NEW LIFE BAPTIST CHURCH ACADEMY, et al., Plaintiffs, Appellees,
v.
TOWN OF EAST LONGMEADOW, et al., Defendants, Appellees.
Appeal of COMMONWEALTH of MASSACHUSETTS, Intervenor.
NEW LIFE BAPTIST CHURCH ACADEMY, et al., Plaintiffs, Appellees,
v.
TOWN OF EAST LONGMEADOW, et al., Defendants, Appellants.
Nos. 88-1610, 88-1673, 88-1611 and 88-1612.
United States Court of Appeals,
First Circuit.
Heard Feb. 8, 1989.
Decided Sept. 7, 1989.
Rehearing and Rehearing En Banc Denied Oct. 13, 1989.
Janet Steckel Lundberg with whom Richard Friedman, Susan A. Benz and Krokidas & Bluestein were on brief for defendants.
Robert H. Blumenthal, Sp. Asst. Atty. Gen., Dept. of Educ., for intervenor.
Peter J. Brann, Asst. Atty. Gen., and James E. Tierney, Atty. Gen., on brief for the State of Me., amicus curiae.
Richard G. Gay with whom Law Office of Richard G. Gay was on brief for plaintiffs, appellees.
Christopher J. Klicka and Michael P. Farris on brief for Home School Legal Defense Ass'n, amicus curiae.
Sarah Barringer Gordon, Fine, Kaplan and Black, Michael J. Woodruff, Michael Stokes Paulsen, Center for Law and Religious Freedom, Hon. Arlin M. Adams and Schnader, Harrison, Segal & Lewis on brief for Christian Legal Soc., Ass'n of Christian Schools Intern., Southern Baptist Convention, and Nat. Ass'n of Evangelicals, amici curiae.
Wendell R. Bird, David J. Myers and Law Offices of Wendell R. Bird on brief for American Ass'n of Christian Schools and Christian Legal Defense & Educ. Foundation, amici curiae.
Before BREYER, ALDRICH and SELYA, Circuit Judges.
BREYER, Circuit Judge.
This case raises questions about the extent to which the First Amendment permits a religious group to refuse to comply with state rules and procedures for determining the adequacy of the secular education that the religious group provides to children. The present controversy arises because a child cannot satisfy Massachusetts' compulsory school attendance laws by attending a private school unless the local school committee "approves" the education that the private school provides. Mass.Gen.L. ch. 76, Sec. 1. A school committee must "approve" the private school when the school meets certain minimal statutory criteria and also offers a secular education comparable to that provided in the town's public schools. The New Life Baptist Church Academy, together with several of its members and related persons (the plaintiffs, whom we shall collectively call the "Academy"), believe that it is a sin to "submit" their educational enterprise to a secular authority for approval. The Academy claims that the First Amendment therefore forbids the School Committee of the Town of East Longmeadow, Massachusetts (the "School Committee") to "approve" the school, particularly if the School Committee, in doing so, follows its proposed procedures for evaluating the school, procedures which essentially consist of gathering written information from the Academy, reviewing the academic credentials of the Academy's teachers, and visiting the school once (or, in the absence of adequate teacher credentials, more than once) to observe the quality of the teaching. In the Academy's view, those proposed procedures unnecessarily burden the free exercise of religion when compared with the Academy's preferred alternative, an approach that depends upon standardized pupil testing. The Academy brought this law suit to prevent the School Committee from carrying out its proposed approval process.
The district court held evidentiary hearings. It examined the School Committee's proposed procedures. It also heard evidence about how one might administer standardized tests each year to the Academy's pupils. It concluded that the School Committee's proposed approval procedures unnecessarily burden religion, given what it saw as the less burdensome possibility of "standardized testing." And, it held the School Committee's proposed evaluation methods unconstitutional, as violating both the "free exercise" and "establishment" clauses of the First Amendment. See New Life Baptist Church Academy v. Town of East Longmeadow,
The School Committee (joined by the Commonwealth of Massachusetts as intervenor) appeals. We have reviewed the record, keeping in mind that "First Amendment questions of 'constitutional fact' compel [the] Court's de novo review." Rosenbloom v. Metromedia, Inc.,
I.
Background
A. State law. Massachusetts state law requires nearly all children to attend school. Mass.Gen.L. ch. 76, Sec. 1. They may attend a "public day school ... or some other day school;" but any "other day school" (i.e., private school, whether secular or parochial) must be "approved by the school committee" of the town in which the school is located. Id. The school committee must
approve a private school when satisfied that the instruction in all the studies required by law equals in thoroughness and efficiency, and in the progress made therein, that in the public schools in the same town; but shall not withhold such approval on account of religious teaching.
