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New Era Publications International, Aps, a Corporation of Denmark v. Henry Holt and Company, Inc., a New York Corporation
873 F.2d 576
2d Cir.
1989
Check Treatment

*1 OAKES, Before MINER and ALTIMARI, Judges. Circuit MINER, Judge: Circuit Preface re-visit the doctrine of fair use in this We copyright infringement brought action for biography enjoin publication of the Scientology founder L. Ron Hub- Church of *2 filing complaint, diately al- after the New Era damages for the recover and to bard restraining applied temporary for a order. biography, writ- infringement. The leged ten the (hereafter ah: The New Era Publications The holds (“New Hubbard, published and queathed to biography amounts copyrights it holds unpublished material district (“Holt”), “fair” and action, appellee here. meaning of the plaintiff extensive the use of book, by license certain Russell court concluded Era”), is the True who “the book” therefore not is entitled: Bare-Faced Henry Holt and the Church of Miller, died reproduction of Hubbard’s Story a Danish defendant the Hubbard is met Holt’s defense to suit, New Era’s claim Copyright Act. The who or “the 1986. “cannot be held infringement of the that the use International, ApS L. Ron Hubbard appellant infringing within corporation. is not a writings in the copyrights be- Scientology by the action Company, Inc. biography”). materials is publisher party to here, Messi- and to It noting the signed dated it turned plaintiff books Never to collect copies ed the steps to obtain a rary May 4 loading and Canada. Never did the Holt when it would be determine whether shipped beyond 12,000 copies, temporary 3,000 copies that a trucker had failed May restraining in the district Leval, on [1988] book, having printed did the dock, did not take following out, 13, April restraining 1988: to whom this case was as- when it the defendant had which plaintiff 27. With the order. first having sent out copy of the court, in a it differed from the England, publisher’s any legal step sought printing order for By written published. The take sufficient initially waiting plaintiff Australia, exception had book to time, decision publish- control. packed laches, tempo- review denied on the been until ask and therefore found the fair use test” pass orders, had sched- fill additional Holt To degree to some Messiah “that Bare-Faced print May run for uled a second copyrights in some of infringes Hubbard’s International, ApS Era Publications New unpublished works.” New previously his Co., 808, Henry Holt and International, ApS v. Era Publications (S.D.N.Y.1988). 809-10 Co., Holt and Henry 20, 1988, later, May A on after week (S.D.N.Y.1988). For rea- various 1524-25 undertaking to agreed post an New Era however, sons, court declined to the district any “unrecoverable ex- indemnify Holt for relegated instead injunction, an issue during period by Holt penses” incurred damages. remedy We Era to the granted temporary delay, Judge Leval affirm, laches is although conclude that we restraining restraining order distribution injunction. issuance of an the sole bar to According of the book. printing the second parties on signed by the Stipulation ato

I. approved by Judge Leval May 1988 and 3, 1988, expenses” “unrecoverable on June History Procedural overhead, pro “a rata share include preceded by lawsuits This action was 10,000 second respect with enjoin publication in in 1987 to commenced print- from the first printing any books (each of these suits England and Canada Holt, result of the ing as a returned laches) and in Australia was dismissed by the Restraining Order issued Temporary withdrawn). De- (this ultimately was suit incurred with May 1988 and on Court attorney representing spite the fact that to the au- payment advance respect to the correspond- Scientology had Church of advertising publicity.” thor, and for May of 1986 an effort ed Holt Thereafter, with an book, parties proceeded no ac- discourage publication of evidence expedited trial on submissions commenced publication was enjoin tion injunction permanent pertaining to the complaint in until the in the United States opinion and order Judge question. Dis- filed the Southern this action was on Au- was issued denying Imme- May of New York on trict program, far ambitious 16, 1988) founded a August (amended on 9, 1988 gust religion Scientology, a new judg- partial and, August adepts ability to give its “dismissing plaintiffs claimed entered ment was of the mind and complaint diseases all overcome only insofar complaint injunction.” body.... permanent of a entry seeks dam- that trial of the recites judgment years he sailed the nearly ten For *3 in the near conducted not be ages issue will of his the commodore own as oceans “irreparably future; Holt would by nymphet messen- navy, served private judg- a to await final required if harmed” and un- dressed pants in hot who gers claims; that Holt is of all dispositive ment trained like robots him and dressed denying per- judgment a final entitled in tone of voice. relay orders his no “there is and injunction; manent judg- entry such delaying of for just reason 54(b). peripatetic as and years were Fed.R.Civ.P. His last ment.” See par- more youth, and far as his unsettled on Au- court in the district Also entered arrest, disap- he fearing In anoid. vacating the order an 1988 was gust again. He seen and never peared was staying restraining order temporary 1986 under circumstanc- January in died maintain for three weeks the vacatur enigmatic his life mysterious as es application pending an ante quo status itself. 80,1988, August this appeal. On expedited an Era’s motion for in author’s granted is set Court The tone of the book stay continued the appeal and expedited Introduction: argu- Following oral argument. until oral thirty years, Church more than For 30, 1988, stay ment, September vigorously promoted Scientology has decision pending continued Hubbard, founder, L. Ron image itsof Court. and philosopher a romantic adventurer prepared fortuitously early life whose II. Christ, for him, Jesus in the manner of the world. The Book to save declared mission his ‘Ron’, superman and glorification of The the contents summarizes publisher The disregard for saviour, cavalier required a book’s printed on the in book a blurb of the biogra- every is that almost thus it facts: jacket: by the church phy of Hubbard Messiah, biography Bare-Faced lies, and half-truths is interwoven with Hubbard, for extraordi- makes L. Ron The won- ludicrous embellishments. early as a days his reading. From nary deception is that irony of this drous science fiction “pulp” author of penniless is much Ron Hubbard story of L. true end, Hubbard mysterious to his stories improbable, bizarre, more much news, usually odds in the was often lies. any of with trouble society, frequently of a the son factual to contrast purports Born author The law. businessman, he led life in of Hubbard’s struggling Nebraska and fictional accounts youth book, drawing chapter romantic wandering, wildly every almost often gleaned his realities numerous from upon which his dreams and information pub- other stories and newspaper confused. became sources: interviews; let- accounts; personal lished pulps writing While court memoranda; ters; records various a dis- have made 1930s he claimed to under the obtained proceedings; materials psycho- and philosophical of such covery Act United from of Information change Freedom it would logical importance that agencies; publications government discovery States evolved world. From that Scientology; and Hub- Church pros- of Dianetics the “science” unpub- published and writings, own a sea bard’s foundered in briefly then pered writer, and prolific Hubbard was lished. In 1952 Hubbard and writs. of debt at, physics and atomic quotations course molecular biography contains liberal from, graduated George work, unpub- Wash- particularly from his never from his ington University; out do re- journals. started early diaries and lished expedition search in the Caribbean on an chron- proceeds conventional book completed pro- that never was and never commencing Chapter order, ological any