Dr. Michael A. NEWDOW; Pat Doe; Jan Doe; Doechild; Jan Poe; Poechild; Roechild-1, Plaintiffs, and Jan Roe and Roechild-2, Plaintiffs-Appellees, v. RIO LINDA UNION SCHOOL DISTRICT, Defendant-Appellant, and United States of America; John Carey; Adrienne Carey; Brenden Carey; Adam Araiza; Anita Araiza; Albert Araiza; Michaela Bishop; Craig Bishop; Marie Bishop; Teresa Declines; Darien Declines; Ryanna Declines; Rommel Declines; Janice Declines; Anthony Doerr; Dan Doerr; Karen Doerr; Sean Forschler; Tiffany Forschler; Fred Forschler; Esterlita Forschler; Mary McKay; Robert McKay; Sharon McKay; the Knights of Columbus, Defendants-Intervenors-Appellants, and Congress of the United States of America; Elk Grove Unified School District; Sacramento City Unified School District; Dr. Steven Ladd, Superintendent, Elk Grove Unified School District; M. Magdalena Carrillo Mejia, Superintendent, Sacramento City Unified School District; Dr. Dianna Mangerich, Superintendent, Elverta Joint Elementary School District; Frank S. Porter, Superintendent, Rio Linda Unified School District; Peter Lefevre, Law Revision Counsel; Arnold Schwarzenegger, Governor of California; Richard J. Riordan, California Secretary for Education, Defendants.
Nos. 05-17257, 05-17344, 06-15093
United States Court of Appeals, Ninth Circuit
Argued and Submitted Dec. 4, 2007. Filed March 11, 2010.
Fourth, Herring was decided before the magistrate judge issued his report and recommendations. And in its objections to the magistrate judgeโs report, the United States made a three-page, detailed argument that suppression was inappropriate under Herring. The district court reviewed these objections de novo but agreed with the magistrate judge that suppression was the appropriate remedy. Thus, we decline the United Statesโ invitation to remand for further litigation on this issue.
VII
We hold that the 26.5-hour seizure of the Cha residence was unreasonably long and that the district court correctly suppressed the evidence.
AFFIRMED.
Craig M. Blackwell, Theodore C. Hirt, Peter D. Keisler, McGregor W. Scott, Gregory G. Katsas (argued), Robert M. Loeb, Lowell V. Sturgill, Jr., Department of Justice, Washington, D.C., for defendant-intervenor-appellant United States.
Terence J. Cassidy (argued), Michael W. Pott, Thomas L. Riordan, Porter, Scott, Weiberg & Delehant, Sacramento, CA, for defendant-appellant Rio Linda Union School District.
Kevin J. Hasson (argued), Anthony R. Picarello, Jr., Derek L. Gaubatz, Eric C. Rassbach, Jared N. Leland, The Becket Fund for Religious Liberty, Washington, D.C., for defendants-intervenors-appellants John Carey et al.
Amici:*
Patrick T. Gillen, Ann Arbor, MI, for the Thomas More Law Center; Peter D. Lepiscopo, James M. Griffiths, Law Offices of Peter D. Lepiscopo, San Diego, CA, for the Pacific Justice Institute; Eric L. Hirschhorn, Anne W. Stukes, Andrew C. Nichols, Winston & Strawn LLP, Washington, DC, and Philip B. Onderdonk, Jr., for The American Legion, Indianapolis, IN; Greg Abbott, R. Ted Cruz, Office of the Attorney General, Austin, TX; Lawrence Wasden, Attorney General of Idaho; Drew Edmondson, Attorney General of Oklahoma; Troy King, Attorney General of Alabama for all 50 States; Roy S. Moore, Gregory M. Jones, Benjamin D. Duprรฉ, for the Foundation for Moral Law, Montgomery, AL; Steven W. Fitschen,
Dr. Rex Curry, Tampa, FL; Chris J. Evans, American Atheists, Inc., Irvine, CA; for American Atheists, Inc.; George Daly, Charlotte, NC, for the Freedom From Religion Foundation, Inc.; Shawn C. Mills and Paul S. Sanford, Aptos, CA, for the Madison-Jefferson Society; Herb Silverman, Washington, D.C., for the Secular Coalition; Norman Goldman, Los Angeles, CA, for Atheists and other Freethinkers, Humanist Association of Las Vegas and Southern Nevada, Agnostic and Atheist Student Association, Las Vegas Freethought Society, The Humanist Community, Humanists of Houston, Humanist Association of the Greater Sacramento; and Melvin S. Limpan, Washington, D.C., for Appignani Humanist Legal Centerl, As Amicus Curiae in Support of Plaintiffs-Appellees.
Before DOROTHY W. NELSON, STEPHEN REINHARDT, and CARLOS T. BEA, Circuit Judges.
Opinion by Judge BEA; Dissent by Judge REINHARDT.
BEA, Circuit Judge:
I. Introduction
We are called upon to decide whether the teacher-led recitation of the Pledge of Allegiance to the Flag of the United States of America, and to the Republic for which it stands, by students in public schools constitutes an establishment of religion prohibited by the United States Constitution. We hold it does not; the Pledge is constitutional.
The Pledge of Allegiance serves to unite our vast nation through the proud recitation of some of the ideals upon which our Republic was founded and for which we continue to strive: one Nation under Godโthe Founding Fathersโ belief that the people of this nation are endowed by their Creator with certain inalienable rights; indivisibleโalthough we have individual states, they are united in one Republic; with libertyโthe government cannot take away the peopleโs inalienable rights; and justice for allโeveryone in America is entitled to โequal justice under the lawโ (as is inscribed above the main entrance to our Supreme Court). Millions of people daily recite these words when pledging allegiance to the United States of America:
I pledge allegiance to the Flag of the United States of America, and to the Republic for which it stands, one Nation under God, indivisible, with liberty and justice for all.
Pursuant to
Plaintiff Jan Roe is a self-proclaimed atheist whose child, RoeChild-2, attends elementary school in the School District. Roe filed suit alleging that the words โunder Godโ in the Pledge offend her belief that there is no God, interfere with her right to direct her childโs upbringing, and indoctrinate her child with the belief that God exists. The parties have stipulated
Plaintiffs challenge the School Districtโs policy as constituting a violation of the Establishment Clause: โCongress shall make no law respecting an establishment of religion.โ
The Pledge reflects many beliefs held by the Founding Fathers of this countryโthe same men who authored the Establishment Clauseโincluding the belief that it is the people who should and do hold the power, not the government. They believed that the people derive their most important rights, not from the government, but from God:
We hold these truths to be self-evident, that all men are created equal, that they are endowed by their Creator with certain unalienable Rights, that among these are Life, Liberty and the pursuit of Happiness.
The Declaration of Independence, 1 U.S.C. ยง XLIII (1776) (emphasis added). The Founders did not see these two ideasโthat individuals possessed certain God-given rights which no government can take away, and that we do not want our nation to establish a religionโas being in conflict.
Not every mention of God or religion by our government or at the governmentโs direction is a violation of the Establishment Clause. See Lynch v. Donnelly, 465 U.S. 668, 673 (1984) (โNor does the Constitution require complete separation of church and state; it affirmatively mandates accommodation, not merely tolerance, of all religions, and forbids hostility toward any.โ). The Supreme Court has upheld several government actions that contained a religious element against Establishment Clause claims: a display of the Ten Commandments on the Texas State Capitol grounds;1 the display of a Chanukah menorah outside a City-County Building;2 the display of a Nativity scene in a public Christmas display;3 a state legislatureโs practice of opening each day with a prayer led by a chaplain paid with state funds;4 a stateโs property tax exemption for religious organizations;5 and a townshipโs program for reimbursing parents for the cost of transporting their children to parochial schools.6 Each of these cases involved religion. But taken in context, none of the government actions violated the Establishment Clause.
The plaintiffs and the dissent focus solely on the words โunder Godโ in isolation,
The Supreme Court has agreed the Pledge is a โpatriotic exercise designed to foster national unity and pride.โ Elk Grove Unified Sch. Dist. v. Newdow, 542 U.S. 1, 6 (2004). Even the dissent agrees on this determinative point. Dissent at 4040 (โ[T]he recitation of the Pledge both as originally written and as amended is a patriotic exercise....โ). The question about which we disagree is whether this patriotic activity is turned into a religious activity because it includes words with religious meaning.
We hold that the Pledge of Allegiance does not violate the Establishment Clause because Congressโ ostensible and predominant purpose was to inspire patriotism and that the context of the Pledgeโits wording as a whole, the preamble to the statute, and this nationโs historyโdemonstrate that it is a predominantly patriotic exercise. For these reasons, the phrase โone Nation under Godโ does not turn this patriotic exercise into a religious activity.
Accordingly, we hold that Californiaโs statute requiring school districts to begin the school day with an โappropriate patriotic exerciseโ does not violate the Establishment Clause even though it permits teachers to lead students in recitation of the Pledge.
II. The Procedural History of this Case
This is not the first time the Pledge has been challenged in our Circuit. In 2000, Newdow brought a similar Establishment Clause challenge against the Elk Grove Unified School Districtโs policy requiring teachers to lead their classes in the recitation of the Pledge. Newdow v. United States Congress, 2000 WL 35505916, at *1 (E.D.Cal. July 21, 2000). The district court rejected Newdowโs challenge and dismissed his complaint. Id.
A divided panel of this Circuit reversed. Newdow v. United States Congress, 292 F.3d 597 (9th Cir.2002) (โNewdow Iโ). In its opinion, the panel held Newdow had standing as a parent to challenge Elk Groveโs Pledge-recitation policy, because the policy interfered with his right to direct his daughterโs religious upbringing. Id. at 602. Over Judge Fernandezโs dissent, the majority (of which Judge Reinhardt was a member) held Elk Groveโs policy violated the Establishment Clause. Id. at 612.
Following the panelโs decision in Newdow I, the mother of Newdowโs daughter intervened in the case to challenge Newdowโs standing to sue on the basis that a California Superior Court had awarded her sole legal custody of the daughter. Newdow v. United States Congress, 313 F.3d 500, 502 (9th Cir.2002) (โNewdow IIโ). The panel held the custody order did not deprive Newdow of standing to challenge the Elk Grove Pledge-recitation policy, even though he had lost custody of his daughter. Id. at 502-03.
The panel then issued an order amending its opinion in Newdow I and denying panel rehearing and rehearing en banc. Newdow v. United States Congress, 328 F.3d 466 (9th Cir.2003) (โNewdow IIIโ). The amended opinion did not reach the question whether the Pledge was constitutional and instead invalidated, again over Judge Fernandezโs dissent, only the Elk Grove School Districtโs policy. Id. at 490. Nine judges of our Circuit dissented from the denial of rehearing en banc. See Newdow III, 328 F.3d at 471, 482.
The Supreme Court of the United States reversed. Elk Grove, 542 U.S. at 5. The Court held that Newdow, as a noncustodial parent with interests potentially adverse to those of his daughter, failed to satisfy the requirements of โprudential standing, which embodies judicially self-imposed limits on the exercise of federal jurisdiction.โ Id. at 11 (citation and internal quotation marks omitted). Accordingly, the Court held the Newdow III panel erred by reaching the merits of Newdowโs Establishment Clause challenge. Id. at 17.
Plaintiffs, including Jan Roe who has full custody of her daughter, filed this action contending the teacher-led recitation of the Pledge in California public schools violates the Establishment Clause. Newdow v. United States Congress, 383 F.Supp.2d 1229 & n. 1 (E.D.Cal.2005) (โNewdow IVโ).
The district court dismissed the majority of plaintiffsโ claims. As to the plaintiffsโ Establishment Clause claim against the recitation of the Pledge in the School District, the district court held this courtโs decision in Newdow III remained binding
III. Standard of Review
We review a district courtโs grant of a permanent injunction for abuse of discretion. Biodiversity Legal Found. v. Badgley, 309 F.3d 1166, 1176 (9th Cir. 2002). However, we review legal questions underlying the district courtโs grant of injunctive relief de novo. Id. Whether a statute violates the Establishment Clause is a question of law we review de novo. Vasquez v. Los Angeles County, 487 F.3d 1246, 1254 (9th Cir.2007).
IV. Standing
It is important to distinguish exactly which statutes are challenged on appeal and which are not. Only
Even though Plaintiffs do not assert they have standing to challenge the 1954 Amendment, the Dissent assumes they do. Plaintiffs do not have standing to challenge the 1954 Amendment because no federal statute requires plaintiffs to recite the Pledge. Even under the School Districtโs Policy, children โmay choose not to participate in the flag salute for personal reasonsโ or they can simply omit any words they find offensive.
To satisfy standing requirements, a plaintiff must prove: โ(1) he has suffered an โinjury in factโ that is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) the injury is fairly traceable to the challenged action of the defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.โ Friends of the Earth, Inc. v. Laidlaw Envtโl Servs. (TOC), Inc., 528 U.S. 167, 180-81 (2000) (citing Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61 (1992)).
Plaintiffs are unable to show the 1954 amendment causes them to suffer any concrete and particularized injury because nothing in the Pledge actually requires anyone to recite it. To the contrary, however, because the Pledge does not mandate that anyone say it, Newdow has no personal injury to contest its wording in the courts. Rather, his remedy must be through the legislative branch.
Instead of a particularized injury, plaintiffs would, at most, be asserting โgeneralized grievances more appropriately addressed in the representative branchesโ, which do not confer standing. Allen v. Wright, 468 U.S. 737, 751 (1984); see also Val-ley Forge Christian College v. Americans United for Separation of Church & State, Inc., 454 U.S. 464, 489-90 n. 26 (1982). Additionally, the 1954 Amendment did not involve Congressโ power to tax and spend,
V. The Lemon Test
We turn now to the merits of the plaintiffsโ Establishment Clause claims.8 There are three possible tests for determining whether a statute violates the Establishment Clauseโthe Lemon test, the Endorsement test and the Coercion Test. We examine each in turn.
Plaintiffs contend the School Districtโs policy violates the Establishment Clause test announced in Lemon v. Kurtzman, 403 U.S. 602 (1971), commonly known as the โLemon test.โ Although the Lemon test has been widely criticized, our court has reaffirmed its continuing vitality. See Card v. City of Everett, 520 F.3d 1009, 1013 (9th Cir.2008); Access Fund v. USDA, 499 F.3d 1036, 1042 (9th Cir.2007) (โThe Lemon test remains the benchmark to gauge whether a particular government activity violates the Establishment Clause.โ).
Under the Lemon test, to be constitutional (1) the challenged governmental action must have a secular purpose; (2) โits principal or primary effect must be one that neither advances nor inhibits religionโ; and (3) it โmust not foster an excessive government entanglement with religion.โ Lemon, 403 U.S. at 612-13 (citations and internal quotation marks omitted). The School Districtโs Policy must satisfy all three prongs of the Lemon test. Under each prong of this test, we first examine
VI. California Education Code ยง 52720 and the School Districtโs Policy Are Constitutional under the Lemon test.
In every public elementary school each day during the school year at the beginning of the first regularly scheduled class or activity period at which the majority of the pupils of the school normally begin the school day, there shall be conducted appropriate patriotic exercises. The giving of the Pledge of Allegiance to the Flag of the United States of America shall satisfy the requirements of this section.
In every public secondary school there shall be conducted daily appropriate patriotic exercises. The giving of the Pledge of Allegiance to the Flag of the United States of America shall satisfy such requirement. Such patriotic exercises for secondary schools shall be conducted in accordance with the regulations which shall be adopted by the governing board of the district maintaining the secondary school.
To comply with
Patriotic Exercises
Each school shall conduct patriotic exercises daily. At elementary schools, such exercises shall be conducted at the beginning of each school day. The Pledge of Allegiance to the flag will fulfill this requirement. (
Education Code ยง 52720 )Individuals may choose not to participate in the flag salute for personal reasons.
All parties agree that the โostensible and predominantโ purpose of both
Lemonโs second prong is also met. The effect of
Plaintiffs also concede that Lemonโs third prong, โexcessive [governmental] entanglementโ with religion, is not violated by
VII. The Pledge of Allegiance Is Constitutional under the Lemon test.
Because the School Districtโs Policy states that recitation of the Pledge will fulfill the policy, we also examine the Pledge itself. We begin our analysis with the least controversial elements of the Lemon test in this case.
A. The Pledge does not involve any excessive entanglement with religion.
Plaintiffs concede that the Pledge does not violate Lemonโs third prong, โexcessive [governmental] entanglementโ with religion, and we agree. There is no excessive entanglement with religion. Lemon, 403 U.S. at 612-13.
B. The primary or principal effect of the Pledge is neither to advance nor inhibit religion.
The Supreme Court has said the Pledge is a โcommon public acknowledgment of the ideals that our flag symbolizes. Its recitation is a patriotic exercise designed to foster national unity and pride in those principles.โ Elk Grove, 542 U.S. at 6. The Pledge also has the permissible secular effect of promoting an appreciation of the values and ideals that define our nation. The recitation of the Pledge is designed to evoke feelings of patriotism, pride, and love of country, not of divine fulfillment or spiritual enlighten-
Next, we turn to the hotly contested issue in this case, whether Congressโ purpose in enacting the Pledge of Allegiance was predominantly patriotic or religious.
C. Congressโ purpose in enacting the Pledge of Allegiance was patriotic.
Under Lemonโs first prong, governmental action is unconstitutional only if it has the โostensible and predominant purpose of advancing religion.โ McCreary County, 545 U.S. at 860. We must defer to the governmentโs articulation of a secular purpose, of which patriotism is one; however, the governmentโs stated purpose must be sincere, not a sham. Edwards v. Aguillard, 482 U.S. 578, 586-87 (1987).
In 2002, Congressโ purpose in reaffirming the Pledge by enacting
1. We must examine the Pledge as a whole.
When it comes to testing whether words and actions are violative of the Establishment Clause, context is determinative. The dissent analyzes only the words โunder Godโ, instead of analyzing the context in which those words appear.9 The Supreme Court has specifically rejected such a limited analysis: โ[the dissenting Justices] would cut context out of the inquiry, to the point of ignoring history, no matter what bearing it actually had on the significance of current circumstances. There is no precedent for [their] arguments, or reason supporting them.โ McCreary County, 545 U.S. at 864. Further, โ[t]he eyes that look to purpose belong to an โobjective observerโ ... one presumed to be familiar with the history of the governmentโs actions and competent to learn what history has to show.โ Id. at 864-66 (quoting Santa Fe Indep. Sch. Dist. v. Doe, 530 U.S. 290, 308 (2000)).
The dissent suggests that we should look only at the 1954 textual amendments to the Pledge. See Dissent at 1064-65, 1079-80. We disagree. Wallace looked not only to the textual difference between two statutes, but also to the legislative record surrounding the second statute, to the statuteโs sponsorโs testimony before the district court, and to the information Governor Wallace supplied in his answer to plaintiff Jaffreeโs complaint, and to the character of a statute on a similar topic passed one year later. Wallace, 472 U.S. at 56-60. Following Wallaceโs holistic approach, we must examine the relevant history.
In the previous case brought by Newdow, the Supreme Court recognized why we pledge allegiance to the flag:
The very purpose of a national flag is to serve as a symbol of our country, and of its proud traditions of freedom, of equal opportunity, of religious tolerance, and of good will for other peoples who share our aspirations. As its history illustrates, the Pledge of Allegiance evolved as a common public acknowledgment of the ideals that our flag symbolizes. Its recitation is a patriotic exercise designed to foster national unity and pride in those principles.
Elk Grove, 542 U.S. at 5 (internal citations and quotation marks omitted).
The Supreme Court has held prayers, invocations and other overtly religious activities in public school violate the Establishment Clause. A student-led prayer before high school football games;10 a prayer delivered by a clergyman in a high school graduation ceremony;11 a period of silence in a public school for โmeditation or voluntary prayer;โ12 a required Bible reading before each school day;13 and a daily prayer14 all have been invalidated by the Supreme Court as unconstitutional school-sponsored religious exercises.
All of the religious exercises invalidated in those cases shared a fundamental characteristic absent from the recitation of the Pledge: the exercise, observance, classroom lecture, or activity was predominantly religious in natureโa prayer, invocation, petition, or a lecture about โcreation science.โ15
The dissent states that the mere recitation of โunder Godโ in the Pledge is an affirmation that God exists: it โrequires affirmation of a belief and an attitude of mindโ to which young Roe does not subscribe: a belief that God exists and is watching over our nation.โ Dissent at 1075-76 (quoting W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 633 (1943)). If in fact the students were required to say the Pledge, the dissent would have a valid point. But the California legislature has already taken this consideration into account by allowing anyone not to say the Pledge, or hear the Pledge said, for any personal reason. What is at issue is not saying the Pledge or affirming a belief in God. What is at issue is whether Roechild can prevent other students, who have no such objection, from saying the Pledge.
In contending the Pledge is an unconstitutional religious exercise, plaintiffs erroneously fixate solely on the words โunder Godโ and disregard the context in which those words appear. True, the words โunder Godโ have religious significance. This, however, does not convert the Pledge into a prayer or other religious exercise. As the Supreme Court has explained, โFocus exclusively on the religious component of any activity would inevitably lead to its invalidation under the Establishment Clause.โ Lynch, 465 U.S. at 680. Under the dissentโs rationale, every government action that had any religious component to it would violate the Establishment Clause. But that is clearly not the case, as the Supreme Court has repeatedly told us. See also discussion at pages 1075-76 supra.
Where the very same religious symbols are displayed for traditional cultural purposes and in a context evoking themes and values other than religion, they have been found not to violate the Establishment Clause. See Van Orden v. Perry, 545 U.S. 677, 681 (2005) (upholding a Ten Commandments display on state capitol grounds among other historical monuments); Lynch, 465 U.S. at 670-71, 680, 687 (upholding a crรจche displayed as just one part of a cityโs annual Christmas display because the crรจche depicted the โhistorical origins of this traditional event long recog-
The Supreme Courtโs most recent pronouncements on the Establishment Clause, Van Orden and McCreary County, are instructive on the importance of context. Van Orden and McCreary County were decided on the same day in 2005. Although a display containing the Ten Commandments was at issue in both cases, the Court upheld the display in Van Orden, but invalidated it in McCreary County. The words displayed were the same, but the context made all the difference:
On the one hand, the Commandmentsโ text undeniably has a religious message, invoking, indeed emphasizing, the Deity. On the other hand, focusing on the text of the Commandments alone cannot conclusively resolve this case. Rather, to determine the message that the text here conveys, we must examine how the text is used. And that inquiry requires us to consider the context of the display.
Van Orden, 545 U.S. at 700-01 (Breyer, J., concurring) (emphasis in original).
The Ten Commandments display in Van Orden was in a state park that contained both religious and secular monuments and historical markers. Van Orden, 545 U.S. at 681. In contrast, the Ten Commandments display in a Kentucky courthouse appeared alone and thus the โunstinting focus was on religious passages.โ McCreary County, 545 U.S. at 870. Only after the display was challenged did the County add other displays to the area. Id. As we discuss, infra at page 3896, fn. 19, the 2002 Act is distinguishable from the actions of McCreary County.
Just as the text of the Ten Commandments display may be constitutional in one context but not the other, the word โGodโ may violate the Establishment Clause when placed in one context, but not another. For example, a school districtโs policy requiring teachers to lead students in reciting, โWe give thanks to You, Lord, for keeping us alive, sustaining us and allowing us to reach this special, happy occasion,โ constitutes a prayer or religious exercise violative of the Establishment Clause. Lee, 505 U.S. at 582 (citation and internal quotation marks omitted). There, the word โLord,โ like the Ten Commandments display in McCreary County, is placed in a wholly religious context and is surrounded by words whose โunstinting focusโ are religious. Not so, the same word โLordโ on the granite monument in Van Orden, surrounded by other monuments and historical objects.16 Likewise, the phrase โone Nation under Godโ in the Pledge appears as part of a pledge of allegiance to โthe Flag of the United States of America, and to the Republic for which it stands,โ not a personal pledge of
Nevertheless, the dissent would have us ignore the wording of the Pledge as a whole to focus only on one portion of the Pledge, the portion plaintiffs find objectionable, because in Wallace v. Jaffree, the Court examined an amendment to a statute to provide for prayer. We must disagree with the dissent as to its application of Wallace to this case. In Wallace, the parents of public school children challenged an amendment to a state statute which had provided for a moment of silence at the beginning of each day in the public schools. The challenged amendment changed the purpose of the moment of silence from โmeditationโ to โmeditation or voluntary prayer.โ Id. at 58-59 (emphasis added);
Focusing, as we must, on how the text of the statute is used, Van Orden, 545 U.S. at 701 (Breyer, J., concurring), we see that the addition of โor voluntary prayerโ to the statute in Wallace was used to encourage students to participate in a religious exerciseโthe very prayer enacted in
2. The legislative history shows Congress had a predominantly patriotic purpose when it enacted the Pledge.
Lemon mandates our inquiry look to the โplain meaning of the statuteโs words, enlightened by their context and the contemporaneous legislative history [and] the historical context of the statute, ... and the specific sequence of events leading to [its] passage.โ McCreary County, 545 U.S. at 862 (quoting from Edwards, 482 U.S. at 594-95) (alteration in original). The dissent fails to do any of this.
In 2002, Congress reaffirmed the current Pledge, which now includes references to how it is to be recited and which specifically sets forth Congressโ reasons
In determining Congressโ purpose under the Lemon test, โ[t]he starting point in every case involving construction of a statute is the language itself.โ Edwards, 482 U.S. at 597-98 (quoting Blue Chip Stamps v. Manor Drug Stores, 421 U.S. 723, 756 (1975) (Powell, J., concurring)). The primary flaw in the dissentโs reasoning is that, because the secular reasons given directly in the statute do not lead to the dissentโs desired result, the dissent ignores those reasons and instead focuses on the statements of individual legislators making statements in an election year. The Supreme Court has been very clear that we are not to do this:
As an initial matter, the [text of the statute] is a sufficient basis for meeting the secular purpose prong of the Lemon test. See Edwards v. Aguillard, 482 U.S. 578, 586 (1987) ([The] Court โis normally deferential to a [legislative] articulation of a secular purposeโ); Mueller v. Allen, 463 U.S. 388, 394-95 (1983) ([The] Court is โreluctan[t] to attribute unconstitutional motives to the States, particularly when a plausible secular purpose for the Stateโs program may be discerned from the face of the statuteโ). ... Even if some legislators were motivated by a conviction that religious speech in particular was valuable and worthy of protection, that alone would not invalidate the Act, because what is relevant is the legislative purpose of the statute, not the possibly religious motives of the legislators who enacted the law.
Bd. of Educ. of Westside Comm. Sch. v. Mergens, 496 U.S. 226, 248-49 (1990) (emphasis added).
With the 2002 Act, Congress โreaffirmed the exact language that has appeared in the Pledge for decades.โ See
Congress finds the following:
(1) On November 11, 1620, prior to embarking for the shores of America, the Pilgrims signed the Mayflower Compact that declared: โHaving undertaken, for the Glory of God and the advancement of the Christian Faith and honor of our King and country, a voyage to plant the first colony in the northern parts of Virginia,โ.
(2) On July 4, 1776, Americaโs Founding Fathers, after appealing to the โLaws of Nature, and of Natureโs Godโ to justify their separation from Great Britain, then declared: โWe hold these Truths to be self-evident, that all Men are created equal, that they are endowed by their Creator with certain unalienable Rights, that among these are Life, Liberty, and the Pursuit of Happinessโ.
