Lead Opinion
Partial Concurrence and Partial Dissent by Judge FERNANDEZ.
OPINION
Michael Newdow appeals a judgment dismissing his challenge to the constitutionality of the words “under God” in
FACTUAL AND PROCEDURAL BACKGROUND
Newdow is an atheist whose daughter attends public elementary school in the Elk Grove Unified School District (“EGUSD”) in California. In accordance with state law and a school district rule, EGUSD teachers begin each school day by leading their students in a recitation of the Pledge of Allegiance (“the Pledge”). The California Education Code requires that public schools begin each school day with “appropriate patriotic exercises”' and that “[t]he giving of the Pledge of Allegiance to the Flag of the United States of America shall satisfy” this requirement. Cal. Educ. Code § 52720 (1989) (hereinafter “California statute”).
The classmates of Newdow’s daughter in the EGUSD are led by their teacher in reciting the Pledge codified in federal law. On June 22, 1942, Congress first codified the Pledge as “I pledge allegiance to the flag of the United States of America and to the Republic for which it stands, one Nation indivisible, with liberty and justice for all.” Pub.L. No. 623, Ch. 435, § 7, 56 Stat. 380 (1942) (codified at 36 U.S.C. § 1972). On June 14, 1954, Congress amended Section 1972 to add the words “under God” after the word “Nation.” Pub.L. No. 396, Ch. 297, 68 Stat. 249 (1954) (“1954 Act”). The Pledge is currently codified as “I pledge allegiance to the Flag of the United
Newdow does not allege that his daughter’s teacher or school district requires his daughter to participate in reciting the Pledge.
NewdovFs complaint in the district court challenged the constitutionality, under the First Amendment, of the 1954 Act, the California statute, and the school district’s policy requiring teachers to lead willing students in recitation of the Pledge. He sought declaratory and injunctive relief, but did not seek damages.
The school districts and their superintendents (collectively, “school district defendants”) filed a Federal Rule of Civil Procedure 12(b)(6) motion to dismiss for failure to state a claim. Magistrate Judge Peter A. Nowinski held a hearing at which the school district defendants requested that the court rule only on the constitutionality of the Pledge, and defer any ruling on sovereign immunity. The United States Congress, the United States, and the President of the United States (collectively, “the federal defendants”) joined in the motion to dismiss filed by the school district defendants. The magistrate judge reported findings and a recommendation; District Judge Edward J. Schwartz approved the recommendation and entered a judgment of dismissal. This appeal followed.
DISCUSSION
A. Jurisdiction
Newdow asks the district court to order the President of the United States (“the President”) to “alter, modify or repeal” the Pledge by removing the words “under God”; and to order the United States Congress (“Congress”) “immediately to act to remove the words ‘under God’ from the Pledge.” The President, however, is not an appropriate defendant in an action challenging the constitutionality of a federal statute. See Franklin v. Massachusetts,
Similarly, in light of the Speech and Debate Clause of the Constitution, Art. I, § 6, cl. 1, the federal courts lack jurisdiction to issue orders directing Congress to enact or amend legislation. See Eastland. v. United States Servicemen’s Fund,
Newdow nevertheless argues that because the 1954 Act violates the Establishment Clause, Congress should not be protected by the Speech and Debate Clause. This argument misses the jurisdictional, or separation of powers, point. As the Court held in Eastland, in determining whether or not the acts of members of Congress are protected by the Speech and Debate Clause, the court looks solely to whether or not the acts fall within the legitimate legislative sphere; if they do, Congress is protected by the absolute prohibition of the Clause against being “questioned in any other Place.” Id. at 501. “If the mere allegation that a valid legislative act-was undertaken for an unworthy purpose would lift the protection of the Clause, then the Clause simply would not provide the protection historically un-dergirding it.” Id. at 508-09,
B. The State of California as a defendant
The State of California did not join in the motion to dismiss or otherwise participate in the district court proceedings. It did, however, sub silentio, receive the benefit of the district court’s ruling dismissing the complaint. Accordingly, a reversal of the order would result in the reinstatement of the complaint against the state. With respect to the validity of the' California statute, however, unlike in the case of the Congressional enactment and the school district policy, no arguments, legal or otherwise, were advanced by the parties either below or here. Thus, we do not address separately the validity of the California statute.