research be found at duced that could (“A Prodigy”) with accounts Dubious Michigan Hydro- University or the ancestry early childhood. Hubbard’s Office; graphic spent some time in presented by Hubbard are accounts produced Puerto Rico but no known record exaggerated untrue. For portrayed as mineralogical any research there. example, Hubbard’s contradicts Chapters Both 2 and 3 include extensive that he was descended claims side; quotations that he from Hubbard’s French on his mother’s Count ranch owned Asia Diaries of 1927-1929. Some grew up on an immense cattle Montana; quotations chapters in these are set *4 grandfather in and that found by his opin- comprehensive Pikuni in a blood brother of the forth he became sought years age. denying of ion and order he was ten Indians before by New Era. See 695 at 1512-13. (“Whither did he Wan- Chapter In quoted length The Diaries also are some der?”), refutes Church of Scientol- the book Chapter 1 in the accounts Hubbard’s descriptions of Hubbard’s ogy publication Boy exploits as a Scout. Id. at Sev- travels, teenage said to have been financed enty-three passages of the 132 from Hub- up down wealthy grandfather: and by a unpublished writings by claimed bard’s to several times and the coast of China infringing Era are found in the as (where lived with bandits Tibet Hubbard remaining fifty- Most of the Asia Diaries. life); way in him into their accepted who passages nine are taken from letters writ- (where demonstrat- Manchuria he western ten Hubbard. warlords); horsemanship ruling to ed his to chapters In the book treats with in the South Pacific later an unnamed island science pulp successes as a and (where by exploring Hubbard’s he calmed the natives writer, membership haunted); his admission to and in the fiction to be a cave believed Club, his lead- prestigious Explorers (where night in one a in the Philippines he learned Radio-Experimental ership of the “Alaskan Igoroti). language native known flag, and his Expedition” under the Club’s (“Explorer Man- Disputed Chapter in in a reserve officer 1941 commission as Into in Mission made claims qué”) Navy. It also deals with United States Time, Scientology publication, a Church of contradicting a number information traveling years spent that Hubbard: four times at various claims made Hubbard Asia; study of nuclear in undertook the publications: in repeated and authorized Washington University physics George savage peoples and cultures that he studied taught ever in one of the first courses 1941; 1938 and America between Central university; di- subject at an American pilot; experienced airplane an that he was rected, twenty, age at the the Caribbean Kar- salvaged the careers of Boris that he Expedition, provided Motion Picture Hollywood script Lugosi as a loff and Bela Michigan University of research for the seriously writer; a wound- and that he was Hydrographic films for the and underwater twenty-one hero who was awarded ed war Office; the West Indies Mineral and led medals, of the con- identify only few miner- complete first Survey, said be the tradicted claims. According alogical survey of Puerto Rico. how describes Hubbard book, that Hubbard The book the truth is of Dianet light his new “science brought in the for two months traveled China magazine ics,” in the first in an article during the course company parents of his then in a Fiction and Astounding year-long stay at the United States Science of a Dianetics, Modem Guam, entitled The Sci his father Station in where Naval Health, officer; which became assigned failed the ence Mental was as a naval Chapter 21 is described at Dianetics, tology themes Hubbard claimed In bestseller. Movies”). (“Making Also described of all hidden source found to have “[t]he guilty chapter are the convictions latter human aberration” ills and psychosomatic including Scientologists, Hub- pleas of nine techniques developed advanced and to have wife, involving the bur- offenses bard’s illnesses. physical cure mental offices and the theft glary government large following, gained science” “new The book inti- government documents. Foundation” Dianetic Research “Hubbard rap” “took the wife mates Hubbard’s developed lu- formed, and Hubbard set motion for a scheme that Hubbard training of audi- for the program crative unfa- government records of matter purge Techniques. Dianetic (practitioners) in tors to him to the Church Scien- vorable into Scientolo of Dianetics evolution (“Missing, tology. Chapter Presumed religion Scientology into a gy and of Dead”) concludes the book with account As founder of fully the book. recounted mysterious demise. of Hubbard’s Scientology, is de Hubbard the Church of extensively upon The book draws poseur charlatan and whose picted as a writings of in Dianetics published Hubbard practices religious strange theories upon Scientology well as various aggrandize financial designed for the his followers. issued to bulletins Hubbard Church, ultimately of Hub ment of the sixty-nine found instances Commissioner, Foley v. himself. See bard biogra- material the use of (2d Cir.1988). Although 94, 95-96 844 F.2d all but three of these phy. Since he found many Scientology attracted adherents *5 “fair,” opinion noninfringing or uses world, throughout the Hubbard’s activities court focuses on use the district govern several generated trouble with unpublished materials. previously ments, including government States, challenged III. United to tax-ex of entitlement claim Church’s Opinion District Court Scientology empt status. See Church of use established Applying the rule of fair Commissioner, 823 F.2d of California law, copyright 17 and U.S.C. § — denied, Cir.1987), cert. (9th U.S. Supreme explicated by the Court —, L.Ed.2d 214 Row, Publishers, v. Nation Enter Inc. (1988). Having enormous accumulated 539, 105 S.Ct. prises, 471 U.S. money, according to the narra amounts of (1985), by this L.Ed.2d 588 and Court tive, House, Inc., Salinger v. Random 1967, L. Hubbard raised a Ron — [in] denied, U.S. —, (2d Cir.), cert. himself private navy, appointed Commo- (1987), to the S.Ct. L.Ed.2d dore, dashing uniform of a his donned writings quoted in unpublished Hubbard on an extraordi- design set forth own examination, Judge under the book ships leading a fleet of nary odyssey, body of that there is a mate- conclude[s] variously pursued by across the oceans small, negligible rial of but more CIA, FBI, press international which, size, given strong presump- suspicious govern- miscellany unpublished and a ma- against use of tion fair agencies. terial, pass the fair use ment maritime cannot be held to test in his travels on accompanied Hubbard was finds, wife, and therefore children and high by his seas opinion, Al- and assistants. mandate of the number of associates under that Bare-Faced Messiah to some de- President of the though resigned he copyrights in gree infringes Hubbard’s continued to con- Scientology, he Church previously of his some at sea. its affairs from his base duct works. surreptitious return to the Hubbard’s F.Supp. at 1524-25. Chapter reported is at United States is ar- subsequent determination (“Running Aground”) and his The district court’s examination rived at after close producing films with Scien- excursion into factors, According opinion, which are seen statutory quota- fair use verbatim necessary tion is resolving “the conflict demonstrate Hubbard’s a means of be dishonesty gave in the accounts he of his copying in justification serv tween early put life as by forward the Church of (in public education ing objective Scientology. “It is incompatible with sense) and the owner’s broadest of fair research ends and criticism to ac- reap profits of labor and entitlement dishonesty being permitted cuse without Id. in creative works.” invested talent specify what were the dishonest words.” Examining the nature Specific passages Id. at 1510. must be set work, statutory the second fair copyrighted out, said, subject’s it is to show the boast- factor, 107(2), the district 17 U.S.C. § fulness, pomposity, grandiosity, pretension Supreme on the opinion court reflects self-importance, because is the “[i]t scope that “the of fair Court’s observation subject’s