(3) In 1781, Thomas Jefferson, the author of the Declaration of Independence and later the Nationโs third President, in his work titled โNotes on the State of Virginiaโ wrote: โGod who gave us life gave us liberty. And can the liberties of a nation be thought secure when we have removed their only firm basis, a conviction in the minds of the people that these liberties are of the Gift of God. That they are not to be violated but with His wrath? Indeed, I tremble for my country when I reflect that God is just; that his justice cannot sleep forever.โ.
(4) On May 14, 1787, George Washington, as President of the Constitutional Convention, rose to admonish and exhort the delegates and declared: โIf to please the people we offer what we ourselves disapprove, how can we afterward defend our work? Let us raise a standard to which the wise and the honest can repair; the event is in the hand of God!โ.
(5) On July 21, 1789, on the same day that it approved the Establishment Clause concerning religion, the First Congress of the United States also passed the Northwest Ordinance, providing for a territorial government for lands northwest of the Ohio River, which declared: โReligion, morality, and knowledge, being necessary to good government and the happiness of mankind, schools and the means of education shall forever be encouraged.โ.
(6) On September 25, 1789, the First Congress unanimously approved a resolution calling on President George Washington to proclaim a National Day of Thanksgiving for the people of the United States by declaring, โa day of public thanksgiving and prayer, to be observed by acknowledging, with grateful hearts, the many signal favors of Almighty God, especially by affording them an opportunity peaceably to establish a constitution of government for their safety and happiness.โ.
(7) On November 19, 1863, President Abraham Lincoln delivered his Gettysburg Address on the site of the battle and declared: โIt is rather for us to be here dedicated to the great task remaining before usโthat from these honored dead we take increased devotion to that cause for which they gave the last full measure of devotionโthat we here highly resolve that these dead shall not have died in vainโthat this Nation, under God, shall have a new birth of freedomโand that Government of the people, by the people, for the people, shall not perish from the earth.โ.
(8) On April 28, 1952, in the decision of the Supreme Court of the United States in Zorach v. Clauson, 343 U.S. 306, in which school children were allowed to be excused from public schools for religious observances and education, Justice William O. Douglas, in writing for the Court stated: โThe First Amendment, however, does not say that in every and all respects there shall be a separation of Church and State. Rather, it studiously defines the manner, the specific ways, in which there shall be no concern or union or dependency one on the other. That is the common sense of the matter. Otherwise the State and religion would be aliens to each otherโhostile, suspicious, and even unfriendly. Churches could not be required to pay even property taxes. Municipalities would not be permitted to render police or fire protection to religious groups. Policemen who helped parishioners into their places of worship would violate the Constitution. Prayers in our legislative halls; the appeals to the Almighty in the messages of the Chief Executive; the proclamations making Thanksgiving Day a holiday; โso help me Godโ in our courtroom oathsโthese and all other references to the Almighty that run through our laws, our public rituals, our ceremonies would be flouting the First Amendment. A fastidious atheist or agnostic could even object to the supplication with which the Court opens each session: โGod save the United States and this Honorable Court.โ โ.
(9) On June 15, 1954, Congress passed and President Eisenhower signed into law a statute that was clearly consistent with the text and intent of the Constitution of the United States, that amended the Pledge of Allegiance to read: โI pledge allegiance to the Flag of the United States of America and to the Republic for which it stands, one Nation under God, indivisible, with liberty and justice for all.โ.
(10) On July 20, 1956, Congress proclaimed that the national motto of the United States is โIn God We Trustโ, and that motto is inscribed above the main door of the Senate, behind the Chair of the Speaker of the House of Representatives, and on the currency of the United States.
(11) On June 17, 1963, in the decision of the Supreme Court of the United States in Abington School District v. Schempp, 374 U.S. 203, in which compulsory school prayer was held unconstitutional, Justices Goldberg and Harlan, concurring in the decision, stated: โBut untutored devotion to the concept of neutrality can lead to invocation or approval of results which partake not simply of that noninterference and noninvolvement with the religious which the Constitution commands, but of a brooding and pervasive
devotion to the secular and a passive, or even active, hostility to the religious. Such results are not only not compelled by the Constitution, but, it seems to me, are prohibited by it. Neither government nor this Court can or should ignore the significance of the fact that a vast portion of our people believe in and worship God and that many of our legal, political, and personal values derive historically from religious teachings. Government must inevitably take cognizance of the existence of religion and, indeed, under certain circumstances the First Amendment may require that it do so.โ.
(12) On March 5, 1984, in the decision of the Supreme Court of the United States in Lynch v. Donnelly, 465 U.S. 668, 104 S.Ct. 1355, 79 L.Ed.2d 604 (1984), in which a city governmentโs display of a nativity scene was held to be constitutional, Chief Justice Burger, writing for the Court, stated: โThere is an unbroken history of official acknowledgment by all three branches of government of the role of religion in American life from at least 1789 ... [E]xamples of reference to our religious heritage are found in the statutorily prescribed national motto โIn God We Trustโ (
(13) On June 4, 1985, in the decision of the Supreme Court of the United States in Wallace v. Jaffree, 472 U.S. 38, 105 S.Ct. 2479, 86 L.Ed.2d 29 (1985), in which a mandatory moment of silence to be used for meditation or voluntary prayer was held unconstitutional, Justice OโConnor, concurring in the judgment and addressing the contention that the Courtโs holding would render the Pledge of Allegiance unconstitutional because Congress amended it in 1954 to add the words โunder God,โ stated โIn my view, the words โunder Godโ in the Pledge, as codified at (
(14) On November 20, 1992, the United States Court of Appeals for the 7th Circuit, in Sherman v. Community Consolidated School District 21, 980 F.2d 437 (7th Cir.1992), held that a school districtโs policy for voluntary recitation of the Pledge of Allegiance including the words โunder Godโ was constitutional.
(15) The 9th Circuit Court of Appeals erroneously held, in Newdow v. U.S. Congress (9th Cir. June 26, 2002), that the Pledge of Allegianceโs use of the express religious reference โunder Godโ violates the First Amendment to the Constitution, and that, therefore, a school districtโs policy and practice of
(16) The erroneous rationale of the 9th Circuit Court of Appeals in Newdow would lead to the absurd result that the Constitutionโs use of the express religious reference โYear of our Lordโ in Article VII violates the First Amendment to the Constitution, and that, therefore, a school districtโs policy and practice of teacher-led voluntary recitations of the Constitution itself would be unconstitutional.
These findings make it absolutely clear that Congress in 2002 was not trying to impress a religious doctrine upon anyone. Rather, they had two main purposes for keeping the phrase โone Nation under Godโ in the Pledge: (1) to underscore the political philosophy of the Founding Fathers that God granted certain inalienable rights to the people which the government cannot take away; and (2) to add the note of importance which a Pledge to our Nation ought to have and which in our culture ceremonial references to God arouse.
The dissent contends that we must ignore the 2002 reaffirmation in its entirety. See Dissent at 1064-68. But the Supreme Court has rejected this mode of analysis. Again, โ[t]he eyes that look to purpose belong to an objective observer ... competent to learn what history has to show,โ McCreary County, 545 U.S. at 862-66, 125 S.Ct. 2722 (quotations and citations removed), and our observerโs competence will not suddenly fail her when she is presented with the most recent legislative history of
Even if the dissent were correct that the focus of our inquiry should be the 1954 amendments to the text of the Pledge, Wallace makes clear that the 2002 reaffirmation would still be relevant. In Wallace, the Court determined whether a school prayer statute had a secular purpose by looking at, among other things, the โcharacterโ of a subsequent statute, passed a year later, which the Court described as a โsequelโ to the statute at issue. Wallace, 472 U.S. at 58, 105 S.Ct. 2479. Determining the purpose of the Pledge requires understanding the history of the Pledge, and any such history is incomplete without the 2002 reaffirmation.
3. History supports Congressโ view of the Pledge.
Not only must we examine the words โunder Godโ in the context of the rest of the Pledge, we must also examine them in the context of history. Without knowing the history behind these words, one might well think the phrase โone Nation under Godโ could not be anything but religious. History, however, shows these words have an even broader meaning, one grounded in philosophy and politics and reflecting many events of historical significance.
The words โunder Godโ were added to the Pledge of Allegiance in 1954 in response to the oppressive governments forming around the World. Congress wanted to emphasize that in America, the governmentโs power is limited by a higher power. But to understand this concept, we must look back to the beginning of our nation.
Among the โself-evident truthsโ the Framers believed was the concept that all people are entitled to certain inalienable rights given to them by the โLaws of Nature and Natureโs Godโ and that the purpose of government should be โto secure these rights.โ In the monarchies of Europe, it was believed that God gave the King his power, and the people had only such limited rights as the King graciously bestowed upon them. When drafting the Establishment and Free Exercise Clauses
[T]o the men who wrote the Religion Clauses of the First Amendment the โestablishmentโ of a religion connoted sponsorship, financial support, and active involvement of the sovereign in religious activity. In England, and in some Colonies at the time of the separation in 1776, the Church of England was sponsored and supported by the Crown as a state, or established, church; in other countries โestablishmentโ meant sponsorship by the sovereign of the Lutheran or Catholic Church. See Engel v. Vitale, 370 U.S., at 428 n. 10, 82 S.Ct., at 1265. See generally C. Antieau, A. Downey, & E. Roberts, Freedom from Federal Establishment (1964). The exclusivity of established churches in the 17th and 18th centuries, of course, was often carried to prohibition of other forms of worship.
Walz v. Tax Commโn, 397 U.S. 664, 667, 90 S.Ct. 1409, 25 L.Ed.2d 697 (1970); see also Everson v. Bd. of Educ., 330 U.S. at 8-11, 67 S.Ct. 504 (โA large proportion of the early settlers of this country came here from Europe to escape the bondage of laws which compelled them to support and attend government favored churches. The centuries immediately before and contemporaneous with the colonization of America had been filled with turmoil, civil strife, and persecutions, generated in large part by established sects determined to maintain their absolute political and religious supremacy.... In efforts to force loyalty to whatever religious group happened to be on top and in league with the government of a particular time and place, men and women had been fined, cast in jail, cruelly tortured, and killed.โ).
In contrast, the Framers believed that God endowed people with certain inalienable rights, rights no government could take away and no church could regulate. These rights were inalienable by the government because they were derived from a source more powerful than, and entitled to more respect than, the governmentโeven a democratically elected government. The government could regulate only those rights the people gave to the government. This fundamental debateโwhether government has only limited rights given to it by the people, or whether the people have only limited rights given to them by the governmentโremains one of the crucial debates around the world to this day. Whether government is limited or unlimited has a profound impact on peopleโs day-to-day lives. For instance, if the police arrest an individual, in many countries, the only question is whether there is a law forbidding the arrest. If there is no such law, the arrest is legal because the government is all powerful and not to be questioned. In America, the question is what law allows the police to arrest the person. If there is no such law, then the arrest is unlawful and the person can petition the courts to be released because the government has only such power as the people have chosen to give it through their elected representatives.
In 1776, limited government was a rare concept. If the new government of this nation would have only limited powers, what authority limited these powers? If the people would retain certain rights that did not emanate from the government, whence came those rights? The Framers referred to the source of the peopleโs rights as the โCreator,โ the โSupreme Judge,โ and โNatureโs God.โ The Declaration of Independence,
Long before this nation could be founded, the Framers had to convince the people in the American colonies that their individual rights were important enough to start a war. Important enough to die for. Important enough to send their sons to die for. We must remember the Framers urged a rationale for committing treason against Great Britain. For this, they needed to draw upon every weapon in their intellectual arsenal. They needed to call upon divine inspiration, as so many armies before them had.22
Alexander Hamilton argued in February 1775, โThe sacred rights of mankind are not to be rummaged for among old parchments or musty records. They are written, as with a sunbeam, in the whole volume of human nature, by the hand of the Divinity himself, and can never be erased or obscured by mortal power.โ Alexander Hamilton, The Farmer Refuted (1775).
And so when the Second Continental Congress of the United States met on July 4, 1776, the original thirteen states sought to convince not only the Colonists, but also the world that a higher power granted rights directly to the people, who would in turn grant only limited powers to their new government:
When in the Course of human events, it becomes necessary for one people to dissolve the political bands which have connected them with another, and to assume among the powers of the earth, the separate and equal station to which the Laws of Nature and of Natureโs God entitle them,23 a decent respect to the opinions of mankind requires that they should declare the causes which impel them to the separation.
We hold these truths to be self-evident, that all men are created equal, that they are endowed by their Creator with certain unalienable Rights, that among
The Declaration of Independence,
โThe Declaration of Independence was the promise; the Constitution was the fulfillment.โ24 The Constitution fulfilled the promise of the Declaration by creating a government of limited powers. The government was divided into three coequal but separate branches that would check and balance one another to ensure the government remained limited, and the peopleโs rights secure.
While the Revolutionary War was waged against the abusive King of Great Britain, the Civil War was waged against abusive State governments.25 Many abolitionists asserted that slaves were also endowed by the Creator with certain inalienable rights that could not be taken away by the government. During his Gettysburg Address, President Abraham Lincoln called upon this higher power, using the very same phraseโโnation, under Godโโto describe a belief in equality and limited government:
[T]he great task remaining before usโthat from these honored dead we take increased devotion to that cause for which they gave the last full measure of devotionโthat we here highly resolve that these dead shall not have died in vainโthat this nation, under God, shall have a new birth of freedomโand that government of the people, by the people, for the people, shall not perish from the earth.
Abraham Lincoln, The Gettysburg Address (Nov. 19, 1863) (emphasis added).
The original Pledge of Allegiance was drafted by Frances Bellamy in 1892: โI pledge allegiance to my Flag and the Republic for which it stands: one Nation indivisible,26 with Liberty and Justice for all.โ Elk Grove Unified Sch. Dist. v. Newdow, 542 U.S. 1, 6, 124 S.Ct. 2301, 159 L.Ed.2d 98 (2004). It was published in a national youth magazine commemorating the 400th anniversary of Christopher Columbusโ arrival in America. Id.
During World War II, Congress formally codified the Pledge of Allegiance. Unlike Bellamyโs version, the 1942 Pledge referred expressly to the United States of America because there was a worry that a Pledge to โmy Flagโ would allow those who sympathized with other nations to appear to be supporting America, while secretly supporting Germany, Japan, or the like: โI pledge allegiance to the flag of the United States of America and to the Republic for which it stands, one Nation indivisible, with liberty and justice for all.โ Id. (citation and internal quotation marks omitted). Pub.L. No. 623, Ch. 435, ยง 7, 56 Stat. 380 (1942) (codified at
In the early 1950s America became involved in the war waged between North and South Korea. North Korea was aided by the communist regimes of the Soviet Union and China, while South Korea was aided by the United Nations, including the
In 1954, during the escalating Cold War with North Korea, the Soviet Union and other communist countries, Congress further amended the Pledge by changing the phrase โone Nation indivisibleโ to โone Nation under God, indivisible.โ Pub.L. No. 396, Ch. 297, 68 Stat. 249 (1954). The words โunder Godโ were added as a description of โone Nationโ primarily to reinforce the idea that our nation is founded upon the concept of a limited government, in stark contrast to the unlimited power exercised by communist forms of government. In adding the words โunder Godโ to the Pledge, Congress reinforced the belief that our nation was one of individual liberties granted to the people directly by a higher power:
At this moment of our history the principles underlying our American Government and the American way of life are under attack by a system whose philosophy is at direct odds with our own. [O]ur American Government is founded on the concept of the individuality and the dignity of the human being. Underlying this concept is the belief that the human person is important because he was created by God and endowed by Him with certain inalienable rights which no civil authority may usurp.
H.R.Rep. No. 83-1693, 1954 U.S.C.C.A.N. 2339, 2340 (May 28, 1954). The House Report adopted this statement from Representative Rabaut:
By the addition of the phrase โunder Godโ to the pledge, the consciousness of the American people will be more alerted to the true meaning of our country and its form of government. In this full awareness we will, I believe, be strengthened for the conflict now facing us and more determined to preserve our precious heritage.
More importantly, the children of our land, in the daily recitation of the pledge in school, will be daily impressed with a true understanding of our way of life and its origins. As they grow and advance in this understanding, they will assume the responsibilities of self-government equipped to carry on the traditions that have been given to us.
Id. at 2341.27
Undoubtedly, as the dissent sets forth in great detail, some members of Congress
The dissent points to instances where individual Congressmen proclaimed, as politicians often do in election years, the obvious religious elements of the amendment. But we are called upon to discern Congressโ ostensible and predominant purpose, not the purpose of an individual. See McCreary County, 545 U.S. at 867-68, 125 S.Ct. 2722. That purpose is not the statement of one or more individual members of Congress, but what the committees putting forth the amendment actually stated and, more important, what the text of the statute says. Id.; Mergens, 496 U.S. at 248-49, 110 S.Ct. 2356.
One related point is important. The dissent attributes one meaning to the words โunder Godโ and proclaims that is the end of the inquiry. We are called upon to discern Congressโ purpose. We first stated what we thought the purpose of the words was in Newdow III. Congress thought we misinterpreted its purpose. See page 3903 supra. Thus, Congress set forth its reasons in detail in the 2002 Act.
Another related point is that:
It cannot be the case that Congress may override a constitutional decision by simply rewriting the history upon which it is based. For instance, Congress surely cannot negate the effect of a Fourth Amendment decision by penning its own account of the scope of lawful searches at the time of the Founding. Cf. Florida v. White, 526 U.S. 559, 563-64, 119 S.Ct. 1555, 143 L.Ed.2d 748 (1999) (โIn deciding whether a challenged governmental action violates the [Fourth] Amendment, we have taken care to inquire whether the action was regarded as an unlawful search and seizure when the Amendment was framed.โ).
United States v. Enas, 255 F.3d 662, 675 (9th Cir.2001) (en banc). This principle applies when Congress is trying to rewrite history, not when Congress is trying to clarify our misunderstanding of its own purpose in enacting a statute. The 2002 Congress made it clear that we had misunderstood Congressโ purpose in our ruling in Newdow III. It was thus perfectly appropriate for a different Congress to clari-
The dissent calls the 2002 Congressโ purpose a sham but does not point to even one place where Congress is incorrect in its recitation of history. The dissent disregards the fact that the Supreme Court has also recognized that the Foundersโ religious beliefs are a part of our nationโs history. โThe fact that the Founding Fathers believed devotedly that there was a God and that the unalienable rights of man were rooted in Him is clearly evidenced in their writings, from the Mayflower Compact to the Constitution itself.โ Schempp, 374 U.S. at 213, 83 S.Ct. 1560.
Further, it makes sense that we must examine the purpose of the most recent Congressional enactment, since under the Lemon test we are required to examine purpose.29 Otherwise, a perfectly valid measure, with a predominantly secular effect, as is the Pledge, would forever be banned by the politically motivated statements of some legislators (or even someone who is not in the legislature, like Re-
verend Docherty). The dissentโs analysis would grant a hecklerโs veto to anyone who made just enough noise in support of an enactment so as to defeat an otherwise valid measure. That is not the law.
4. Secular purposes that have a religious component to them can be constitutional.
That certain enactments can have both secular and religious purposes and still be constitutional has been recognized by the Supreme Court. โA religious purpose alone is not enough to invalidate an act of a state legislature. The religious purpose must predominate.โ30 Edwards, 482 U.S. at 599, 107 S.Ct. 2573 (Powell, J., concurring). See also McGowan v. Maryland, 366 U.S. 420, 442, 81 S.Ct. 1101, 6 L.Ed.2d 393 (1961) (โ[T]he โEstablishmentโ Clause does not ban federal or state regulation of conduct whose reason or effect merely happens to coincide or harmonize with the tenets of some or all religions. In many instances, the Congress or state legislatures conclude that the general welfare of society, wholly apart from any religious considerations, demands such regulation.... [T]he fact that [a policy] agrees with the dictates of the Judeo Christian
We must be โreluctant to attribute unconstitutional motivesโ to Congress when the stated purpose of the statute is a plausible secular purpose. Mueller v. Allen, 463 U.S. 388, 394-95, 103 S.Ct. 3062, 77 L.Ed.2d 721 (1983). Both the purposes of inspiring and solemnizing do have a religious element to them. Nevertheless, that does not make them predominantly religious in nature. The Supreme Court has recognized that sometimes a statute has a religious purpose mixed with a secular purpose, and yet the statute does not violate the Establishment Clause. Lynch, 465 U.S. at 680, 104 S.Ct. 1355. Indeed, even in Wallace, both the majority and Justice Powellโs concurrence recognized that a statute can still be constitutional even when the statute has both secular and religious purposes. 472 U.S. at 56 & n. 41, 105 S.Ct. 2479 (majority) (holding that โeven though a statute that is motivated in part by a religious purpose may satisfy the first criterion ... the First Amendment requires that a statute must be invalidated if it is entirely motivated by a purpose to advance religionโ and โa statute must be invalidated if it is entirely motivated by a purpose to advance religion.โ); id. at 64, 105 S.Ct. 2479 (Powell, J., concurring) (โWe have not interpreted the first prong of Lemon, supra, however, as requiring that a statute have โexclusively secularโ objectives.... If such a requirement existed, much conduct and legislation approved by this Court in the past would have been invalidated.โ).
The preamble to the 2002 Act specifically mentions Zorach v. Clauson, 343 U.S. 306, 313, 72 S.Ct. 679, 96 L.Ed. 954 (1952). In Zorach, the plaintiffs brought a challenge under the Establishment Clause to a New York City program releasing children who wanted to attend classes on religion from attendance in public school for part of the day. As is the case here, no student was forced to participate in any religious exercises. Id. at 311-12, 72 S.Ct. 679.31 Similarly, in Marsh v. Chambers, the Court held that the opening of the Nebraska legislatureโs session with a prayer by a chaplain paid for with public funds was simply an acknowledgment of the role that religion played in our nationโs history. Marsh v. Chambers, 463 U.S. 783, 793, 103 S.Ct. 3330, 77 L.Ed.2d 1019 (1983). There, as the Court observed, the nationโs historical practices can outweigh even obvious religious concerns under the Establishment Clause:
We turn then to the question of whether any features of the Nebraska practice violate the Establishment Clause. Beyond the bare fact that a prayer is offered, three points have been made: first, that a clergyman of only one denominationโPresbyterianโhas been selected for 16 years; second, that the chaplain is paid at public expense; and third, that the prayers are in the Judeo-Christian tradition. Weighed against the historical background, these factors do not serve to invalidate Nebraskaโs practice.
Id. at 792-93, 103 S.Ct. 3330 (footnotes omitted).
The dissent would have us strike down the Pledge because it is not exclusively secular, but contains the words โunder God.โ The Lemon test, however, asks whether a challenged statute or governmental action is predominantly religious or secular, not exclusively secular. McCreary County, 545 U.S. at 867-68, 125 S.Ct. 2722. This formulation makes sense because oftentimes what one person considers secular, another considers religious. For instance, even the dissent thinks the 1942 version of the Pledge was secular, yet that was the version challenged in West Virginia State Bd. of Educ. v. Barnette, 319 U.S. 624, 626, 629, 63 S.Ct. 1178, 87 L.Ed. 1628 (1943). Dissent at 4028-29. To the Jehovahโs Witnesses in Barnette, even the version of the Pledge that did not contain the words โunder Godโ violated their religious freedom by causing them to pledge allegiance to something other than God. Id.
In Barnette, Jehovahโs Witnesses challenged a school board regulation requiring students to recite the Pledge and salute the flag, contending that the regulation compelled them to violate their religious prohibition against bowing down to a graven image. 319 U.S. at 626, 629, 63 S.Ct. 1178. Refusal to comply with the mandatory Pledge recitation resulted in the expulsion of the student from school and criminal penalties for his parents for the consequent truancy. Id. at 630, 63 S.Ct. 1178. The school policy did not allow students to opt out for any reason, much less without explanation, as do the schools involved here. The Supreme Court held the school policy mandating recitation of the Pledge violated the Free Speech Clause of the First Amendment, because the policy forced the students, under threat of penalty, to recite the Pledge against their wishes. Id. at 633-34, 642, 63 S.Ct. 1178. The Supreme Court did not, however, go as far as the dissent would here, and strike down the Pledge of Allegiance. The Supreme Court held that as long as recitation of the Pledge was optional, then the Pledge was constitutional. The same principle applies here. This is one of the great principles of our nation, when it comes to participating in non-violent religious exercises, or holding particular religious views: All may, none must.
In the context of the Pledge, the phrase โone Nation under Godโ constitutes a powerful admission by the government of its own limitations.32 Although the phrase also has religious connotations, โone Nation under Godโ in the Pledge is a reference to the historical and political underpinnings of our nation. As Justice Brennan noted, โ[T]he revised pledge of allegiance, for example, may merely recognize the historical fact that our Nation was
In light of the patriotic context in which the phrase โunder Godโ is recited and the historical context in which that phrase has been enacted into law, we hold its voluntary recitation as part of the Pledge by school children, as practiced by the Rio Linda Union School District, does not violate the Establishment Clause.
VIII. The Endorsement Test: The Pledge has neither the purpose nor the effect of endorsing religion.
For the same reasons we find the Pledge does not violate the Lemon test, we similarly find the Pledge does not violate the Endorsement Test, first articulated by Justice OโConnor in her Lynch concurrence and subsequently adopted by a majority of the Court in County of Allegheny, 492 U.S. at 578-79, 109 S.Ct. 3086. Under the Endorsement Test, we look to see whether the challenged governmental action has the purpose or effect of endorsing, favoring, or promoting religion, particularly if it has the effect of endorsing one religion over another. Id. at 593-94, 109 S.Ct. 3086. โEndorsement sends a message to nonadherents that they are outsiders, not full members of the political community.โ Lynch, 465 U.S. at 688, 104 S.Ct. 1355 (OโConnor, J., concurring).
[Under the Endorsement Test,] the question is what viewers may fairly understand to be the purpose of the display. That inquiry, of necessity, turns upon the context in which the contested object appears: A typical museum setting, though not neutralizing the religious content of a religious painting, negates any message of endorsement of that content. County of Allegheny, 492 U.S. at 595, 109 S.Ct. 3086 (internal marks omitted). In other words, under the Endorsement Test, as under the Lemon test, the words โone Nation under Godโ must be analyzed in terms of the context of the Pledge, which the dissent once again fails to do.
Thus, in Wallace v. Jaffree, the Court held Alabamaโs moment-of-silence statute was unconstitutional because it was โenacted ... for the sole purpose of expressing the Stateโs endorsement of prayer activities.โ 472 U.S. at 60, 105 S.Ct. 2479. Similarly, in County of Allegheny, the Court held a nativity display with a banner proclaiming โGloria in Excelsis Deoโ unconstitutional because it was intended to convey the message that the viewer should give glory to God for the birth of Christ, a specifically Christian belief. 492 U.S. at 580, 109 S.Ct. 3086.
Here, in contrast, as analyzed in detail above, both the purpose and effect of the Pledge are that of a predominantly patriotic, not a religious, exercise. The phrase โunder Godโ is a recognition of our Founderโs political philosophy that a power greater than the government gives the people their inalienable rights. Thus, the Pledge is an endorsement of our form of government, not of religion or any particular sect.