C. Standing
Article III standing is a jurisdictional issue. See United States v. Viltrakis,
Newdow has standing as a parent to challenge a practice that interferes with his right to direct the religious education of his daughter. “Parents have a right to direct the religious upbringing of their children and, on that basis, have standing to protect their right.” Doe v. Madison Sch. Dist. No. 321,
Newdow has standing to challenge the EGUSD’s policy and practice regarding the recitation of the Pledge because his daughter is currently enrolled in elementary school in the EGUSD. However, New-dow has no standing to challenge the SCUSD’s policy and practice because his daughter is not currently a student there. The SCUSD and its superintendent have not caused Newdow or his daughter an “injury in fact” that is “actual or imminent, not conjectural or hypothetical.” Laidlaw,
The final question of standing relates to the 1954 Act. Specifically, has Newdow suffered an “injury in fact” that is “fairly traceable” to the enactment of the 1954 Act? Id.
We begin our inquiry by noting the general rule that the standing requirements for an action brought under the Establishment Clause are the same as for any other action. Valley Forge Christian Coll. v. Americans United for Separation of Church and State, Inc.,
While Valley Forge remains good law, the Supreme Court in more recent opinions has indirectly broadened the notion of Establishment Clause standing in public education cases by holding that the mere enactment of a statute may constitute an Establishment Clause violation. In Wallace v. Jaffree,
Our reading of Wallace is supported by Santa Fe Independent School District v. Doe,
In Wallace and Santa Fe, the Court looked at the language of each statute, the context in which the statute was enаcted, and its legislative history to determine that the challenged statute caused an injury in violation of the Establishment Clause. “We refuse to turn a blind eye to the context in which this policy arose, and that context quells any doubt that this policy was implemented with the purpose of endorsing school prayer.” Id. at 315,
Operating within the above-described legal landscape, we now turn to the question initially posed, namely, does Newdow have standing to challenge |he 1954 Act? Initially, we note that the 1954 statute chai-
D. Establishment Clause
The Establishment Clause of the First Amendment states that “Congress shall make no law respecting an establishment of religion,” U.S. Const, amend. I, a provision that “the Fourteenth Amendment makes applicable with full force to the States and their school districts.” Lee v. Weisman,
In 1971, in the context of unconstitutional state aid to nonpublic schools, the Supreme Court in Lemonset forth the following test for evaluating alleged Establishment Clause violations. To survive the “Lemon test,” the government conduct in question (1) must have a secular purpose, (2) must have a principal or primary effect that neither advances nor inhibits religion, and (3) must not foster an excessive government entanglement with religion. Lemon,
In the 1984 Lynch case, which upheld the inclusion of a nativity scene in a city’s Christmas display, Justice O’Connor wrote a concurring opinion in order to suggest a “clarification” of Establishment Clause jurisprudence.
The Establishment Clause prohibits government from making adherence to a religion relevant in any way to a person’s standing in the political community. Government can run afoul of that prohibition in two principal ways. One is excessive entanglement with religious institutions.... The second and more direct infringement is government endorsement or disapproval of religion. Endorsement sends a message to nonadherents that they are outsiders, not full members of the political community, and an accompanying message to adherents that they are insiders, favored members of the political community.
Id. at 687-88,
The Court formulated the “coercion test” when it held unconstitutional the practice of including, invocations and benedictions in the form of “nonsectarian” prayers at public school graduation ceremonies. Lee,
Finally, in its most recent school prayer case, the Supreme Court applied the Lemon test, the endorsement test, and the coercion test to strike down a school district’s policy of permitting student-led “invocations” before high school football games. See Santa Fe,
We are free to apply any or all of the three tests, and to invalidate any measure that fails any one of them. The Supreme Court has not repudiated Lemon; in Santa Fe, it found that the application of each of the three tests provided an independent ground for invalidating the statute at issue in that case; and in Lee, the Court invalidated the policy solely on the basis of the coercion test. Although this court has typically applied the. Lemon test to alleged Establishment Clause violations, see, e.g., Am. Family Ass’n, Inc. v. City and County of San Francisco,
We first consider whether the 1954 Act and the EGUSD’s policy of teacher-led Pledge recitation survive the endorsement test. The magistrate judge found that “the ceremonial reference to God in the pledge does not convey endorsement of particular religious beliefs.” Supreme Court precedent does not support that conclusion.