conception of himself that the bi- respect unpub use is narrower ographer convey.” seeks to Id. at 1512. works,” Row, 471 Harper & U.S. lished paranoia supposedly Hubbard’s is demon- 564, 105 interpretation on our S.Ct. by strated certain letters and Church bulle- “[njarrower ‘scope’ seems to refer to quoted tins. The Asia Diaries are “in copying the diminished likelihood that will mockery, to show bigotry, Hubbard’s bias copyrighted fair use when the material and coarse lack of taste.” at 1513. Id. unpublished,” Salinger, 811 F.2d at Cruelty disloyalty displayed in two “[unpub pronouncement and on our having bigamous letters to do with a mar- normally enjoy complete pro works lished] riage, employment and the of Hubbard’s against copying any protected ex tection words this instance is said to “serve[ ] court, pression,” conclud id. district strong purpose.” fair use ing that “diminished likelihood” is not the quotes The book from a letter written “impossibility” and that “normal same as accusing estranged Hubbard to the FBI his “inevitably,” ly” does not mean concludes communist, being wife of bulle- purports one “who to make a fair use urging tins written Hubbard his follow- unpublished copyrighted matter must them, oppose ers to “attack” those “to who *6 particularly compelling demonstra make a aggressiveness illustrate Hubbard’s and vi- upon full justification, tion of consideration scheming against perceived cious tactics of the fair use factors.” relevant Cynicism by enemies.” Id. is illustrated a According F.Supp. at 1503-04. to the dis discussing a confidant Scientolo- letter to court, necessary made the trict Holt has potential gy’s financial a lecture great majority of showing to the “[a]s advantages of deceit. Ex- praising the demonstrating powerfully “a items” cerpts from The Modern taken Dianetics: compelling purpose.” fair use Id. at 1523. Health, work Mental a Hubbard Science of Turning statutory use to the first fair seller, History that remains a best The of factor, the purpose and character of Man, establishing a book the foundations use, 107(1), the district court 17 U.S.C. § Scientology, unpublished letter of and an purpose opinion first reviews the overall boasting ability to heal are of Hubbard’s and then ad- and character of the work derangement, provide examples of said to purposes the fair use of individual dresses pseudo-science. There insanity and bizarre former, the con- passages. As to the court purpose to each compelling is a fair use biography is “a serious cludes that according opinion, excerpts, of the criticism,” responsible historical book of biographer/critic should because “[t]he eligible use express and therefore for fair consider- required simply to ... conclu- profit-making example.” “defendant’s despite defending ation them sions without latter, ap- objective.” opinion Id. at 1507. As to views with Id. at 1517. compelling lifting passages fair from powerfully proval the court finds a of various ego- using “to illustrate Hubbard’s purpose use Hubbard’s own words earlier works diaries,” self-perception early in his traits and centric to reveal Hubbard’s character id., “convey capsule character- and to quality of his ideas. the bizarre earliest that fair use Salinger, would conclude style of Hubbard’s of the ization adequately 1518. has demonstrated.... writing,” id. at been fiction of fair use is far Here demonstration factor, then, the statutory As to the first compelling. Many takings of the “great majority” that the opinion concludes expression Salinger’s of were for “a in the book demonstrate quotations of enlivening purpose of that text with Sal- purpose fair use powerfully compelling genius_ inger’s expressive Hub- accomplished without use that could not be primarily expression is taken bard’s that “in a subject’s own words” but in a manner that show character flaws quotation unpublished few instances of accomplished cannot be without use of material,” compelling is a “much less there his words. justification.” fair use Id. at 1520. passages that the involved opinion observes Nevertheless, the district Id. at referred to “un- in the “few instances” forty-four passages identifies court play filling a role in out the doubtedly unpublished “as to which a fair use works portrait” may “fall short

biographer’s shown,” convincingly purpose is not lead- demonstrating sufficiently powerful ing “I it to observe: cannot conclude that satisfy purpose fair use claim of a Appeals accord fair use the Court scope unpublished of ‘narrower’ test quotations, protection to all of Miller’s material.” Id. biography as a whole would be factor, Examining statutory the third non-infringing.” considered Id. substantiality portion amount Notwithstanding recognition of the its copyrighted work as used in relation to injunctions generally granted are rule that 107(3), whole, the district 17 U.S.C. § prevent copyright infringement, the dis- of 201 instanc- court finds New Era’s count difficulty concluding has “no trict court exaggerated con- infringement es special those circum- one of remains a substantial cludes that “there stances in which the interests of free protected expression taking amount speech overwhelmingly plain- exceed problem a serious sufficient to raise injunction.” tiff’s interest in an Id. at takings if infringement copyright Perceiving creates a at 1522. In protected by fair use.” Id. daunting fair defense obstacle use opinion the district court the fourth materials, against factor, upon of the use statutory effect a need to “focus district court discerns copyrighted potential value of the market intensity potential with new on the conflict 107(4), work, by the said Su- U.S.C. § between the and freedom of single impor- most preme to be “the Court Here, speech.” according at 1526. use,” Row, fair tant element of court, opinion injunc- *7 of the district an cuts in U.S. suppress interesting study an tion would Because the book “is a favor of Holt. important figure, injury resultant an with hostile, using fragmen- biography critical public speech. to the interest in free Un- conclu- tary extracts to demonstrate critical circumstances, injunction der such an Hubbard, in one interested sions about” denied, should be since award of dam- “[a]n writings not be reading would Hubbard’s protect ages profits copy- ... can purchasing from by the extracts dissuaded right injury holder far less with F.Supp. at 1523. larger his works. 695 speech interest in freedom of opinion conclusion of the The ultimate injunction.” perma- 1527. The Id. at the use of fair use is that sought injunction nent here is denied “fair” but that book is materials is prohibitive of the the district court because degree” respect in infringing in “some republishing expense and waste involved in That conclusion is unpublished materials. infringing passages, after deletion of reluctance: arrived at with some public’s deprivation important of an histori- injunction to overall, study and the failure of an it not for cal As to the book interest, as well as the any copyright in ruling Appeals serve of the Court of speech. literary Salinger Id. from a lion like significant injury to free J.D. or a purported prophet like L. Ron Hubbard. opinion