Id. The "studies required by law" include orthography, reading, writing, the English language and grammar, geography, arithmetic, drawing, music, the history and Constitution of the United States, the duties of citizenship, health education, physical education, and good behavior. Mass.Gen.L. ch. 71, Sec. 1. If children between the ages set by the state Department of Education do not attend a public school or an "approved" private school (or receive official permission to work or to be educated in some other setting), the state may prosecute their parents under Mass.Gen.L. ch. 76, Sec. 2; and any person (including a town) may initiate a civil proceeding under Mass.Gen.L. ch. 119, Sec. 24, to compel education for the children or even to remove the children from their parents.
B. The School Committee's proposal. The School Committee, complying with the statute, intends to evaluate, and then to approve or disapprove, the Academy's secular education. The Committee has developed a set of procedures to help it decide whether or not to approve a private school such as the Academy. It has modified those procedures somewhat in an effort to accommodate the Academy's religious beliefs. The record indicates that, at present, the School Committee would like to do the following:
(a) obtain information about the school's pupils, texts, daily class schedules, hours and days taught, compliance with health and safety rules, and curricula for each grade and subject, New Life,
(b) examine the academic qualifications of faculty members, id.;
(c) visit the school once, to meet with the administrator and to obtain a first-hand impression of teaching methods, instructional materials, and curricula, id.;
(d) if the teachers lack adequate academic credentials, visit the school additional times to observe classroom teaching, id.;
(e) make suggestions for correcting deficiencies in the school's educational program (if any), id.
After taking these steps, the School Committee will decide whether to approve or disapprove the school. If it disapproves, the school will have a period of time to improve, and the School Committee will then reconsider it for approval. If the School Committee approves the Academy, the committee will review the school every two years, chiefly through written communications, to ensure that the school continues to operate satisfactorily. While ordinarily the School Committee would require a private school like the Academy to make a formal "request" for approval, see New Life,
C. The Academy. The Academy is a school operated by an independent congregation of which the individual plaintiffs are members. New Life,
God is the sovereign and the final authority in all human conduct, [and] to submit their educational ministry for the prior or continued approval of secular authorities would violate the sovereignty of Christ over his church and would, therefore, be a sin.
New Life,
(a) complying with state health, safety and zoning rules, New Life,
(b) submitting written information to the School Committee about the number of its students, the number of hours and days taught, the curriculum, texts, the number of teachers, and the criteria for hiring teachers, id.;
(c) permitting School Committee officials to visit the Academy, at least occasionally, to meet administrators and teachers, to read texts, and to observe classes, id. at 299;
(d) teaching the subjects required by state law, and holding classes the number of days required by state law, id. at 302;
(e) hiring teachers with adequate credentials, provided the state does not specify the credentials or whom the Academy must hire or discharge, id. at 301;
(f) being incorporated under Massachusetts law (which it is), id. at 302 n. 9.
The Academy does object on religious grounds, however, to taking many of these same steps if they are part of a School Committee "approval" procedure, for the Academy does not want to admit or recognize, in any way, that the state has the authority to approve or disapprove the Academy's educational program. Id. at 300-03.
The Academy has proposed what it sees as a "less restrictive" way for the School Committee to proceed. It has proposed (1) that it furnish to the School Committee, on a voluntary basis, information about its activities, curriculum, students and teachers; (2) that it see that its students voluntarily take annual standardized examinations prepared by an outside source; (3) that it see that the School Committee obtain the exam results for review; and (4) that it provide or assist in arranging "follow-up" sessions (including discussions among students, teachers, parents, and School Committee representatives, and further testing) for students whose test results are poor. Id.,
D. The decision below. After holding evidentiary hearings, the district court held that the School Committee's proposed procedures violated the "free exercise" clause of the First Amendment. The court wrote that it was
persuaded that (1) providing basic information concerning the students, school and curriculum and (2) either standardized testing combined with individual follow-up when indicated, or (3) such testing and follow-up combined with a requirement that each teacher have appropriate academic credentials is less restrictive than the East Longmeadow [School Committee] approval process and sufficient to assure that New Life [Academy] students are adequately educated.
New Life,
After examining the record, we have come to legal conclusions different from those of the district court. We do not find the "standardized testing" proposal to be a satisfactory, significantly less burdensome alternative. For that reason, we cannot say that the School Committee's proposed procedure violates the Free Exercise Clause of the First Amendment. And we do not find that the School Committee's proposed procedure leads to "excessive entanglement" with religion, in violation of the Establishment Clause.