The dissent would have us analyze the Pledge in terms of what a child reciting it may or may not understand about the historical significance of the words being recited. But a childโs understanding cannot be the basis for our constitutional analysis. The Supreme Court has expressly rejected this approach: โWe decline to employ Establishment Clause jurisprudence using a modified hecklerโs veto, in which a groupโs religious activity can be proscribed on the basis of what the youngest members of the audience might
โ[B]ecause our concern is with the political community writ large, the endorsement inquiry is not about the perceptions of particular individuals or saving isolated nonadherents from ... discomfort.... It is for this reason that the reasonable observer in the endorsement inquiry must be deemed aware of the history and context of the community and forum in which the [activity takes place].โ
Id. (emphasis added) (quoting Capitol Square Review & Advisory Bd. v. Pinette, 515 U.S. 753, 779-80, 115 S.Ct. 2440, 132 L.Ed.2d 650 (1995) (OโConnor, J., concurring in part and concurring in the judgment)). We recognize some school children who are unaware of its history may perceive the phrase โunder Godโ in the Pledge to refer exclusively to a monotheistic God of a particular religion. A reasonable observer, however, aware of the history and origins of the words in the Pledge would view the Pledge as a product of this nationโs history and political philosophy.
IX. The Coercion Test: The Pledge does not coerce students to support or participate in religion or in a religious exercise.
This brings us to plaintiffsโ next contention, that the recitation of the Pledge in a public school classroom unconstitutionally coerces objecting students into affirming a belief in God. Even though the students in the school are not compelled33 to recite the Pledge by threat of penalty, are they nonetheless coerced into participating in a religious exercise? Relying primarily on the Supreme Courtโs decision in Lee v. Weisman, plaintiffs ask us to find they are.
We agree that the students in elementary schools are being coerced to listen to the other students recite the Pledge. They may even feel induced to recite the Pledge themselves. Although the School Districtโs Policy does not compel them to recite the Pledge, or even to listen to others reciting the Pledge, we recognize that elementary school children are unlikely to walk out of the classroom in protest. But the main distinction is this: Here, the students are being coerced to participate in a patriotic exercise, not a religious exercise. The Pledge is not a prayer and its recitation is not a religious exercise. The students are not being forced to become involuntary congregants listening to a prayer, as they were in Lee, 505 U.S. at 593, 112 S.Ct. 2649.
Children are coerced into doing all sort of things in school, such as learning to read and to solve mathematical problems. What they must not be coerced into doing is to support or participate in religion, or
In Lee v. Weisman, the Supreme Court addressed the constitutionality of an invocation and benediction prayer delivered by a rabbi during a high school graduation ceremony. 505 U.S. at 580, 112 S.Ct. 2649. The prayer contained repeated references and thanks to God and, throughout its opinion, the Court described the prayer as a โreligious exercise.โ See e.g., id. at 580-82, 588, 589, 598, 112 S.Ct. 2649. In analyzing the constitutionality of the prayer, the Lee Court adopted and applied what is now known as the coercion test: โ[A]t a minimum, the Constitution guarantees that government may not coerce anyone to support or participate in religion or its exercise.โ Id. at 587, 112 S.Ct. 2649.34
The Supreme Court, in a divided 5-4 decision, held the prayer failed the coercion test and was unconstitutional. Although attendance at the graduation ceremony was voluntary, the studentsโ participation in an event as important as a high school graduation ceremony was in a โfair and real sense obligatory.โ Id. at 586, 595, 112 S.Ct. 2649. Al-
though the students were not compelled to say the prayers, the students in attendance would nonetheless be indirectly coerced to participate in the religious exercise or at least maintain respectful silence. Id. at 593, 112 S.Ct. 2649.
The Court in Lee, however, expressly confined its holding to religious exercises. โThese dominant facts mark and control the confines of our decision: State officials direct the performance of a formal religious exercise at promotional and graduation ceremonies for secondary schools.โ 505 U.S. at 586, 112 S.Ct. 2649; see also id. at 599, 112 S.Ct. 2649 (โThe sole question presented is whether a religious exercise may be conducted at a graduation ceremony ....โ) (emphasis added).35 The Lee Court noted the Pledge of Allegiance, with โunder Godโ in it by then, was recited at the graduation ceremony before the challenged prayer. Lee, 505 U.S. at 583, 112 S.Ct. 2649. Although not dispositive of our inquiry, we find it telling that the plaintiffs in Lee did not challenge, nor did the Court suggest, the recitation of the Pledge was unconstitutionally coercive. Lee did not rule that every mention of God or religion in public school is unconstitutionally coercive. Other Courts of Appeal examining this issue and applying Lee agree.
The prayers ruled unconstitutional in Lee, Schempp, and Engel ... were viewed by the Court as distinctly religious exercises. It was the religious nature of these activities that gave rise to the concern that nonparticipating students would be indirectly coerced into accepting a religious message. The indirect coercion analysis discussed in Lee, Schempp, and Engel simply is not relevant in cases, like this one, challenging non-religious activities. Even assuming that the recitation of the Pledge contains a risk of indirect coercion, the indirect coercion is not threatening to establish religion, but patriotism.
Myers, 418 F.3d at 408 (emphasis added); see also Elk Grove, 542 U.S. at 31 n. 4, 124 S.Ct. 2301 (Rehnquist, C.J., concurring) (โ[W]hatever the virtues and vices of Lee, the Court was concerned only with โformal religious exercise[s],โ which the Pledge is not.โ (citation omitted)); Sherman, 980 F.2d at 444-47 (holding that the phrase โunder Godโ does not turn the Pledge from a patriotic exercise into a religious exercise, and finding that the state can coerce students into performing such patriotic exercises as reciting the Pledge).
Limiting Leeโs indirect coercion analysis to religious exercises is consistent with the purposes of the Establishment Clause. Where, as here, compulsion to recite is absent, government action respects an establishment of religion only if the government coerces students to engage in a religious exercise. Coercion to engage in a patriotic activity, like the Pledge of Allegiance, does not run afoul of the Establishment Clause. The Supreme Court recognized this distinction in the earliest of the school prayer cases, Engel v. Vitale, 370 U.S. 421, 82 S.Ct. 1261, 8 L.Ed.2d 601 (1962). In Engel, the Court considered a schoolโs policy directing children to say aloud a prayer written by state officials. The Court found this policy violated the Establishment Clause because โ[the] program of daily classroom invocation of Godโs blessings as prescribed in the Regentsโ prayer is a religious activity. It is a solemn avowal of divine faith and supplication for the blessings of the Almighty. The nature of such a prayer has always been religious.โ Id. at 424-25, 82 S.Ct. 1261. The Court was also careful, however, to distinguish the prayer in Engel from a ceremonial reference to God in a footnote:
There is of course nothing in the decision reached here that is inconsistent with the fact that school children and others are officially encouraged to express love for our country by reciting historical documents such as the Declaration of Independence which contain references to the Deity or by singing officially espoused anthems which include the composerโs professions of faith in a Supreme Being, or with the fact that there are many manifestations in our public life of belief in God. Such patriotic or ceremonial occasions bear no true resemblance to the unquestioned religious exercise that the State of New York has sponsored in this instance.
Id. at 435 n. 21, 82 S.Ct. 1261. Thus, the Court drew an explicit distinction between patriotic mentions of God on the one hand, and prayer, an โunquestioned religious exercise,โ on the other. Therefore, we hold the School Districtโs Policy providing for the voluntary recitation of the Pledge does not violate the Lee coercion test.
X. Newdow III Does Not Constitute Binding Precedent.
Finally, we explain why Newdow III does not control our analysis. As all mem-
There is an important difference, overlooked by the district court, between a reversal on a merits ground (a question of substantive law) and a reversal on a threshold ground (a question whether the court has jurisdiction to reach the substantive law claims). Merits questions may be independent of each other; reversal on one merits ground may leave the decisions reached on other grounds intact. In contrast, when the Supreme Court reverses a lower courtโs decision on a threshold question, such as prudential standing, it effectively holds the lower court erred by reaching the merits of the case. See Tenet v. Doe, 544 U.S. 1, 6 n. 4, 125 S.Ct. 1230, 161 L.Ed.2d 82 (2005) (โ[T]he prudential standing doctrine [is a] โthreshold question.โ โ). This is precisely what the Supreme Court did in Elk Grove. Because the Supreme Court held the Newdow III court erred by deciding the Establishment Clause question, Newdow IIIโs holding on that question is not precedential. To hold otherwise would give precedential effect to the determination of an issue that should never have been decided. Preiser v. Newkirk, 422 U.S. 395, 401, 95 S.Ct. 2330, 45 L.Ed.2d 272 (1975) (โ[A] federal court has neither the power to render advisory opinions nor to decide questions that cannot affect the rights of litigants in the case before them.โ) (citations and internal quotation marks omitted).36
Newdow III is not binding for another, more important, reason: The law has changed. Congress, in 2002, reenacted the Pledge in response to this courtโs opinion in Newdow I. It is the 2002 Congressโ purpose we are called upon to examine. The findings of the 2002 Congress make this a very different case from that evaluated by this court in Newdow I because the 2002 Congress detailed findings that make it clear the 2002 Act was enacted for secular reasons which are constitutional.37
Furthermore, the Supreme Court clarified the analysis to be applied to Establishment Clause cases in Van Orden and McCreary County, which came down in 2005 after our 2003 decision in Newdow III. These cases are instrumental in showing us that the majority in Newdow III (of which Judge Reinhardt was a member) used an incomplete analysis when it con-
XI. Conclusion
We hold that California Education Code ยง 52720 and the School Districtโs Policy of having teachers lead students in the daily recitation of the Pledge, and allowing those who do not wish to participate to refuse to do so with impunity, do not violate the Establishment Clause. Therefore, we reverse the decision of the district court holding the School Districtโs Policy unconstitutional and vacate the permanent injunction prohibiting the recitation of the Pledge by willing students.
REVERSED.
REINHARDT, Circuit Judge, dissenting:
Contents
Introduction ............................................................................................ 1042
I. The Majorityโs Fundamental Errors ................................................................ 1045
II. Historical and Factual Background ................................................................ 1048
A. Religious Origins of the โUnder Godโ Amendment ................................................ 1049
B. Congressional Enactment of the โUnder Godโ Amendment .......................................... 1052
C. The 1954 Amendment and Americaโs Schoolchildren ............................................... 1057
D. The 2002 โReaffirmationโ .......................................................................... 1060
E. Jan Roe and Her Childโs Constitutional Claim ................................................... 1065
III. The 1954 Amendment and This Appeal ............................................................. 1066
A. Recent Contrivance of the Majorityโs Novel Theory .............................................. 1068
B. Immateriality of the 2002 Legislation .......................................................... 1070
C. The Issue: The Constitutionality of the 1954 Amendment As Applied ............................ 1074
IV. Establishment Clause Tests ........................................................................ 1074
A. The Lemon Test and the โUnder Godโ Amendment .................................................. 1076
B. The Endorsement Test and the โUnder Godโ Amendment ............................................ 1092
C. The Coercion Test and the โUnder Godโ Amendment ................................................ 1095
D. Application of the Tests to the 2002 Legislation ............................................... 1103
V. The Inapplicability of Alternative Theories ........................................................ 1103
A. Supreme Court Dicta ............................................................................... 1104
B. Ceremonial Deism ................................................................................... 1110
C. The De Minimis Theory .............................................................................. 1113
VI. Conclusion ............................................................................................. 1116
Introduction
Were this a case to be decided on the basis of the law or the Constitution, the outcome would be clear. Under no sound legal analysis adhering to binding Supreme Court precedent could this court uphold state-directed, teacher-led, daily recitation of the โunder Godโ version of the Pledge of Allegiance by children in public schools. It is not the recitation of the Pledge as it long endured that is at issue here, but its recitation with the congressionally added two words, โunder Godโโwords added in 1954 for the specific religious purpose, among others, of indoctrinating public schoolchildren with a religious belief. The recitations of the amended version as conducted by the Rio Linda
To put it bluntly, no judge familiar with the history of the Pledge could in good conscience believe, as todayโs majority purports to do, that the words โunder Godโ were inserted into the Pledge for any purpose other than an explicitly and predominantly religious one: โto recognize the power and the universality of God in our pledge of allegiance;โ to โacknowledge the dependence of our people, and our Government upon the moral direction and the restraints of religion,โ 100 Cong. Rec. 7590-91 (1954); and to indoctrinate schoolchildren in the belief that God exists, id. at 5915, 6919. Nor could any judge familiar with controlling Supreme Court precedent seriously deny that carrying out such an indoctrination in a public school classroom unconstitutionally forces many young children either to profess a religious belief antithetical to their personal views or to declare themselves through their silence or nonparticipation to be protesting nonbelievers, thereby subjecting themselves to hostility and ridicule.
It is equally clear that no judge familiar with our constitutional history and the history of the Pledge could legitimately rely on a 2002 โreaffirmationโ to justify the incorporation of the words โunder Godโ into the Pledge in 1954 by a statutory amendment, or suggest that, in determin- ing the question before us, we should not look to that amendment but only to the Pledge itself, as if the finite act in 1954 of transforming a purely secular patriotic pledge into a vehicle to promote religion, and to indoctrinate public schoolchildren with a belief in God, had never occurred. Finally, no such judge could ignore the fact that in a clearly controlling decision that binds us here the Supreme Court has directed us, in deciding a constitutional question such as we now face, to examine the 1954 amendment and why it was adopted rather than to look to the pertinent statute, here the Pledge, as a whole. See Wallace v. Jaffree, 472 U.S. 38, 58-61, 105 S.Ct. 2479, 86 L.Ed.2d 29 (1985).
The undeniably religious purpose of the โunder Godโ amendment to the Pledge and the inherently coercive nature of its teacher-led daily recitation in public schools ought to be sufficient under any Establishment Clause analysis to vindicate Jan Roe and her childโs constitutional claim, and to require that the Pledge of Allegiance, when recited as part of a daily state-directed, teacher-led program, be performed in its original, pre-amendment secular incarnation that served us so well for generations. Surely, our original Pledge, without the McCarthy-era effort to indoctrinate our nationโs children with a state-held religious belief, was no less patriotic. For purposes of this case, the only difference between the original secular Pledge and the amended religious version is that the former did not subject, and was not designed to subject, our children to an attempt by their government to impose on them a religious belief regarding the existence of God. We should indeed have had more faith in our country, our citizens, and our Constitution than we exhibited at the peak of the McCarthy era when we enacted the religious amendment to our Pledge of Allegiance, in part to inculcate in our children a belief in God. In doing so, we
Todayโs majority opinion will undoubtedly be celebrated, at least publicly, by almost all political figures, and by many citizens as well, without regard for the constitutional principles it violates and without regard for the judicial precedents it defies and distorts, just as this courtโs decision in Newdow I1 was condemned by so many who did not even bother to read it and simply rushed to join the political bandwagon. As before, there will be little attention paid to the constitutional rights of the minority or to the fundamental tenets of the Establishment Clause. Instead, to the joy or relief, as the case may be, of the two members of the majority, this courtโs willingness to abandon its constitutional responsibilities will be praised as patriotic and may even burnish the courtโs reputation among those who believe that it adheres too strictly to the dictates of the Constitution or that it values excessively the mandate of the Bill of Rights.
If a majority of the populace comes to believe in a patriotism that requires the abdication of judicial responsibility, if it comes to accept that we can only honor our nation by ignoring its basic values, if it comes to embrace a practice of bringing together the many by forfeiting the rights of the few, then we clearly will have imposed an untenable burden not only on our nation in general but on the judiciary in particular. In such circumstances, adherence to constitutional principles by all
members of this court and all members of the judiciary will become all the more important. I do not doubt that many Americans can feel bound together by their faith in God, but whatever beliefs may be shared by a majority of our citizens, it is respect for the rights of minorities and for the Constitution itself that must bind us all. That is not an easily achieved objective, as todayโs decision shows, but it remains an essential one.
History leaves no doubt that Congress inserted the words โunder Godโ in the Pledge of Allegiance in order to inculcate in Americaโs youth a belief in religion, and specifically a belief in God. No matter the majorityโs attempts to obfuscate the question, the record on that point is clear. It is equally clear that the daily, state-sponsored, teacher-led recitation of the โunder Godโ version of the Pledge in public schools, institutions in which First Amendment rights are most in need of vigilant protection, violates the Establishment Clause, under any legal analysis in which this court may properly engage. If our constitutional principles are to be redefined in the manner the majority suggests (and I would hope that they would not be), only the Supreme Court may do so, not two members of an appellate court who for varying reasons wish to repudiate our earlier decision.
The Constitution โhas never meant that a majority could use the machinery of the State to practice its beliefs.โ Sch. Dist. of Abington Twp. v. Schempp, 374 U.S. 203, 226, 83 S.Ct. 1560, 10 L.Ed.2d 844 (1963). It was to forestall practices such as are currently engaged in by the Rio Linda and other school districts that the Founders
The 2002 reaffirmation2 by Congress made no change in the Pledge as amended in 1954, but simply purported to reaffirm the earlier Congressโs action fifty years before, when it added to it the additional phrase โunder Godโ; it also sought to explain why it believed that the earlier Congressโs action was constitutional at the time it was taken, and why it thought that this courtโs interpretation of the Constitution in Newdow I half a century after the amendment was adopted was wrong. Any effort to address the issue before us, however, must be based not on what happened in 2002, long after the โunder Godโ amendment was adopted, but on the facts and circumstances surrounding the enactment of that amendment in 1954, as well as on other relevant historical facts. There is simply no basis in law, constitutional or otherwise, for using an event that occurred many years later, let alone one of no legal significance, to attempt to rewrite history: here, the history relating to the enactment of the amendment to the Pledge in 1954. History cannot be eradicated by a different Congressโs recitation long afterwards of its version of the events that preceded or followed the actions of an earlier body. If this is not apparent to all on its face, it is clear as a matter of law, because the Supreme Court has so squarely held. See McCreary County v. ACLU of Ky., 545 U.S. 844, 871-72, 125 S.Ct. 2722, 162 L.Ed.2d 729 (2005).
I. The Majorityโs Fundamental Errors
A reader of the majority opinion, if unfamiliar with the facts of this case and the law that intermediate courts are bound to apply to those facts, would be left with a number of misconceptions about both. It might be helpful to identify the most fundamental of those misconceptions at the outset, prior to engaging in the more detailed examination of the facts and the law that follows. Although the majorityโs reasoning is far from clear, its conclusion that the state-directed, teacher-led, daily recitation of the โunder Godโ version of the Pledge in public schools complies with the Establishment Clause appears to result from at least seven major errors in its legal analysis.
Second, the majority asserts that โunder Godโ as that term appears in the amendment to the Pledge is not a religious phrase, and was not inserted in the Pledge for a religious purpose. Instead, the majority argues that โunder Godโ is simply โa reference to the historical and political underpinnings of our nation,โ that its purpose is to remind us that ours is a โlimited governmentโ and, thus, that the term as adopted by Congress has a predominantly secular meaning and purpose. There is simply no basis in fact or law for so absurd an assertion. If the plain meaning of the words โunder Godโ were not enough to demonstrate beyond any doubt that the majorityโs contention borders on the irrational, and that the term is predominantly, if not entirely, religious in both meaning and purpose, the overwhelmingly religious intent of the legislators who added the phrase to the Pledge, as shown by the unanimous statements to that effect in the Congressional Record, would remove any possible doubt from the mind of any objective person.
Third, the majority states that in order to determine the constitutionality of the amendment adding the phrase โunder Godโ to the Pledge, we must examine the Pledge as a whole and not the amendment. Well-established controlling Supreme Court law is squarely to the contrary. See Wallace v. Jaffree, 472 U.S. 38, 105 S.Ct. 2479, 86 L.Ed.2d 29 (1985). Wallace makes it clear, beyond dispute, that it is the amendment and its language, not the Pledge in its entirety, that courts must examine when, as here, it is the amendment, not the Pledge as a whole, that is the subject of the claim of unconstitutionality. The majorityโs error in this respect causes it to analyze the legal issues improperly throughout its opinion. Examining the wrong issue inevitably leads the majority to reach the wrong result.
Fourth, the amendment to the Pledge that added the phrase โunder Godโ was, contrary to the majorityโs contention, adopted in 1954, not in 2002. Congressโs reaffirmation of the โunder Godโ amendment in response to this courtโs Newdow I decision is of no legal consequence. Congress could not and did not change the meaning and purpose of the 1954 amendment in 2002 and did not purport to do so. It simply proclaimed that we were wrong in our legal ruling and that we erred in our constitutional analysis of the First Amendment issue. Although the 2002 Congress did not purport to suggest a different purpose for Congressโs 1954 action than did the earlier Congress, even had it sought to add a secular purpose, such as to remind us of our nationโs โlimited governmentโ or โhistorical principles of governance,โ doing so would not have changed the overwhelmingly predominant religious meaning and purpose of the amendment. See McCreary County, 545 U.S. at 871-72, 125 S.Ct. 2722. Nor, certainly, would it have changed the effect of the amendment upon the schoolchildren who are subjected to the state-directed, teacher-led, daily recitations of the Pledge.
Sixth, the majority repeatedly asserts that under the coercion test only โreligious exercisesโ may be deemed unconstitutional. The majorityโs โreligious exerciseโ limitation conflicts with the express holding of Lee v. Weisman, 505 U.S. 577, 587, 112 S.Ct. 2649, 120 L.Ed.2d 467 (1992), as well as the Supreme Courtโs decisions in Stone v. Graham, 449 U.S. 39, 101 S.Ct. 192, 66 L.Ed.2d 199 (1980) (per curiam), and Edwards v. Aguillard, 482 U.S. 578, 107 S.Ct. 2573, 96 L.Ed.2d 510 (1987). Coercion is prohibited with respect to participation in religious activities as well as other efforts to support or promote religion. Moreover, the majority errs in its contention that because the Pledge constitutes a patriotic rather than a religious exercise, the religious component does not fail the coercion test. A religious component included in a secular exercise, whether or not a patriotic one, is subject to the same coercion rules as is any other religious practice to which public school students are subjected. Further, the majorityโs assertion that the coerced recitation of the Pledge does not require โa personal affirmation . . . that the speaker believes in Godโ is not only contradicted within the majority opinion itself, but is foreclosed by the Supreme Courtโs explicit statement that the Pledge โrequires affirmation of a belief.โ W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 633, 63 S.Ct. 1178, 87 L.Ed. 1628 (1943). In any event, it is self-evident that one cannot profess to believe that our nation is โunder Godโ without professing to believe that God exists.
Seventh, the majority appears at several points in its opinion to imply that the use of the term โunder Godโ in the Pledge may be justified by the doctrine of ceremonial deism. The theory of ceremonial deism has never been approved by the Supreme Court for use in Establishment Clause cases in general; the Court has, however, expressly disapproved the use of that doctrine to justify state-sponsored religious practices in the public schools. Lee, 505 U.S. at 596-97, 112 S.Ct. 2649. The majorityโs suggestion that the doctrine may be applicable here is clearly erroneous.
If the majority made only one or two of the seven fundamental errors described above, its conclusion that the state-directed, teacher-led, daily recitation of the โunder Godโ version of the Pledge is constitutional could not stand. With all seven errors, the majority sets an all-time record for failure to conform to any part of any of the three tests governing compliance with the Establishment Clause. Unless and until those tests are reversed or repudiated by the Supreme Court, an appellate court is not free to disregard the law and the Constitution in the manner that the two judges in the majority have in the case before us.
II. Historical and Factual Background
To begin with, this case concerns the daily recitation of a state-directed, teacher-led, religious version of the Pledge of Allegiance in public schools, a setting that the
For many Americans, the current version of the Pledge is the only version they have ever known. Some individuals not familiar with our political history may even be under the impression that its language dates back to the founding fathers.4 But those of us who attended school before the 1950s, including at least two members of this panel, may remember a different Pledge of Allegiance, a wholly secular pledge that was based solely on patriotism and not on any attempt at religious indoctrination. That version of the Pledge, the original version, was written by Francis Bellamy in 1892. It read: โI pledge allegiance, to my flag, and to the Republic for which it standsโone Nation indivisibleโwith Liberty and Justice for all.โ The Pledge achieved such popularity and acceptability that in 1942, Congress codified it, departing only slightly from Bellamyโs words by replacing โmy flagโ with โthe flag of the United States of America,โ thereby recognizing officially the minor change that had been made in practice a generation earlier.5 Neither Bellamyโs version nor the slightly modified official version, recited for many years by schoolchildren throughout the land, contained any language even remotely associated with religious beliefs.
It was not until 1954 that the provision amending the Pledge was enacted, inserting the words โunder Godโ into the Pledge of Allegiance, and it is at this point that the majorityโs version of history diverges
Were the majority to engage seriously with the history of the Pledge, it would be compelled to recognize beyond any doubt that the words โunder Godโ were inserted with the explicit and deliberate intention of endorsing a particular religious belief, of compelling nonadherents to that belief to pronounce the belief publicly or be labeled un-American, and of instilling the particular religious view in Americaโs youth through daily indoctrination in the public schools.
For want of a respectable constitutional argument, the majority seeks to persuade us that โ[i]t is the 2002 statute . . . that sets forth our current Pledge.โ Maj. op. at 1024. That statement is, at best, misleading: the โcurrent Pledgeโ was enacted in 1954, and its language has not changed in any respect since the words โunder Godโ were added at that time. As I shall explain, see infra Part III, the majorityโs attempt to use the 2002 legislation as the legal basis for the incorporation of the two additional words into the Pledge in 1954 is patently without merit and is contrary to logic, reason, and binding Supreme Court law. The โreaffirmationโ by the later Congress does not in any way affect the constitutionality of the โunder Godโ amendment as recited by public schoolchildren in the present or in any other circumstances.
A. Religious Origins of the โUnder Godโ Amendment
For most of its 117 year existence, the Pledge of Allegiance existed, and was recited across the nation, in a purely secular form. The overwhelmingly religious purpose driving the decision to amend the Pledge into its current form is apparent
That first bill, however, did not gain much traction, perhaps because the group backing its adoption was composed of Roman Catholics, who were, at the time, disdained as both foreign and ignorant by many segments of American society.9 No Catholic had been nominated for President of the United States by a major political party until 1928, when the Catholicism of Al Smith, the first member of that religion to become his partyโs standard bearer, was a major issue in the presidential campaign. Smith lost the election to Herbert Hoover by nearly twenty percentage points, and no other Catholic was again nominated until after the Pledge had been amended. Following Rabautโs introduction of his bill, the Knights sent a second, identical resolution to every member of the House and Senate. ELLIS, supra note, at 131. Yet, โdespite the [Knightsโ] best efforts . . . the movement to have the โunder Godโ clause added to the Pledge languished throughout 1953.โ Id. at 132. Thus, the Catholic effort to place God in the Pledge appeared to be dead.
The next year, however, the words โunder Godโ received a full-throated endorsement from members of a more mainstream and popular Christian denominationโa major Protestant religion. On February 7, 1954, the Reverend George M. Docherty, a highly regarded Presbyterian minister, delivered a sermon on โthe American way of lifeโ to an august congregation at Washingtonโs prestigious New York Avenue Presbyterian Church: many members of Congress were present, and seated in President Lincolnโs former pew were President and Mrs. Eisenhower. See 100 Cong. Rec. 1700 (1954). Reverend Docherty seized this opportunity to encourage the assembled national leaders to add the words โunder Godโ to the Pledge of Allegiance, arguing that such a phrase was necessary to distinguish America from โmilitantly atheistic communism,โ10 and, more specifically, to distinguish the โJudaio-Christianโ beliefs governing this na-
We face today a theological war. It is not basically a conflict between two political philosophiesโThomas Jeffersonโs political democracy over against Leninโs communistic state.
Nor is it a conflict fundamentally between two economic systems[,] between, shall we say, Adam Smith[โs] โWealth of Nationsโ and Karl Marx[โs] โDas Capital.โ
It is a fight for the freedom of the human personality. It is not simply, โManโs inhumanity to man.โ It is Armageddon, a battle of the gods. It is the view of man as it comes down to us from the Judaio-Christian civilization in mortal combat against modern, secularized, godless humanity.