The district court adds a gloss IV. to the second fair use factor—nature copyrighted work—that we think Analysis should be removed. While we made it agree permanent We clear in works denied, wholly a reason should be but for normally enjoy complete protection, the dis any from different of those set forth parse trict court would this factor also with Moreover, opinion. we dis- district court’s In a distinction. this instance the distinc agree great deal of what is said in with protected expres tion is between the use of opinion. pro sion to “enliven” text and the use of expression “signifi tected to communicate First, we do not share some of the points” subject. cant about We see no proper respecting district court’s views approach. need for such an Where use is in application of the four fair use factors “unpublished made materials of an na this case. It seems clear to us that ture,” yet the second fair use factor has factor, purpose of statutory first fair use applied infringer, in of an favor and we use, Holt, weighs in favor while copyrighted do not do so here. “Since the factors, remaining nature of the three unpublished, are letters the second factor work, amount and copyrighted substantiali weighs heavily favor of [New Era].” used, portion and effect of the use ty of the agree analy- We with the district court’s market, upon weigh all favor of New sis of the third fair use factor and with its under examination here is Era. finding taking that a substantial amount of Salinger biography from the no different correcting after remains even statutory purpose fair use classifica its overcounting. analysis Era’s Our “criticism,” “scholarship” “re tion: or factor, copy- fourth fair use effect of the at 96. Salinger, search.” See work, righted substantially differs agree Salinger, “we with Consonant with that of the district court. Since the district the first fair use the District Court that accepted New Era’s contention that it court favor, weighs factor but not that [Holt’s] biography commission an authorized any entitles purpose use [it] [its] of Hubbard and that all Hubbard’s writ- at 97. The ten- special consideration.” Id. ings, published unpublished, would be opinion spe is that or of the district court purpose, available for that it is diffi- made afforded to cial consideration should be conclude, court, cult to as does the district Holt, words to the extent that Hubbard’s published by Holt would have that the book quoted prove some traits of charac Era’s no effect on the market for New public image his ter either at odds with forthcoming disagree We book. especially intriguing to the reader. The application Leval on the significant district court sees a distinction factor, fourth fair use as we did Salin- of an author’s purpose between the use there that here as we did ger, display of his words to the distinctiveness impairment of the market seems “some writing style and the use of an author’s likely” and that fourth fair “[t]he character, point to make a about his words *8 copyright weighs slightly in factor [the in the lat greater justification far at 99. favor.” Id. owner’s] in the former. We find such a ter than Following analysis an exhaustive unnecessary and unwarranted distinction use, the district court purpose of the doctrine of fair applying statutory fair use small, that a but any classified finds in event long As as a book can be factor. mate criticism, negligible, body unpublished scholarship or re as work test, here, given the search, pass cannot the fair use the factor rial as can the book against of un strong presumption fair use publisher, in favor of the book’s cuts Although we would char- published work. copyrighted matter is taken whether the Nevertheless, “small,” equitable here more than considera the use acterize injunctive tions dictate denial of relief in difference insofar as entitle it makes no prejudice by this action. The suffered Holt relief is concerned. injunctive ment as the result of New Era’s unreasonable copying of “more than minimal Since delay bringing the ac and inexcusable expressive mate amounts” of tion invokes the bar of laches. Good See barring the un injunction calls for an rial Corp., 606 Douglas man v. McDonnell use, 96, consequences id. at authorized (8th Cir.1979), denied, F.2d cert. findings seem obvi of the district court’s 913, 100 1844, 64 L.Ed.2d 267 446 U.S. S.Ct. Nevertheless, the district court de ous. (1980). denying temporary initially In reasons, one injunction nied an for several order, restraining the district court found special being the existence of circumstanc had since 1986 that New Era been aware said speech free interests were es which published book would be copyright outweigh the interests of the Despite knowledge, this United States. however, persuaded, are not owner. We despite lawsuits commenced in 1987 to any first amendment concerns not ac enjoin publication England, Canada and Copyright Act are im commodated Australia, compare New Era failed to in this action. Our observation plicated Holt’s book with the books encompasses all the fair use doctrine abroad; inquire failed to of Holt as to the copyright of first amendment in the claims planned publication country; date of in this field, Roy Export Establishment v. Co. any steps publi enjoin and failed to take Inc., Broadcasting System, Columbia sought a restrain cation the book until it (2d Cir.), denied, 1099-100 cert. ing May order in of 1988. At the time of 459 U.S. 74 L.Ed.2d 63 12,000 application, copies TRO See, (1982), repudiated. never has been already printed, packed had been Row, U.S. at e.g., 3,000 (except copies loading left on a expression at 2229. An author’s S.Ct. dock) shipped. copies had Review been idea, distinguished from the idea an press sent out and a second run was sched itself, subject pub is not considered court, May uled for 6. The district in its “right Patry, The Fair lic’s to know.” W. TRO, opinion denying the commented on (1985). Privilege Copyright Use Law 466 delay prejudicial nature of the delay: persuaded by any Nor are we Mr. had made clear since Rintoul’s given by [Holt]

other reasons the district court jection view breach of without necessarily be ing of and valuable historical deletion “prohibitive” expense denying of the district infringement. of the fair use defense and its more an inevitable copyright, improperly only an deprived injunction of an court, and, infringing included material is study,” republication of an following contrary to the consequence “interesting “significant would not one. The its re- after find- out court to with [New Era] waited until application cussions of good it had no interest either in defiant letter in the summer of 1986 that sional orders of restraint. causing reason explore at 810. would have infringements. There is no why [Holt] May or in the issues [New Era] [1988] catastrophic entering permitted to seek should have cooperating An law with- harm. into dis- earlier provi- certainly interest” would be promptly sought an If New Era had ad- injunction. Copyright served rights, might judication of its the book all, is, carrying Act after a device for into changed minimal cost while have been power firmly Congressional em- opportunity effect still to do so. At there was an promote however, point, appears per- bedded in our Constitution—“To it that a Arts, by securing useful for limited in the total the ... manent would result Right Times Authors the exclusive of the work since it is not eco- ... destruction _” *9 U.S. nomically reprint the book after Writings feasible respective their I, infringing material. 695 deletion of the Const. Art. Sec. prejudice, Ordinarily, brevity in the interests of I F.Supp. at severe 1528. Such delay my confine this concurrence to coupled al would with the unconscionable described, points disagreement majority, with the ready mandates denial of relegating appendix my very to an limited injunction relegation for laches and of New disagreement Judge with on his fair damages remedy. Era to its See West analysis. But use is Co., because Thompson 176 F. “[f]air Pub. Co. v. Edward fact,” question mixed (2d Cir.1910); law Hayden v. Chalfant Row, Publishers, (S.D.Cal.1959), Enterpris- Inc. v. Nation Press, Inc., 539, 560, 2218, 2230, es, (9th Cir.1960); 471 U.S. 105 S.Ct. 'd, 281 F.2d 543 aff (1985), I 85 L.Ed.2d 588 must restate a v. Gas Blackburn Southern California background information. (S.D.Cal.1936). certain amount of Co., Epilogue Background I. of the district court is judgment book, Messiah,