II.
Free Exercise of Religion
For ease of analysis, we shall consider the Academy's constitutional "free exercise" claim by asking two distinct questions: First, does the First Amendment's Free Exercise Clause forbid the state (i.e., the School Committee) to insist upon approving the secular education offered by a religious school that believes it sinful to submit even its secular education program to the approval of secular authorities? Second, if not, does the Free Exercise Clause forbid the School Committee to follow its proposed approval procedures rather than the "standardized testing" procedures that the Academy prefers?
To answer each of these questions, we must determine (1) whether the Academy's religious beliefs are sincerely held, Wisconsin v. Yoder,
A. The First Question: Approval in General. We believe the legal answer to the first question is clear. The Free Exercise Clause does not prohibit the School Committee from enforcing, through appropriate means, a state law that requires "approval" of the Academy's secular education program. We concede that the Academy has a sincere, relevant religious belief that it ought not participate in any such secular approval process. See Lyng v. Northwest Indian Cemetery Protective Ass'n,
Nonetheless, the state's interest in making certain that its children receive an adequate secular education is "compelling." See Ambach v. Norwick,
We therefore conclude that the many cases holding that the Free Exercise clause allows a state reasonably to regulate private secular education (including secular education offered by religious institutions) govern here. They make clear that the state of Massachusetts may, as a general matter, authorize its towns to approve or disapprove the Academy's secular education, as provided in the state statute. Mass.Gen.L. ch. 76, Sec. 1. See Runyon v. McCrary,
Of course, the standards the School Committee applies in deciding whether to approve or to disapprove the secular education program must be reasonable. See, e.g., State v. Whisner,
B. The Second Question: The Proposed Procedures. The second question--that of comparative means--is more difficult. Does the Free Exercise Clause permit the School Committee to use its preferred "information gathering" procedures (written information/teacher credentials/visits), or does it prohibit the Committee from doing so, because another procedure--the Academy's preferred method (standardized testing)--is a less restrictive alternative? Again, we take the Academy's profession of its religious beliefs as sincere. And we also are willing to accept the district court's finding that the Committee's proposals would burden the Academy in exercising its religious beliefs (perhaps because, compared with standardized testing, the Academy believes the Committee's procedures would involve the school more deeply in the approval process). Moreover, the state's educational interest is "compelling."
But the question remains whether or not "standardized testing" is a "less restrictive" way to achieve the state's legitimate, "compelling" goals. In answering this question, we begin with the Supreme Court's requirement that when a state chooses to attain its goals in a way which imposes a burden upon the free exercise of religion, the state must show that "it is the least restrictive means of achieving some compelling state interest," Thomas,
The term "least restrictive means," however, is not self-defining. In applying that term, one must pay heed to Justice Blackmun's caution, offered in another context, that " 'least drastic means' is a slippery slope ... [, for a] judge would be unimaginative indeed if he could not come up with something a little less 'drastic' or a little less 'restrictive' in almost any situation, and thereby enable himself to vote to strike legislation down." Illinois State Board of Elections v. Socialist Workers Party,
First, the Court has repeatedly spoken of the need to "balance" compelling state interests against probable burdens upon religious freedom. See, e.g., Texas Monthly, Inc. v. Bullock, --- U.S. ----,
Second, the Court has emphasized the need to determine the extent to which accommodation of religious belief will interfere with achieving the state's compelling interest. See Lee,
Third, the Court has made clear that administrative considerations play an important role in determining whether or not the state can follow its preferred means. See, e.g., Lee,
We take this authority, and these considerations, to mean that we must determine in a practical way whether or not "standardized testing" is a constitutionally mandated "less burdensome" alternative, keeping in mind the relevant constitutional interests and their relative strengths. To what degree would "standardized testing" better satisfy the Academy's religious scruples? To what extent would it likely permit the state to achieve its legitimate educational objectives? To what extent does it threaten potential administrative difficulties, including those costs and complexities which (when combined with the precedential effect of a rule of law that would give similar rights to control administrative detail to others with different beliefs) may significantly interfere with the state's ability to achieve its educational objectives?
