OPINION AND ORDER
G. Oliver Koppell, the Attorney General of the State of New York in 1994, brought this action on behalf of the People under (1) Title III of the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12101 et seq.; (2) Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794 (“Section 504”); (3) Sections 63(12) and 296 of the New York Executive Law; and, (4) Section 40-c of the New York Civil Rights Law to redress defendant’s alleged “practice of unlawful, discriminatory conduct against people with hearing impairments in the provision of medical services” by refusing to provide sign language interpreters at medical examinations. Plaintiffs Memorandum of Law in Opposition to Defendant’s Motion to Dismiss (“Pl.Mem.”) at 2. Plaintiff seeks to enjoin defendant from such unlawful discrimination, and also seeks compensatory and punitive damages, statutory penalties and attorney’s fees. Id. at 6.
Separately, Mid Hudson moves to compel production of certain documents which plaintiff claims are protected by the attorney work product doctrine. For the reasons discussed below, I deny Mid Hudson’s motion to compel.
I. Factual Background
Mid Hudson operates a large medical practice at four facilities in New York’s Westchester, Putnam and Dutchess counties. Mid Hudson’s 19 physicians and staff of 90 treat approximately 50,000 patients a year. Currently, Mid Hudson has seven to ten hearing impaired patients. Plaintiff contends that, in violation of federal and state statutes, defendant refuses to provide interpretive services for these patients. As a result, these patients must resort to note-writing and lip-reading to communicate with their doctors. Plaintiff bases its allegations on the experience of James Boardman, a hearing and vision impaired patient at Mid Hudson. In May 1994, Mr. Boardman asked Mid Hudson to provide an interpreter for his scheduled physical examination. Mid Hudson denied his request. Mr. Boardman later hired his own interpreter and submitted the bill for his services to Mid Hudson for reimbursement. Defendant refused to pay the bill.
At about the same time, the New York State Attorney General’s Office conducted an investigation of Mid Hudson. Two investigators called without disclosing that they were in the employ of the plaintiff and asked Mid Hudson to provide interpreters for medical appointments of hearing impaired relatives. Both requests, made a few weeks apart, were denied.
In August 1994, Mr. Boardman renewed his request for interpretive services, this time for an appointment scheduled for his daughter. Mr. Boardman’s daughter is not hearing impaired but relies on her father’s guidance during doctors visits. Defendant again refused the request. As before, Mr. Boardman appeared with an interpreter he had hired. In a later emergency visit for his daughter, Mid Hudson similarly failed to provide interpretive services.
Plaintiff claims that defendant discriminates against people with hearing disabilities in violation of both the ADA and the Rehabilitation Act by “rigidly adhering] to a policy rejecting the provision of sign language interpreters for patients with hearing impairments.” Pl.Mem. at 6. Defendant contends that plaintiff is not a “person aggrieved” under the federal statutes and thus lacks standing to sue. Additionally, defendant argues that it is not a program receiving federal funding for purposes of the Rehabilitation Act.
II. Motion to Dismiss
A. The Standard for Rule 12(b) Motions
When considering the sufficiency of a complaint under a Rule 12(b) motion to dismiss for failure to state a claim or for lack of jurisdiction over the subject matter, the court accepts as true all factual allegations in the complaint and draws inferences from these allegations in the light most favorable to the plaintiff.
Scheuer v. Rhodes,
The issue [on a motion to dismiss] is not whether a plaintiff will ultimately prevail but whether the claimant is entitled to offer evidence to support the claims. Indeed it may appear on the face of thepleadings that a recovery is very remote and unlikely but that is not the test.
Scheuer,
B. The State’s Standing to Sue in Par-ens Patriae
The ancient common-law prerogative to sue in parens patriae
is inherent in the supreme power of every State, whether that power is lodged in a royal person, or in the legislature, [and] is a most beneficent function ... often necessary to be exercised in the interests of humanity, and for the prevention of injury to those who cannot protect themselves.
Late Corporation of the Church of Jesus Christ of Latter-Day Saints v. United States,
We have found no case holding that a state has
parens patriae
standing to sue under the ADA or under Section 504 and, not surprisingly, we have found no authority that provides such standing to a state attorney general. However, states have frequently been allowed to sue in
parens patriae
to other enforce federal statutes that, like the ADA and Section 504, do not specifically provide standing for state attorneys general. In the leading case, the Supreme Court recognized that the Commonwealth of Puerto Rico had standing to sue in
parens patriae
under the Wagner-Peyser Act and the Immigration and Nationality Act on behalf of its citizens employed as migrant farm workers in Virginia apple orchards.