. . . [T]he pledge of allegiance . . . seems to me to omit this theological implication that is inherent within the โAmerican Way of Life.โ It should be โOne nation, indivisible, Under God.โ Once โUnder God,โ then we can define what we mean by โliberty and justice for all.โ To omit the words โunder Godโ in the pledge of allegiance is to omit the definitive character of the โAmerican Way of Life.โ
Diverging for a moment from his theological thesis, Reverend Docherty then paused to address those who โmight assert this [proposed alteration] to be a violation of the First Amendment to the Constitution.โ Reverend Docherty had at least some specific critics in mind, seeing as when he had made a similar proposal to amend the Pledge in a sermon two years earlier โseveral of [his] colleaguesโ in the clergy โdeclared it would violate the principle of separation of church and state.โ11 In the Reverendโs view, however, as expressed in his church lecture to the President and the assembled members of Congress, it was โquite the opposite,โ as the proposed insertion would not create a โstate church in this land such as exists in Englandโ nor would it discriminate between โthe great Jewish Community, and the people of the Moslem faith, and the myriad denominations of Christians in the land.โ12
The Reverend was mindful, however, that he omitted a group from his list: โWhat then of the honest atheist?โ he asked rhetorically. Here his answer was simple:
[A]n atheistic American is a contradiction in terms....
[T]hey really are spiritual parasites.... [They] are living upon the accumulated spiritual capital of a Judaio-Christian civilization, and at the same time, deny the God who revealed the divine principles upon which the ethics of this Country grow....
[I]f he denies the Christian ethic, [the atheist] falls short of the American ideal of life.
The Reverendโs central message was clear: the American way of life โis defined by a fundamental belief in God. [It is a] way of life that sees man, not as the ultimate outcome of a mysterious concatenation of evolutionary process, but a sentient being created by God and seeking to know His will. . . .โ Only by adding the words โunder Godโ to the Pledge of Allegiance could that oath truly be a pledge โto the United States of America.โ
The assembled legislators in Reverend Dochertyโs pews were enraptured by his sermon. One was so inspired that he felt compelled to break the Sabbath in order to draft the historic bill amending the Pledge of Allegiance in time to introduce it the next morning: โThe following day, one of Dochertyโs petitioners [sic], Representative Charles Oakman, introduced a resolution [in] the House that would codify the inclusion of โunder Godโ in the Pledge. Two days later, Senator Homer Ferguson presented an identical resolution to the Senate.โ13 Both legislators explicitly stated that they introduced their proposed bills in direct response to Reverend Dochertyโs sermon. See 100 Cong. Rec. 7759 (Rep. Oakman); id. at 6231 (Sen. Ferguson). Later that same week, Representative Rabaut, who had introduced the bill a year earlier that was โthe grandaddy of them all,โ id. at 7758, took to the floor of the House to comment on the inspiring impact of Dochertyโs โeloquentlyโ delivered sermon. See id. at 1700. Indeed, Dochertyโs โsermon was so powerful that in its wake no fewer than seventeen bills were introduced to incorporate God into the Pledge of Allegiance.โ14
B. Congressional Enactment of the โUnder Godโ Amendment
The strong religious sentiment driving the amendment to the Pledge only became more pietistic when the topic moved from the pulpit into the halls of Congress. The discussion of the proposed amendment could hardly be called a debate, as no one stood in opposition,15 but a parade of legis-
The discussion in Congress began five days after Reverend Dochertyโs sermon, when Congressman Rabaut made his way to the floor of the House of Representatives to declare that โ[w]ithout these [new] words . . . the pledge ignores a definitive factor in the American way of life and that factor is belief in God.โ 100 Cong. Rec. 1700 (emphasis added). In the Congressmanโs view, anyone who did not wholeheartedly endorse that โbelief in Godโ was not a true American. As for American atheists, Congressman Rabaut was unsparing in his condemnation:
From the root of atheism stems the evil weed of communism and its branches of materialism and political dictatorship. Unless we are willing to affirm our belief in the existence of God and His creator-creature relation to man, we drop man himself to the significance of a grain of sand and open the flood-gates to tyranny and oppression.
Id. (emphases added). At the close of the congressmanโs jeremiad against non-believers, he let the following words, lifted from Reverend Dochertyโs sermon, echo through the hall: โAn atheistic American is a contradiction in terms.โ Id. (emphasis added).
Once the seventeen separate House bills seeking to amend the Pledge were consolidated and favorably reported by the Judiciary Committee, the House proceeded to a floor discussion during which many congressmen rose to express their views. Congressman Angell, who had authored one of the many bills, said, โthere should be embodied in the pledge our allegiance and faith in the Almighty God. The addition of the words โunder Godโ will accomplish this worthy purpose.โ Id. at 6919 (emphases added). Representative Pillion, author of a separate bill, gave a statement โin support of any and all bills that would serve to recognize the power and the universality of God in our pledge of allegiance . . . . The inclusion of God in our pledge would acknowledge the dependence of our people, and our Government upon the moral direction and the restraints of religion.โ Id. at 7590-91 (emphases added). Congressman Bolton, author of yet another of the bills, stated that:
The significant import of our action today . . . is that we are officially recognizing once again this Nationโs adherence to our belief in a divine spirit, and that henceforth millions of our citizens will be acknowledging this belief every time they pledge allegiance to our flag.
Id. at 7757 (emphases added). Congressman Brooks rose to declare that the proposed law โrecognizes that all things which we have in the way of life, liberty, constitutional government, and rights of man are
[W]e cannot too often be reminded of the spiritual values which alone have permanence. . . . When the forces of anti-God and antireligion so persistently spread their dangerous and insidious propaganda, it is wholesome for us to have constantly brought to our minds the fact that . . . it is the strength of the spirit . . . to which we must ultimately look for salvation . . . .
Id. at 7760 (emphasis added). Congressman Oakman proudly introduced into the record a letter from a constituent praising his authorship of one of the proposed bills, which described the bill as โa realistic recognition of the theological and philosophical truthโthe existence of a Supreme Being.โ Id. Congressman OโHara observed that โwhat we are engaged in today is a sacred missionโ and that in amending the Pledge the legislators were achieving a โvictory for God.โ Id. at 7762 (emphases added). Congressman Wolverton commented that the proposed amendment โsets forth in a mere two words, but, very strong and meaningful words, the fundamental faith and belief of America in the overruling providence of God and our dependence at all times upon Him.โ Id. at 7763 (emphasis added). Congressman Rodino quoted scripture in order to best express โthe spiritโ of the proposed law, citing David the Psalmist for the proposition that Americans reciting the Pledge (including the public schoolchildren who were expected to recite it every day in the classroom, see infra Part II.C) โshall say to the Lord: Thou art my protector and my refuge: my God, in Him will I trust.โ Id. at 7764. Congressman Bolton rose to observe that the legislation โcomes at a time in the world when we do well to once more publicly and officially affirm our faith.โ Id. (emphasis added). At the close of the discussion, the final congressman to speak was Representative Addonizio, who said:
We, who take the pledge of allegiance to the flag of the United States of America and raise our eyes toward that symbol of our faith, should bear in mind that our citizenship is of no real value to us . . . unless we can open our souls before God and before Him conscientiously say, โI am an American.โ
Id. at 7765 (emphases added).
The majority asserts that โ[t]he words โunder Godโ were added as a description of โone Nationโ primarily to reinforce the idea that our nation is founded upon the concept of a limited government, in stark contrast to . . . communist forms of government.โ Maj. op. at 1031-32 (emphasis added). In my colleaguesโ view, any religious purpose associated with the amendment of the Pledge was merely incidental to the patriotic, anti-Communist purpose driving the law. However, had my colleagues actually acknowledged the existence of the detailed historical record instead of ignoring it, they could not have failed to recognize that their historical assertion is precisely backward: the anti-Communist sentiment associated with the amendment was clearly secondary to the overwhelming and predominant religious purpose motivating the amendment. For one thing, the majorityโs revisionist account ignores the fact that much of the anti-Soviet sentiment associated with the amendment was itself driven in large part by the congressmenโs religious disagreement with the Sovietsโ purported atheism. For example, in rising to endorse the amendment, Congressman Wolverton stated that a virtue of the proposed amendment was that it โplainly denies the atheistic and materialistic concepts of communism with its attendant subservience of the individual.โ 100 Cong. Rec. 7762 (emphasis added). Indeed, the original author
After all of the congressmen made their intentions clear and the House moved to adopt its final bill, discussion opened across the Capitol in the well of the Senate. Initially, the Senate version of the bill stalled in the Senate Judiciary Committee, where it โseemed deadโ because some โsenators had concerns about the resolutionโs implications for the separation of church and state.โ ELLIS, supra note 5, at 134; see also id. at 257 n. 40. However, in light of the zealous and unanimous parade of congressmen who endorsed the bill in the House, the Senate was forced to consider the matter. The senators who remarked on the bill from the floor of that chamber were fewer in number,18 though no less fervent in their religiosity than their counterparts in the House. Senator Wiley, rising to congratulate Senator Ferguson for authoring the Senate bill, said that โin these days of great challenge to America, one can hardly think of a more inspiring symbolic deed than for America to reaffirm its faith in divine providence, in the process of restating its devotion to the Stars and Stripes.โ 100 Cong. Rec. 5915 (emphasis added). When the final resolution was reported to the Senate, Senator Ferguson explained its purpose as
Evidence of the legislationโs overt religious purpose was not, as the majority claims, limited to individual statements proclaiming the โreligious motives of the legislators who enacted the law.โ Maj. op. at 1032-33 n. 27 (citing Bd. of Educ. v. Mergens, 496 U.S. 226, 249, 110 S.Ct. 2356, 110 L.Ed.2d 191 (1990) (plurality opinion of OโConnor, J.)). To the contrary, the House and Senate Reports accompanying the proposed bills also bear testament to the new Pledgeโs indisputably religious purpose. The Senate Report stated that one of the reasons for adopting the โunder Godโ amendment was its recognition of โthe fundamental truth that a government deriving its power from the consent of the governed must look to God for divine leadership.โ S. REP. NO. 83-1287 at 2 (1954) (emphasis added), reprinted in 100 Cong. Rec. 6231. The House Report emphasized โthe belief that the human person is important because he was created by God and endowed by Him with certain inalienable rights which no civil authority may usurp. The inclusion of God in our pledge therefore would further acknowledge the dependence of our people and our Government upon the moral directions of the Creator.โ H.R. REP. No. 83-1693 at 1-2 (1954) (emphasis added), reprinted in 1954 U.S.C.C.A.N. 2339, 2340.
With these official reports attached to the bills, both the Senate and the House unanimously adopted the new Pledge by voice vote and sent it to President Eisenhower for his approval. The culmination of the legislative proceedings was carefully timed so that the joint resolution could be approved in time for the President to sign it on Flag Day, four short months after Reverend Dochertyโs sermon. See, e.g., 100 Cong. Rec. 7759 (discussing scheduling of legislation in relation to Flag Day). And so it was that on June 14, 1954, President Eisenhower officially added his signature to the bill amending the Pledge of Allegiance, thereby changing fundamentally the nature and purpose of the oath. After doing so, he proclaimed in his signing statement:
From this day forward, the millions of our school children will daily proclaim in every city and town, every village and rural school house, the dedication of our Nation and our people to the Almighty. To anyone who truly loves America, nothing could be more inspiring than to contemplate this rededication of our youth, on each school morning, to our countryโs true meaning.19
Once the bill was signed into law, Senator Ferguson, Congressman Rabaut, the sixteen other sponsors of the โunder Godโ resolutions, and the Senate Chaplain gathered before an assembled audience at the Capitol and a national audience watching on television for what Walter Cronkite called a โstirring event.โ20 As described in the Congressional Record, the legislators who amended the Pledge turned toward โthe believerโs flag[,] the witness of a great nationโs faithโ and recited the newly minted Pledge of Allegiance to โour Nation [and] to the Almighty.โ 100 Cong. Rec.
Onward, Christian soldiers, marching as to war, With the cross of Jesus going on before. Christ, the royal Master, leads against the foe; Forward into battle see His banners go!
C. The 1954 Amendment and Americaโs Schoolchildren
The foregoing history of the process by which the Pledge was amendedโbeginning in the pews of New York Avenue Presbyterian Church, continuing through speech after speech in the House and Senate declaring the need for America to โaffirm our belief in the existence of God,โ id. at 1700, followed by the Presidentโs remarks regarding schoolchildren daily proclaiming their dedication to the Almighty, and concluding with the triumphant playing of Onward Christian Soldiers on the Capitol steps to baptize the newly amended national oathโdemonstrates beyond any shadow of a doubt that the purpose driving the amendment was predominantly, and indeed overwhelmingly, religious in nature. But there is more. Not only was the message underlying the new Pledge clearโโtrueโ Americans believe in God and non-believers are decisively un-Americanโbut so too was its intended audience: Americaโs schoolchildren.21
The legislators who set out to insert the words โunder Godโ into the Pledge of Allegiance were fully aware that in 1954 the original Pledge was a commonplace scholastic ritual.22 Indeed, a primary rationale for inserting the explicitly religious language into the Pledge of Allegiance, as opposed to into some other national symbol or verse, was that the Pledge was an ideal vehicle for the indoctrination of the countryโs youth. The amendmentโs chief proponents in Congress were not at all bashful about their intentions. Speaking from the well of the Senate, Senator Wiley endorsed the bill by saying, โWhat better training for our youngsters could there be than to have them, each time they pledge allegiance to Old Glory, reassert their belief, like that of their fathers and their fathers before them, in the all-present, all-knowing, all-seeing, all-powerful Creator.โ Id. at 5915 (emphases added). Senator Ferguson, who authored the Senate bill, agreed that โwe should remind the Boy Scouts, the Girl Scouts, and the other young people of America, who take [the] pledge of allegiance to the flag more often than do adults, that it is not only a pledge of words but also of belief.โ Id. at 6348 (emphasis added). In the House, Congressman Rabaut, the original author of the first bill to amend the Pledge, declared that โfrom their earliest childhood our
Nor was it only the federal government that promoted the newly amended Pledge through legislation. At the time Congress first considered the amendment to the Pledge, only six statesโDelaware, Massachusetts, Mississippi, New Jersey, Rhode Island, and Washingtonโhad statutes requiring students to recite the Pledge in school,24 even though the Pledge had, at that point, existed for over sixty years and had been โa defining symbol of national patriotismโ for over three decades. See ELLIS, supra note 5, at 79. However, once Congress inserted the words โunder Godโ into the Pledge in 1954, the number
D. The 2002 โReaffirmationโ
Almost immediately after its amendment, the new Pledge was the subject of numerous constitutional challenges. See infra note 102. Those challenges continued consistently over the following decades, but met with little success until June 26, 2002, when this court held that the state-directed recitation of the โunder Godโ version of the Pledge of Allegiance in Californiaโs public schools violated the First Amendment. Newdow I, 292 F.3d at 612. In response to that constitutional ruling, lawmakers immediately took to the floor in both houses of Congress to condemn this courtโs decision. Among them was Senator Robert Byrd, who proudly announced that he was โthe only Member of Congress today, bar none, in either body, who was a Member of the House on June 7, 1954, when the words โunder Godโ were included in the Pledge of Allegiance.โ
I, for one, am not going to stand for this countryโs being ruled by a bunch of atheists. If they do not like it, let them leave. They do not have to worship my God, but I will worship my God and no atheist and no court is going to tell me I cannot do so whether at a school commencement or anywhere else.
Id.
That same afternoon, the Senate passed a resolution expressing its โstrong[] disapprov[al]โ of the Newdow I decision. S. Res. 292, 107th Cong. (2002), reprinted in 107 Cong. Rec. S6105. The reason for that disapproval is readily apparent from the statements offered in the resolutionโs support. Senator Robert Bennet, for example, announced that โ[r]egardless of what the courts may say, the American people still trust in God. . . . [I]t is a correct statement of how we feel, and it belongs in the Pledge of Allegiance to our flag.โ 107 Cong. Rec. S6106 (emphasis added). Numerous other senators expressed similar views,33 including Senator Sam Brownback, who remarked upon the superiority of the United States, โa nation that honors God,โ to North Korea, โa country that does not honor God.โ Id. at S6109.
Although the majority asserts that โvirtually all of the members of Congress agreedโ that we had misunderstood its purpose when we decided Newdow I, maj. op. at 1033-34 (emphasis added), not a single Senator expressed the view that our court had misunderstood the 1954 Congressโs purpose for enacting the โunder Godโ amendment. Several Senators, however, explicitly stated their disagreement with any interpretation of the Constitution under which that religious purpose would be impermissible. For example, Senator George Allen declared that the Pledge โshould remain in our schoolsโ because โthe purpose of the Establishment Clause was not to expunge religion or matters of faith from all aspects of public life.โ Id. at S6108. Similarly, Senator John Ensign urged the Senate โto take it upon itself to correct what the Ninth Circuit has doneโ because โwe need to reestablish in this country what this documentโthe Constitution of the United Statesโreally says and really was about.โ Id. at S6102.34
Recognizing these strong sentiments, Senator Trent Lott stated when he introduced the resolution that additional measures should be taken to reaffirm the actions of the 1954 Congress:
[F]or our children to be allowed to invoke Godโs blessing on our country in
If there is ever a time when we need this additional blessing, perhaps it is now more than ever in our lifetimes . . . .
In [this resolution], we state that we disapprove of the decision by the Ninth Circuit. . . .
Beyond that, to further make it clear, the Senate should consider a recodification of the language that was passed in 1954. There was no uncertainty or ambiguity about what was done in 1954. The Congress, in fact the American people, spoke through their Congress. We should make it clear once again.
107 Cong. Rec. S6105 (emphasis added).35
And so they did. The next morning, Senator Byrd called the Senate to order and invited the Reverend Lloyd J. Ogilvie, the Senate Chaplain, to lead โ[t]he prayer to Almighty God, the supreme Judge of the world.โ 107 Cong. Rec. S6177. In his invocation, Reverend Ogilvie declared that โ[t]here is no separation between God and State,โ and proclaimed God as the โultimate Sovereign of our Nation.โ Id. He then described the Pledge as an expression of Americaโs trust in God: โIt is with reverence that in a moment we will repeat the words of commitment to trust You which are part of our Pledge of Allegiance to our flag: โOne Nation under God, indivisible.โโ Id. After the members of the Senate recited the Pledge, Senator Tom Daschle offered the chaplain both thanks and agreement: โI know I speak for all of our colleagues in thanking Chaplain Ogilvie for his wonderful prayer this morning. He spoke for all of us.โ Id.
The Senate then considered a recodification bill, entitled โAn Act To reaffirm the reference to one Nation under God in the Pledge of Allegiance,โ later that day. 107 Cong. Rec. S6225.36 The recodification bill served two ends: to express the approval
I am a cosponsor and helped draft this legislation. I would say this: This is not an itty bitty issue. This is a big issue. The Congress and States and cities have been expressing a desire to have, and be allowed to have, an expression of faith in the public life of America. The courts have been on a trend for decades now to constrict that. . . .
The Supreme Court . . . has cracked down on some very small instances of public expression of faith. Our courts have made decisions such as constraining a valedictorianโs address at a high school. Certainly our prayer in schools has been rigorously constricted or eliminated in any kind of normal classroom setting, as has the prayer at football games.
I will just say we hope the courts will reconsider some of their interpretations of the establishment clause and the free exercise clause of the first amendment and help heal the hurt in this country.
Id. at S6226 (emphasis added).
The Senateโs bill passed without opposition,38 and was then sent to the House for consideration.39 In its report on the bill, the House Judiciary Committee examined the historical events listed in the legislative findings, and explained why those events were relevant. It concluded that our interpretation of the First Amendment was itself unconstitutional:
Clearly, America has a rich history of referring to God in its political and civic discourse and acknowledging the important role faith and religion have played throughout our Nationโs history. Thus the Ninth Circuitโs analysis in the Newdow ruling cannot be supported by any reasonable interpretation of the Establishment Clause as their holding is inconsistent with the meaning given the Establishment Clause since Americaโs founding.
H.R. Rep. 107-659, at 8 (2002), U.S.Code Cong. & Admin.News 2002, p. 1304.
On October 7, 2002, the Act โTo reaffirm the reference to one Nation under God in
The Newdow ruling is troubling because its analysis . . . is inconsistent with any reasonable interpretation of the Establishment Clause of the First Amendment. Thus, it has become necessary for Congress to reaffirm its understanding that the text of both the Pledge and our national motto are legally and historically consistent with a reasonable interpretation of the first amendment.
Id. Only two other congressmen offered remarks on the bill. The first, Representative Robert C. Scott, stated that he โagree[d] with the dissentโ in Newdow I, although he feared that the proposed legislation would further jeopardize the legal status of the amended Pledge โbecause if the courts look at the importance that we apparently affix to โone Nation under Godโ . . . then it diminishes the argument that the phrase has de minimis meaning.โ Id. at H7030. Representative Ronnie Shows then took to the floor to express his view that โ[t]he values we teach at home and church are universal and should not be left outside the schoolhouse door . . . . I am happy that we are today considering a measure that reiterates the importance of our National Motto, and the presence of God in our lives.โ Id. (emphasis added). The House voted on the legislation the following day, and it passed by an overwhelming margin.40 Id. at H7186. On November 13, 2002, President George W. Bush signed the bill into law.41
As this series of events illustrates, โCongress chose to explain in great detail its purpose in reaffirming the language of the Pledge.โ Maj. op. at 1025. That 2002 Actโs legislative history makes clear that Congressโs view of the reference to โunder Godโ in the Pledge had little to do with โpolitical philosophy,โ as the majority disingenuously claims, id. at 1027-28, and much to do with the concept of religion, including promoting the concept of God in the public schools. As the House Report, which even the majority accepts as competent evidence of purpose, see id. at 1033, explicitly states, the Pledge โis a recognition of the fact that many Americans believe in God.โ H.R. Rep. 107-659, at 5. The purpose of the 2002 Act could not be clearer: Congress sought to condemn our decision in Newdow I, to defend the constitutionality of the original 1954 amendment that added โunder Godโ to the Pledge, and to reaffirm โthe presence of God in our lives,โ and in our Pledge.
In the end, the decision that the 2002 Congress went to such great lengths to condemn never took effectโthough not, of
E. Jan Roe and Her Childโs Constitutional Claim
Today, over six million students attend public school in the State of California.42 At least 190,000 of those students are Buddhist, Hindu or followers of a Native American religion and thus do not believe in traditional monotheismโthat is, the existence of a single, non-metaphorical, supervisory God.43 Over half a million California students come from โsecularโ families44โa population that has โnearly doubledโ across the country over the past two decades.45 Most of these individuals โmoved away from religious observance because they no longer believe in God or religious teachings.โ46 Indeed, California and the West Coast have โthe largest proportion of atheists and agnosticsโ of any region in the country.47 In Californiaโs public schools, over one million students are not sure whether they believe in God, and fully 439,000 students are avowed atheists.48
One atheist student who attends a California public school is the daughter of Jan Roe. Ms. Roeโs child was born at the turn of the millennium, and so in September of 2004 the time came for Ms. Roe, a resident of the Rio Linda Union School District, to put her five-year-old daughter on a school bus and send her off for her first day of kindergarten. In so doing, Jan Roe joined the millions of parents in California and across the United States who every Sep-
When the five-year-old Roe child arrived for her first day of kindergarten, her teacher, a state employee, asked the young students to stand, to place their hands on their hearts, and to pledge their allegiance to โone nation, under God.โ Neither young Roe nor her mother, however, believe in God. Thus, having already learned that she should not tell a lie, young Roe simply stood silently, as her classmates recited in unison the version of the Pledge that requires its proponents to express their belief in God. Everyday thereafter, the children filed into school, and each morning they recited an oath of allegiance to โone nation, under Godโโan oath that undeniably โrequires affirmation of a belief and an attitude of mindโ to which young Roe does not subscribe: a belief that God exists and is watching over our nation. Cf. W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 633, 63 S.Ct. 1178, 87 L.Ed. 1628 (1943). For eight months, the five-year-old Roe faced, every morning, the daily โdilemma of participatingโ in the amended Pledge, with all that implies about her religious beliefs, or of being cast as a protester for her silent refusal. Lee v. Weisman, 505 U.S. 577, 593, 112 S.Ct. 2649, 120 L.Ed.2d 467 (1992). On some days she quietly endured the gaze of her teacher and her classmates as she refused to say the Pledge, standing in silence as the classroomโs lone dissenter; on others she walked out of the room and stood in the hallway by herself, physically removed from the religious โadherentsโโthe โfavored members of the [classroom] community,โ Santa Fe Indep. Sch. Dist. v. Doe, 530 U.S. 290, 310, 120 S.Ct. 2266, 147 L.Ed.2d 295 (2000), who were able to swear their fealty to the United States without simultaneously espousing a state-sponsored belief in God that was antithetical to their personal religious views.
In April, 2005, Jan Roe filed this lawsuit on behalf of herself and her child. Her claim is straightforward: The Constitution of the United States, a nation founded by exiles who crossed an ocean in search of freedom from state-imposed religious beliefs, prohibits the purposefully designed, teacher-led, state-sponsored daily indoctrination of her child with a religious belief that both she and her daughter reject.
III. The 1954 Amendment and This Appeal
The history that I have just described permits only one conclusion regarding the constitutionality of the state-directed, teacher-led, daily recitation in public schools of the โunder Godโ version of the Pledge of Allegiance as amended by Congress in 1954. In order to avoid reaching that conclusion, the majority repeatedly and deliberately misstates the issue that is before us.
First and foremost, the โhotly contested issue in this caseโ is not, as the majority asserts, โwhether Congressโ purpose in enacting the Pledge of Allegiance was predominantly patriotic or religious.โ Maj. op. at 1014. For many years prior to 1942, indeed from since at least the 1930s, the Pledge of Allegiance was a patriotic and secular exercise widely recited in public schools and at various public events and in various public fora. It was officially adopted as such by Congress in 1942. It
is undisputed and indeed indisputable that at that time the Pledge was solely patriotic and secular and contained no religious component or element. In 1954 Congress amended the Pledge by inserting into that patriotic and secular instrument the religious phrase โunder God.โ The issue here is whether the amendment to the Pledgeโthe insertion of the phrase โunder Godโโwas enacted for a predominantly religious purpose, not whether the Pledge as a whole was enacted for such a purpose.
Second, the issue is not โwhether [plain-tiff] Roechild can prevent other students ... from saying the Pledge.โ Maj. op. at 1021; see also id. at 1021-22. Contrary to the majorityโs assertion, this case presents no issue about whether young Roe can prohibit other five-year-olds from doing anything at all. Rather, the issue is whether the Constitution prohibits young Roeโs state-employed teachers from conducting the state-directed, daily recitation of the โunder Godโ version of the Pledge in public schools. To be sure, as a member of the majority once wrote, prohibiting such recitations โdeprives Christians [and other adherents to monotheistic religions] of the satisfaction of seeing the government adopt their religious message as [its] own, but this kind of government affiliation with particular religious messages is precisely what the Establishment Clause precludes.โ Cammack v. Waihee, 932 F.2d 765, 785 (9th Cir.1991) (D.Nelson, J., dissenting) (second alteration original) (quoting County of Allegheny v. ACLU, 492 U.S. 573, 601 n. 51, 109 S.Ct. 3086, 106 L.Ed.2d 472 (1989)). Accordingly, the responsibility for any dissatisfaction felt by โother studentsโ cannot be placed, as the majority shamefully seeks to do, upon the shoulders of a kindergartener; it results from the requirements of the Constitution itself.