In the context of the Pledge, the statement that the United States is a nation “under God” is an endorsement of religion. It is a profession of a religious belief, namely, a belief in monotheism. The recitation that ours is a nation “under God” is not a mere acknowledgment that many Americans believe in a deity. Nor is it merely descriptive of the undeniable historical significance of religion in the founding of the Republic. Rather, the phrase “one nation under God” in the context of the Plеdge is normative. To recite the Pledge is not to describe the United States; instead, it is to swear allegiance to the values for which the flag stands: unity, indivisibility, liberty, justice, and — since 1954 — monotheism. The text of the official Pledge, codified in federal law, imper-missibly takes a position with respect to the purely religious question of the existence and identity of God. A profession that we are a nation “under God” is identical, for Establishment Clause purposes, to a profession that we are a nation “under Jesus,” a nation “under Vishnu,” a nation “under Zeus,” or a nation “under no god,”
The Supreme Court recognized the normative and ideological nature of the Pledge in Barnette,
The Pledge, as currently codified, is an impermissible government endorsement of religion because it sends a message to unbelievers “that they are outsiders, not full members of the political community, and an accompanying message to adherents that they are insiders, favored members of the political community.” Lynch,
[B]y statute, the Pledge of Allegiance to the Flag describes the United States as ‘one nation under God.’ To be sure,, no one is obligated to recite this phrase, ... but it borders оn sophistry to suggest that the reasonable atheist would not feel less than a full member of the political community every time his fellow Americans recited, as part of their expression of patriotism and love for country, a phrase he believed to be false.
Allegheny,
Similarly, the policy and the Act fail the coercion test. Just as in Lee, the policy and the Act place students in the untenable position of choosing between participating in an exercise with religious content or protesting. As the Court observed with respect to the graduation prayer - in that case: “What to most believers may seem
Finally we turn to the Lemon test, the first prong of which asks if the challenged policy has a secular purpose. Historically, the primary purpose of the 1954 Act was to advance religion, in conflict with the first prong of the Lemon test. The federal defendants “do not dispute that the words ‘under God’ were intended” “to recognize a Supreme Being,” at a time when the government was publicly inveighing against atheistic communism. Nonеtheless, the federal defendants argue that the Pledge
The flaw in defendants’ argument is that it looks at the text of the Pledge “as a whole,” and glosses over the 1954 Act. The problem with this approach is apparent when one considers the Court’s analysis in Wallace. There, the Court struck down Alabama’s statute mandating a moment of silence for “meditation or voluntary prayer” not because the final version “as a whole” lacked a primary secular purpose, but because the state legislature had amended the statute specifically and solely to add the words “or voluntary prayer.”
By analogy to Wallace, we apply the purpose prong of the Lemon test to the amendment that added the words “under God” to the Pledge, not to the Plеdge in its final version. As was the case with the amendment to the Alabama statute in Wallace, the legislative history of the 1954 Act reveals that the Act’s sole purpose was to advance religion, in order to differentiate the United States from nations under communist rule. “[T]he First Amendment requires that a statute must be invalidated if it is entirely motivated by a purpose to advance religion.” Id. at 56,
At this moment of our history the principles underlying our American Government and the American way of life are under attack by a system whose philosophy is at direct odds with our own. Our American Government is founded on the concept of the individuality and the dignity of the human being. Underlying this concept is the belief that the human person is important because he was created by God and endowed by Him with certain inalienable rights which no civil authority may usurp. The inclusion of God in our pledge therefore would further acknowledge the dependence of our people and our Government upоn the moral directions of the Creator. At the same time it would serve to deny the ■ atheistic and materialistic concepts of communism with its attendant subservience of the individual.
