*1 NEW YORK TIMES
COMPANY, Appellee, AND
NATIONAL AERONAUTICS ADMINISTRATION,
SPACE
Appellant.
No. 87-5244. Appeals,
United States Court of
District of Columbia Circuit.
Argued Dec. July
Decided Daniel, Jr., Justice, Atty., Dept,
Al J. Willard, Atty. with whom Richard K. Asst. Gen., diGenova, Joseph Atty., E. Schaitman, Justice, Atty., Dept, Leonard D.C., brief, Washington, were on the for appellant. Carome, Timothy
Patrick J. with whom Dyk George B. Freeman were on the brief, Kirchner, appellee. Kerry W. D.C., appear- Washington, also entered an appellee. ance for ROBINSON, EDWARDS, Before GINSBURG, H. DOUGLAS Circuit Judges.
Opinion for the Court filed Judge Circuit ROBINSON. Dissenting Opinion filed Circuit Judge DOUGLAS H. GINSBURG. ROBINSON, III, SPOTTSWOOD W. Judge: Circuit question confronting us is whether a tape of voice communications aboard Challenger shuttle during its final ill-fated flight subject mandatory public disclo- pursuant sure to the Freedom of Informa- *2 603 ones, (FOIA).1 replay re- The District Court voices their loved “an tion Act exemption statutory and jected grief certainly a claim of intrusion on their tape. We affirm. ordered release feelings would exacerbate of hurt and 6 appeal by An loss.” administrative denied, Times was again on the basis of I Exemption 6.7 28,1986, Challenger January self-des- On The Times then sued the District liftoff, after seventy-three tructed seconds for release of voice communica- astronauts aboard were and all seven tape.8 summary tions On cross-motions for Public interest in this lamentable killed. judgment, ordered disclosure.9 intense, coverage was and media event was per- recording Since voice contained no Eventually, York the New extensive. sonal information about the astronauts or FOIA, Times), (the invoking request- Times families, the court reasoned that it Space and Ad- ed the National Aeronautics was not a “similar” file within the (NASA) furnish “tran- ministration to Exemption 6.10 all and data communica- scripts of voice aboard the shuttle tions recorded and, day tragedy, Challenger” on the II well, copies of voice communications 6, By virtue of FOIA’s Times
tapes.2
provided
with
apply
does not
disclosure
only
voice record-
transcript of
written
“personnel
files
similar
and medical
and
made,3 but,
ing
relying exclusive-
that was
consti
files
disclosure which would
6,4
ly
refused
upon FOIA’s
per
unwarranted invasion of
tute
supply
copy
itself.5
analysis
privacy.”11 The
involves
sonal
that release of the
asserted
steps.
question
two
The threshold
upon
personal privacy of
encroach
material
issue
by subjecting them to whether the
at
is contained
families
astronauts’
552(b)(6) (1982),
(1982).
quoted in
4. 5 U.S.C.
text
§
1.
§
5 U.S.C. 552
at note 11.
infra
Sanger
Shirley
Green
from David E.
Letter
2.
18, 1986),
Appendix (J.App.)
(July
Challenger
36.
Joint
3,
1,
Letter,
J.App.
Levy
supra
at
note
37.
5.
digi-
inflight
three
was outfitted with
recorders,
performed a
each which
tal
separate
data,
6. Id.
payload
One monitored
function.
data,
engine
another monitored main
Bradley to
E.
system
See
Ann
David
San-
2"
here— 7.
Letter from
“OPS
involved
the third—the
30, 1986),
Ap-
(Sept.
J.App.
ger
voices. Brief for
46-50.
recorded
astronauts'
4;
pellant
W. Moore-
Declaration of Robert
27, 1987),
(Jan.
1 to Defend-
head
2
Exhibit
¶
NASA,
Complaint,
Times
v.
New York
Co.
8. See
Facts,
of Material
New York
ant’s Statement
20,
(filed
(D.D.C.)
1986),
Oct.
Civ. No. 86-2860
NASA,
(D.D.C.)
Civ.
Co. v.
No. 86-2860
Times
J.App. 5-8.
30, 1987),
(filed
J.App. 105 [hereinafter
Jan.
system,
OPS 2
Declaration].
Moorehead
The
33,
F.Supp.
Co.
679
New York Times
v.
9.
microphones mount-
which used voice-activated
(D.D.C. 1987).
37
helmets, began
the astronauts’
record-
ed inside
ing
launch,
prior
25
at 8 minutes and
seconds
10.
36.
power
lost
73
continued until
shuttle
4;
Appellant at
after launch. Brief for
seconds
(1982).