Finally, as must be obvious even to the majority, the issue in this case is not the purpose of the 2002 Pledge recodification, which merely reaffirmed the 1954 amendment and Congressโs purpose in enacting it. The recodification also declared that our courtโs First Amendment analysis was erroneous and that Newdow I was wrongly decided. See supra Part II.D. The 2002 recodification is of no constitutional consequence, and no one but the two members of the majority has even purported to believe otherwise. Bafflingly, the majority declares that because the 2002 Congress adopted a provision that โreaffirmed the exact language that has appeared in the Pledge for decades,โ maj. op. at 1036, โ[i]t is the 2002 statute ... that sets forth our
The deliberate misstatement of the issue presented by a case is not an unusual tactic for a majority that seeks to mislead the reader, as well as other members of the judiciary, in order to prejudice the outcome of a constitutional question. Only twenty-four years ago, in Bowers v. Hardwick, 478 U.S. 186, 190, 106 S.Ct. 2841, 92 L.Ed.2d 140 (1986), the majority misstated the issue before the Court as โwhether the Federal Constitution confers a fundamental right upon homosexuals to engage in sodomy.โ The dissent correctly responded that the true issue was whether the Constitution protected โthe fundamental interest all individuals have in controlling the nature of their intimate associations with others.โ Id. at 206 (Blackmun, J., dissenting). It took the Court seventeen years to overcome the majorityโs unconstitutional conclusion, which followed inevitably from its fallacious framing of the issue. The Court held in Lawrence v. Texas, 539 U.S. 558, 578, 123 S.Ct. 2472, 156 L.Ed.2d 508 (2003), in unusually blunt terms, that โBowers was not correct when it was decided, and it is not correct today.โ The framing of the issue here is even more blatantly erroneous and misleading than was its framing in Bowers, and the majority here must be as aware of that fact as, one may fairly surmise, was the majority in Bowers.
A. Recent Contrivance of the Majorityโs Novel Theory
Before the majority at some unknown point following the argument in this case conjured up its idea that โ[i]t is the 2002 Congressโ purpose we are called upon to examine,โ maj. op. at 1049, no one, lawyer or judge, had thought to offer such a bizarre argument or to attach any constitutional significance to the action of the 2002 Congress. The history of Newdow III makes this clear, as does all of the ensuing Pledge litigation, including the case before us. Three months after the reaffirmation of the Pledge statute, this court issued an amended opinion superseding Newdow I and an order denying rehearing en banc, with two separate dissents and a concurrence in the denial of rehearing en banc. See Newdow v. U.S. Cong., 328 F.3d 466, 482 (9th Cir.2003) (โNewdow IIIโ), amending 292 F.3d 597 (9th Cir.2002) (โNewdow Iโ), revโd on other grounds sub nom. Elk Grove Unified Sch. Dist. v. Newdow, 542 U.S. 1, 124 S.Ct. 2301, 159 L.Ed.2d 98 (2004). In striking contrast to todayโs majority, none of the twelve judges who participated in any of those opinions or orders thought the 2002 reaffirmation important enough even to mention.49
Nor prior to the issuance of todayโs opinion did any party, intervenor, amicus, or judge in the case presently before us, including the two in the majority, deem the 2002 reaffirmation to be of any legal significance or indeed even worthy of mentioning at any time during the litigation of this appeal. During the hour-long oral argument before this court, no judge, specifically including the two members of todayโs majority, asked a single question or made a single reference of any kind to the 2002 reenactment. In fact, no one, including any of the counsel arguing the case, noted, referred to, or commented on it during that argument. To put it simply, no one, including the two judges in the majority, thought at the time of argument that the 2002 reaffirmation was in any way relevant. Furthermore, in the more than 500 pages of briefing filed by the parties, the intervenors, and the twelve amici, there were only two places at which the 2002 legislation was even noted, and at those places it was noted and nothing more. The brief of the United States includes one sentence in its history section recording the passage of the 2002 recodification and one citation to that legislative act in connection with the recodification of the motto, โIn God We Trust.โ In that brief, like in all others filed in this litigation, the filing party, here the United States, attached no legal significance to the 2002 reaffirmation of the 1954 amendment. In sum, the parties, intervenors, and amici entirely ignored the 2002 reaffirmation in their discussions over whether the inclusion of โunder Godโ in the Pledge rendered its daily recitation in public schools unconstitutional as applied; they all simply deemed the reaffirmation irrelevant. Accordingly, contrary to the suddenly developed nostra sponte view of two judges of this court, nowhere in the briefs or the oral argument was there any suggestion by the United States or anyone else that โ[i]t is the 2002 statute ... that sets forth our current Pledge,โ id. at 30, that โ[i]t is the 2002 Congressโ purpose we are called upon to examine,โ id. at 68, or indeed that the 2002 legislation had any relevance whatsoever to the question of the constitutionality of the recitation of the phrase โunder Godโ as part of the Pledge. No one involved in this case suggested, even remotely, that the 2002 enactment shed any light on the purpose of Congress in amending the Pledge in 1954, or that a new or different purpose now underlies the inclusion of the words โunder Godโ in the Pledge. Nor, of course, did anyone suggest that because Congress disagreed with us as to the meaning of the First Amendment, we should yield to Congressโs view.
Other courts have also heard Establishment Clause challenges involving the
Under these circumstances, one cannot help but wonder how, when, and why the majority decided to afford the 2002 reaffirmation the importance it attributes to it in todayโs opinion. Rarely, if ever, does a court decide a case, let alone an important constitutional issue, on a ground that no party mentioned, no party briefed, no party argued, the existence of which no intervenor or amicus including the United States deemed to be of any relevance, and as to which the court itself at no time made any inquiry or reference prior to issuing its decision. Certainly no court has ever done so on so spurious a ground as the 2002 reaffirmation, a ground supported by no colorable legal argument and contrary to so many decades of constitutional and other federal law. The best guess as to the reason for the majorityโs sudden, last-minute reliance on the 2002 reaffirmation is its belated recognition that its principal arguments with respect to the 1954 amendment, on which it had hoped to rely in order to reach its desired result, are all without merit and are easily refuted under controlling Supreme Court law. Nevertheless, I am compelled to address its Hail Mary argument.50
B. Immateriality of the 2002 Legislation
The reasons that the majority may ultimately have been driven to rely on the 2002 enactment as a justification for the 1954 amendmentโs addition of the phrase โunder Godโ will become obvious in Sections IV and V, infra, where it is explained why the Constitution and the applicable Supreme Court precedent dictate the conclusion that all three Establishment Clause tests preclude the state-directed, teacher-led, daily recitation of the โunder Godโ version of the Pledge in public schools. The reasons that no one but the two members of the majority has ever attempted to justify the 1954 insertion of the words โunder Godโ into the Pledge on the basis of the 2002 โreaffirmationโ are evident as well.
The majority argues that โit makes sense that we must examine the purpose of the most recent Congressional enactmentโ because โ[o]therwise, a perfectly valid measure ... would forever be banned by the politically motivated statements of some legislators.โ Maj. op. at 1034. This argument ignores the actual content and legislative history of both the 1954 enactment of the โunder Godโ amendment and
The 2002 Congress simply declared its approval of the 1954 amendment to the Pledge when, in response to Newdow I, it purported to reaffirm the earlier Congressโs action, necessarily including the purpose that underlay it. Members of Congress stated their disapproval of Newdow I, in statements on the House and Senate floors and in the text of the reaffirmation itself, insisting that the 1954 law had been constitutionally adopted and applied. See supra Part II.D. Congress did not seek to nullify or change the earlier Congressโs original purpose in 1954; at no time did it expressly state that the purpose in 1954 was other than religious, and at no time did it expressly offer any purpose other than religion for its act of affirmation. Certainly, at no point did it suggest that the phrase โunder Godโ was not religious. Rather, what it essentially did was to react, as Congresses have done in the past, to a judicial decision that it did not like by passing legislation or resolutions that attempted to overrule the scope of constitutional protections that the courts had afforded. See City of Boerne v. Flores, 521 U.S. 507, 117 S.Ct. 2157, 138 L.Ed.2d 624 (1997). It did so here by simply setting forth a set of โfindingsโ reporting pre-1954 historical events and a series of judicial decisions, all but one post-1954, in order to explain why our courtโs interpretation of the Constitution in Newdow I was in error.
In its findings, Congress noted a number of times prior to 1954 that the religious term โGodโ had been used, such as Jeffersonโs authoring of โNotes on the State of Virginiaโ and Lincolnโs Gettysburg Address, as well as the resolution calling for the proclamation of Thanksgiving Day.
Had Congress set forth its โsecular reasons ... directly in the statute,โ as the majority claims, maj. op. at 1027-28, one would expect that my colleagues could and would simply quote those reasons directly
The majority cannot support or even clearly express its claim of a secular congressional purpose because at no point was there any statement, in the 2002 Act or in its findings, that there was any purpose other than religion that motivated the 1954 enactment of the โunder Godโ amendment or the 2002 reaffirmation of that earlier congressional action. The 2002 Congress certainly disagreed with Newdow I, but its disagreement was based on our interpretation of the Establishment Clause. See supra Part II.D. Congress did not object to our decision on the basis that we had misunderstood its purpose; rather, it objected to our conclusion that the purpose we found was constitutionally impermissible.
The Supreme Court has clearly and consistently stated that legislation seeking to change a courtโs constitutional decision exceeds congressional authority; if it did not, โno longer would the Constitution be โsuperior paramount law, unchangeable by ordinary means.โโ Boerne, 521 U.S. at 529 (quoting Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177, 2 L.Ed. 60 (1803)). Notwithstanding any legislation Congress might choose to enact, โ[t]he power to interpret the Constitution in a case or controversy remains in the Judiciary.โ Id. at 524. Accordingly, we are bound to evaluate the โunder Godโ version of the Pledge enacted in 1954, without regard to any view that Congress may have expressed as to its constitutionality in the 2002 reaffirmation or any view it may have expressed regarding any constitutional interpretation that we rendered in Newdow I:
When [a court] has interpreted the Constitution, it has acted within the province of the Judicial Branch, which embraces the duty to say what the law is.... When the political branches of the Government act against the background of a judicial interpretation of the Constitution already issued, it must be understood that in later cases and controversies the Court will treat its precedents with the respect due them under settled principles, including stare decisis, and contrary expectations must be disappointed.
Id. at 536 (citing Marbury, 5 U.S. at 177).
Under these circumstances, it is difficult to comprehend how any reasonable judge could in good faith suggest that the 2002 recodification, even with its introductory recitation of historical events, provides any basis for disregarding the overwhelmingly predominant religious purpose of the 1954 amendment or substituting in its place some vague and inchoate secular purpose, especially knowing that no lawyer in this case and no judge in any similar case has ever offered so unsupportable a theory.
Even were we to consider what the majority appears at times to contend is the additional purpose, โadd[ing a] note of importanceโ to the Pledge, maj. op. at 3876, or any other similar purpose to which it seems at other times to allude, such as proclaiming that ours is a โlimited government,โ any such additional purpose would be of minimal significance in light of the overwhelmingly predominant religious purpose evident from the entire legislative record let alone the plain meaning of the words โunder God.โ The majorityโs approach is directly contrary to McCreary County v. ACLU of Kentucky, 545 U.S. 844, 871-72, 125 S.Ct. 2722, 162 L.Ed.2d 729 (2005), in which the Supreme Court held that even the repeal of a prior enactment does not โerase[it] from the record of evidence bearing on current purpose,โ and that a government action taken without โrepeal[ing] or otherwise repudiat[ing]โ the previous action carries even less weight.53 The majority defies this binding precedent and seizes upon the 2002 recodification in order to make an โimplausible claim that governmental purpose has changed.โ McCreary, 545 U.S. at 874. That argument โshould not carry the day in a court of law any more than in a head with common sense.โ Id.
The majorityโs decision not only fails to disappoint the illegitimate expectations of the 2002 Congress, it surely exceeds those lawmakersโ highest hopes. It acquiesces completely in the congressional disagreement with the judicial interpretation we previously rendered, accepting the interpretation of constitutional law set forth in the legislative findings to the 2002 reaffir-
C. The Issue: The Constitutionality of the 1954 Amendment As Applied
โIt cannot be the case that Congress may override a constitutional decision by simply rewriting the history upon which it is based.โ United States v. Enas, 255 F.3d 662, 675 (9th Cir.2001) (en banc). Nor can a court reach a constitutional conclusion by rewriting the history of the governmentโs actions, or by selectively declaring some of those actions obsolete, as todayโs majority does. Rather, it is the judiciaryโs responsibility to undertake an independent examination of both the historical facts and the law, and, ultimately, โto say what the law is.โ Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177, 2 L.Ed. 60 (1803).
Because the 2002 legislation made no effort to modify the wording of the amended Pledge, did not seek to change or disavow the purpose for which the words โunder Godโ were inserted into the previously non-sectarian Pledge, and could not erase the legislative history underlying the 1954 amendment even if Congress so wished, the 2002 reaffirmation could, even under the majorityโs interpretation, constitute nothing more than an ineffective effort by Congress to overrule a judicial interpretation of the Constitution. The majority therefore does a disservice to the Constitution and the judiciary by purporting to rely on that Act to justify its position regarding the โunder Godโ amendment. We must look to the Pledge as it was amended in 1954 and to the purpose for which that amendment was made. That has, correctly, been the view of our court and all other courts hearing Establishment Clause challenges involving the Pledge; it is the view of the parties to this action, of the intervenors, and of the amici; and it appeared to be the view of the two members of the majority until sometime after oral argument, when my colleagues must have thought that they had discovered, albeit belatedly, an argument that no one else had previously deemed worthy of consideration or had even mentionedโan argument that they hoped might somehow support the result that they desired to reach but could not otherwise attain. My colleagues would have far better performed their duty had they taken their chances and left it to the Supreme Court to revise the law governing the question now before us. For it is only if the Supreme Court were to decide to change its view of the Establishment Clause and overrule the precedent that now binds us, that the state-directed, teacher-led, daily recitation of the Pledge with the words โunder Godโ included could be held to be in compliance with the Constitution.
IV. Establishment Clause Tests
I now turn to the real issue in this case: Does the Establishment Clause, as it has been construed by the Supreme Court, preclude the state-directed, teacher-led, daily recitation of the version of the Pledge, as amended by Congress in 1954, in public schools? The answer is crystal clear. Todayโs majority not only ignores the historical record and the plain meaning of the words contained in the amendment to the Pledge; it also distortsโwhen it does not ignoreโthe applicable Supreme Court doctrine governing the constitutional issues before us. Although the Courtโs Establishment Clause jurisprudence is often derided as inconsistent,54 the chal-
In the context of the Establishment Clause, circuit courts and scholars have recognized three separate โtestsโ that control our analysis: the Lemon test, the endorsement test, and the coercion test. See, e.g., Borden v. Sch. Dist. of E. Brunswick, 523 F.3d 153, 175 (3d Cir.2008); Mellen v. Bunting, 327 F.3d 355, 370-71 (4th Cir.2003); DeStefano v. Emergency Hous. Group, Inc., 247 F.3d 397, 410-16 (2d Cir.2001); Doe v. Beaumont Indep. Sch. Dist., 240 F.3d 462, 468 (5th Cir.2001). There is no need to evaluate the relative merits of the various tests. As the majority acknowledges, the law is clear that each is
A. The Lemon Test and the โUnder Godโ Amendment
Despite repeated criticisms from various flanks, โ[t]he Lemon test remains the benchmark to gauge whether a particular government activity violates the Establishment Clause.โ Access Fund v. U.S. Depโt of Agric., 499 F.3d 1036, 1042 (9th Cir.2007). The Supreme Court applied the Lemon test in its most recent Establishment Clause case, see McCreary County v. ACLU of Ky., 545 U.S. 844, 859-67 (2005), as well as its most recent Establishment Clause case involving public schools, see Santa Fe, 530 U.S. at 314. It has โparticularly relied on Lemon in case[s] involving the sensitive relationship between government and religion in the education of our children.โ Sch. Dist. of Grand Rapids v. Ball, 473 U.S. 373, 383, 105 S.Ct. 3216, 87 L.Ed.2d 267 (1985). Indeed, with the exception of Lee v. Weisman, 505 U.S. 577, 112 S.Ct. 2649, 120 L.Ed.2d 467 (1992), see infra Part IV.C, โ[i]n no case involving religious activities in public schools has the Court failed to apply vigorously the Lemon factors.โ Lee, 505 U.S. at 603 n. 4 (Blackmun, J., concurring).56
The test itself is well-established: โFirst, the statute [or practice] must have a secular legislative purpose; second, its principal or primary effect must be one that neither advances nor inhibits religion; finally, the statute [or practice] must not foster โan excessive entanglement with religion.โโ Lemon v. Kurtzman, 403 U.S. 602, 612-13, 91 S.Ct. 2105, 29 L.Ed.2d 745 (1971) (internal citation omitted) (emphas-es added) (quoting Walz v. Tax Commโn, 397 U.S. 664, 674, 90 S.Ct. 1409, 25 L.Ed.2d 697 (1970)). The secular purpose must predominate; it cannot be โmerely secondary to a religious objective.โ McCreary, 545 U.S. at 864. Failure to satisfy any one of the three prongs of the Lemon test is sufficient to invalidate the challenged law or practice. Particularly relevant to this case, a finding that a challenged statute or practice had a predominantly religious purpose โmake[s] it unnecessary, and indeed inappropriate, to evaluate [its] practical significance.โ Wallace, 472 U.S. at 61. Thus, โ[i]f the law was enacted for the purpose of endorsing religion โno consideration of the second or third criteria [of Lemon] is necessary.โโ Edwards v. Aguillard, 482 U.S. 578, 585, 107 S.Ct. 2573, 96 L.Ed.2d 510 (1987) (second alteration in original) (quoting Wallace, 472 U.S. at 56). Simply put, if the purpose of the statute or practice โis the advancement or inhibition of religion then the enactment exceeds the scope of legisla-
The majority does not disagree that Lemon is the law of the land, nor does it dispute that a statute or state-sponsored practice that has a predominantly religious purpose necessarily violates the Establishment Clause. Rather, the fundamental error the majority makes that permeates its entire analysis is that it fails to comprehend that the Lemon test must be applied to the 1954 amendment that adds โunder Godโ to the Pledge and not to the Pledge in its entirety. The majorityโs attempt to ignore the amendment and instead base its analysis on โthe Pledge as a whole,โ maj. op. at 1019, is contrary to the legal principles that bind us for two reasons: First and foremost, the Supreme Court has determined how statutes amending provisions similar to the one before us shall be examined under Lemon and we are obligated to follow its holding. Second, it is the words โunder Godโ contained in the amendment that Jan Roe and her daughter challenge. They raise no question as to the constitutionality of the state-directed recitation of the Pledge as it existed prior to the 1954 amendment, or as it would exist today if the two offending words were stricken; it is only the addition of the religious phrase that they contest. Yet, as evidenced by its deliberate decision not to discuss or even to acknowledge the explicitly religious legislative history of the โunder Godโ amendment to the Pledge, the majority simply refuses to examine the legislative enactment that was zealously supported and unanimously adopted by 531 Senators and Representatives, signed by the President of the United States, celebrated with the most bellicose and divisive of all religious hymns on the steps of the Capitol, and endorsed by forty-three state legislatures. Instead, my colleagues contend that our analysis should examine โthe entire wording of the Pledge as a whole,โ id. at 1019 n. 9 (emphasis added), i.e., the Pledge as it exists today, disregarding the fact that it is only the application of the amendment that is challenged as unconstitutional.
Although the majorityโs willful blindness toward the existence and text of the amendment to the Pledge may be a necessary precondition to its reaching its desired outcome in this case, its refusal to follow controlling Supreme Court precedent reflects remarkable disdain for the law. The Supreme Court has explicitly held in a case that is indistinguishable from the one before us that our inquiry must center on the amendment and not the provision as a wholeโin this case on the specific words Congress enacted in 1954 and inserted into the Pledge of Allegiance: โunder God.โ In Wallace v. Jaffree, a secular and otherwise constitutional statute providing for a moment of silence in public schools was amended so as to add an explicitly religious provision stating that the moment of silence could be employed for prayer. The Supreme Court struck down that legislative amendment as violative of the Establishment Clause because of the โtextual differencesโ introduced by the amendment: โThe addition of [the words] โor voluntary prayerโ indicates that the State intended to characterize prayer as a favored practice.โ Wallace, 472 U.S. at 60. The majority seeks to evade its obligation to follow that binding precedent, but it is not free to set aside, overrule, or ignore it, or to avoid the conclusion that such binding precedent compels.
If the majority followed the Courtโs opinion in Wallace, as it is bound to do, it would be required to recognize that the previously secular Pledge of Allegiance was amended with the express purpose of promoting a state-sponsored belief in God
1.
There is no escaping the fact that our decision today is controlled by the Supreme Courtโs directly on-point analysis in Wallace v. Jaffree, 472 U.S. 38, 105 S.Ct. 2479, 86 L.Ed.2d 29 (1985). The case is what law students and their professors used to call a โspotted cow.โ57 The majority goes through numerous contortions in an effort to escape the unavoidable conclusion reached by Chief Justice Burger in dissent: Wallace โrender[s] the Pledge unconstitutional.โ Id. at 88 (Burger, C.J., dissenting).58 These contortions, however, cannot hide the fact that two judges of our circuit are simply disregarding binding Supreme Court law.
In Wallace, the state of Alabama amended a statute that called for a moment of silence at the beginning of each school day by adding language clarifying that the moment of silence could be used for โvoluntary prayer.โ See Wallace, 472 U.S. at 40 n. 2. Unlike here, there was no practical difference in Wallace between the original statute and the revised version that incorporated the amendment; in fact, the Court did not question that under the original statute students could voluntarily pray during mandatory moments of silence if they so desired. Cf. id. at 59; id. at 72-74 (OโConnor, J., concurring in the judgment); id. at 85 (Burger, C.J., dissenting). Still, the Court struck down the statute containing the clarifying โvoluntary prayerโ amendment as an unconstitutional establishment of religion, reasoning that the โtextual differencesโ between the original and the revised statute conclusively established the religious purpose of the later enactment. Id. at 58 (majority opinion). Laying the two statutes side by side, the Court noted that โ[w]hen the differences between [the revised statute] and its ... predecessor [were] examined,โ id., it was readily apparent that the amendment โhad no secular purpose,โ id. at 56. As the Court explained:
[T]he only significant textual difference is the addition of the words โor voluntary prayer.โ ... Appellants have not identified any secular purpose that was not fully served by [the law] before the enactment of [the amendment]. Thus, only two conclusions are consistent with the text of the [new law]: (1) the statute was enacted to convey a message of state endorsement and promotion of [religion]; or (2) the statute was enacted for no purpose. No one suggests that the statute was nothing but a meaningless or irrational act.
Id. at 59 (emphasis added).
In reaffirming Wallace, the Supreme Court has held that โ[t]he plain meaning of [a] statuteโs words ... can control the determination of legislative purpose.โ Edwards, 482 U.S. at 594. Here, as in Wallace, it does. The only two
To be precise, the ordinary and plain meaning of the word โGodโ is undeniably religious.59 So it was in the beginning, is now, and ever shall be. Even the majority concedes that examining the words โunder Godโ in isolation would reveal a meaning that โcould not be anything but religious.โ Maj. op. at 1028. Yet despite acknowledging that the purpose inquiry requires us to examine โthe plain meaning of the statuteโs words,โ id. at 1024, the majority purports somewhat incoherently to examine โCongressโ reasons for โthe plain meaning of the statuteโs words,โโ id. (emphasis added), and to find in the context of the religious phrase a meaning directly opposite to its plain meaning. In so doing, the majority declines to apply the meaning of the words themselves, but instead substitutes a statutory purpose of its own making.
The majority asserts that although โthe words โunder Godโ have religious significance,โ maj. op. at 1022, the phrase โunder Godโ in the Pledge conveys nothing more than the secular principle that โour nation is founded upon the concept of a limited government,โ id. at 1031-32, an odd proposition that occurred to none of the authors or supporters of the amendment. Indeed, a simple reading of the legislative history, and specifically the Congressional Record pertaining to the 1954 amendment, would make it clear to any reasonable person, even to one who could not grasp the plain meaning of the words โunder God,โ that the phrase as used in the amendment is a religious phrase deliberately inserted in the Pledge of Allegiance by Congress for a religious purpose. The congressional authors and supporters of the amendment did not conceal their purpose; they proclaimed it proudly. Congress unequivocally professed its desire to promote religion and faith in a Supreme Being; it did not even hint at the idea that the amendment was intended to proclaim that this country had a government of limited powers.
The majorityโs concession that โunder Godโ is in fact a religious phrase simply highlights the absurdity of its argument that, when added to the Pledge, the phrase suddenly became a reference to โlimited government.โ Maj. op. at 1022. Nothing in the plain meaning of the words โunder God,โ the legislative history of the statutory amendment, or the history of the events leading up to its adoption in any way suggests any such meaning. With all due respect to my colleagues, their โlimited governmentโ argument is pure poppycock, fabricated by the members of the majority in order to obfuscate the issues before us and supported by neither the words of the amendment nor the purpose expressed by Congress. Whether added to the Pledge, inserted into a high school civics textbook, or used in any other manner, the religious phrase โunder Godโ sets forth the proposition, not that our government is one of limited powers, but that our country is subordinate to the deity that rules over usโas in โLord, our God, ruler of the universe.โ60 The majorityโs hapless at-
As in Wallace, once the original statute and its amendment are compared, or as that case puts it, laid side by side, the amendmentโs religious purpose must become clear even to the members of the majority. In Wallace, Justice OโConnor found it particularly โnotable that Alabama already had a moment of silence statute before it enactedโ its amendment adding the words โvoluntary prayer.โ Wallace, 472 U.S. at 77 (OโConnor, J., concurring in the judgment) (emphasis added). So too, here, the United States already had a patriotic Pledge of Allegiance before Congress added the words โunder Godโ to it in 1954. Indeed, it is hard to โidentif[y] any secular purpose that was not fully served byโ the original Pledge โbefore the enactment ofโ its amendment. Id. at 59 (majority opinion) (emphasis added). The majority contends that the original Pledge did not adequately express the secular notion of โlimited government,โ but, as I have already pointed out, it is sheer sophistry to suggest that the words โone nation under Godโ somehow mean a nation with a โlimited government,โ rather than a nation subordinate to a higher religious being, or that the words โunder Godโ were added to the Pledge for some other secular purpose. Certainly none of the amendmentโs sponsors or supporters ever expressed so extraordinary an idea; indeed, they made it clear that their purpose was quite the oppositeโto proclaim our nationโs dedication to the Almighty. See infra Part IV.A.2.
The majority also suggests that the amendment to the Pledge advances the secular purpose of steeling Americansโ hearts and minds against Communism. But, again, it is difficult to see how this secular purpose โwas not fully servedโ by the original Pledge, Wallace, 472 U.S. at 59, which, like the current Pledge, emphatically began with the words, โI pledge allegiance to the flag of the United States of America.โ In the midst of the Cold War, could there possibly have been a more forceful renunciation of the foreign doctrine of Communism? The man who wrote the Pledge certainly did not think so. In the 1920s, Francis Bellamy, who at that time was very โpreoccup[ied] with subversives and radicalsโ in America, โespecially German-Americans Communists, โBolshevists,โ and anarchists,โ wrote a manifesto that โspelled out his vision of how the Pledge of Allegianceโโthat is, the original Pledge of Allegiance, without the words โunder Godโโโcould be used to promote patriotism and ward off un-Americanism.โ ELLIS, supra note 5, at 68-71 (emphasis added). Bellamyโs understanding of the words that he authored confirms the obvious: a pledge of allegiance to a national flag is, by definition, supremely patriotic. Except in theocracies, such a pledge does not become more patriotic by amending it to include a personal affirmation of belief in God.61
The majority, however, seeks to avoid Wallaceโs dispositive effect, employing three different tactics in its effort to escape the necessary consequence of its reasoning and holding. First, the majority argues that the plaintiffs here lack the standing to challenge the 1954 amendment that added โunder Godโ to the Pledge. Maj. op. at 1016-17. Second, it implies that Wallace has been effectively overruled. Id. at 1020-22. Finally, it purports to apply Wallace without ever actually applying its reasoning or holding. Id. at 1022-23. Each of these tactics is more contorted than the one that precedes it, and none even colorably provides any basis for freeing the majority from its obligation to follow binding Supreme Court law.