H.R.Rep. No. 83-1693, at 1-2 (1954), reprinted in 1954 U.S.C.C.A.N. 2339, 2340. This language reveals that the purpose of the 1954 Act was to take a position on the question of theism, namely, to support the existence and moral authority of God, while “deny[ing] ... atheistic and materialistic concepts.” Id. Such a purpose runs counter to the Establishment Clause, which prohibits the government’s endorsement or advancement not only of one particular religion at the expense of other religions, but also of religion at the expense of atheism.
[T]he Court has unambiguously concluded that the individual freedom of conscience protected by the First Amendment embraces the right to select any religious faith or none at all. This conclusion derives support not only from the interest in respecting the individual’s freedom of conscience, but also from the conviction that religious beliefs worthy of respect are the product of a free and voluntary choice by the faithful, and from recognition of the fact that the political interest in forestalling intolerance extends beyond intolerance among Christian sects— or even intolerance among “religions” — to encompass into*611 lerance of the disbeliever and the uncertain.
Wallace,
In language that attempts to prevent future constitutional challenges, the sponsors of the 1954 Act expressly disclaimed a religious purpose. “This is not an act establishing a religion-.... A distinction must be made between the existence of a religion as an institution and a belief in the sovereignty of God. The phrase ‘under Gód’ recognizes only the guidance of God in our national affairs.” H.R.Rep. No. 83- 1693, at 3 (1954), reprinted in 1954 U.S.C.C.A.N. 2339, 2341-42. This alleged distinction is irrelevant for constitutional purposes. The Act’s affirmation of “a belief in the sovereignty of God” and its recognition of “the guidance of God” are endorsements by the government of religious beliefs. The Establishment Clause is not limited to “religion as an institution”; this is clear from cases such as Santa Fe, where the Court struck down student-initiated and student-led prayer at high school football games.
Similarly, the school district policy also fails the Lemon test. Although it survives the first prong of Lemon because, as even Newdow concedes, the school district had the secular purpose of fostering patriotism in enacting the policy, the policy fails the second prong. As explained by this court in Kreisner v. City of San Diego,
REVERSED AND REMANDED.
Notes
. The relevant portion of California Education. Code § 52720 reads:
In every public elementary school each day during the school year at the beginning of the first regularly scheduled class or activity period at which the majority of the pupils of the school normally begin the schoolday, there shall be conducted appropriate patriotiс exercises. :The giving of the Pledge of Allegiance to the Flag of the United States of America shall satisfy the requirements of this section.
. The SCUSD, the school district that New-dow claims his daughter may in the future attend, has promulgated a similar rule: "Each school shall conduct patriotic exercises daily.... The Pledge of Allegiance to the flag will fulfill this requirement.” However, as discussed infra, Newdow lacks standing to challenge the SCUSD’s rule requiring recitation of the Pledge.
. Compelling students to recite the Pledge was held to be a First Amendment violation in West Virginia State Board of Education v. Barnette,
. In Marsh, the Court "held that the Nebraska Legislature’s practice of opening each day's session with a prayer by a chaplain paid by the State did not violate the Establishment Clause of the First Amendment. [The] holding was based upon the historical acceptance of the practice that had become ‘part of the fabric of our society.’" Wallace,
. Although this formulation is referred to as the "coercion” test, it should be noted that coercion is not a necessary element in finding an Establishment Clause violation. "The Establishment Clause, unlike the Free Exercise Clause, does not depend upon any showing of direct governmental compulsion....” Engel v. Vitale,
. Barnette was decided before "under God" was added, and thus the Court’s discussion was limited to the political ideals contained in the Pledge.
. For Justice Kennedy, this result was a reason to reject the endorsement test.
. The "subtle and indirect” social pressure which permeates the classroom also renders more acute the message sent to non-believing schoolchildren that they are outsiders. See Lee,
. The objection to the Pledge in Barnette, like in the case at bar, was based upon a religious ground. The Pledge in the classroom context imposes upon schoolchildren the constitutionally unacceptable choice between participating and protesting. Recognizing thе severity of the effect of this form of coercion on children, the Supreme Court in Lee stated, "the State may not, consistent with the Establishment Clause, place primary and secondary school children in this position.”