In reviewing the record, we have kept in mind both these considerations and the fact that Massachusetts' legitimate interest extends, not only to the existence of private school education, but also to its quality. See Allen,
First consider the educational difficulties. The standardized testing system that the district court preferred is a voluntary system; but how can the School Committee find assurance that a child will receive an adequate secular education through reliance on a monitoring system that is voluntary? How can the Academy make certain the students and their parents agree to the testing plan? Suppose they do not. Suppose a parent refuses to permit the Academy to give the Committee the test results. Suppose a parent refuses to permit his child to participate in the testing, or in the remedial "follow-up." (Suppose, for example, a parent decided that doing so amounted to impermissible cooperation with secular authorities.) Is the School Committee then to enforce truancy laws against the individual parent? Is it to demand expulsion of the child? Is it to "disapprove" the entire Academy? And consider these problems if several parents withdraw their children from the testing scheme. It is difficult to see how a purely voluntary system for monitoring nonpublic education can serve the state's interest in assuring educational quality. Accord Blount v. Department of Educational and Cultural Services,
Moreover, the testing plan provides for the School Committee to conduct remedial "follow-up" for children who test poorly; but how can the School Committee administer the individual child remedial "follow-up" without running afoul of the First Amendment's Establishment Clause, a Clause that may prohibit state-funded counseling, testing, and special remedial education, at least when provided on the private school's premises? See School District of Grand Rapids v. Ball,
Further, can the School Committee safely rely upon standardized testing to determine what will occur in the classroom? Teacher credentials, review of written curricula, and school visits offer the Committee a way of finding out what does actually occur in respect to teaching; tests, at best, reveal what has occurred. Can the Committee satisfactorily relate the results to past teaching? Does an average Academy-pupil score lower than an average public-school-pupil score reflect inadequate teaching, inappropriate subject matter, a different student body background, or other factors having nothing to do with the "thoroughness and efficiency" of this private school, compared with public schools? Do equivalent test results mean comparable teaching or worse (or better) teaching to different kinds of student bodies? How is the School Committee to interpret results that differ in different subject matter areas? Can it be certain that good results reflect good teaching, i.e., the teaching of intellectual skills, discipline and complete subject matter, rather than simply teaching the answers to questions the teachers believe will appear on tests? And how can testing measure those important aspects of an adequate education that do not readily reduce themselves to standardized test questions, aspects such as practical vocational skills, the "basic tools by which individuals might lead economically productive lives," Plyler v. Doe,
We ask these questions not to suggest they cannot be answered. Indeed, some states have answered them and use testing as a means for monitoring the quality of education in nonpublic schools, though such states may have different educational quality objectives than does Massachusetts, and we can find no state that uses a voluntary testing system, the "alternative" system at issue here. See, e.g., Alaska Stat. Sec. 14.45.120 (1987) (mandatory testing of nonpublic school students); N.C.Gen.Stat. Secs. 115C-549, 115C-550 (1987) (same); S.D.Codified Laws Ann. Sec. 13-27-3 (Supp.1989) (same, supplemented by state authority to visit nonpublic schools and to investigate the competence of nonpublic school teachers); W.Va.Code Sec. 18-28-3 (1988) (mandatory testing of nonpublic school students). Rather, we ask these questions in order to indicate the type of obstacles, and the significant additional administrative problems, that the need to answer them would create for, and impose upon, this School Committee: one that intends to use a written information/credentials/visit basis for determining approval, but one that is not familiar with, and is skeptical of, a system of standardized testing. Cf. Care and Protection of Charles,
Second, consider the comparative religious "burden." The Academy's religious objection is to the fact of secular sanction of its secular education program; it objects to any recognition of the fact that state authorities may approve or disapprove its program. The Academy has specifically stated that it does not object to supplying the School Committee with the written information that it seeks, adding that the Committee is "welcome to visit at anytime." Letter from Pastor Chase, quoted in New Life,
The standardized testing alternative, however, undeniably involves and implicates the Academy, at least to a degree, in the very approval process to which it objects. The Academy will have to obtain the School Committee's approval for the type of tests it gives, and the conditions in which it gives them. It will have to negotiate with the Committee about what conclusions to draw from test results, as well as the nature of "follow-up" or other remedial measures for individual students who do badly on the tests. It may have to negotiate about the changes it might make in its own programs should too many students do badly. And, since testing of each student will take place annually, this involvement potentially will take place every year. Hence the Academy will have to endure state "approval" of the education it provides to each student each year.
