure to wear a seatbelt was a reasonable and substantial cause of his injuries.
- Whether either party is entitled to attorney fees in this case.
III. STANDARD OF REVIEW
The Court in Watson v. Joslin Millwork, Inc. stated the relevant standard when this Court reviews a decision of the Idaho Industrial Commission:
On appeal from the Industrial Commission, this Court exercises free review of the Commission‘s legal conclusions, but will not disturb findings of fact if they are supported by substantial and competent evidence. Substantial and competent evidence is relevant evidence that a reasonable mind might accept to support a conclusion. The conclusions reached by the Industrial Commission regarding the credibility and weight of evidence will not be disturbed unless the conclusions are clearly erroneous. We will not re-weigh the evidence or consider whether we would have drawn a different conclusion from the evidence presented.
149 Idaho 850, 854, 243 P.3d 666, 670 (2010) (citations omitted).
IV. ANALYSIS
Generally speaking, the purpose of the Idaho workers’ compensation law is to provide compensation to workers for injuries sustained in the course of their employment. See
The parties in this case raise four possible factors that separately or in conjunction caused Kal‘s accident and resulting injuries: Kal‘s intoxication, Kal‘s speed, Kal‘s texting while driving, and Kal‘s failure to wear a seatbelt. Therefore, this Court must determine whether there is substantial and competent evidence to support the Commission‘s finding that intoxication was a reasonable and substantial cause of Kal‘s accident and injuries.
A. There is substantial and competent evidence to support the Commission‘s finding that intoxication was a reasonable and substantial cause of Kal‘s accident and resulting injuries.
Kal argues the Commission‘s finding that intoxication was a reasonable and substantial cause of his accident and resulting injuries was not supported by substantial and competent evidence. Kal asserts: (1) that his .11 BAC, alone, does not prove intoxication-causation was a substantial cause of his injuries; (2) that the Commission arrived at its conclusion simply by eliminating other possible causes rather than by affirmative evidence of intoxication-causation; and (3) that there is not substantial and competent evidence in the record to support the Commission‘s finding that Kal‘s intoxication caused him to have an unusually reckless state of mind the night of his accident.
Kal argues that a blood alcohol reading is not sufficient evidence to support a denial of income benefits under
Hatley is distinguishable from the case at hand for three important reasons: (1) in Hatley, the employer had to present substantial evidence to overcome a statutory presumption that such an injury was not “occasioned by” intoxication; (2) the causation standard contained in the version of
Because the claimant in Hatley died, the Court applied a presumption in
When Hatley was decided,
A further problem with Kal‘s reliance on Hatley is that determination of a reasonable and substantial cause of an injury is a factual determination, which is within the purview of the Commission. In Hatley, the Commission found that the decedent‘s injuries were not the proximate result of intoxication. The Court declined to disturb that factual finding. Here, on the other hand, Kal asks the Court to second-guess the Commission‘s factual finding that intoxication was a reasonable and substantial cause of his accident and injuries. We will decline to do so where
Kal argues that in finding intoxication was a substantial cause of the accident and resulting injuries, the Commission relied on “negative evidence” by ruling out other possible causes of the accident and then finding intoxication to be the cause by process of elimination. In essence, Kal argues that the only evidence supporting the Commission‘s decision was his blood alcohol reading. Were this the case, he might have a point.
Both parties’ expert witnesses and Trooper Bivens testified generally as to the significant impairing effect alcohol can have on a person‘s judgment, motor skills, multi-tasking, alertness, reaction time, depth perception, and inhibitions. Then, they each applied their knowledge of the effects of alcohol to the facts of this case to give opinions on how alcohol affected Kal on the night of his accident and whether his consumption of alcohol was a substantial cause of his accident and injuries. In addition to testimony regarding the general effects of alcohol, Trooper Bivens testified that, “based on [his] own experience, based on dealing with other intoxicated individuals with similar intoxication levels [to Kal‘s], or even a little lower, there is a noticeable affect on that individual, ... a noticeable impairment. It‘s obvious.” He testified that at levels similar to Kal‘s, one‘s motor skills, judgment, and inhibitions would be noticeably impaired. He also testified that all the circumstances surrounding Kal‘s accident suggest intoxication was a cause of the accident because one who was driving 123 mph on a road he was very familiar with and approaching a curve he was very familiar with, with a .11 BAC and allegedly texting, would be exercising extremely poor judgment. Bivens opined that the judgment of a person behaving in such a way would have been affected by his or her consumption of alcohol. Bivens also testified to finding bottles of beer, spilled beer, and a strong odor of alcohol in Kal‘s vehicle when he was investigating the scene.