552(b)(6)
agency
Declaration,
2,
The
5 U.S.C.
supra,
§
¶¶
Moorehead
damage
persuading
the court that
the burden
some
from submersion
carries
suffered
recovered,
days
appropriate.
exemption
before it was
salt water
43
on this account
copy,
State,
produce
U.S.App.
a useable
Goldberg
was able
Department
but NASA
260
v.
Ap-
71,
205,
(1987),
was transcribed. Brief for
210,
which thereafter
pellant
76
cert. de
818 F.2d
D.C.
Declaration,
5-6;
supra,
—
1075,
Moorehead
-,
nied,
L.Ed.2d
99
108
3, 4, 11.
¶¶
HUD,
(1988);
U.S.App.D.C.
Ripskis v.
241
NLRB,
(1984);
Getman
746 F.2d
Levy to
E.
Lillian R.
David
3. See Letter from
U.S.App.D.C.
F.2d
1, 1986),
(Aug.
J.App.
Sanger
37-38 [hereinafter
Letter],
Levy
medical,
personnel,
in a
or similar file.12 If
draws a critical distinction between records
is,
then
court must
balance the indi-
containing ‘personal
information’
governmental
vidual and
interests involved records that
govern-
document
official
in order to determine whether disclosure ment activity.”18 Consequently, the Times
*3
clearly
would constitute a
unwarranted in- urges us to focus on the content of the
personal privacy.13
vasion of
Because the
tape, not on the fact that the information is
Challenger’s
District Court held that
voice
communicated verbal rather than written
tape
satisfy
require-
did not
the threshold
form. Because the
gathered
words
on the
ment,
stage
it never reached the second
of
tape
only Challenger’s
relate
launch and
the test.14
nonpersonal,
therefore are
the Times ar-
gues
tape
that
file,
is not a “similar”
NASA contends that
the District
and so must be disclosed.
concluding
Court erred in
that
the voice
atypical
This is an
FOIA case. At issue
tape
personal
contained no
recording,
is a voice
transcript
of which
about the astronauts and for that reason
already
has
been released
NASA. It is
argues
was not a similar file.15 NASA
undisputed
tape
nothing
reflects
voice, being unique
the human
to each indi
concerning
lives of the astro-
vidual, “clearly is information about the
16
families,
nauts or members of their
individual and identifiable as such.”
In
spoken
that the words
pertain only to the
words,
other
theorizes that
NASA
the char
Furthermore,
launch.19
NASA admits that
placing
acteristics
within the sim
inflections of the astronauts’ voices do not
category
Exemption
ilar-files
of
6 are “the
any appreciable
reveal
sound and inflection of
information not
[the astronauts’]
17 Accordingly,
presses
through
voices.”
available
transcript:20
us
file,
recording
to hold that the
is a similar
The declarations
submitted
and to remand the case for the District
indicate that the voices of the astronauts
Court’s determination of whether its re
in this
convey any significant
case do not
lease would cause a
unwarranted
beyond
spoken,
the words
personal privacy.
invasion of
but that
per-
does not detract from the
Times,
voices,
According
quality
sonal
of the
language
and their
“[t]he
legislative
history
Exemption
identifiability
particular persons,
6
with
shows that the
‘similar files’
satisfy
is alone sufficient to
Department
Washington
See
Challenger
State
Post
concerning
astronauts
Co.,
595, 598,
1957, 1959,
456 U.S.
102 S.Ct.
72
launching
shuttle. The withheld
358,
(1982); Washington
L.Ed.2d
362
Post Co. v.
contains no information about the
HHS,
139, 147,
252,
U.S.App.D.C.
223
F.2d
Challenger
lives
astronauts
of their
family members.” See New York Times Com-
6,
pany’s Statement of Material Facts
New
¶
Department
13. See
State v.
NASA,
York Times Co. v.
Civ. No. 86-2860
12,
598,
supra note
atU.S.
threshold
more,
test.28
astronauts in this
without
does
not constitute a similar file.
Applying in
Supreme
this case the
ruling
Post,
in Washington
Court’s
Post,
In Washington
Supreme
District Court reasoned:
emphasized
“Congress’
primary pur-
sum,
In
notwithstanding its
pose
broad con-
enacting Exemption
pro-
6 was to
files”,
phrase
struction of the
“similar
tect
injury
individuals from the
and embar-
Court has not eliminated rassment that can result from the unneces-
requirement
the fundamental
that a
sary
disclosure of
government
record contain
in-
quoted
tion.”
The Court
from the
formation about an individual
before
Report,
House
Exemp-
which revealed that
“
can be considered a “similar file” within tion 6
intended to cover detailed
‘[was]
6. Since it is
government
records on an individual
undisputed
Challenger tape
at which can
applying
be identified as
to that
issue here contains no such information
”32
individual.’