Moreover, the "testing" plan risks imposing still greater burdens upon individual parents or children, insofar as it foresees the School Committee enforcing testing or remedial or alternative schooling obligations upon individual families, potentially through use of the courts, and potentially under circumstances where the Academy itself retains the state's approval. That is, unless purely voluntary, it foresees the Committee applying coercive criminal and civil enforcement measures to the parents of children who test poorly. See New Life,
Finally, the weight of legal precedent is strongly against the Academy's position. Some cases specifically state that the Constitution does not require a state to employ a "standardized testing" approach in evaluating the secular education provided at private religious schools. See Fellowship Baptist Church v. Benton,
At the same time, this case differs significantly from the leading case in which the courts have upheld a "free exercise" claim against a state effort to control secular education provided by a religious institution. In that case, Wisconsin v. Yoder, the Supreme Court held that the First Amendment required a partial exemption (for students aged 14 to 16) from the state's compulsory school attendance law, where continued attendance for those two additional years threatened "the continued survival of Amish communities,"
The only other significant case that we have found arguably relevant and helpful to the Academy is State v. Whisner,
In sum, given the "standardized testing" alternative's voluntary (and thus unsatisfactory) nature, the difficult administrative problems that it threatens to impose, its uncertain potential for achieving the state's legitimate "educational quality" objectives, and the limited extent to which it will alleviate the burden the "approval requirement" itself imposes upon the Academy's free exercise of religion, we conclude that, in the factual context of this case, the "standardized testing" alternative is not a "less restrictive alternative" for First Amendment "free exercise" purposes. The First Amendment, therefore, does not prevent the School Committee from using its preferred written information/teacher credential/school visit method. We add that we now consider these latter methods only as the School Committee has proposed them here, in outline form; we are not examining their actual implementation.
Our answer to the second question, together with our answer to the first question, means that the School Committee's proposals do not violate the First Amendment's Free Exercise Clause.
III.
Establishment of Religion
The "Establishment Clause" question in this case is whether the state "approval" requirement or the School Committee's proposed methods of gathering the information needed to decide the approval question will "foster an excessive government entanglement with religion." Lemon v. Kurtzman,
The relevant elements of the proposed state activities include: a) the act of approving or disapproving; b) obtaining written information about secular teaching programs from the Academy; c) examining the teaching credentials of those who teach secular subjects; d) one or more occasional visits to the school, and e) the making of suggestions to the Academy about how it might obtain approval if it initially fails to do so. The Academy does not argue that the first two of these elements pose entanglement concerns. The review of credentials appears to be of concern only as it indicates a need for the School Committee to visit the school, and insofar as it might lead the School Committee to insist that the Academy hire different teachers. The visits will consist of at least one initial visit where the visitors (who represent the School Committee) will read texts, examine teaching plans for secular courses, consider curricula, observe some classes, and discuss these matters with the school administration. The School Committee foresees additional visits only if the teaching credentials are inadequate. Since the Academy has no religious objection to hiring teachers with adequate credentials, and since such teachers seem available, see New Life,
In determining whether this "involvement" amounts to impermissible "excessive entanglement," we assume that the Committee will implement its procedures reasonably. We assume at this point that any visits, or suggestions, will comply with the statute's proscription against basing approval decisions on "religious teaching." (We also note that the "standardized testing" alternative also means state involvement, for example, in remedial programs for individual students.) We have kept in mind that the law prohibits only "excessive" entanglements, not all state contacts with religious institutions. See Larkin v. Grendel's Den, Inc.,
The approval requirement and procedures do not involve state provisions of financial aid nor, on any reasonable interpretation of the School Committee's proposals, do they involve, to any significant degree, state funding of educational services. See Bowen v. Kendrick, --- U.S. ----,
We can imagine how the School Committee might, in practice, enforce the approval requirement and implement its proposed procedures (particularly the observation of classes) in ways that would unreasonably and unnecessarily entangle it with the religious aspect of teaching. But one might find similar theoretical possibilities lurking within virtually any state approval procedure. Here, the proposal to observe classes is primarily a proposal to visit the school, to see if the school teaches what it says it teaches, and to observe children being taught such secular subjects as mathematics, geography, spelling, reading and writing. Additional visits will occur as an accommodation to the Academy only if the school fails to meet standards for its teachers' credentials, and then simply to see whether teachers, say, lacking university degrees, are able adequately to teach secular subjects. See, e.g., Fellowship Baptist Church,
Since the proposal for one visit involving observing classes appears to be reasonably necessary to the state's furtherance of its compelling interest in assuring the quality of secular education, since it involves no monitoring of the uses to which secular aid will be put, see supra at 952-53, and since there is now no reason to believe that additional visits will improperly entangle the School Committee in religious matters, we have no reason now to believe that the School Committee will implement its proposals in an unconstitutional way. We conclude that the School Committee's procedures for gathering information for its "approval" decision, as currently proposed, do not pose any "reasonable likelihood" of excessive entanglements, Surinach,
For these reasons the judgment of the district court is
Reversed.