The majorityโs first attempt to avoid the result compelled by Wallace is simply a diversion. The majority haplessly argues that Jan Roe and her daughter lack the standing to challenge the 1954 amendment โbecause nothing in the Pledge actually requires anyone to recite it,โ and therefore plaintiffs cannot show that its wording โcauses them to suffer any concrete and particularized injury.โ Maj. op. at 1017.62 The majority repeatedly emphasizes that no direct challenge to the wording of the Pledge is before us on appeal, and explains that โ[o]nly
The answer, of course, is that the plaintiffs have challenged the โunder Godโ version of the Pledge as applied to them through the School Districtโs policy. Accord maj. op. at 1017 (โBecause the School Districtโs Policy states that recitation of the Pledge will fulfill the policy, we also examine the Pledge itself.โ). Accordingly, all of the effort the majority expends discussing the Roesโ standing with respect to the 1954 amendment is entirely beside the point. No one disputes that Jan Roe and
Before embarking on its second effort to avoid Wallace, the majority notes that the Wallace Court found evidence of an impermissible religious purpose not only in the โtextual differenceโ between the original statute and the subsequent amendment, but also in the legislative history of the amendment; the amendment sponsorโs testimony in district court; the court documents filed by the governor who signed the amendment into law; and a prayer statute passed one year after the amendmentโs adoption. Maj. op. at 1019. One might expect, based on this explanation of Wallace, that the majority would go on to examine not only the textual difference between the 1954 amendment and the original Pledge statute, but also the legislative history of the 1954 amendment; the public comments of Representative Rabaut, the amendmentโs sponsor, and the statements of President Eisenhower, who signed the amendment into law; as well as the other religiously-motivated laws passed within two years of the amendmentโs adoption. See infra Part IV.A.2; see also supra Parts III.B-C. Each of those sources compels the same conclusion: the 1954 Congress added โunder Godโ to the Pledge for an overwhelmingly religious purpose. None of these sources, however, is examined by the majority.
Unwilling to reach the result that Wallace would dictate, the majority, after ignoring the sources of information that Wallace identified as relevant, goes even further. It abandons its acknowledgment that Wallace requires an examination of the two words introduced by the Pledge amendment, and reverts to its original claim that we must โexamine the Pledge as a whole.โ Maj. op. at 1019. Although the majority does not provide a coherent explanation for its abrupt change in course, it appears to contend that Wallace has been tacitly overruled by later Supreme Court decisions. Specifically, the majority appears to assert that more recent Supreme Court cases have made โcontextโ the touchstone of the Lemon analysis and that โcontextโ now refers solely to the objects or words immediately surrounding the religious item or phrase being challengedโhere, the twenty-nine other words in the Pledge of Allegiance surrounding the words โunder God.โ In short, the majorityโs statement that the issue is the consti-
As an initial matter, I note that it is the Supreme Courtโs โprerogative alone to overrule one of its precedents.โ State Oil Co. v. Khan, 522 U.S. 3, 20, 118 S.Ct. 275, 139 L.Ed.2d 199 (1997). My colleagues have no authority to โconclude [that the Supreme Courtโs] more recent cases have, by implication, overruled an earlier precedent.โ Agostini v. Felton, 521 U.S. 203, 237, 117 S.Ct. 1997, 138 L.Ed.2d 391 (1997). To the contrary, โthe Court of Appeals on its own authority should[not] take[] the step of renouncingโ Supreme Court decisions; โ[i]f a precedent of th[e] Supreme Court has direct application in a case ... the Court of Appeals should follow the case which directly controls,โ even if it believes, mistakenly or otherwise, that the controlling Supreme Court authority โappears to rest on reasons rejected in some other line of decisions.โ64 Rodriguez de Quijas v. Shearson/Am. Express, Inc., 490 U.S. 477, 484, 109 S.Ct. 1917, 104 L.Ed.2d 526 (1989). Here, far from being implicitly โrejected in some other line of decisions,โ Wallaceโs reasoning and holding as to how to evaluate, for Establishment Clause purposes, an amendment to a statute, has been consistently and repeatedly reaffirmed by the Supreme Court in the intervening decades since it was decided.65 So, disregarding all those cases, my colleagues simply proceed with their untenable argument in derogation of another set of controlling Supreme Court decisions.
In suggesting, probably out of a feeling of necessity, that Wallace has been overruled by some new definition of โcontext,โ my colleagues do not rely on a majority opinion from the Supreme Court, or even on an opinion by a minority composed of one or more justices, involving an amendment to a statute. Rather, they rely on Justice Breyerโs one-judge opinion concurring in the judgment in Van Orden v. Perry, 545 U.S. 677, 698, 125 S.Ct. 2854, 162 L.Ed.2d 607 (2005) (Breyer, J., concurring in the judgment), relating to an entirely different matter. Maj. op. at 1022, 1023. In Van Orden, Justice Breyer analyzed the constitutionality of the placement of a monument of the Ten Commandments on government property and considered a number of factors, such as its relationship to other monuments on the same property. However, that case is in no way relevant to the question presented in Wallace or to the case presently before us. Justice Breyerโs concurrence did not relate to the interpretation of a statute and certainly not to how courts should determine the purpose and intent of amendments to statutory provisions, which, of course, was the question in Wallace and is the question here.
Under the majorityโs new constitutional definition of โcontext,โ the government may undertake any religious act so long as the preexisting nonreligious acts that are somehow related to the new act remain in effect. This approach is entirely inconsistent with common sense as well as with Establishment Clause jurisprudence.66 For example, if Congress decided to carve the face of Jesus onto Mount Rushmore, that act would certainly be unconstitutional despite the presence on that Mount of four nonreligious faces. It is the religious nature of the governmental action, not the previously secular context within which that action is placed, that determines the constitutionality of such a change. Under the majorityโs reasoning, it would be of no consequence whether Congress had inserted the words โunder God,โ or the words โunder Jesus,โ or the words โunder the Father, the Son, and the Holy Ghostโ into the Pledge of Allegiance, given the Pledgeโs otherwise secular or patriotic context. The Pledge is a patriotic not a religious exercise, the majority tells us, and therefore a religious message may be inserted. Yet surely, not even the majority would hold that the insertion of the two additional religious phrases set forth above would be consistent with the Establishment Clause.
Finally, after spending eight pages attempting to replace Wallaceโs reasoning with its new definition of โcontext,โ and a total of twenty-nine pages arguing that we must examine the Pledge โas a whole,โ the majority ultimately purports to acknowledge that it must apply Wallace to the โunder Godโ amendment itselfโan effort to which it devotes a mere two sentences. Maj. op at 1022-23. One โwho has a good conscience doesnโt walk so fast.โ67 Indeed, the only two sentences in which the majority explains how Wallace applies to
Focusing, as we must, on how the text of the statute is used, Van Orden, 545 U.S. at 701 (Breyer, J. concurring), we see that the addition of โor voluntary prayerโ to the statute in Wallace was used to encourage students to participate in a religious exerciseโthe very prayer enacted [one year later]. Here, the addition of โunder Godโ was used to describe an attribute of the Republic, โone Nation under Godโโa reference to the historical and religious traditions of our country, not a personal affirmation through prayer or invocation that the speaker believes in God.
Id. In the end, the majorityโs โanalysisโ consists only of a conclusion announced ex cathedra.
In sum, the majority fails in its duty to follow Wallace; it cannot declare the case overruled or replace the Courtโs reasoning with its own contrary rationale. Under Wallace, the majority is required to examine, rather than ignore, the text of the amendment. An examination of that text and the plain meaning of its words clearly reveals the explicitly religious purpose motivating the amendment to the Pledge. The words โunder Godโ are undeniably religious, and the addition to the Pledge of Allegiance of words with so plain a religious meaning cannot be said, simply because it might assist the majority in obtaining its objective, to be for a purpose that is predominantly secular. The words certainly were not inserted for the purpose of โreinforc[ing] the idea that our nation is founded upon the concept of a limited government.โ Maj. op. at 1031-32. As I have stated earlier in this dissent and as I reiterate here, the suggestion by the majority that the purpose of inserting the phrase โunder Godโ into the Pledge was to remind us that we have a โlimited governmentโ finds no support in the record and is wholly without merit.
Wallace explicitly requires us to compare the original statute to the amended form and to examine what the amendment has added. Where the addition is religious, the addition must be invalidated. Here, Wallace unquestionably requires us to strike down as unconstitutional the state-directed, teacher-led daily recitation of the โunder Godโ language in the Pledge of Allegiance in the public schools. Omitting the two words added by the 1954 amendment and returning to the recitation of the secular version of the Pledge that was used in public schools for decades prior to the adoption of the amendment would cure the violation of the Establishment Clause at issue here.
2.
As I have explained above, the majority, in determining the purpose of the amendment, refuses to give the words โunder Godโ their plain meaning, as required by Wallace, 472 U.S. at 58, by Edwards, 482 U.S. at 594, and by McCreary, 545 U.S. at 862, and indeed by elementary principles of statutory interpretation. As I have also explained, the majority has refused to follow controlling Supreme Court law with respect to examining the โcontextโ of the amendment. Compare Wallace, 472 U.S. at 58-61 with maj. op. at 1020-22. In addition, the ma-
Were the majority willing to follow controlling Supreme Court precedent and to acknowledge the legislative history of the Pledge that is detailed in this opinion, it could not deny that the history uniformly and overwhelmingly demonstrates a predominant religious purpose for the 1954 amendment. Here, the legislative history shows lockstep unanimityโeach and every senator and representative to comment on the addition of the words โunder Godโ to the Pledge unequivocally and zealously proclaimed religious motivations for his actions. See supra Part II. The unanimous, uncontradicted words of our legislators are clear: โunder Godโ was inserted in the Pledge to further the religious views and principles of millions of Americans, to reinforce their belief that God exists and to promote faith in his Being, indeed to reflect that we are subordinate to his Will. To those citizens who might be in doubt, the words were intended to let them know that such were the views and principles of all โtrue Americans,โ to indoctrinate them firmly in those American beliefs, and to try to resolve the doubts they might possess. Most pertinent here, the words were inserted in the Pledge so that schoolchildren throughout the land would repeat them daily and become imbued with the religious concepts that guided the authors and sponsors of the amendment, the other members of Congress, and the President of the United States. As Senator Wiley proclaimed, the lawmakers believed that there could be no โbetter training for our youngsters... than to have them, each time they pledge allegiance to Old Glory, reassert their belief, like that of their fathers and their fathers before them, in the all-present, all-knowing, all-seeing, all-powerful Creator.โ 100 Cong. Rec. 5915. Accordingly, as President Eisenhower declared when he signed the Pledge amendment into law, the lawmakers intended that โ[f]rom [that] day forward, the millions of our school children [would] daily proclaim in every city and town, every village and rural school house, the dedication of our Nation and our people to the Almighty.โ Id. at 8618.
Indeed, when the drafters of the enactment offered a legal justification in defense of that statuteโs validity under the First Amendment, they did not deny that the amendment was religious in nature, but simply contended that the religious act on the part of the government was not prohibited by the Establishment Clause. Specifically, the Senate Report asserts:
Adoption of the resolution would in no way run contrary to the provisions of the first amendment to the Constitution. This is not an act establishing a religion. A distinction exists between the church as an institution and a belief in the sovereignty of God. The phrase โunder Godโ recognizes only the guidance of God in our national affairs.... Neither will this resolution violate the right of any person to disbelieve in God or reject
the existence of God. The recognition of God in the pledge of allegiance to the flag of our Nation does not compel any individual to make a positive affirmation in the existence of God in whom one does not believe.72
As any law student will quickly recognize, both of the justifications put forward in the Senate Report declaring the enactment constitutional have since that time been flatly rejected by the Supreme Court: It is indisputable that the First Amendment prevents more than simply the establishment of a state-sponsored โChurch as an institutionโ and that the Bill of Rightsโ protections extend beyond those instances in which the government actually โcompels an individual to make a positive affirmationโ of a religious belief. See, e.g., Everson v. Bd. of Educ. of Ewing, 330 U.S. 1, 15, 67 S.Ct. 504, 91 L.Ed. 711 (1947); Abington, 374 U.S. at 233, 83 S.Ct. 1560 (Brennan, J., concurring) (โ[N]othing in the text of the Establishment Clause supports the view that the prevention of the setting up of an official church was meant to be the full extent of the prohibitions against official involvements in religion.โ); see also Engel v. Vitale, 370 U.S. 421, 430, 82 S.Ct. 1261, 8 L.Ed.2d 601 (1962) (โThe Establishment Clause... does not depend upon any showing of direct governmental compulsion and is violated... whether... laws operate directly to coerce nonobserving individuals or not.โ). Moreover, when we consider, as we do here, the application of the amendment to the state-directed, teacher-led, daily recitation of the amended Pledge in public schools, it is clear that the plaintiff and other like-minded children are compelled โto make a positive affirmation in the existence of God in whom [they do] not believe,โ or to become โoutsiders, not full members of the... community.โ73 Either way, they are deprived of their constitutional rights. See infra Part III.C. When the unconstitutional rationales for Congressโs enactment are stripped away, nothing remains, and the explanation in the Senate Report as to why including the religious phrase โunder Godโ in the Pledge is constitutional is shown to be without legal foundation.74
In sum, even aside from the plain meaning of the words โunder Godโ and the context in which we are required to examine them, the legislative history of the amendment to the Pledge and the surrounding circumstances provide overwhelming evidence that the state-directed, teacher-led, daily recitation of its religious version in public schools cannot possibly pass muster under any sound application of the Lemon test. The unanimous statements made by every legislator to speak in the House and Senate and included in the official legislative reports unabashedly announced that the purpose of including the words โunder Godโ in the Pledge was to โacknowledge the dependence of our people and our Government upon the moral directions of the Creator.โ See H.R.Rep. No. 83-1693, at 2 (1954), reprinted in 1954 U.S.C.C.A.N. 2339, 2340. In light of the clear and open declaration of purpose, there can be no denying that โthe enactment exceeds the scope of legislative power as circumscribed by the Constitution,โ Abington, 374 U.S. at 222, 83 S.Ct. 1560, or at the least does so when and as it is applied to state-directed, teacher-led, daily recitation of the amended Pledge in public schools.
3.
The majority argues that the purpose of the amendment of the Pledge of Allegiance in 1954 was not predominantly religious because the words โunder Godโ are simply a reference to the limited powers of our national government. That is, of course, an argument dreamt up by my colleagues that can nowhere be found in the Congres-
The โomission of a reference to the Deity [from the Constitution] was not inadvertent; nor did it remain unnoticed.โ Leo Pfeffer, The Deity in American Constitutional History, 23 J. CHURCH & STATE 215, 217 (1981). Although many early Americans strenuously opposed the Framersโ commitment to secularism and their decision to break with tradition by omitting God from the text of the Constitution, โ[t]he advocates of the secular state won, and it is their Constitution we revere today.โ ISAAC KRAMNICK & R. LAURENCE MOORE, THE GODLESS CONSTITUTION 28 (2d ed. 1997).78 The decision by the Founding Fathers cannot be reversed, nor the structure of the Constitution changed, as the majority suggests Congress did by inserting two words into the Pledge of Allegiance. Nor, certainly, was that the intent of Congress when it sought to promote a belief in God by making that belief a part of the Pledge.
The majorityโs contrived efforts to distort both history and binding Supreme Court law are inconsistent with our duty as judges, as defined by the Court. โ[I]t is the duty of the courts to โdistinguis[h] a sham secular purpose from a sincere one.โโ Santa Fe, 530 U.S. at 308, 120 S.Ct. 2266 (second alteration in original) (quoting Wallace, 472 U.S. at 75, 105 S.Ct. 2479 (OโConnor, J., concurring in the judgment)). This duty necessarily bars the courts themselves from superimposing a sham secular purpose onto an explicitly religious statute, as the majority does today.79 Twenty years ago, Justice OโCon-
To the extent that, notwithstanding all the controlling legal principles to the contrary, one could accept the concept advanced by the majority that a purpose of the insertion of the words โunder Godโ in the Pledge was to somehow celebrate our history or remind us that we have a โlimited governmentโ (and it is unlikely that a reasonable judge could do so) it defies reason to contend that the use of the term God did not have a religious purpose as well. One would have to ignore all the applicable law and all the relevant facts to reach such a conclusion. That the predominant purpose was religious is demonstrated beyond dispute by the legislative history of the amendment. See supra Part II.A-C. Such a conclusion is also evident from simple logic and reason. The term โGodโ is a religious term in every sense of the word, as the majority admits. Moreover, the majority suggests no other instance in which the word โGodโ was used by a legislative body for a predominantly non-religious purpose. To conclude that Congress would use the term โGodโ for a predominantly secular purpose when amending the Pledge of allegiance surely defies common sense.
Under the plain meaning of the words of the amendment to the Pledge, its context, the legislative history of its enactment, and all of the surrounding circumstances, there can be no doubt that the purpose of adding the words โunder Godโ to the Pledge of Allegiance was predominantly, if not exclusively, religious and that the daily recitation in public schools of the Pledge in its amended form violates the Lemon test,81 and thus the Establishment Clause.
B. The Endorsement Test and the โUnder Godโ Amendment
Although an objective application of the Lemon test that adheres to Supreme Court precedent requires, without more, a ruling in favor of Jan Roe and her child, I turn now to the remaining Establishment Clause tests to show that the Roes would prevail under each of them as well, and that with respect to each the majorityโs reasoning seriously misperceives or misrepresents the nature and function of the First Amendment. The second Establishment Clause test announced by the Supreme Court, the endorsement test, is in essence โa gloss on Lemon that encompasse[s] both the purpose and effect prongs.โ Kitzmiller v. Dover Area Sch. Dist., 400 F.Supp.2d 707, 714 (M.D.Pa. 2005). Under the endorsement test, โwe must examine both what [the government] intended to communicate... and what message [it] actually conveyed. The purpose and effect prongs of the Lemon test represent these two aspects of the meaning of the [governmentโs] action.... An
[T]he religious liberty protected by the Establishment Clause is infringed when the government makes adherence to religion relevant to a personโs standing in the political community. Direct government action endorsing religion or a particular religious practice is invalid under this approach because it โsends a message to nonadherents that they are outsiders, not full members of the political community, and an accompanying message to adherents that they are insiders, favored members of the political community.โ
Wallace v. Jaffree, 472 U.S. 38, 69, 105 S.Ct. 2479, 86 L.Ed.2d 29 (1985) (OโConnor, J., concurring in the judgment) (emphases added) (quoting Lynch, 465 U.S. at 688, 104 S.Ct. 1355 (OโConnor, J., concurring)); accord Santa Fe Indep. Sch. Dist. v. Doe, 530 U.S. 290, 309-10, 120 S.Ct. 2266, 147 L.Ed.2d 295 (2000) (same). How much greater must be the sense of exclusion in the case of a child in a schoolroomโa schoolroom where his classmates are the insiders and, because he is a nonadherent, he will no longer be a โfull member of the... community.โ Id.
In conducting the endorsement analysis, โ[t]he relevant question[] is โwhether an objective observer, acquainted with the text, legislative history, and implementation of the statute, would perceive it as a state endorsement of [religion].โโ Santa Fe, 530 U.S. at 308, 120 S.Ct. 2266 (quoting Wallace, 472 U.S. at 76, 105 S.Ct. 2479 (OโConnor, J., concurring in the judgment)). How could anyone โacquainted with the text and legislative historyโ of the statute that amended the Pledge in order to indoctrinate our children conclude anything other than that the state-directed, teacher-led daily recitation of the โunder Godโ version of the Pledge โconveys a message of exclusion to all those who do not adhere to the favored beliefsโ? Lee v. Weisman, 505 U.S. 577, 606, 112 S.Ct. 2649, 120 L.Ed.2d 467 (1992) (Blackmun, J., concurring). An atheist familiar with the Pledgeโs legislative history could hardly ignore the legislationโs chief proponentsโ statements that โ[a]n atheistic American is a... contradiction in terms,โ 100 Cong. Rec. 1700, that โthe forces of anti-God and antireligion... spread... dangerous and insidious propaganda,โ id. at 7760, or that โevilโ stems โ[f]rom the root of atheism,โ id. at 1700. How could atheist, agnostic, Hindu, or Buddhist children asked every day by their state employed teachers to recite the amended version of the Pledge feel anything but โthat they are outsiders,โ82 Santa Fe, 530 U.S. at 309, 120 S.Ct. 2266, when an author of the โunder Godโ amendment to the Pledge publicly proclaimed that peopleโs โcitizenship is of no real value... unless [they] can open [their] souls before God and before Him conscientiously say, โI am an American,โโ or when the President of the United States has declared that anyone who โtruly loves Americaโ will proudly say the Pledge as amended? 100 Cong. Rec. 7765, 8618 (em-
The majority agrees that some schoolchildren may perceive the amended Pledge as an endorsement of religion, but argues that under Good News Club v. Milford Central School, 533 U.S. 98, 119, 121 S.Ct. 2093, 150 L.Ed.2d 151 (2001), โa childโs understanding cannot be the basis for our constitutional analysis.โ Maj. op. at 1038. The majorityโs reliance on Good News is directly contrary to that opinionโs express rationale. In Good News, the Court held that a private groupโs use of a public schoolโs facilities for after-school religious events would not violate the Establishment Clause, despite โthe possibility that elementary school children may witness the [groupโs] activities on school premises.โ Good News, 533 U.S. at 119, 121 S.Ct. 2093. It expressly distinguished cases involving messages conveyed โby state teachers during the schoolday to children required to attend.โ Id. at 117, 121 S.Ct. 2093 (emphasis original). Unlike in those cases, because โmembers of the public writ large [were] permitted in the school after hours pursuant to [its] community use policy,โ the Court did not limit its analysis to whether endorsement would be perceived by children, but also considered the perception of the schoolโs activities among the adult members of the community. Id. at 118, 121 S.Ct. 2093. In short, Good News looked to the entire audience, not just to the children voluntarily in it.
Here, young Roeโs state-employed teachers conduct the state-directed daily recitation of the Pledge in a public school classroom during school hours. Five-year-olds are not the โyoungest members of the audience,โ they are the entire audience; โthe public writ largeโ does not attend kindergarten classes. In fact, as the Supreme Court pointed out in Good News, โin the normal classroom settingโ the children are โall the same age.โ 533 U.S. at 118, 121 S.Ct. 2093. In an as-applied challenge like the one before us, a practice must be analyzed in terms of those who actually experience its effects. As the majority is well aware, we are here examining only the effects of the daily classroom recitation of the religious version of the Pledge on public schoolchildren and are not considering the constitutionality of the use of that version of the Pledge in other circumstances. Indeed, because it is alleged that the recitation of the Pledge in the classroom is designed to indoctrinate schoolchildren with a religious belief, see supra Part II.C, it would make no sense to analyze its constitutionality in terms of its hypothetical effect on adults.
It is, in fact, the childrenโs lack of understanding of the full meaning of the Pledge that renders it such a powerful tool of indoctrination. A study conducted twenty years after the Pledge was amended to include the words โunder Godโ found that โgrade school children make sense of the Pledge of Allegiance by focusing on a word they understand, most commonly โGod,โ which leads them to such conclusions as โThe most important part is... talking about God,โ or โWe better be good cause God is watching us even if He is invisible.โโ83 This result is precisely what the members of Congress who amended the Pledge intended when they confidently stated that โeach time the [children]
It was over a half-century ago that Justice Jackson wrote the words that transformed the relationship of the state to the individual, words that have ever since marked our First Amendment jurisprudence: โIf there is any fixed star in our constitutional constellation, it is that no official, high or petty, can prescribe what shall be orthodox in politics, nationalism, [or] religion....โ W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 642, 63 S.Ct. 1178, 87 L.Ed. 1628 (1943). Unfortunately, today the majority is clearly charting its course by a far different constellation with a far less enduring First Amendment.
C. The Coercion Test and the โUnder Godโ Amendment
Because the state-directed, teacher-led daily recitation of the โunder Godโ version of the Pledge โviolate[s] both the Lemon test and the Endorsement test, we are not required to determine that [it] also run[s] afoul of the Coercion Test to hold [it] antithetical to the Establishment Clause.โ Doe v. Santa Fe Indep. Sch. Dist., 168 F.3d 806, 818 (5th Cir.1999), affโd 530 U.S. 290, 120 S.Ct. 2266, 147 L.Ed.2d 295 (2000) (applying Establishment Clause tests independently). The coercion test, set forth in Lee v. Weisman, 505 U.S. 577, 112 S.Ct. 2649, 120 L.Ed.2d 467 (1992), did not replace the Lemon analysis or the endorsement test. See id. at 587, 112 S.Ct. 2649 (โ[W]e do not accept the invitation... to reconsider our decision in Lemon v. Kurtzman.โ); id. at 604, 112 S.Ct. 2649 (Blackmun, J., concurring) (โ[N]othing in [Lee is] inconsistent with the essential precepts of the Establishment Clause developed in our precedents.โ). Rather, Lee created a third test with a separate threshold that a statute or practice must also meet in order to comply with the Establishment Clause: โ[A]t a minimum, the Constitution guarantees that government may not coerce anyone to support or participate in religion or its exercise....โ id. at 587, 112 S.Ct. 2649 (majority opinion) (emphasis added). Accordingly, if a statute or practice fails to pass the coercion test, that is reason enough to hold it unconstitutional. See id. at 604, 112 S.Ct. 2649 (Blackmun, J., concurring) (โAlthough our precedents make clear that proof of government coercion is not necessary to prove an Establishment Clause violation, it is sufficient.โ).
1.
The Supreme Court has been especially sensitive to the use of coercion in cases involving โyoung impressionable childrenโ in public school. Sch. Dist. of Abington Twp. v. Schempp, 374 U.S. 203, 307, 83 S.Ct. 1560, 10 L.Ed.2d 844 (1963) (Goldberg, J., concurring). As it stated in Edwards v. Aguillard, 482 U.S. 578, 585, 107 S.Ct. 2573, 96 L.Ed.2d 510 (1987), when evaluating state-sponsored religious activity in the classroom we โmust [be] mindful of the particular concerns that arise in the context of public elementary and secondary schools.โ The Supreme Court has never lost sight of the special danger presented by the promotion of religious views by public school teachers: In over six decades of adjudicating Establishment Clause challenges, the Supreme
In Lee, the Supreme Court emphasized the โheightened concerns with protecting freedom of conscience from subtle coercive pressure in the elementary and secondary public schools.โ 505 U.S. at 592, 112 S.Ct. 2649. The coercive pressure inherent in the school setting played a central role in the Courtโs analysis:
Our decisions in [Engel and Abington] recognize, among other things, that prayer exercises in public schools carry a particular risk of indirect coercion. The concern may not be limited to the context of schools, but it is most pronounced there.... What to most believers may seem nothing more than a reasonable request that the nonbeliever respect their religious practices, in a school context may appear to the nonbeliever or dissenter to be an attempt to employ the machinery of the State to enforce a religious orthodoxy.