Dr. Dawson opined that Kal would have been impaired in his ability to safely operate a vehicle, given his BAC at the time of the accident. Dr. Dawson‘s ultimate opinion, stated “to a reasonable degree of probability in [his] field [and] based upon [his] education and research on the effects of alcohol and drugs on cognitive and psychomotor functioning, as well as the documentation contained in this case,” is that “intoxication was a reasonable and substantial cause of the crash and subsequent injury.” Dr. Dawson acknowledged that speed was a contributing factor to the accident and that Kal‘s consumption of alcohol contributed to Kal‘s “inability to either control the vehicle or control the speed.”
Dr. Anderson, Kal‘s own expert witness, testified to the significant impairing effects alcohol can have on a person and admitted that Kal‘s intoxication “played a role” in the accident. Dr. Anderson ultimately identified three possible causes of Kal‘s accident and ranked them in the following order, beginning with the most substantial: (1) speed, (2) texting, and (3) intoxication.3 The majority
Kal also argues there was not substantial and competent evidence to support the Commission‘s finding that on the night of the accident, Kal had an unusually reckless state of mind caused by his intoxication. The finding in question reads:
The [Commission] finds Defendants have met their burden of proving Claimant‘s intoxication was a reasonable and substantial factor contributing to his accident and injuries. While perhaps not the proximate cause, alcohol was certainly a reasonable and substantial cause. Claimant testified that he generally drove safely, even when speeding. Yet on the night of the accident he admitted driving recklessly. The clearest explanation for Claimant‘s unusual reckless state of mind, based upon the evidence in the record, is that he was experiencing impairment due to intoxication.
There is substantial, competent evidence in the record to support these findings. Dr. Dawson testified that Kal‘s consumption of alcohol impaired his judgment and contributed to his excessive speed the night of the accident. Indeed, any reasonable observer who is familiar with the effects of alcohol would have no difficulty in reaching these conclusions. It would not be much of a stretch to determine that a person driving 123 mph at night, approaching a curve, with a blood alcohol level of .11%, and purportedly texting in the process, was influenced in doing so by virtue of the consumption of alcohol. It is about as close to a no-brainer as one can get. Thus, there is substantial and competent evidence in the record to support the Commission‘s determination that intoxication was a reasonable and substantial cause of Kal‘s accident and resulting injuries.
B. Any incidental consideration by the Commission of Kal‘s use of prescription pain medication is inconsequential.
In its findings, the Commission referenced testimony by Dr. Dawson that “the combination of alcohol and opiates in Claimant‘s system at the time of the accident produced an addictive depressant effect on Claimant‘s central nervous system,” which impaired Kal‘s cognitive abilities and that “alcohol, together with the presence of opiates, produced a marked impairment of his ability to operate a motor vehicle in a safe manner.”
In response, SIF contends that consideration of Kal‘s use of the opiates was proper because he was not using them “in accordance with the instructions for use of the controlled substance,” as required by
Whether or not Kal‘s use of the opiates was properly referenced, the Commission specifically noted that “Dr. Dawson reiterated that when opiates and lithium were excluded, it was the alcohol alone that was a reasonable and substantial cause of Claimant‘s accident and resultant injuries.” The Commission went on to specifically find that “alcohol was certainly a reasonable and substantial cause” of Kal‘s accident. Therefore, any reference to his use of prescription drugs, whether or not it was proper, constituted at most harmless error.
C. The Commission did not reversibly err in failing to assign weight to the texting evidence.
Kal contends the Commission erred by refusing to consider evidence that Kal was texting at the time of the accident. With respect to the claim that Kal was texting at the time of the accident, the Commission found that
For the first time, [Kal] alleged at hearing that he may also have been texting and was thereby distracted at the time he missed the curve. Although he has no independent recollection of texting, he bases this proposition on the fact that once he recovered his cell phone from the accident scene, it showed that he had been texting a friend at the time of the accident. As [Kal] cannot locate his cell phone, and his cell phone usage as a contributing factor in causing his accident was not raised until the hearing, any evidence regarding texting cannot be corroborated and will not be considered in this decision, even though some quoted material may reference cell phone usage.
The testimony regarding Kal‘s alleged texting was admitted at the hearing, without objection. It is unclear from the finding whether the referee completely ignored the evidence of texting or whether he simply found the texting evidence unpersuasive or insufficient and would therefore give it no weight in his decision. Either way, Dr. Dawson and Trooper Bivens were allowed to assume the texting had occurred and to testify as to the causation of the accident in light of those assumed circumstances. Neither changed his opinion that intoxication was a substantial cause of the accident. So, even assuming Kal had been texting at the time of the accident, there is still substantial and competent evidence to find that intoxication remained a substantial cause of the accident and resulting injuries. Therefore, any error that may or may not have occurred with respect to the evidence of texting is harmless error.