.In Aronow v. United States,
. Although Ball was overruled in part by Agostini v. Felton,
(i) any public employee who works on the premises of a religious school is presumed to inculcate religion in-her work; (ii) the presence of public employees on private school premises creates a symbolic union between church and state; and (iii) any and all public aid that directly aids the educational function of religious schools impermissibly finances religious indoctrination, even if the aid reaches such schools as a consequence of private deci-sionmaking.
Agostini,
. We recognize that the Supreme Court has occasionally commented in dicta that the presence of “one nation under God” in the
The only other United States Court of Appeals to consider the issue is the Seventh Circuit, which held in Sherman v. Community Consolidated School District 21,
If as Barnette holds no state may require anyone to recite the Pledge, and if as the prayer cases hold the recitation by a teacher or rabbi of unwelcome words is coercion, then the Pledge of Allegiance becomes unconstitutional under all circumstances, just as no school may read from a holy scripture at the start of class.
The Seventh Circuit makes an even more serious error, however. It not only refuses to apply the Lemon test because of the Supreme Court’s criticism of that test in Lee, but it also fails to apply the coercion test from Lee or the endorsement test from Lynch. Circuit courts are not free to ignore Supreme Court precedent in this manner. Rodriguez de Quijas v. Shearson/Am. Exp., Inc.,
Concurrence in Part
concurring and dissenting:
I concur in parts A, B arid C
We can run through the litany of tests and concepts which have floated to the surface from time to time. Were we to do so, the one that appeals most to me, the one I think to be correct, is the concept that what the religion clauses of the First Amendment require is neutrality; that those clauses are, in effect, an early kind of equal protection provision and assure that government will neither discriminate for nor discriminate against a religion or religions. See Gentala v. City of Tucson,
Judges, including Supreme Court Justices, have recognized the lack of danger in that and similar expressions for decades, if not for centuries, as have presidents
Plaintiffs observe that the Court sometimes changes its tune when it confronts a subject directly. True enough, but an inferior court had best respect what the majority says rather than read between the lines. If the Court proclaims that a practice is consistent with the establishment clause, we take its assurances seriously. If the Justices are just pulling our leg, let them say so.
Sherman,
Some, who rather choke on the notion of de minimis, have resorted to the euphemism “ceremonial.deism.” See, e.g., Lynch,
My reading of the stelliscript suggests that upon Newdow’s theory of our Constitution, accepted by my colleagues today,
In short, I cannot accept the eliding of the simple phrase “under God” from our Pledge of Allegiance, when it is obvious that its tendency to establish religion in this country or to interfere with the free exercise (or non-exercise) of religion is de minimis.
Thus, I respectfully concur in part and dissent in part.
. I admit, however, to serious misgivings about standing to attack -4 U.S.C. § 4 itself. Congress has not compelled anyone to .do
. See, e.g., Lee v. Weisman,
. The citations to the four preceding Supreme Court opinions are to majority opinions, concurring opinions, and dissents. Because my point is that a number of Justices have recognized the lack of danger and because I hope to avoid untoward complication in the setting out of the citations, I have not designated which Justices have joined in which opinion. All in all, however, perusing those opinions indicates that Chief Justice Burger, Chief Justice Rehnquist, and Justices Harlan, Brennаn, White, Goldberg, Marshall, Blackmun, Powell, Stevens, O’Connor, Scalia, and Kennedy have so recognized.
. They have not led us down the long path to kulturkampf or worse. Those who are somehow beset by residual doubts and fears should find comfort in the reflection that no baleful religious effects have been generated by the existence of similar references to a deity throughout our history. More specifically, it is difficult to, detect any signs of incipient theocracy springing up since the Pledge was amended in 1954.
. See also Sherman,
. We, by the way, indicated as much in American Family Ass’n, Inc. v. City and County of San Francisco,
. I recognize that the Pledge did not then contain the phrase "under God.”
. Nor will we be able to stray into the fourth stanza of "My Country 'Tis of Thee” for that matter.
. Lest I be misunderstood, I must emphasize that to decide this case it is not necessary to say, and I do not say, that there is such a thing as a de minimis constitutional violation. What I do say is that the de minimis tendency of the Pledge to establish a religion or to interfere with its free exercise is no constitutional violation at all.