The is a bi- Bare-Faced stay granted by sorts, heretofore ography largely upon based Free- affirmed. shall is vacated. The mandate this Court Act materials from dom Information Navy, Investiga- issue forthwith. Bureau of U.S. Federal tion, Intelligence Agency and other Central records; agency numerous OAKES, United States Judge (concurring): Chief friends, Scientologists, with ene- interviews in the denial of an agree I While mies, Hubbard; newspaper and relatives of affirmed and hence con junction should be stories and materials about cur, unnecessary to me for the it seems man; writings, extensive Hubbard’s own anything majority opinion to do other words, involving literally pub- millions of the denial of an for laches affirm unpublished; and court records lished (even only remand were though I would tax, bankruptcy, testimony various issue). only While I do not com that the divorce, proceedings. Like and other agree Judge Leval’s fair use pletely with Leval, unnecessary I it believe majority to me the un analysis, it seems accuracy reports Miller’s or assess the goes way out of its to take necessarily None- justification for his conclusions. opinion, Era issue with reason, theless, I see there is no and do not Int’l, ApS Henry Holt and Publications otherwise, doing quarrel majority (S.D.N.Y.1988). Co., Do F.Supp. 1493 “ap- the book judge’s dictum, so, ing by way of tends to even responsible use of its materi- pears to make Salinger in concrete v. Random cast work of criti- al” and hence is “a serious Inc., (2d Cir.), House, cert. 811 F.2d newsworthy highly on a cism and comment — —, denied, U.S. such, it F.Supp. at 1506. As subject.” 695 (1987). Salinger is a decision L.Ed.2d qualified for fair use considera- properly facts, which, rightly if decided on its even comment, “criticism, tion as a work of latent, impli underlying, privacy if involved ..., scholarship, reporting, teaching news present here virtue of Hub cations research,” under 17 U.S.C. § Salinger’s language, as bard’s death. gives due mention that Messiah concept of fair It bears applied, here confines the preface to a dedicated member necessary flexibility credit prevents use and Scientology for more than fashioning equitable remedies in Church who, decade, Armstrong, when might by Gerry one thought cases. permission to research an official bi- given con being literally taken another factual Hubbard, gone ography of is said to have haunt us. This case text come back to material, only through filing six cabinets of ’Tis the more the realizes that concern. totally with contra- majority’s “disagree[ment] to become disillusioned pity, since the family back- dictory on Hubbard’s great [Judge opin material with a deal Leval’s] careers, fraud- ion,” ground, and academic majority op. at can in a real naval background, tax evasion and dictum. ulent business sense be considered *10 rangement, Armstrong, insanity, pseudo-sci- was or bizarre law. who evasion pas- Church, Judge ence. found that other Leval sued unsuccessfully sages necessary to render Hubbard’s Scientology Church California early accurately display ideas or to his (Super.Ct.Cal. C. 420153 Armstrong, No. presentation himself. writing style or concluding that 20,1984), quoted as June Judge of these reasons Leval considered all man.” at 6. “a con Messiah Hubbard they quoting directly Hubbard because bearing purpose on “the and charac- have Opinion Judge Leval’s II. 107(1). In of the use.” 17 U.S.C. ter § copy- Messiah’s use of examples For categories setting forth these different material, refer the reader righted I would use, Judge stat- fair Leval referred to the comprehensive analysis of Judge Leval’s ute, permits purposes use such “for F.Supp. claims. See New Era’s criticism, comment, reporting, news long appendix judge’s 1507-22. A ..., teaching scholarship, or research.” passages in Mes- opinion provides all (emphasis added to show statu- Id. § infringed claims its which New Era siah inclusive); tory terms not all see passages, of those copyright, the sources F.Supp. opinion also notes rulings passage. on judge’s each “[although plaintiff does not concede appendix published itself was not from justification quotations for the although Supplement, and the Federal works, previously published it no doubt rec- occasionally, I do appendix will refer to ognizes that defendant’s claims of fair use necessary publish it here. consider it extremely power- as to those materials are pages of the Leval twenty-two The first F.Supp. ful.” 695 at 1498. New Era’s fire quotations Judge catalog sixty-nine appeal or is not appendix directed Leval’s material, published published findings materials. Of on the but its references use does not these, exceptions,1 brief does mention that fair only three with excessive, multiple, impor- extend to or less that there was no in- judge found either tant illustrations of characteris- Hubbard’s merely quotations fringement because tics, Judge opinion recog- Leval’s itself paraphrases reported or ideas and the facts not, nized. at 1524. New Era does See id. expres- Hubbard’s manner did not use however, support suggestion spe- sion, strong or there was a fair examples. cific Judge justified, justification. Fair use was said, passages some of these because quotations appeal This instead concerns Hubbard; mythology about embodied false writings. unpublished from the Hubbard boastfulness, dishonesty; his Hubbard’s appendix passages lists 132 paranoia; his pomposity, pretension; or his which New Era works Asians, snobbery, bigotry, disdain for or infringed copyright. Seventy- claims its Orient; cruelty disloy- or dislike of the his Asia three of these came from Hubbard’s viciousness, 1927-29, or alty; aggressiveness, Diaries written in when Hubbard his tactics; cynicism; young or his de- man. Most of the Asia Dia- scheming his was a exceptions, quotations reading as follows: “We want clean hands where ond The three writings begin Let’s were found to be office in the United States. Hubbard’s used, insignificant doggedly denying presidency fairly Nixon the no mat- are de minimis his tries to do to us fair use factors such as market- ter what Secret Service under the other Bros., police ability. Broad- now.... He hates us and has used what Warner Inc. v. American Cos., (2d Cir.1983); say please so. So casting force was available to him to Assocs., get busy on it.” The third consists two sen- Time Inc. v. Bernard Geis 130, book, (S.D.N.Y.1968); quoted Corp. from Hubbard’s Mission Meredith v. Har- tences Row, Publishers, Inc., plans "Hearing of L. Ron Hubbard’s per Into Time: into, Cir.1974). (2d (S.D.N.Y.), exploration research aff’d, further 500 F.2d 1221 civilizations, many among things, past (Judge directly to these three other Leval did not refer Scientologists join help. thought him and passages, presumably too wanted he Organization.’” minimis.) passages They adopted they the name ‘Sea were de The first two Leval, respect of this last much Of- With from a 1960 Hubbard Communications Bulletin, quoting quotation could well have been as non- fice clause "a treated the first infringing person it involves fact. the sec- because named Richard M. Nixon" and *11 chapters 2 1. The quoted appear conclusion. passages ries first Row, supra, supra, Salinger, and do not remaining Most of the 3 of Messiah. and preclude unpub- a of fair use as to unpublished passages fifty-nine materials, argue they strong- lished do in one came from letters: Six were works against place ly it and a burden on the user wife) 21,1939; (to July his first dated letter highly convincing to “establish a case in follower, to a in four letters twelve were F.Supp. 695 favor fair use.” at 1523. O’Brien; in an internal one was Helen majority this the cannot and With does not officer; were in a press a two memo to disagree. 