The Court also cited De-
the astronauts or
family
partment
Rose,33
Air Force v.
in which
members,
satisfy
does not
the Court had noted that
primary
“the
con-
protection
threshold
un-
*5
Congress
cern
drafting Exemption
of
6
must, therefore,
Exemption
der
6 and
be
provide
was to
confidentiality
for the
of
require-
released under the disclosure
personal matters.”34 The Court thus has
ments of the FOIA.29
made clear that a record must
in-
contain
tape
NASA asserts that because the
in-
formation
particular person
about a
in or-
corporates
voices,
identifiable human
it is
der to be a similar file.
“personal
“related to”
particular
to”
Perhaps
telling
most
is the Court’s lan-
individuals and
it
as such
surmounts the
guage in Washington
when it
Post
deline-
disagree.
“similar files” threshold.30 We
ated
the character of
6’s “sim-
The
Court’s treatment
in Wash-
requirement.
ilar files”
un-
“Information
ington
legislative
of
history
Post
the
of
any particular
related to
person,” the Court
Exemption 6 leads us to conclude that a file
declared, “presumably
satisfy
would not
is not to be considered “similar” unless at a
the threshold test.”35 The information
personal
minimum it contains
captured
recording
on the voice
here at
tion—information somehow related to an
significance only
respect
issue bears
with
individual’s life. To call the sound of a
to the
launch of the
shuttle. Al-
“personal
human voice
information” dis-
though
preserved verbally,
these data are
plain meaning
torts the
and common under-
tape
the
standing
phrase,
contains no information
as well
the
as
such,
Congress
beyond participation
astronaut
ascribed to it. As
the
tape recording
the
of the voices of the
launch.36
4,
4,
28.
599-600,
1960,
Id. at 602 n.
34.
would GINSBURG, Judge, Circuit D.H. utterances, regardless human of audible dissenting: file be- invariably a similar content, is its essentially voice every person’s precedent, cause Supreme Court clear Under governmental example, a If, for unique. “information disclose need ac- speech about if gave a official individual” particular a applies to a agency, governmental aof tivities “would constitute its disclosure a similar automatically be would privacy.” speech invasion unwarranted no it contains the fact despite file State Department of any- official 1957, 72 L.Ed. information from the focus shifting 552(b)(6) Mere else. (1982); one 5 U.S.C. § 2d recorded nature of voices I believe in which test the manner threshold Challenger crew meets case render would Ac- conveyed individual. applying meaningless. op- threshold given the similar-files should cordingly, can, show, that release it if portunity argu- of NASA’s Moreover, accreditation privacy invade individual uniqueness ment astronauts, of the deceased families tape a sim- renders voices astronauts’ *6 Therefore, from I dissent claims. results incongruous to lead would ilar file release NASA must decision court’s handwriting Since analogous contexts. its effect to regard without the information particular of a work as the identifiable is individuals. on those every reasoning individual, NASA’s a also become would document handwritten I type- Likewise, printed a file. similar Jarvis, B. 1986, Gregory fin- January bearing someone’s On document written McNair, Elli- E. voices, McAuliffe, are Ronald which, Christa just human gerprints, Resnik, Francis A. Onizuka, a individual, also be Judith would son S. unique to each perished J. Smith Scobee, same Michael and R. instance In each file. similar Challeng- shuttle in com- foregone, explosion be would conclusion was disaster coverage of the infor- “personal er. Media threshold bination New extensive; appellee, too much This ravaged. intensive be would mation” than more published Times, has Post Washington alone York reading expansive its after- tragedy and on 600 articles sustained. cannot lengthy awas articles Among these math. in Wash- the comment to points NASA the dis- continuing effect account similar- v. HHS Co. Post ington members’ crew later, on aster, year fairly minimal.”37 “is files grief and their in detail describing families, say that to is not agree, but We of their the loss cope with attempt to To cross is test nonexistent. threshold Families Astronauts’ See ones. loved incorporate need threshold, record Finance, With Struggle Still Grief an individual Cl, col. p. Times, Jan. N.Y. contemplated sense in the “personal” tragedy, after weeks Some communi- voice Challenger’s Exemption 6. from and recover locate to information, able no such tape contains cations com- recording of voice floor a ocean Failing to file. similar not a and thus Challenger crew among the munications protec- precondition the threshold meet F.2d U.S.App.D.C. at 37. 223 ground anyone’s personal
and between the crew and control invade privacy. New during flight. the ill-fated before and F.Supp. York Times v. duplicate tape. (D.D.C.1987). Times asked for a Our court follows the dis- request, pro- NASA declined that but did path trict court down this to error. transcript vide with a the Times Times,
tape.