Id. (emphasis added; citations omitted). Because of that inherent pressure, the Courtโs solicitude for the injury experienced by โthe dissenter of high school ageโ was not lessened by the fact that it occurred at a graduation ceremony for which attendance was ostensibly voluntary. Id. at 593-94, 112 S.Ct. 2649.
Here, the plaintiff on appeal is a five-year-old child compelled by law to attend school. Every day her teacher, a state employee, leads her and her classmates in a state-directed exercise explicitly designed to inculcate a religious belief in each of themโa belief in God. Such deliberate indoctrination exploits the fact โthat children mimic the behavior they observe[,] or at least the behavior that is presented to them as normal and appropriate,โ FCC v. Fox Television Stations, Inc., 556 U.S. 502, 129 S.Ct. 1800, 1813, 173 L.Ed.2d 738 (2009), and โthat children are disinclined at this age to step out of line or to flout โpeer-group norms,โโ Abington, 374 U.S. at 290, 83 S.Ct. 1560 (Brennan, J., concurring). As the Supreme Court has repeatedly explained, the very nature of coercive activity is that it exerts enormous โpressure upon religious minorities to conform to the prevailing officially approved religionโ and its practices, even though they reject that officially endorsed religious belief. Engel, 370 U.S. at 431, 82 S.Ct. 1261 (emphasis added).
A child subjected to state-sponsored, teacher-led religious indoctrination has two choices: participation or refusal. The fact that a young, impressionable schoolchild recites the religious Pledge does not necessarily mean that he does so โwillingly.โ Contra Maj. op. at 1012. To the contrary, rather than label himself an oddball, a troublemaker, and an outcast, rather than subject himself to humiliating name call-
The majority takes inconsistent positions regarding the coercive effect of religious indoctrination in public school classrooms. First, it asserts that allowing children the option of โparticipating in... religious exercisesโ in public schools demonstrates โone of the great principles of our nation.โ Maj. op. at 1036. Later, however, it acknowledges that providing such an โoptionโ does not render the stateโs conducting of a religious practice constitutional, because the coercive pres-sure still remains. Id. at 1038. Under binding Supreme Court law, the latter position is unquestionably correct. The Free Exercise Clause โhas never meant that a majority could use the machinery of the State to practice its beliefs.โ Abington, 374 U.S. at 226, 83 S.Ct. 1560. If it attempts to do so, โthe fact that individual students may absent themselves [or remain silent]... furnishes no defense to a claim of unconstitutionality under the Establishment Clause.โ Id. at 224-25, 83 S.Ct. 1560 (emphasis added). As the Court expressly stated in Lee, the government may not โplace objectors in the dilemma of participating, with all that implies, or protesting.... To recognize that the choice imposed by the State constitutes an unacceptable constraint only acknowledges that the government may no more use social pressure to enforce orthodoxy than it may use more direct means.โ Lee, 505 U.S. at 593-94, 112 S.Ct. 2649.
The intense social and psychological pressure at issue, pressure that is enormous when brought to bear against a five-year-old child, leaves no doubt that a public school classroom is a coercive environment, as defined in Lee. Indeed, the majority ultimately concedes that every day that young Roe goes to school she is โcoerced to participateโ in the state-directed, teacher-led recitation of the โunder Godโ version of the Pledge of Allegiance. Maj. op. at 1038. And so it must, as all nine of the Justices in Lee agreed that impermissible coercion occurs in a public-school classroom where attendance is mandatory, if that classroom is used to promote religious beliefs or expression.85
2.
Given that the majority inevitably concedes, as it must, that the classroom environment at issue in this case exerts significant coercive pressure to conform on children such as young Roe, and that allowing her the option of remaining silent or leaving the room would not cure the constitutional violation, it is left with only two equally unpersuasive arguments as to why the daily recitation of the โunder Godโ version of the Pledge does not violate the coercion rule. First, the majority contends that the Pledge is not a โreligious exercise.โ Accord Elk Grove, 542 U.S. at 31, 124 S.Ct. 2301 (Rehnquist, C.J., concurring in the judgment). Second, the majority argues that the recitation of the Pledge is a โpatriotic activity.โ Maj. op. at 1039-40 (emphasis added).
The majorityโs analysis can in fact be boiled down to one sentence: โthe Pledge is not a prayer.โ Maj. op. at 1038. To meet the coercion standard, my colleagues first conclude that โLeeโs indirect coercion analysisโ applies โonly if the government coerces students to engage in a religious exercise.โ Id. at 1038 (emphasis added). This may be the majorityโs determination in this case, but it most certainly is not the holding of the Supreme Court in Lee.
To the contrary, in Lee the Court held that โ[i]t is beyond dispute that, at a minimum, the Constitution guarantees that government may not coerce anyone to support or participate in religion or its exercise....โ Lee, 505 U.S. at 587, 112 S.Ct. 2649 (emphasis added). Apparently the same convenient willful blindness that prevents the majority from reading the Pledgeโs legislative history prevents it from reading the word โorโ in the preceding sentence. Otherwise, it would surely be forced to concede that Leeโs coercion analysis applies when the government coerces someone โto support or participate in religion,โ and not just โto [participate in] religious exercises.โ If the Lee majorityโs word is not good enough for the majority in this case, Justice Scaliaโs dissent, one part of which reflected the agreement of all members of the Court, should be sufficient. In that part, Justice Scalia said, โI have no quarrel with the Courtโs general proposition that the Establishment Clause โguarantees that government may not coerce anyone to support or participate in religion....โโ Id. at 642, 112 S.Ct. 2649 (Scalia, J., dissenting) (quoting id. at 587, 112 S.Ct. 2649 (majority opinion)).
If the unanimous conclusion reached by the Court in Lee still does not persuade my colleagues that their holding today is erroneous, perhaps they should simply read once again the very cases that they contend support their overly narrow reading of Lee. The majority asserts with regard to those cases that โallโ of the activities โhave been invalidated by the Supreme Court as unconstitutional school-sponsored religious exercises.โ Maj. op. at 1022-23 (emphasis added). But if the anticoercion rule applied only in the case of โreligious exercises,โ as the majority contends, then at least two important decisions would have to be erased from the U.S. Reports.
In Edwards v. Aguillard, which was a coercion case,86 the Supreme Court struck
Similarly, Stone v. Graham, 449 U.S. 39, 101 S.Ct. 192, 66 L.Ed.2d 199 (1980) (per curiam), is another coercion case that did not involve a religious exercise. In that case, the Court struck down a statute that โrequire[d] the posting of a copy of the Ten Commandments... on the wall of each public classroom in the State.โ Id. at 39, 101 S.Ct. 192. Surely, merely sitting in a room that has a copy of the Ten Commandments hanging on the wall does not constitute a โreligious exercise.โ See Maj. op. at 1021 (a religious exercise โis always activeโ). In fact, the Court held that by being compelled to sit in the classroom with the Ten Commandments affixed to the wall, the students were subjected to a โreligious practice.โ Stone, 449 U.S. at 42, 101 S.Ct. 192. The Court struck down the statute because its โeffectโ was โto induce the schoolchildren to read, meditate upon, perhaps to venerate and obey, the [Ten] Commandments.โ Id. (emphasis added).
Thus, there are at least two Supreme Court cases that invalidated state practices supporting religion in the public schools as coercive, and therefore violative of the Establishment Clause, even though those practices did not constitute a โreligious exercise.โ Accordingly, Lee must be understood to hold, as it explicitly states, โthat government may not coerce anyone to support or participate in religion or its exercise,โ Lee, 505 U.S. at 587, 112 S.Ct. 2649 (emphasis added), and not simply, as the majority states, that the government may not coerce anyone to engage in religious exercises.87
As the Supreme Court has made clear, the Pledge requires an affirmation of a belief. See W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 633, 63 S.Ct. 1178, 87 L.Ed. 1628 (1943) (โ[The] pledge requires affirmation of a belief and an attitude of mind.โ). Until its amendment in 1954, the Pledge was solely an affirmation of belief in, and loyalty to, oneโs country. But the โunder Godโ amendment added another component. Under the 1954 amendment, there is no conceivable way that the plain text, let alone the history, of the Pledge as amended can be read in any way other than as an affirmation of what the author of the amendment referred to as โthe definitive factor in the American way of life[:]... belief in God.โ 100 Cong. Rec. 1700 (emphasis added). One simply cannot in good faith daily affirm loyalty to a nation โunder Godโ if one does not believe that God exists, questions whether there is a God, or believes in polytheism.
No one can deny that the Pledge requires the speaker to engage in a performative act that binds him to a particular beliefโa belief in a nation โunder God.โ88 Indeed, even the majority appears to concede that one cannot recite the amended
3.
In its second attempt to avoid the strictures of Lee, the majority argues that the prohibition against coercing schoolchildren to embrace religion does not apply to the recitation of the amended Pledge because that recitation is simply a โpatriotic exercise designed to foster national unity and pride.โ Maj. op. at 1015 (quoting Elk Grove, 542 U.S. at 6, 124 S.Ct. 2301); see also id. at 62, 124 S.Ct. 2301. I do not dispute that the recitation of the Pledge both as originally written and as amended is a patriotic exercise or that the version codified in 1942 was indeed โdesigned to foster national unity and pride.โ90 But
The majorityโs reading of Lee ignores the fundamental principles underlying decades of Establishment Clause jurisprudence. In so doing, the majority deems religious indoctrination in public schools permissible under the coercion test so long as it is not part of a religious activity. This holding is dangerous and far-reaching, as well as unprecedented and unfounded. After today, if this court were to take the majorityโs holding seriously, or purport to follow it in relevant cases, public-school students in this circuit could be subjected to regular lectures promoting Christianity as the true religion, cf. Edwards, 482 U.S. 578, 107 S.Ct. 2573 (creationism instruction), or required to enroll in โcharacter developmentโ programs that extolled the superiority of Jesus over all others as a spiritual leader. They would
D. Application of the Tests to the 2002 Legislation
I have explained why the 2002 reaffirmation of the Pledge statute is of no relevance, as it simply sets forth Congressโs view that the 1954 amendment was constitutional and that our interpretation of the Constitution in Newdow I was erroneousโand thus it offers no different purpose for the adoption of the amendment. See supra Part III. However, the foregoing review of the Lemon, endorsement, and coercion tests demonstrates why, even had Congress advanced a secular purpose for both the 1954 โunder Godโ amendment and its 2002 reaffirmationโincluding the secular messages that the majority purports to believe that Congress intended to convey: that we live under โlimited government,โ or more generally that we should recognize our nationโs โhistorical principles of governanceโโthe amendment as applied in the case of the state-directed, teacher-led, daily recitation of the Pledge would still have failed to comply with the Establishment Clause. It would have failed the Lemon test because its principal purpose would still have been religious, and because the โprincipal or primary effectโ of the amendment, the affirmation of a personal belief in God, would still have unquestionably โadvance[d]... religion.โ Lemon, 403 U.S. at 612-13, 91 S.Ct. 2105 (citation omitted) (emphasis added). It would have failed the endorsement test because such recitations would still have sent the message to nonadherents of religion and to nonadherents of religions that embrace monotheism โthat they are outsiders, not full members of the political community, and an accompanying message to adherents that they are insiders, favored members of the political community.โ Santa Fe, 530 U.S. at 309-10, 120 S.Ct. 2266 (quoting Lynch, 465 U.S. at 688, 104 S.Ct. 1355 (OโConnor, J., concurring)). Finally, it would have failed the coercion test because such recitations would still have coerced schoolchildren โto support or participate in religion,โ and to profess a belief, whether held by them or not, in God. Lee, 505 U.S. at 587, 112 S.Ct. 2649. In short, the โunder Godโ version of the Pledge is, under all three tests, unconstitutional as applied, not only when considered in light of Congressโs actual purpose in adopting the amendment in 1954, but even when considered in light of the purpose that the majority would erroneously impute to Congress in reaffirming the amendment in 2002.
V. The Inapplicability of Alternative Theories
As the foregoing analysis demonstrates, the state-sponsored, teacher-led daily reci-
A. Supreme Court Dicta
The majority proudly asserts that by its decision today we โjoin our sister circuits who have held [that] similar school policies
The argument set forth by the Fourth and Seventh Circuits is essentially this: The Supreme Court has authored โrepeated dicta... respecting the constitutionality of the Pledge,โ Myers, 418 F.3d at 402, and those dicta โproclaim[] that [the] practice is consistent with the establishment clause,โ Sherman, 980 F.2d at 448; appellate courts, therefore, should follow the purported rule established in the dicta because โ[i]f the Justices are just pulling our legโ we should โlet them say so.โ Sherman, 980 F.2d at 448. Cleverly or not cleverly worded as this argument may be, it fails in both its major and minor premises: First, the so-called dicta โrespecting the constitutionality of the Pledge,โ Myers, 418 F.3d at 402, in fact do not say that the Pledge is โconsistent with the establishment clause,โ Sherman, 980 F.2d at 448. Second, the Supreme Courtโs holdings issued after each of the dicta was written do not support adherence to the โruleโ that our colleagues on the Fourth and Seventh Circuit have read into preexisting dicta. It is those subsequent hold-
The assertion that the Supreme Court has โproclaim[ed] that [the Pledge] is consistent with the establishment clause,โ id. (emphasis added), is inconsistent with the language of the purported dicta on which that assertion is based. Proponents of the dicta argument assert that โ[t]he Supreme Court has spoken repeatedly on the precise issue we address today.โ Myers, 418 F.3d at 409 (Motz, J., concurring in the judgment); id. at 402 (majority opinion) (relying on โrepeated dicta from the Courtโ). However, in over six decades of Establishment Clause jurisprudence, the Supreme Court has in fact made only two statements regarding the Pledge of Allegiance in its opinions.92 The first of these appeared in Lynch v. Donnelly, a case decided in 1984. In that case, the Court simply notes, in a preliminary discussion, that the โunder Godโ language in the Pledge is one among many โexamples of reference to our religious heritageโ that is reflected in numerous well-established national customs and practices. Lynch v. Donnelly, 465 U.S. 668, 676, 104 S.Ct. 1355, 79 L.Ed.2d 604 (1984). Contrary to what the Fourth and Seventh Circuits assert, the statement in Lynch in no way expresses the view that the Pledge passes any of the three Establishment Clause
Moreover, as the author of that historical reference wrote soon thereafter, in his view intervening Supreme Court lawโspecifically, the Supreme Courtโs decision in
Congress amended the statutory Pledge of Allegiance 31 years ago to add the words โunder God.โ Do the several opinions in support of the judgment today render the Pledge unconstitutional? That would be the consequence of their method of focusing on the difference between [the challenged statute] and its predecessor statute....
Wallace, 472 U.S. at 88, 105 S.Ct. 2479 (Burger, C.J., dissenting) (emphasis added; citation omitted); see also id. at n. 3, 105
The second purported dictum โproclaimingโ the Pledgeโs constitutionality is the following statement from County of Allegheny v. ACLU:
Our previous opinions have considered in dicta the motto and the pledge, characterizing them as consistent with the proposition that government may not communicate an endorsement of religious belief. Lynch, 465 U.S., at 693, 104 S.Ct. 1355 (OโConnor, J., concurring); id., at 716-717, 104 S.Ct. 1355 (Brennan, J., dissenting). We need not return to the subject... because there is an obvious distinction between creche displays and references to God in the motto and the pledge.
492 U.S. 573, 602-03, 109 S.Ct. 3086, 106 L.Ed.2d 472 (1989) (emphasis added). This passage is a far cry from an assertion by the Supreme Court, in dicta or otherwise, that the Pledge โis consistent with the establishment clause.โ Sherman, 980 F.2d at 448. To the contrary, despite the Courtโs unusual characterization of statements in a prior concurrence and dissent as โ[o]ur previous opinions,โ the Supreme Court in Allegheny simply reported the fact that a concurrence and a dissent in Lynch state in dicta that the amended Pledge is constitutional. However, neither that concurrence nor dissent spoke for the Court, and those are the only two opinions Allegheny cites when it refers to โ[o]ur previous opinionsโ characterizing the Pledge, in dicta, as constitutional. The Court in Allegheny itself expressly declined to comment on the validity of those prior โdictaโ or on the Pledgeโs constitutionality, recognizing that the issue was irrelevant to the case before it. Id. Furthermore, like the โdictumโ in Lynch, the statement in Allegheny was written in 1989, predating Edwards v. Aguillard, Lee v. Weisman, and Santa Fe v. Doe, core holdings that govern our analysis today. Finally, neither the โdictumโ in Allegheny nor the โdictumโ in Lynch expressed a view on the merits of the constitutional question before us. A plain reading of the โdictaโ and of subsequent Supreme Court decisions makes it apparent that the dicta argument relied upon by the Fourth and Seventh Circuits provides a very slim reed indeedโin fact, no reed at all.
There is also no merit to the minor premise asserted by the Fourth and Seventh Circuits that appellate courts should treat dicta as controlling. As all courts and judges have recognized, Supreme Court dicta, like all others, are not binding, and they certainly cannot serve as a justification for ignoring supervening Supreme Court precedent. Dicta or not, an intermediate court of appeals is required to follow binding Supreme Court cases unless and until the Supreme Court overrules them. Moreover, the only reason Supreme Court dicta enjoy greater weight than the dicta of lower courts is that they are a โprophecy of what [the] Court might hold.โ United States v. Montero-Camargo, 208 F.3d 1122, 1132 n. 17 (9th Cir.2000) (internal quotations omitted). Prophecies may be of some value when there are no
D. Application of the Tests to the 2002 Legislation
I have explained why the 2002 reaffirmation of the Pledge statute is of no relevance, as it simply sets forth Congressโs view that the 1954 amendment was constitutional and that our interpretation of the Constitution in Newdow I was erroneousโand thus it offers no different purpose for the adoption of the amendment. See supra Part III. However, the foregoing review of the Lemon, endorsement, and coercion tests demonstrates why, even had Congress advanced a secular purpose for both the 1954 โunder Godโ amendment and its 2002 reaffirmationโincluding the secular messages that the majority purports to believe that Congress intended to convey: that we live under โlimited government,โ or more generally that we should recognize our nationโs โhistorical principles of governanceโโthe amendment as applied in the case of the state-directed, teacher-led, daily recitation of the Pledge would still have failed to comply with the Establishment Clause. It would have failed the Lemon test because its principal purpose would still have been religious, and because the โprincipal or primary effectโ of the amendment, the affirmation of a personal belief in God, would still have unquestionably โadvance[d]... religion.โ Lemon, 403 U.S. at 612-13, 91 S.Ct. 2105 (citation omitted) (emphasis added). It would have failed the endorsement test because such recitations would still have sent the message to nonadherents of religion and to nonadherents of religions that embrace monotheism โthat they are outsiders, not full members of the political community, and an accompanying message to adherents that they are insiders, favored members of the political community.โ Santa Fe, 530 U.S. at 309-10, 120 S.Ct. 2266 (quoting Lynch, 465 U.S. at 688, 104 S.Ct. 1355 (OโConnor, J., concurring)). Finally, it would have failed the coercion test because such recitations would still have coerced schoolchildren โto support or participate in religion,โ and to profess a belief, whether held by them or not, in God. Lee, 505 U.S. at 587, 112 S.Ct. 2649. In short, the โunder Godโ version of the Pledge is, under all three tests, unconstitutional as applied, not only when considered in light of Congressโs actual purpose in adopting the amendment in 1954, but even when considered in light of the purpose that the majority would erroneously impute to Congress in reaffirming the amendment in 2002.
V. The Inapplicability of Alternative Theories
As the foregoing analysis demonstrates, the state-sponsored, teacher-led daily reci-
A. Supreme Court Dicta
The majority proudly asserts that by its decision today we โjoin our sister circuits who have held [that] similar school policies do not violate the Establishment Clause.โ Maj. op. at 1015. My colleagues properly do not, however, embrace the reasoning relied upon by the two other circuits that have so held. Both of those circuits predicate their conclusions on Supreme Court dicta or the views expressed by individual Supreme Court justices. See Myers v. Loudoun County Pub. Schs., 418 F.3d 395, 402 (4th Cir.2005); Sherman v. Cmty. Consol. Sch. Dist. 21 of Wheeling, 980 F.2d 437, 446-48 (7th Cir.1992). Because that is the only basis, other than that on which todayโs majority relies, on which any circuit court has upheld state-directed, teacher-led daily recitations of the โunder Godโ version of the Pledge, I explain why the majority here could not legitimately โjoin our sister circuitsโ in their erroneous reasoning.
The argument set forth by the Fourth and Seventh Circuits is essentially this: The Supreme Court has authored โrepeated dicta... respecting the constitutionality of the Pledge,โ Myers, 418 F.3d at 402, and those dicta โproclaim[] that [the] practice is consistent with the establishment clause,โ Sherman, 980 F.2d at 448; appellate courts, therefore, should follow the purported rule established in the dicta because โ[i]f the Justices are just pulling our legโ we should โlet them say so.โ Sherman, 980 F.2d at 448. Cleverly or not cleverly worded as this argument may be, it fails in both its major and minor premises: First, the so-called dicta โrespecting the constitutionality of the Pledge,โ Myers, 418 F.3d at 402, in fact do not say that the Pledge is โconsistent with the establishment clause,โ Sherman, 980 F.2d at 448. Second, the Supreme Courtโs holdings issued after each of the dicta was written do not support adherence to the โruleโ that our colleagues on the Fourth and Seventh Circuit have read into preexisting dicta. It is those subsequent hold-
Perhaps aware that the author of one of the two โdictaโ acknowledged that his view had been rejected in a subsequent opinion of the Court, that the other โdictum,โ like the first, does not actually speak to the merits of the issue in this case, and that the two dicta together do not carry any weight in light of the various intervening developments in the law, proponents of the dicta argument must rely on other data to bolster their claim that the Supreme Court has implicitly instructed lower courts how to decide the issue presently before us.
The Fourth Circuit, in search of such additional data, based its validation of the โunder Godโ version of the Pledge not just on the overruled purported dicta in Lynch and Allegheny, but also on the views of โindividual Justicesโ whom it characterizes as โhav[ing] made clear that the Establishment Clause . . . does not . . . make unconstitutional the daily recitation of the Pledge in public school.โ Myers, 418 F.3d at 405 (emphasis added). The Fourth Circuit goes on to cite a string of individual concurrences and dissents from various justices before emphatically declaring โnot one Justice has ever suggested that the Pledge is unconstitutional.โ Id. at 406 (emphasis in original).
Although some might consider a nose count of every justice ever to have sat on the Supreme Court, past or present, alive or dead, an absurd method of deciding a constitutional question concerning fundamental rightsโor any other question for that matterโI need not comment on the propriety of the Fourth Circuitโs approach because it fails on its own terms.94 Only
[a]dherence to Lee would require [a court] to strike down the Pledge policy, which, in most respects, poses more serious difficulties than the prayer at issue in Lee. A prayer at graduation is a one-time event, the graduating students are almost (if not already) adults, and their parents are usually present. By contrast, very young students, removed from the protection of their parents, are exposed to the Pledge each and every day.
.... Whether or not we classify affirming the existence of God as a โformal religious exerciseโ akin to prayer, it must present the same or similar constitutional problems.
Elk Grove, 542 U.S. at 46, 48, 124 S.Ct. 2301 (Thomas, J., concurring in the judgment). Justice Thomas unequivocally rejected the holding issued by todayโs majority that Lee turns entirely on whether a challenged practice constitutes a โformal religious exercise.โ Cf. supra Part IV.C. Lest there be any confusion, Justice Thomas made his point crystal clear: โ[A]s a matter of our precedent, the Pledge policy is unconstitutional.โ Elk Grove, 542 U.S. at 49, 124 S.Ct. 2301.
Six other Justices have reached the same conclusion, four of them in opinions written after the two โdictaโ in Lynch and Allegheny upon which the Fourth and Seventh Circuits so heavily rely. In Lee, Justice Scalia, joined by three of his colleagues, declared: โ[S]ince the Pledge of Allegiance has been revised since Barnette to include the phrase โunder God,โ recital of the Pledge would appear to raise the same Establishment Clause issue as the invocation and benediction[invalidated today]. . . . Logically, that ought to be the next project for the Courtโs bulldozer.โ See Lee, 505 U.S. at 639, 112 S.Ct. 2649 (Scalia, J., dissenting, joined by Rehnquist, C.J., and White and Thomas, JJ.). Similarly, in Allegheny, Justice Kennedy, writing for himself and three other Justices, wrote:
[B]y statute, the Pledge of Allegiance to the Flag describes the United States as โone Nation under God.โ To be sure, no one is obligated to recite this phrase, but it borders on sophistry to suggest that the โreasonableโ atheist would not feel less than a โfull member of the political communityโ every time his fellow Americans recited . . . a phrase he believed to be false.
492 U.S. at 672, 109 S.Ct. 3086 (Kennedy, J., dissenting, joined by Burger, C.J., and White and Scalia, JJ.) (internal citations omitted); see also Wallace, 472 U.S. at 88, 105 S.Ct. 2479 (Burger, C.J., dissenting);95 Engel v. Vitale, 370 U.S. 421, 449-50 & n.9, 82 S.Ct. 1261, 8 L.Ed.2d 601 (1962) (Stewart, J., dissenting).96 For those keeping score, an accurate nose count would thus contain more justices asserting that the
How, then, does the Fourth Circuit conclude that โnot one Justice has ever suggested that the Pledge is unconstitutionalโ? Myers, 418 F.3d at 405 (emphasis in original). The answer to this question is quite revealing: The court construes the votes of Justice Thomas and the other justices cited above as โpro-Pledgeโ votes because those justices disagree with existing Supreme Court precedents, which some of them have stated they would overturn. In other words, these justices believe that intermediate appellate courts are required to hold the Pledge unconstitutional, regardless of whether they would exercise their own prerogative as Supreme Court justices to overrule the precedents that bind us today. Their opinions may not, of course, be counted in favor of the holding reached by the Fourth and Seventh Circuits.
Although my colleagues have not made the error made by โour sister circuitsโ that they are proud to join, they could not have reached the result they do without disregarding clearly binding Supreme Court law, as recognized by a number of Su-
B. Ceremonial Deism
It is unclear whether by its vague, disjointed, and indirect allusions to โceremonial deismโ the majority intended to rely on that theory. Ceremonial deism is itself a hazily defined, never formally adopted doctrine under which it may be asserted that phrases that would otherwise constitute unconstitutional establishment of religion have, with respect to the particular usage at issue, become so interwoven into Americaโs social fabric that they no longer convey a religious message of sufficient potency to offend the Constitution. The majority implicitly invokes this โdoctrineโ when it cites Marsh v. Chambers, 463 U.S. 783, 103 S.Ct. 3330, 77 L.Ed.2d 1019 (1983), for the proposition that โthe nationโs historical practices can outweigh even obvious religious concerns under the Establishment Clause.โ98 Maj. op. at 1036. It also appears to endorse or at least approve Justice Brennanโs dissent in Lynch v. Donnelly, which explicitly relied upon ceremonial deism, id. at 716, 124 S.Ct. 2301, although Justice Brennan him-
self expressed some uncertainty about his position.99
Whatever the merits of the majorityโs โceremonial references to Godโ approach in other contexts, Supreme Court precedent precludes us from applying to this case the doctrine discussed by Justices Brennan and OโConnor and implicitly followed by the Court in Marsh: that in certain circumstances a practice with a sufficient historical acceptance is less susceptible to, or more immune from, challenge on Establishment Clause grounds. Marsh approved the time-honored opening of a legislative session with a chaplainโs prayer. A teacher-led daily recitation of the religious version of the Pledge of Allegiance in public schools is, however, far different from the opening ceremony of a legislative session, and so the Court made clear in Lee. Lee explained that
[i]nherent differences between the public school system and a session of a state legislature distinguish this case from Marsh v. Chambers, 463 U.S. 783, 103 S.Ct. 3330, 77 L.Ed.2d 1019 (1983). . . . The atmosphere at the opening of a session of a state legislature where adults are free to enter and leave with little comment and for any number of reasons cannot compare with the constraining potential of the school [environment, where] student[s] must] attend. The influence and force
505 U.S. at 596โ97, 112 S.Ct. 2649 (internal citations omitted). Thus, Lee precludes the use of ceremonial deism to justify state-sponsored religious activity in public school classrooms, including teacher-led daily recitations of the โunder Godโ version of the Pledge of Allegiance.