D. The Commission did not err by refusing to find Kal‘s failure to wear a seatbelt was a reasonable and substantial cause of the injuries.
Kal finally argues that his injuries were caused by his failure to wear a seatbelt instead of by his intoxication. He argues that the SIF and Commission improperly focused on the cause of the accident instead of the cause of the injuries, and that, even if intoxication had caused the accident, it was the fact that he was not wearing his seatbelt that caused him such extensive injuries. This argument is unpersuasive.
In this case, there is no dispute that all of Kal‘s injuries resulted from the accident, and not from some pre-existing condition or other cause. Although “accident” and “injury” are not synonymous, because there is such a close and obvious connection between the accident and the resulting injuries in this particular case a showing of the cause of the accident is also a showing of the cause of the injuries that resulted from that accident. Throughout the proceedings in this case, even Kal‘s own counsel and his expert witness used “causation of the accident” as synonymous with “causation of the injuries.”
This Court will not require a showing of every possible variable that could have exacerbated or mitigated the injuries caused by the accident when it is so clear that all the injuries arose from the accident. In this case, the intoxication was a reasonable and substantial cause of the accident and the accident was the cause of Kal‘s injuries. It may be that his failure to wear a seatbelt caused his injuries to be greater than they might otherwise have been, but it does not change the fact that there would have been no injuries if Kal had not had the accident.
E. Neither party is entitled to attorney fees.
Kal argues that the SIF contested his workers’ compensation claim without any evidence that intoxication was a reasonable and substantial cause of the injuries and, therefore, he is entitled to attorney fees pursuant to
If the commission or any court before whom any proceedings are brought under this law determines that the employer or his surety contested a claim for compensation made by an injured employee ... without reasonable ground, ... the employer shall pay reasonable attorney fees in addition to the compensation provided by this law.
SIF had reason to believe intoxication was a reasonable and substantial cause of the accident, which would relieve SIF from liability under
SIF argues it is entitled to attorney fees under I.A.R. 11.1. This rule currently pertains to appeals in termination and adoption cases. Given the language used in its argument and its citation of Talbot v. Ames Constr., 127 Idaho 648, 904 P.2d 560 (1995), it seems SIF intended to raise the issue under I.A.R. 11.2, which was previously designated as 11.1. Therefore, we address the issue under I.A.R. 11.2, which provides in pertinent part:
The signature of an attorney or party constitutes a certificate that the attorney or party has read the notice of appeal, petition, motion, brief or other document; that to the best of the signer‘s knowledge, information, and belief after reasonable inquiry it is well-grounded in fact and is warranted by existing law or a good faith argument for the extension, modification, or reversal of existing law, and that it is not interposed for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation. If the notice of appeal, petition, motion, brief, or other document is signed in violation of this rule, the court, upon motion or upon its own initiative, shall impose upon the person who signed it, a
represented party, or both, an appropriate sanction, which may include an order to pay to the other party or parties the amount of the reasonable expenses incurred because of the filing of the notice of appeal, petition, motion, brief or other document including a reasonable attorney‘s fee.
I.A.R. 11.2. We construe I.A.R. 11.2 in the same manner as I.R.C.P. 11(a)(1). Flying A Ranch, Inc. v. Bd. of Cnty. Comm‘rs for Fremont Cnty., 156 Idaho 449, 454, 328 P.3d 429, 434 (2014).
The attorney‘s or party‘s signature on a document constitutes two substantive certifications: (a) “that to the best of the signer‘s knowledge, information, and belief after reasonable inquiry it is well grounded in fact and is warranted by existing law or a good faith argument for the extension, modification, or reversal of existing law,” and (b) “that it [the document] is not interposed for any improper purpose.” Both certifications must be accurate in order to comply with the rule. If either of them is not accurate, then the document would be signed in violation of the rule.
Id. at 453, 328 P.3d at 433 (alterations in original).
SIF does not contend that it is entitled to attorney fees under the improper purpose provision. It argues that Kal merely asked the Court to re-weigh the evidence and enter a new conclusion favorable to him. Although Kal‘s arguments are notably weak, SIF has failed to identify a document that was signed by Kal or his attorney in violation of I.A.R. 11.2. Thus, we decline to award sanctions against Kal or his attorney.
V. CONCLUSION
Because there is substantial and competent evidence to support the Commission‘s finding that intoxication was a reasonable and substantial cause of Kal‘s accident and resulting injuries, we affirm the Commission‘s order. Costs are awarded to SIF.
Chief Justice BURDICK, Justices EISMANN and HORTON and Justice Pro Tem WALTERS concur.