In a letter to
II
Times filed suit
ing the Freedom of
(FOIA).
feelings
grief
astronauts’ families
of their loved
of the audio
claimed that
which would
of hurt
giving
ones, an intrusion on their
and loss.”
in the
itself
the news media a
“to
certainly
district
hearing
Information Act
Unsatisfied,
court,
subject
exacerbate
the voices
invok-
copy
which would
it is
files and similar files
withhold information
within one of the
ment
to
statute.
Under the
[1]
files must be
public
contained in
FOIA,
and the
constitute a
specific exemptions
disclosed,
“personnel
information in
6 allows an
press
meeting
[2]
the disclosure of
unless it comes
upon request,
two criteria:
and medical
agency
govern-
unwar-
in the
The Times claims that “a voice communi-
personal privacy.”
ranted invasion of
fully
cation
is essential
understand
552(b)(6) (1982).
U.S.C.
Although the
§
appro-
an aircraft accident and to evaluate
partic-
first criterion seems to focus on the
priate corrective measures.” The tran-
involved,
type
agency
ular
file
the Su-
insufficient,
script alone is
the Times ar-
held,
dissent,
preme
has
Court
without
gues,
impor-
contains
because
information,
requested
it is
if
“[t]he
satisfied
transcript
tant information which NASA’s
stored, “applies
particu-
however it is
to a
totally
—even if it were
accurate —cannot
lar individual.”
bring
public light,”
such as “voice inflec-
U.S. at
6H n. 48 L.Ed. n. 96 S.Ct. in- may withhold the agency it. hold 2d demonstrate, in if it can formation testing, that adversarial court, subject to £ ífc sN Ss sf: clearly un- constitute a “would disclosure in- files” been the words “similar Had privacy.” of invasion warranted only a narrow addition to be tended files,” if “incongruous” there nothing and medical Thus, “personnel there speech for concern an to be no reason tape of official would seem as a such records exemption’s being “held within the threshold the meet letter a handwritten clear bounds,” surely would be and there because Supreme Court by the established history that legislative in the suggestions in handwriting the tape or the on the voice intended. meaning was a narrow such individu- to a “applies letter the text of course, 599-600, the written First, al.” 456 U.S. Washington the version of typewritten a speech or the at 1960-61. 102 S.Ct. case, in this would transcript letter, like the precedent, the court of this In the face of the information supply all ordinarily hardly do oth- agree could professes —it it. Sec- requesting person by the sought the similar files erwise—that the for specifically ond, request if the were Op. at 607. “fairly minimal.” See Court holographic the speech or tape of audio why the principled reason it offers no Yet would letter, “similar file” a version con- does not of an individual’s voice sound unlikely highly involved, it seems but particu- “applies to a vey information disclo- that its show agency could for individual,” why that the is not lar implicate originals would file" within the sure a “similar that reason alone en- beyond that privacy interest significant Exemption 6. meaning of ver- typewritten disclosure tailed in “consti- fact, If, its release in sions. Ill per- invasion clearly unwarranted
tute a expan- “much too to avoid In its haste however, it should be then privacy,” sonal Post,” Court reading of sive is what for that disclosure exempt from primary overlooks the court Op. at Exemption 6. provided Congress As the Exemption 6. purpose emphasized: Supreme Court As exemp- case, the in that made clear privacy of protect the intended Judiciary tion was Committee Senate [T]he in a whom [personal] individuals to that ... a “consensus reached This court’s pertains. requested public, record opened to the not be files should must con- record insistence cryptic exemp- upon general decided and ... of information unspecified type tain some specific a number of than rather tion under- “personal” deems the court various for statutory authorizations advancing without exemption mines Cong., No. 89th S.Rep. agencies.” un- avoid purpose FOIA larger added). The Sess., (1965)(emphasis 1st government. secrecy in warranted balancing concluded Committee interests, not Challenger against private Whether disclosure infor- clearly files in which the nature would constitute tape in this case contained, limit the we do privacy, should invasion mation unwarranted record “It is believed on exemption: discern scope of know cannot the astronauts exemption is held families of scope of the us. The before the basis explain limita- attempted camera by the use within bounds claims, the district but privacy invasion unwarranted tion of ‘a ” because, like Thus, rejected their affidavits primary “the court privacy.’ analysis of its today, it truncated Exemp- drafting Congress concern I threshold. *10 Exemption 6 claim at provide for confidential- was to tion 6 for the district this case would remand Department matters.” ity any invasion whether determine Rose, 425 v. Force Air Challeng- privacy that the disclosure “clearly cause is or is not
er will Washington Post
unwarranted.” See
603,
456 U.S. at GAS TRANSMISSION
RATON
COMPANY, Petitioner,
FEDERAL ENERGY REGULATORY
COMMISSION, Respondent.
No. 87-1021. Appeals,
United States Court
District of Columbia Circuit.
Argued Oct. July
Decided