Alfred L. Snapp & Son, Inc. v. Puerto Rico,
In
Snapp,
the Supreme Court held that the case law established three requirements for
parens patriae
standing: (a) the state “must articulate an interest apart from the interests of particular private parties, i.e., the State must be more than a nominal party”; (b) the state “must express a quasi-sovereign interest”; and (c) the State must have “alleged injury to a sufficiently substantial segment of its population.”
Snapp, 458
U.S. at 607,
1. Is New York State more than a nominal party?
Defendant contends that Mr. Boardman is the real party in interest and that the State is a nominal party. I find no support for
State attorneys general have successfully bought many such suits in parens patriae. In a comparable case, New York’s “profound interest” in protecting possible future victims as well as the specified complainants from racial steering in housing and sexual harassment gave it parens patriae standing. New York v. Merlino, No. 88 Civ. 3133 (S.D.N.Y. Aug. 18, 1990). New York’s parens patriae standing has also been upheld when New York clearly declared its interest in nondiseriminatory treatment of its citizens generally as well as particular individuals excluded from a beach club because they were Jewish. New York v. Ocean Club, No. 82 Civ. 0790 (E.D.N.Y. Jan. 24, 1984). Most of these cases involved “test-case” litigation. The Attorney General’s use of a small group of “aggrieved persons” as exemplars for a larger class is neither new nor objectionable and does not render him a nominal party.
2. New York’s Quasi Sovereign Interest
The Supreme Court observed that “a State has a quasi-sovereign interest in the health and well-being — both physical and economic — of its residents.”
Snapp,
3. “Substantial Segment” of the Population
Regarding the “substantial segment” prong of the
Snapp
test, Mid Hudson argues that any injury caused by Mid Hudson’s failure to provide interpretive services for its hearing impaired patients does not affect a substantial segment of the population of New York State. Plaintiff disagrees citing “the most comprehensive survey of hearing impaired persons ever conducted in the United States,” according to which the deaf constituted 5.9% of the population of New York State in 1970. Jerome D. Schein and Marcus T. Delk, Jr.,
The Deaf Population of the United States,
National Association of the Deaf, Table II.9 (“Distribution of the Hearing Impaired Population by States: United States, 1971”). More current data supplied by plaintiff suggests that at present the New York deaf population may be as large as 7%. Nationally, the deaf number about 24 million currently, and 2.8 million Americans are speech-impaired. Michael F. Kelleher, Comment,
The Confidentiality of Criminal Con
In any event, the raw number of individuals directly involved does not determine whether the State has “alleged injury to a sufficiently substantial segment of its population.”
Snapp,
Several cases in this Circuit have upheld New York’s
parens patriae
standing in actions for enforcement of various civil rights statutes benefiting population groups comparable to or smaller than New York’s deaf population. In
Cornwell,
the New York Attorney General sued a real estate partnership in
parens patriae
for violations of the 1871 Civil Rights Act, 42 U.S.C. § 1985(3).
not just the few people who would first be moved from institutions or private homes to the residence at 11 Cornwell Street; ... [but also] similar people in years to come ... and the members of the community itself, including the very neighbors who conspired. And, were this kind of incident to be tolerated and left without redress, countless others would be affected.
Support Ministries,
4. Can Individual Plaintiffs Obtain Complete Relief?
In
Cornwell,
the Second Circuit seems to have added to the
Snapp
test a requirement of a “finding that individuals could not obtain complete relief through a private suit.”
The requirements of
Snapp v. Puerto Rico
and the Second Circuit cases having been met, I hold that the People of the State of New York have standing to sue Mid Hudson in
parens patriae
to enforce the ADA and Section 504. Plaintiff has met the constitutional standing requirement of Article III by alleging a “sufficient interest in the outcome” of a justiciable “case or controversy,” and Mid Hudson’s motion to dismiss is denied.
See Snapp,
III. Is Mid Hudson a Program Receiving Federal Financial Assistance for Purposes of the Rehabilitation Act?
Under Section 504 of the Rehabilitation Act:
No otherwise qualified handicapped individual ... shall, solely by reason of his handicap, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving federal financial assistance.
29 U.S.C. § 794 (emphasis added). Defendant contends that the Medicaid and Medicare reimbursements Mid Hudson receives does not constitute “federal financial assistance” (“FFA”) for purposes of the Section 504, and thus Section 504 provides no remedy. The parties have not cited, and the court’s research has not discovered, any cases supporting this proposition. However, a long line of cases holds to the contrary.