1971) daugh- his (apparently dated to letter disavowing her fa- that he was ter Alexis 2. The second conclusion. Holt met its ther; great majority in letters sent to in this case as to the the rest were burden unpublished Salinger materials. offering Hubbard’s Secretary of War Judge Kobler, Leval’s own v. 667 II, (main- to the FBI War services World Craft (S.D.N.Y.1987), F.Supp. 120 cases which wife), to the YA deprecating his second ly biographer lively expres- “has used the pen- II his War seeking upgrade World biogra- sion of subject his enliven the explaining sion, cashier to Alaskan bank phy,” 695 can distin- note, paid had not a why Hubbard case, guished personal from this where the of the United FBI or the President traits of could not Hubbard be shown with- seeking ingratiate himself or States words, using subject’s out own because quotation Scientology. There is also passages quoted value Messi- proposed Constitution from Hubbard’s precisely subject’s ah “lies in the choice of paraphrase the Nation of Rhodesia and literary expres- words—not as a matter of Scientology follow- dispatch to Hubbard’s sion—but for what the choice of words Hill, England. ers at Saint subject.” Id. at 1524. reveals about A the 132 Judge found that 91 of Leval prime example quotation is the from Hub- unpublished works were passages from Diaries: “The Asia trouble with Chi- bard’s infringe upon fairly used or did is, many na there are too chinks here.”3 writings and that unpublished Hubbard ap- majority apparently rejects unfairly remaining 41 used. The Leval; Judge if the work is un- proach of all but Diaries were the source Asia published majority considers under the passages. Set unfairly used those test—the nature of the four of second fair use summa- margin is a table which out protection unpublished work—that follows Messiah’s, writing of Hubbard’s rizes Majority op. at 583. I dis- as of course. Judge findings.2 Leval’s agree. Judge principal Leval’s conclusions As 3. The third conclusion. unpublished may overall, be summarized works found that fair Leval demonstrated, adequately as follows: use was far pub- Summary Messiah's use of of Bare-Faced unpublished materials and of lished and findings Noninfringement or fair use found Unfair use found by Judge by Judge Leval Totals 69 3 Use of materials unpublished Use of materials (73) (of Diaries) (36) (37) which: from Asia Totals derogatory epithet sentence, vulgar “Hubbard used with “The trouble to Hubbard’s 3. [A]s here,” is, bigoted many exhibiting disdain for the Chinks snobbish are too China there biog- reported in it which unfair to the is no fact be at once there That would Chinese.” narrating. What is readership, rapher has an interest subject, biographer, and the interesting it. Hubbard said is that reasonably “What demand to know can biographer/critic be limited should a Nor judge of whether it say? us be the did he Let subject’s stating conclusions about her bigoted.” vulgar, snobbish preposterous to would be writing of words. It choice omitted). (citation F.Supp. at 1524 like, something Miller to restrict Salinger implicated. (which concerns are Amendment compelling Therefore, Judge Leval conclud- opin- district court Judge Leval’s reversed House, Inc., of this case ed, the circumstances Random all of ion, permanent injunc- the denial of a required But, given (S.D.N.Y.1986)). disagrees. Majority op. majority tion. The Salinger, strong presumption its totally disagree at 584-585.4 finding fair use against majority. concede, on to materials, Judge Leval went *12 many examples perhaps Messiah uses too III. Discussion insufficiently effective or or in some cases demonstrate Hubbard’s important ones Doctrine A. Fair Use finding required a of This characteristics. background of here the I need not review infringement. 695 of degree” “some very There is a of fair use. the defense agrees majority The 1524-25. F.Supp. at has subject, the one that been good book on “more use here was that the though saying Supreme Court by cited the United States ” op. at 583. total- Majority than ‘small.’ See majority. the W. is referred to and millions of Hub- of the disagree. Out ly Privilege Copy- Fair Use in The Patry, In infinitesimal. use was bard’s words (1985) (hereinafter Patry); Har- right Law whole, the un- to Messiah as a comparison Row, per & 554, 105 S.Ct. at 471 U.S. at insignificant. indeed tiny, use was fair leading covers the fair 2227. The treatise conclusion. 3 Nimmer on 4. See an While depth. use defense fourth Copyright § prevent copy- ordinarily 13.05, issues to -129 at 13-62.4 to injunction Nimmer). Judge Copy- found this infringement, (1988) (hereinafter Leval right different,” since Messi- (1) four non-exclusive “drastically right Act itself lists case “profiteering by example emphasize ah of non-exclusive —to not an factors —I was include, gen- inquiry. effort and in this These of the creative consider appropriating course, of the “opportunistic purpose free and character or other of another” ius work, use, copyrighted infringing portions are “in- the nature of the (2) riding”; substantiality por- of the (3) and the amount significant”; and copyrighted knowledge,” First tion used relation so “diminish Leval, Id. at 1504. holding, function of our law." Judge so de- 4. I note that law for a violation an action under state rely alluded to in the While on two factors clined to First, right privacy preempted rely is not Judge of the appeal. Leval did not briefs on Act, right Copyright such a is not available once materi- the fact that most deceased, partic subject publication including is the Asia Diaries— here at als issue— public figure ularly like where the writer was a part and in that sense of a court record became Judge supports Superior Leval's Court Hubbard. Id. Case law published in the California right sought person's privacy at a terminates litigation the Church to recover view that in which Publication, Inc., Armstrong 419 who it Cordell v. Detective from its member death. them 989, Cir.1969); (6th permission. Maritote v. De had taken them without F.2d 990-91 claimed Judge 418, (7th Productions, Inc., any display of those decided that 345 F.2d 419 Leval silu denied, 883, 176, litigation Cir.), was over 15 materials in the California cert. 382 U.S. 86 S.Ct. that, objection (1965); Amalga as a matter the Church’s United States v. L.Ed.2d 124 right Co., 676, being (S.D.N. principle, F.Supp. to sacrifice a forced mated Ins. 534 679 Life 29, bring Nizer, Y.1982); to enforce it would Meeropol order to a lawsuit 37 v. right F.Supp. at 1500 (S.D.N.Y.1974); part, chimerical. 695 make in relevant aff'd Cir.1977), 1013, denied, in the record (2d uncontroverted affidavit n. 3. An 434 U.S. rt. ce Judge posi- support provides 727, (1978). further 54 L.Ed.2d practical purposes documents If, all suggested, tion: for have as some commentators case were at almost all times Note, in the California e.g., Unpublished Use Materials in Fair seal, order, subject copied Law, to court under Circuit: The Letters the Second ultimately after the returned to the Church 417, (1988), Brooklyn tacit con- L.Rev. 457-60 against Armstrong’s cross-claim settlement Salinger's privacy way in some in- cerns for the Church. Salinger opinion, concerns are formed the those Second, privacy present On and the law of rely here. did not on the fact court, that, copyright, informative argued see Newman’s in the district as New Era lecture, Manges J.L. & Arts in 12 Colum.-VLA Hubbard documents private nature of 459, (1988), refuting infringement. the commentators’ 460 n. 2 He should favor a suggestion. protection privacy pointed is not out that “the whole, purchased copyrights Rosemont then the effect of the use work Hughes appeared that had for or value of articles about potential market upon the magazine in 1954. After 107 Look Random 17 U.S.C. copyrighted work. § biography, House its Rosemont requires case-by-case (1982). Section brought infringement suit particular whether determination articles, claiming Look that the Look arti- Row, 471 Harper U.S. fair. & copied forty-one cles were at least times. “eq Fair use is an S.Ct. 2224-25. at 61. The district court found Corp. Sony reason.” uitable rule of taking that the Inc., quantity substantial Studios, City America Universal granted in- quality preliminary 31, 104 448 n. S.Ct. 464 U.S. & junction. Id. at 68. This court re- (1984) (quoting 78 L.Ed.2d 574 & n. opinion by Judge versed in an Moore: (1976)); 94-1476, H.R.Rep. at 65 No. Row, privilege 471 U.S. may justifiably see also Whether the “eq (emphasizing the applied particular at 2226 materials turns ini- S.Ct. doctrine). materials, tially e.g., of the fair use uitable nature” on the nature of the *13 rigid courts to avoid “permits doctrine whether their distribution serve when, copyright public of the statute in application interest the free dissemina- occasion, very creativ it would stifle tion of information and whether their on designed to foster.” ity preparation requires prior that law is some use of which 3, 2225 n. 3 dealing subject n. 105 S.Ct. at the same 471 U.S. at 550 materials Research (quoting Iowa State Univ. matter.