There are two other reasons that the application of ceremonial deism to the amended version of the Pledge is not consistent with the principles underlying that so-called legal doctrine. First, historically speaking, the contention asserted by Justice OโConnor that the Pledge has settled into a secular social niche because it is a โpractice [that] has been employed pervasively without engendering significant controversyโ is simply inaccurate. Elk Grove, 542 U.S. at 38, 124 S.Ct. 2301 (OโConnor, J., concurring in the judgment); cf. Allegheny, 492 U.S. at 631, 109 S.Ct. 3086 (OโConnor, J., concurring). When the bill amending the Pledge was first introduced in 1954, thirty-five million Americans opposed the addition of the words โunder Godโ to the traditional oath.100 Today, that number is even larger: When this court issued its opinion in 2002 striking down the daily, teacher-led recitation of the โunder Godโ version of the Pledge as unconstitutional, over thirty-nine million Americans agreed with our decision.101 Moreover, in the five and a half decades since the Pledge was amended to convey an explicitly religious purpose, numerous legal challenges have been filed seeking to remedy the purported constitutional harm suffered by millions of Americans who do not subscribe to a belief in God as prescribed by the โunder Godโ version of the Pledge. Indeed, these challenges began shortly after the Pledge was amended and have been pursued consistently throughout the intervening decades.102 The fact that
Second, even if we were free to do so, this court could not reasonably adopt the doctrine of ceremonial deism in this case because that doctrine, at least as it would be applied here, would necessarily be predicated on a fundamentally illogical premise. Specifically, it makes no sense to state that in the context of the daily recitation of the amended Pledge in public schools the phrase โunder Godโ has, over time, โlost through rote repetition any significant religious content.โ Lynch, 465 U.S. at 716, 104 S.Ct. 1355 (Brennan, J., dissenting). Prayers are regularly the subjects of โrote repetition,โ and, if anything, grow only more religious over time. Those Christians who have recited the Lordโs Prayer for the past two thousand years would be shocked to learn that, by virtue of their doing so, the prayer has lost its religious significance. So too would Jews who have recited the Shโma, the Jewish declaration of faith, two times a day for approximately the same length of time, or Muslims who turn toward Mecca five times daily and repeat the Shahadah, reciting the words โThere is no God but God, and Muhammad is his prophet.โ The amended Pledge was intended to be regularly recited in schools across the nation in order to teach โthe schoolchildren of Americaโ to have โfaith in the Almighty God,โ 100 Cong. Rec. 6919 (1954), and to โtrain[] . . . our youngsters[,] . . . each time they pledge allegiance[,] . . . [to] reassert their belief . . . in the all-present, all-knowing, all-seeing, all-powerful Creator,โ
Next, no one would suggest that the remainder of the Pledge has lost its patriotic meaning as the years have gone by. It would seem particularly unreasonable, therefore, to suggest that the religious phrase in the Pledge would somehow lose its meaning through repetition while the patriotic themes would retain their force and continue to grow even stronger over time. See Sherman, 980 F.2d at 448
The logical flaws inherent in the theory of ceremonial deism as applied to the recitation of the amended Pledge in public schools, as well as the erroneous historical assumptions on which application of that โdoctrineโ to the issue before us depends, explain why whatever the utility of the doctrine may be in other circumstances, it is of no possible use here. These infirmities may also explain why the theory has never actually been adopted elsewhere. As Thomas Paine so accurately observed, โa long habit of not thinking a thing wrong, gives it a superficial appearance of being right, and raises . . . a formidable outcry in defence of custom.โ THOMAS PAINE, COMMON SENSE 1 (Courier Dover Pub.1997) (1776). In most cases, ceremonial deism represents mainly the judiciaryโs less than courageous response to that outcry. Applying the doctrine makes it possible to conclude that in some instances state-sponsored religious practices are not unconstitutional simply because they enjoy broad and longstanding support from a religious majority. One observer has written that the doctrine can only invite abuse and, over time, will โyield[] an ever expanding sphere of activities courts [will] f[i]nd to be permissible forms ofโ state-sponsored religious endorsement. Epstein, supra note 14, at 2087. Here, fortunately, we need not speculate about the wisdom or availability of such a policy: As described supra at 4055, the Supreme Court has made it clear that the principle of ceremonial deism may not be applied in the case of religious practices in public schools.
C. The De Minimis Theory
The doctrine of ceremonial deism that the majority appears at times to embrace bears a close relationship to a final rescue theory supported by some members of this court and others. See, e.g., Newdow v. U.S. Cong., 328 F.3d 466, 490 (9th Cir.2003) (Fernandez, J., dissenting);105 Rapier v. Harris, 172 F.3d 999, 1006 n. 4 (7th Cir.1999). This theory, which is often referred to as the theory of the โde minimis
Embracing the de minimis theory here would countenance an injury to the disfavored atheist minority, as well as to others with โdifferentโ views, in order to sustain the religious preferences of the God-fearing majority. This illustrates the inevitable result of defining injury in the ab-
In any event, however tempting it might be to resolve this case under the de minimis theoryโs simple and direct approach, once again we are not free to do so. The Supreme Court has held that โthe embarrassment and the intrusion of [a] religious exercise cannot be refuted by arguing that . . . [it is] of a de minimis character.โ Lee v. Weisman, 505 U.S. 577, 594, 112 S.Ct. 2649, 120 L.Ed.2d 467 (1992). The reasons for this are self-evident. As was made clear in Abington v. Schempp, โthe measure of the seriousness of a breach of the Establishment Clause has never been thought to be the number of people who complain of it,โ 374 U.S. at 264, 83 S.Ct. 1560 (Brennan, J., concurring), nor is it any defense to urge that the religious practices here may be relatively minor encroachments on the First Amendment. That amendment is a fragile instrument. โThe breach of neutrality that is today a trickling stream may all too soon become a raging torrent and, in the words of Madison, โit is proper to take alarm at the first experiment on our liberties.โโ Id. at 225, 83 S.Ct. 1560 (majority opinion). For this reason, the โConstitution . . . requires that we keep in mind โthe myriad, subtle ways in which Establishment Clause values can be eroded.โโ Santa Fe, 530 U.S. at 314, 120 S.Ct. 2266 (quoting Lynch v. Donnelly, 465 U.S. 668, 694, 104 S.Ct. 1355, 79 L.Ed.2d 604 (1984) (OโConnor, J., concurring)).
Finally, I note that there are those who would suggest that minor constitutional violations can be countenanced because the judiciary will always stand vigilant in the face of more โsignificantโ threats against our liberty. Indeed, this was the approach that the Supreme Court itself adopted when, at a low point in its Establishment Clause jurisprudence, it announced with โabundant assurance that there is no real threat [to liberty] โwhile this Court sits.โโ Marsh v. Chambers, 463 U.S. 783, 795, 103 S.Ct. 3330, 77 L.Ed.2d 1019 (1983) (quoting Panhandle Oil Co. v. Mississippi ex rel. Knox, 277 U.S. 218, 223, 48 S.Ct. 451, 72 L.Ed. 857 (1928) (Holmes, J., dissenting)). But as the history of the Pledge of Allegiance as well as other more significant events in judicial history demonstrate, that is not always the case. Although some might think that judges are capable of making all of their decisions strictly on the basis of objective legal analyses, todayโs decision represents but an example of how far they may stray from the governing law. The Marsh statement is at best aspirational. The threat to First Amendment safeguards still exists today. โ[I]n the hands of government what might begin as tolerant expression of religious views may end in a policy to indoctrinate and coerce.โ Lee, 505 U.S. at 591-92, 112 S.Ct. 2649. โ[T]he First Amendment to our Constitution was designed to avoid these ends by avoiding these beginnings.โ W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 641, 63 S.Ct. 1178, 87 L.Ed. 1628 (1943). We cannot, sadly, always count on todayโs courts to protect First Amendment freedoms, at least not those of individuals. Sometimes the reasons are difficult to dis-
VI. Conclusion
I end where I began. Todayโs majority opinion will undoubtedly be celebrated by a large number of Americans as a repudiation of activist, liberal, Godless judging. That is its great appeal; it reaches the result favored by a substantial majority of our fellow countrymen and thereby avoids the political outcry that would follow were we to reach the constitutionally required result. Nevertheless, by reaching the result the majority does, we have failed in our constitutional duty as a court. Jan Roe and her child turned to the federal judiciary in the hope that we would vindicate their constitutional rights. There was a time when their faith in us might have been well placed. I can only hope that such a time will return someday.
As a judge of an intermediate appellate court, I would hold that our decision is controlled by the binding Supreme Court precedents governing this case. We are required to follow those precedents regardless of what we believe the law should be or what we think that the Supreme Court may hold in the future. Were todayโs majority to examine the amended Pledge as applied โthrough the unsentimental eye of our settled doctrine, it would have to strike it down as a clear violation of the Establishment Clause.โ Marsh v. Chambers, 463 U.S. 783, 796, 103 S.Ct. 3330, 77 L.Ed.2d 1019 (1983) (Brennan, J., dissenting). Following settled precedents, I conclude that the state-directed, teacher-led daily recitation in public schools of the amended โunder Godโ version of the Pledge of Allegiance, unlike the recitation of the historic secular version, without the two added words, contravenes the rules and principles set forth in Lemon v. Kurtzman, Santa Fe v. Doe, and Lee v. Weisman. Accordingly, we are, in my view, required to hold that the amendment, as applied, violates the Establishment Clause of the United States Constitution. I should add that I firmly believe that the existing Supreme Court cases and doctrine reflect the true purpose and values of the Establishment Clause and of our Constitution as a whole, and that the holding that we should, but do not, reach best ensures the rights and liberties of the schoolchildren of this country. Finally, I firmly believe that any retreat from the existing Supreme Court doctrine and cases would constitute a most unfortunate diminution of the freedom of all our citizens.
Had my views prevailed here, our decision would not preclude daily recitation of the Pledge of Allegiance by public schoolchildren. To the contrary, public schoolchildren would be free to recite the Pledge as it stood for more than sixty years, a patriotic Pledge with which many of us grew upโa patriotic Pledge that is fully consistent with the Establishment Clause. All that would be required would be the deletion of the two words added by an amendment designed to promote religion and to indoctrinate schoolchildren with a religious belief. As has long been agreed in this nation, the teaching of religious views is the function of the family and the Church, not the State and the public school system.
As a judge of this court, I deeply regret the majorityโs decision to ignore the Pledgeโs history, the clear intent and purpose of Congress in amending the Pledge, the numerous Supreme Court precedents that render the school districtโs course of conduct unconstitutional as applied, and the very real constitutional injury suffered by Jan Roe and her child, and others like them throughout this nation.
Accordingly, I dissent.
Notes
Van Orden, 545 U.S. at 707 (Stevens, J., dissenting). The only legislator not quoted in the text is Congressman Eberharter, author of the 1942 Act that first codified the original Pledge, who rose only for a moment to express his โwholehearted supportโ for the proposed alteration. 100 Cong. Rec. 7758.I AM the LORD thy God. Thou shalt have no other gods before me.
Thou shalt not make to thyself any graven images.
Thou shalt not take the Name of the Lord thy God in vain.
Remember the Sabbath day, to keep it holy.
Honor thy father and thy mother, that thy days may be long upon the land which the Lord thy God giveth thee.
Thou shalt not kill.
Thou shalt not commit adultery.
Thou shalt not steal.
Thou shalt not bear false witness against thy neighbor.
Thou shalt not covet thy neighborโs house.
Thou shalt not covet thy neighborโs wife, nor his manservant, nor his maidservant, nor his cattle, nor anything that is thy neighborโs.
Wallace v. Jaffree, 466 U.S. 924 (1984) (holdingFrom henceforth, any teacher or professor in any public educational institution within the state of Alabama, recognizing that the Lord God is one, at the beginning of any homeroom or any class, may pray, may lead willing students in prayer, or may lead the willing students in the following prayer to God:
Almighty God, You alone are our God. We acknowledge You as the Creator and Supreme Judge of the world. May Your justice, Your truth, and Your peace abound this day in the hearts of our countrymen, in the counsels of our government, in the sanctity of our homes and in the classrooms of our schools in the name of our Lord. Amen.
William Hickey, The Constitution of the United States of America 139-40 (1853) (emphasis added), cited in Anthony R. Picarello, Jr., Establishing Anti-Foundationalism Through the Pledge of Allegiance Cases, 5 First Amend. L.Rev. 183, 188 (2006) (filed as part of the brief for Defendant-Intervenor Carey). A parallel campaign to influence higher education to become less secular and more religious was led by a brilliant, young, and dedicatedly religious Yale graduate who authored a highly influential book entitled God and Man at Yale. See WILLIAM F. BUCKLEY, GOD AND MAN AT YALE (Regnery, 1951). Buckley subsequently became an intellectual leader of the conservative political movement and a prominent Catholic layman, who died only last year.Let it be remembered, finally, that it has ever been the pride and boast of America that the rights for which she contended were the rights of human nature. By the blessings of the Author of these rights on the means exerted for their deference, they have prevailed against all opposition, and form the basis of thirteen independent States.
George Washington, General Orders (July 2, 1776) (emphasis added), cited in Picarello, 5 First Amend. L.Rev. at 187. Throughout the 1920s and 1930s, a โcoordinated national propaganda campaign,โ envisioned by Bellamy, the Pledgeโs author, and carried out by various educational and civic organizations, transformed the Pledge into โa defining symbol of national patriotism.โ ELLIS, supra note 5, at 79; see generally id. at 50-80. Because this campaign followed an earlier movement at the turn of the century to put a โflag over every schoolhouse,โ and later in every classroom, see id. at 2-9, by the time Congress turned its attention to amending the Pledge in 1954, regular recitation of the Pledge by schoolchildren across America was a common occurrence.The fate of unborn Millions will now depend, under God, on the Courage and Conduct of this armyโOur cruel and unrelenting Enemy leaves us no choice but a brave resistance, or the most abject submission; this is all we can expectโWe have therefore to resolve to conquer or die.
We do not doubt some members of Congress were motivated to add the phrase โunder Godโ to the Pledge to serve wholly religious ends. Nevertheless, under Supreme Court precedent, our Establishment Clause inquiry focuses solely on โthe legislative purpose of the statute, not the possibly religious motives of the legislators who enacted the law.โ Bd. of Educ. v. Mergens, 496 U.S. 226, 249, 110 S.Ct. 2356, 110 L.Ed.2d 191 (1990) (plurality opinion of OโConnor, J.); see United States v. OโBrien, 391 U.S. 367, 384, 88 S.Ct. 1673, 20 L.Ed.2d 672 (1968) (โWhat motivates one legislator to make a speech about a statute is not necessarily what motivates scores of others to enact it.โ).
Clayton Knowles, Big Issue in D.C.: The Oath of Allegiance, N.Y. TIMES, May 23, 1954, at E7 (emphasis added). Indeed, a number of states incorporate their school-pledge requirements into statutes that simultaneously endorse school prayer. Kentucky provides that, โas an affirmation of the freedom of religion in this country . . . a local school district may authorize the recitation of the traditional Lordโs prayer and the pledge of allegiance to the flag in public elementary schools.โ- having ascendancy, power, authority, or influence over others; preeminent.
- preponderant; prominent: a predominant trait; the predominant color of a painting. See http://dictionary.reference.com/browse/predominant (last visited January 20, 2010).
God of the Free, Hope of the Brave: For the Legacy of America where diversity is celebrated and the rights of minorities are protected, we thank You. May these young men and women grow up to enrich it. For the liberty of America, we thank You. May these new graduates grow up to guard it. For the political process of America in which all its citizens may participate, for its court system where all may seek justice we thank You. May those we honor this morning always turn to it in trust. For the destiny of America we thank You. May the graduates of Nathan Bishop Middle School so live that they might help to share it. May our aspirations for our country and for these young people, who are our hope for the future, be richly fulfilled.Lee, 505 U.S. at 581-82, 112 S.Ct. 2649.
I will, however, note at least one problem with that methodology: When justices write for themselves, as opposed to the Court, they are free at any point to change their minds, abandoning positions they once held without first obtaining the agreement of four of their colleagues. As a result, the fact that a justice holds a certain view on a question not presently before him is far from conclusive evidence as to how that same justice would rule when actually faced with the relevant issue and furnished with briefs and oral argument by all of the interested parties. For example, the Fourth Circuit relies in part on the fact that Justice Brennan, โamong the most stalwart of separationistsโ of Church and State, Sherman, 980 F.2d at 447, stated in Lynch that โthe references to God contained in the Pledge of Allegiance can best be understood as a form of โceremonial deism,โ protected from Establishment Clause scrutiny.โ See Myers, 418 F.3d at 405 (citing Lynch, 465 U.S. at 716, 104 S.Ct. 1355 (Brennan, J., dissenting)). Putting aside for a moment that Justice Brennan explicitly said in that same opinion that he was โuncertainโ about the Pledgeโs constitutionality, Lynch, 465 U.S. at 716, it is worth noting that he also opined at one point that โ[t]he saying of invocational prayers in legislative chambers, state or federal, and the appointment of legislative chaplains, might well represent no involvements of the kind prohibited by the Establishment Clause,โ Abington, 374 U.S. at 299-300, 83 S.Ct. 1560, yet twenty years later, when actually presented with that issue, authored a strenuous dissent from the majorityโs decision holding legislative prayers constitutional, directly acknowledging that he โwas wrongโ in Abington. See Marsh v. Chambers, 463 U.S. 783, 796, 103 S.Ct. 3330, 77 L.Ed.2d 1019 (1983) (Brennan, J., dissenting). Thus, when lower courts base constitutional analyses on nose counts of individual Justices, not even our dicta-enhanced powers of โprophecyโ may be sufficient in divining the appropriate count.
Quoted supra p. 4045.
โIn 1954 Congress added a phrase to the Pledge of Allegiance to the Flag so that it now contains the words โone Nation under God . . . .โ I am at a loss to understand the Courtโs ipse dixit that th[is] official expression[] of religious faith in and reliance upon a Supreme Being โbear[s] no true resemblance to the unquestioned religious exercise [of] the State of New York [invalidated] in this [case].โโ
As indicated in the text, at least seven justices have concluded that the Pledge is unconstitutional under governing Supreme Court precedent. Only six have expressed the contrary view. Four of those justices did so in a single dissent authored by Justice Brennan. See Lynch v. Donnelly, 465 U.S. at 694, 104 S.Ct. 1355 (Brennan, J., dissenting, joined by Marshall, Blackmun, and Stevens, JJ.). As I have already discussed, see supra note 93, that dissent explicitly expressed its โuncertaintyโ as to the Pledgeโs constitutionality, but opined that the words โunder Godโ might be upheld on the basis of โceremonial deism,โ a doctrine never embraced by a majority of the Supreme Court. See infra Part V.B. Moreover, Justice Brennanโs statement was written in 1984, well before the Establishment Clauseโs jurisprudential landscape was altered by Wallace v. Jaffree as well as Edwards v. Aguillard, Lee v. Weisman, and Santa Fe v. Doe. The other two justices who expressed the view that the post-1954 version of the Pledge is consistent with governing Establishment Clause precedents were Chief Justice Rehnquist and Justice OโConnor. See Elk Grove, 542 U.S. at 25-33, 124 S.Ct. 2301 (Rehnquist, C.J., concurring in the judgment); id. at 33-45 (OโConnor, J., concurring in the judgment). However, these opinions were based on blatantly incomplete and erroneous information on a critical issue. Chief Justice Rehnquist wrote, โThe [Pledge] amendmentโs sponsor, Representative Rabaut, said its purpose was to contrast this countryโs belief in God with the Soviet Unionโs embrace of atheism. 100 Cong. Rec. 1700 (1954). We do not know what other Members of Congress thought about the purpose of the amendment.โ Id. at 25-26 (emphasis added). Remarkably the late Chief Justice appears to have been aware of only the single page of the Congressional Record that he cites in his opinion, and indeed appears to have read even that page very selectively. Had he been aware of the remainder of the remarks made by congressmen and of the reports in the Congressional Record, he would have known of the history detailed earlier in this opinion, and would certainly have had to wrestle with that history in his reasoning. Perhaps he, like todayโs majority, would have found some way to reach the desired outcome nonetheless, but surely an individual opinion that demonstrates so sweeping an unawareness of the historical record cannot be given significant weight. Justice OโConnorโs opinion is similarly flawed because it mistakenly relied on Chief Justice Rehnquistโs uninformed historical account. See id. at 33 (โ[T]he history presented by the Chief Justice illuminates the constitutional problems this case presents. . . .โ).
As one of the members of the majority had once recognized, this principle has limited applicability, especially for a state practice with a history as brief as that of the recitation of the โunder Godโ version of the Pledge in public schools:
County of Allegheny points out that not โall accepted practices 200 years old and their equivalents are constitutional today.โ . . . . If 200 years does not necessarily suffice to sanitize an otherwise violative establishment of religion, then the fact alone that [a] practice has occurred for 50 years is similarly of little value.
Cammack v. Waihee, 932 F.2d 765, 786 (9th Cir.1991) (D.Nelson, J., dissenting) (quoting County of Allegheny, 492 U.S. at 605, 109 S.Ct. 3086).
As indicated in a portion of Justice Brennanโs dissent, the decision in Marsh v. Chambers is the closest the Supreme Court has ever come to adopting the rationale underlying ceremonial deism. In that case, the Court, without explicitly using the phrase โceremonial deism,โ upheld the practice of opening legislative sessions with a formal prayer on the ground that the practice had a long and uninterrupted history in this country.
See supra note 77.
See Linda Lyons, The Gallup Brain: โOne Nation Under God,โ GALLUP, Mar. 23, 2004 (reporting that 14% of Americans expressed โsupport for court ruling Pledge unconstitutionalโ), available at http://tinyurl.com/GallupUnderGod.
See, e.g., Lewis v. Allen, 5 Misc.2d 68, 159 N.Y.S.2d 807 (N.Y.Sup.1957), affโd by, 11 A.D.2d 447, 207 N.Y.S.2d 862 (N.Y.App.Div.1960), affโd by, 14 N.Y.2d 867, 252 N.Y.S.2d 80, 200 N.E.2d 767 (1964); Smith v. Denny, 280 F.Supp. 651 (E.D.Cal.1968), appeal dismissed, 417 F.2d 614 (9th Cir.1969); Sherman v. Cmty. Consol. Sch. Dist., 714 F.Supp. 932 (N.D.Ill.1989), vacated in part by, 980 F.2d 437 (7th Cir.1992); Myers v. Loudoun County Sch. Bd., 251 F.Supp.2d 1262 (E.D.Va.2003), affโd, 418 F.3d 395 (4th Cir.2005); Myers v. Loudoun County Sch. Bd., 500 F.Supp.2d 539 (E.D.Va.2007); Freedom Found. v. Cong., 2008 WL 3287225, 2008 U.S. Dist. LEXIS 63473 (D.N.H. Aug. 7, 2008); see also Gladwin Hill, Suit Asks Change in Pledge to Flag, N.Y. TIMES, June 20, 1963, at 20 (detailing Los Angeles suit); Suit Over Allegiance Pledge Stirs County, L.A. TIMES, Oct. 23, 1963, at A1 (same); Mother Seeks Removal of โGodโ in Flag Pledge, N.Y. TIMES, Apr. 7, 1964, at 9 (detailing Baltimore suit); New Suit Filed By Mrs. Murray, WASH. POST, Sept. 16, 1964, at B4 (detailing Honolulu suit).
Surely, the simple fact that the Supreme Court has repeatedly declined to address the Pledge issue cannot support the proposition that it has attained longevity as a constitutionally valid practice. Cf. Lewis, 14 N.Y.2d 867, 252 N.Y.S.2d 80, 200 N.E.2d 767, cert. denied, 379 U.S. 923, 85 S.Ct. 279, 13 L.Ed.2d 336 (1964); Sherman, 980 F.2d 437, cert. denied, 508 U.S. 950, 113 S.Ct. 2439, 124 L.Ed.2d 658 (1993); Newdow, 292 F.3d 597, revโd on other grounds sub nom., Elk Grove, 542 U.S. 1, 124 S.Ct. 2301 (2004). Such an approach would allow the Court itself, through the mere exercise of its certiorari discretion, to dictate constitutional results. Cf. ANTONIN SCALIA, A MATTER OF INTERPRETATION 45, 47 (1998) (โPanta rei is not a sufficiently informative principle of constitutional interpretation. . . . If the Courts are free to write the Constitution anew, they will, by God, write it the way the majority wants[.]โ).
Statement by the President Upon Signing Bill To Include the Words โUnder Godโ in the Pledge to the Flag, PUB. PAPERS 563 (June 14, 1954), available at http://tinyurl.com/PubPapersUnderGod, reprinted in
The day after Newdow I was decided, a disagreement broke out on the floor of the House of Representatives over Judge Fernandezโs embrace of the de minimis theory in his dissent. See 107 Cong. Rec. H4125-27. Representatives Robert C. Scott and Sheila Jackson-Lee discussed the dissent with approval, but Representative Henry Hyde vehemently disagreed with its approach: โI do not think that it is trivial. I think acknowledging the primacy of almighty God is of transcendent importance, and I guess de minimis is in the minds of the analysts; but I could not disagree more.โ
Although todayโs majority does not embrace the de minimis theory, its decision is animated by the same misplaced concern. The majority seems offended that young โRoe . . . asks us to prohibit the recitation of the Pledge by other students,โ the majority of students, who believe in a monotheistic God and have no problem regularly affirming His existence. Maj. op. at 1012 (emphasis in original); see also
[t]he very purpose of a Bill of Rights was to withdraw certain subjects from the vicissitudes of political controversy, to place them beyond the reach of majorities and officials and to establish them as legal principles to be applied by the courts. Oneโs right to life, liberty, and property, to free speech, a free press, freedom of worship and assembly, and other fundamental rights may not be submitted to vote; they depend on the outcome of no elections.
W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 638, 63 S.Ct. 1178, 87 L.Ed. 1628 (1943). Indeed, โ[i]t is the highest calling of federal judges to invoke the Constitution to repudiate unlawful majoritarian actions and, when necessary, to strike down statutes that would infringe on fundamental rights. . . .โ Newdow v. U.S. Cong., 328 F.3d 466, 471 (9th Cir.2003) (Reinhardt, J., concurring in denial of petition for rehearing en banc).
Pew Research Center, Fewer Say Islam Encourages Violence 13 (2005), available at http://people-press.org/reports/pdf/252.pdf.
Goodstein, supra note 45.
Empathy, a much misunderstood term, even in the world of the judiciary, means โthe intellectual identification with or vicarious experiencing of the feelings, thoughts, or attitudes of another.โ RANDOM HOUSE DICTIONARY OF ENGLISH LANGUAGE 468 (1979). It is a quality that is most desirable in, even if frequently absent from, todayโs federal judges at all levels of the judicial system.