United States v. University Hosp.,
As did the defendant in
University Hospital,
Mid Hudson also cites the equally inapposite
Lemmo v. Willson,
IV. The Rule 8 and Lack of Supplemental Jurisdiction Motions
I deny Mid Hudson’s motion to dismiss plaintiffs federal claims under Federal Rule of Civil Procedure 8 because I found above that plaintiff alleged sufficient jurisdictional facts to establish
parens patriae
standing. Finally, because I have declined to dismiss the federal claims that give me supplemental jurisdiction over the New York claims, defendant’s motion with respect to the pendent claims must be denied. 28 U.S.C. § 1367;
see also United Mine Workers of America v. Gibbs,
V. The Motion to Compel
I turn now to Mid Hudson’s letter brief, dated December 7, 1994, requesting an order compelling production of eleven transcripts of telephone conversations held between Mr. Boardman, and Assistant Attorney General (“AAG”) Michael A. Schwartz, counsel for plaintiff, using a “TTY machine.” The term, “TTY,” also known as “TDD,” is short for “teletypewriter for the deaf.” This machine enables a hearing impaired person to utilize the telephone.
See
47 U.S.C. § 225(a)(2);
State of Wisconsin v. Rewolinski,
We have failed to unearth any precedent on the application of the work product doctrine to TTY transcripts. Generally, material prepared by an attorney in anticipation of litigation is the work product of the attorney and can be discovered by opposing counsel only in limited circumstances.
Hickman v. Taylor,
only upon a showing that the party seeking discovery has substantial need of the materials in the preparation of the party’s case and that the party is unable without undue hardship to obtain the substantial equivalent of the materials by other means.
Fed.R.Civ.P. 26(b)(3).
See e.g., A. Michael’s Piano, Inc. v. Federal Trade Comm’n,
Mid Hudson claims that the transcripts “related to the factual events regarding [Mr. Boardman’s] position that [Mid Hudson] should furnish him with a sign interpreter .... ” Defendant’s letter, at 2. Plaintiff asserts that the conversations contained in the eleven printouts relate to Mr. Boardman’s complaints that Mid Hudson violated federal and state civil rights laws. The two positions are not inconsistent. I find that it would be very hard for Mr. Boardman and Mr. Schwartz not to discuss factual events without also discussing the legal aspects of Mid Hudson’s position. While Mr. Boardman was not Mr. Schwartz’s client, Mr.
The Second Circuit has construed the anticipation of litigation concept liberally. In
Republic Gear Co. v. Borg-Warner Corp.,
Mid Hudson contends that the telephone printouts were “prepared in the ordinary course of business,” and therefore are not protected “even if the party is aware that the document may also be useful in the event of litigation,” citing
Bourne of New York City, Inc. v. AmBase Corp.,
I find that the content and sequence of the questions could reveal to opposing counsel Mr. Schwartz’s thought processes and strategy, a danger recognized and forestalled by the Hickman rule. To adopt a rule that would subject the printouts of TTY conversations with the complainant to disclosure, without a showing of substantial need, would instill a fear in hearing impaired litigants that their thoughts and information will be invaded by adversary counsel through the TTY record.
To communicate by telephone with hearing persons who do not have TTY machines, the deaf rely on TTY “relay operators” to translate their written TTY messages. The ADA amended the Communications Act of 1934 to prohibit such “relay operators from disclosing the content of any relayed conversation and from keeping records of the content of any such conversation beyond the duration of the eaU.” 47 U.S.C. § 225(d)(1)(F). By doing this Congress attempted to protect the confidentiality of TTY communications in situations where people not using assistive device technology often take confidentiality for granted. A lawyer who takes notes on a phone call with a potential witness in preparation for litigation fully expects those notes to be protected from discovery. Deaf lawyers who communicate with such witnesses through a TTY machine do not need to take notes because the machine transcribes the conversation so they can read it rather than hear it. Hearing impaired lawyers deserve the same expectation of confidentiality as hearing lawyers. To hold otherwise would sanction opposing counsel’s eavesdropping on TTY conversations between lawyers and their witnesses in anticipation of litigation.
VI. CONCLUSION
For the reasons set forth above, defendant’s motions to dismiss the complaint and
SO ORDERED
Notes
. One year before
Snapp
and
Cornwell,
the Second Circuit noted that “a state seeking to proceed as parens patriae need not demonstrate the inability of private persons to obtain relief if parens patriae standing is otherwise indicated.”
Puerto Rico v. Bramkamp,