Found., Broadcasting v. American Inc. say, 307. is to the second 366 F.2d at That Cir.1980)). 57, (2d Cos., 60 621 F.2d public use must serve the interest and require original must use of the work. beginning is not the Because Cf. Superior Worth Prods. v. Films law, Marvin previous Sec and the end of fair use 1269, (S.D.N.Y. F.Supp. Corp., 319 1275 involving biographies, cases ond Circuit 1970)(film life did not need to use books on do, I public information public figures and Bruce, use did not serve Lenny think, Enter need reference. Rosemont interest; distinguished).5 Rosemont Inc., House, 366 v. Random prises, Inc. (2d Cir.1966), F.Supp. rev’g Associates, F.2d 303 Time Inc. v. Bernard Geis denied, (S.D.N.Y.), 385 U.S. (S.D.N.Y.1968), cert. F.Supp. 130 involved (1967), involved a 17 L.Ed.2d 546 film assassina- Zapruder S.Ct. of the the famous allega Hughes Kennedy. pub- A biography of Howard of President tion Associates, attempting sup Hughes tions that was Bernard Geis Six Sec- lished Dallas, learn publicity. After used charcoal sketches press unfavorable onds in frames, considering Zapruder House was then owned ing that Random Life pho- granted improperly been biography, Hughes magazine, which had publication of a employee wrote tographed by a who corporation, Rosemont friendly Nevada Life emphasized Inc., The district court contract to the book. Enterprises, an exclusive making avail- strong public interest biography, sell his authorized publish and Miller, slip Scientology v. Church be made of the "concur- Mention should also California 9, 1987), (Ch. aff’d, 1986 C. Judge op. Ch. Lum- at 16 Oct. ring” opinion Rosemont of Chief 22, 1987). (C.A. appellants by Judge Hays Were opinion joined No. 6140 Oct. bard—an —which allegations appeal, prevailed equitable of clean hands have doctrine looked to Rintoul, Mallory suppress Hughes’ alleged attempt presented of W. light in the affidavit of Hen- biographies, Esq., Secretary General Counsel 366 F.2d 311-13. unfavorable Inc., joint appen- Company, in the ry Holt and the doctrine of did not consider materials, my would in dix at 883 with attached hands, English though court trial unclean opinion for an examination have called sought by an interim which denied This, appellants. like the ma- "clean hands” of Scientology against Messiah's au- the Church laches, necessarily fol- jority's consideration Penguin said that the Church’s Books thor litigation injunc- sought fact that New Era lows from "oppressive" bona and "not fide relief; equitable to an defenses legitimate tive these protect any interest of launched to sought remedy, in connection with equitable confidentiality preserving in in- the church equitable biography." doctrine. in Mr. Miller’s formation contained judgment. purposes mur- about the These issues were information the fullest able quotations used Kennedy, for Nizer which of President der Rosenberg effect of letters and the that properly evaluated may not have but upon the for the future market letters. harm to the owner potential economic (2d Cir.1977), 560 F.2d cert. de summary judg- granting nied, U.S. L.Ed. defendants, Patry see at 98- ment to the (1978). Judge opinion 2d 756 Smith’s for inquiry this court stated that the on re was a series of cases Meeropol v. Nizer mand should determine “whether or not of Ethel and Julius brought by the sons Rosenberg primarily letters were used book, Nizer’s Rosenberg restrain Louis scholarly, predomi reasons or historical In the first Conspiracy. Implosion exploitation.” nantly for commercial Id. at (S.D. Nizer, Meeropol key 1069. The issue was “whether the N.Y.1973), Tyler denied a motion to prej tends to defendant’s work diminish from in pendente lite restrain Nizer plaintiff’s potential udice the sale of work.” copyright in the fringing upon a claimed (fact quoted Id. at 1070 that letters pub had been Rosenbergs' letters which print necessarily out of “does not mean book, which had been lished in a 1953 they no market can have future nearly twenty years. The print out of Thus, injured”). Meeropol qualified public interest and court cited Rosemont's extent, Rosemont to a certain and it cannot necessity at 1067-68. It found a tests. analysis be overlooked follows. Rosenberg continuing public interest University Iowa Research Foun State case, important any letters were dation, Broadcasting *14 Inc. v. American subject, and that the serious book on Cos., (2d Cir.1980), 621 F.2d 57 involved letters were used “with selections from the coverage ABC’s use its of the 1972 purpose demonstrable discretion and with Olympics of minutes of two-and-one-half legal illustrate, from an historical twenty-eight-minute biographi film from a view, appeals point post-conviction filmcal about a wrestler at Iowa State who clemency filed petitions which were ultimately gold affirming In won a medal. Rosenberg.” Mrs. and for Mr. and Lumbard, opinion Judge sitting as a taken, appar appeal at 1068. An was (S.D.N.Y. judge, F.Supp. 902 district Nizer, 417 ently dropped, Meeropol v. see 1978), Appeals the Court of said that “[t]he 1201, (S.D.N.Y.1976), 1203 n. corpo fair use doctrine is not a license for part, part, 560 F.2d rev’d in aff'd (2d theft, empowering ignore rate a court to denied, 1013, Cir.1977), 434 U.S. cert. copyright whenever it determines the un (1978). 727, 98 S.Ct. 54 L.Ed.2d derlying possible work material of contains the Meer- expanded On an record public importance.” regard, In this it was opols’ complaint was heard supplemental copyrighted relevant that the material was summary on a defendants for motion purposes. used for commercial 621 F.2d at Gagliardi judgment. Id. at rejected 61. The court also Iowa State some, held, altogether persuasively to purely quantitative approach for determin Patry 79-80: see at ing insignificant, copying whether the is id. 61-62, years come to at a factor which I also consider [Cjourts in recent have occasionally important. recognize there are sit- that copyright holder’s uations in which Finally, Roy Export Co. Establish in a maximum financial return interest Broadcasting System, ment v. Columbia occasionally must be subordinated (2d Cir.), denied, Inc., 672 F.2d 1095 cert. greater develop- interest in the public 459 U.S. 103 S.Ct. 74 L.Ed.2d arts, science, industry. ment of (1982), rejected this court a news broad reversed, Amend 1206. Our court that it had a First caster’s claim Chap right portions to use of Charlie that fair use was established ment coverage of genuine lin’s films in the broadcast a matter of and that issues law opinion Chaplin’s death. Newman’s precluded summary fact existed which quoted Wainwright justifies Securi fair use doctrine Holt’s use of the court Transcript Corp., portions ties, writings contrary these Inc. v. Wall Street is denied, Harper cert. (2d Cir.1977), Salinger. & Row and “eviscerates” 558 F.2d L.Ed.2d 759 majority agrees (majori- 434 U.S. with New Era (1978), “ stating general 583) rule that ty op. the district court’s con- protected by interests between sideration of the first section 107 factor—

'[conflicts and the the first amendment purpose character the use—is by appli far resolved laws thus have been premised illusory on an distinction between ” doctrine.’ 672 F.2d cation of the fair use quotations merely biog- used “enliven” rapher’s quotations work and that are es- significant points sential to communicate Salinger sum, Second Cir- In before subject. Judge about character recognized interest cuit Leval, runs, argument improperly necessity for the subject matter and thought necessary quote it was use, important components fair use are Hubbard to communicate character traits áppro- doctrine is an and that the fair use boastfulness, dishonesty, preten- such as priate way to resolve conflicts between tion, and the like. Amendment. copyright law and the First time, At the same the commercial motives Salinger “biog- It is true that said that a use, and so against of a user count fair will rapher right copy has no inherent undermining the mar- likelihood of will the ‘accuracy’ or the ‘vividness’ of the letter protected for the work. A court should ket Indeed, expression. writer’s ‘vividness of quantitative consider the use both expression’ precisely an attribute of the qualitative Following Supreme terms. expression author’s that he is entitled to Row, decision Court’s Salinger protect.” goes F.2d at 96. given has to the additional attention been quote on to the defendant in that case as significant it is that the mate- issue how stating, stylis- why copied when asked he copied unpublished. rial was Salinger’s, tic device of that he wanted to convey adopting the fact that in Messiah B. Fair Use biographer an ironic tone. The was then opin- appellant majority Neither nor the asked whether he could have stated that *15 tone; disputes Judge responded an ironic he ion Leval’s conclusion about had “ pedestrian that all the that would make a sen- works: Hubbard’s ‘[t]hat ” put my I name to.’ quotations paraphrases or from these tence didn’t wish to Newman, Id. Salin- non-infringing fairly Judge writing for the works were either or ger panel, see note 1 (or minimis, dealing de concluded: with implicitly used “[W]hen (or supra).6 Rather, biographer principal copyrighted expression, Era’s ar- gument majority opinion any copier) may frequently other have to and the concern writings. reporting only the himself with Hubbard’s content did, Judge subject his if he claim is that Leval’s conclusion that fact what even material). question majority (publication defamatory Finally, 6. New Era does does not —the government only apply that —whether letters filed with various the FOIA does not to materials agencies applications government be or thereto should con- arrived in after its enactment. files sure, published, placing sidered since Hubbard sent them to in a To be the act of a "work” agencies public inspection before the Freedom of Information it is available for file where argues, adopted. Act was Holt on the other publication at least § not a under 17 U.S.C. hand, applications 1, 1978, 4.07, or that Hubbard’s letter January after at 4-39 Nimmer%% agencies government published. -40, cited, 4.10 at 4-49 and cases because the Nonetheless, work has not been distributed. argu- I Holt has the better of the think that nonexistent, although case law on this is I think may the FOIA the ment. While before letters government agen- applications that letters or expectation privacy, with an have been sent agencies seeking promoting action expectation longer cies or existed Hub- that no after Moreover, authorship” publication are not "works of bard’s death. occurred 2.03[A], very at § § sense of 17 U.S.C. 102. id. in a real sense when Hubbard wrote the Cf. agency question. (Congress government 2-24 did not use its full constitutional or official in Cf. Act). (Second) (1977) powers "writings” in the Restatement Torts over § ‘pedestrian’ thereby pens convey sentence. The mayor fact that the was not the copier liberty ‘pedestrian’ benign is not at to avoid he thought character was to be reportage by appropriating subject’s his lit- particular without these expres- words or erary devices.” Id. at 96-97. While this sions. Judge Another of examples passage broadly, apparent- could be read quotations fits the quite Messiah closely: does, I ly majority do not think that it religious A leader renowned his selfless biographer reaches the case where the or kindness, liberality spirit sympathy using protected expression critic is as a sufferings for the might of others well be prove fact to character trait that is at exposed by extracts from letters his image subject odds with the that the journals displayed greed or callous subject’s supporters attempted or the have employed indifference and language said, project. Judge As may it be religious Thus, racial bigotry. Id. public figure (or “the words used [a] considering the first of the factors identi- particular expression) manner of that are by Congress fied and the pur- courts—the calling the facts for comment.” 695 pose and character of the use—unlike the entirely This is consistent I majority, think the district court made an Supreme with the Court’s comment Har- appropriate distinction between this case per quotations may & Row that be “neces- and Salinger. sary adequately convey the facts.” In quotations There are a few which I case, example, President Ford’s indistinguishable nevertheless concede are characterization of certain White House from those improper held to be in Salinger, tapes “smoking gun” “perhaps as the part and here I company only a lit- —but integral expressed so to the idea as to be are, tle—from Leval. There for ex- inseparable from it.” 471 U.S. at ample, quotations eight passages S.Ct. at 2232. short-story outlines and drafts to show agree words Leval: teenage style writing. Hubbard’s calling are facts for comment are distin thought district court quotations that these guishable simply from words that enliven properly could be used. Salinger makes it recognizes text. The law that words them clear, very however, quotations used may proven. selves facts to be For merely to writing demonstrate style may law, example, indepen in evidence words qualify for the fair use defense. 811 legal significance, dent such as a contract Quotations F.2d at 96-97. from those slander, hearsay. acts and verbal eight passages, then, fairly are not used. See McCormick on Evidence § Nevertheless, they quo- do not—unlike the (3d 1984). According 732-33 ed. to Messi Salinger's tations from letters —“make the ah, lied, boasted, Hubbard etc. These are reading.” Rather, book worth prove point, actions. In order to his Messi they only very serve way limited ah 's author must recount those actions— *16 background majority information. The i.e., lies, quote boasts, he must Hubbard’s opinion disregards this distinction. Thus, words, etc. in Salinger’s see factor, As to the second the nature of the seeks, quoting F.2d at in Messiah Hub copyrighted work, Harper says & Row that writings, “reportf only bard’s the fact ] scope “the fair is narrower with of what did.” [Hubbard] respect unpublished because works” hypotheti- Leval offers a colorful right “the pub- author's to control the first support argument: cal to this popular, appearance lic expression weighs of his benign mayor who has sent memoranda to against such use the work before its opponents threatening in conflicts various Thus, release.” the fact that a work is out,” your you,” to “cut heart “castrate unpublished is a element “critical of its your kneecaps.” and “bust at ‘nature.’” 471 U.S. at 105 S.Ct. at journalist questioning 1502. A the accura- 2232. cy mayor’s public image might of the well quote Salinger interpreted “scope” from these since memoranda it narrower difficult, very if impossible, be not to refer to the “diminished likelihood that biography there involved the Hamilton copy that use when be fair will copying forty- amount from on the unpublished,” copied considerable is righted material Harper Salinger: protected in & se letters J.D. passages four these theory that unpublished least idea that constituted at one-third convey the quences Row protection complete normally enjoy letters, percent ten and at least seventeen works accept I at 811 F.2d copying. Id. 811 F.2d at 98-99. against forty-two letters. we Salinger, which holding of as the copied may this be agree I the amount that And review, en banc to follow absent are bound Supreme small, but still substantial. recognized Salinger itself though that, even pointed out Harper in & Row Court might interpretation one other at least that quoted in terms the words absolute while state Supreme Court’s given to the be pro portion of the an insubstantial might & Row: Court Harper in ments work, neverthe what was taken was tected copy amounts lesser meant that have book,” “essentially the heart of the less unpub copied from can material be righted 564-65, 105 S.Ct. at 2232-33 at U.S. works. published from works than lished opinion, 557 court the district (quoting Harper & Nevertheless, think that do 1072). important Also is the F.Supp. at leads to the by Salinger, Row, glossed as quoted material contribution from copying all that conclusion inevitable infringement. Salinger accused work infringement. per is se unpublished work taking significant there was found that the “likelihood,” diminished referring to a By quantitatively: Sal as as well qualitatively some may that there suggests quoted paraphrased inger’s letters were likely less though instances —even — where biogra percent approximately Supreme For the use. will be fair copying large they, pages, phy’s “[t]o “the that say Row Harper & Court reading.” the book worth extent ... make quite is narrower” scope of fair use Row, Harper also at 99. See & scope no there is saying that from different (refer at 2233-34 566, 105 S.Ct. U.S. Furthermore, Harper Row& when all. infringing “key role ring to the of a work nature unpublished said protected excerpts taken from the work” necessarily though not “key, be a should work). analysis, determinative, in fair use factor” (quoting at 2227 substantiality U.S. The amount (1975)), implicit it 94-473, 64at S.Rep. easily No. dis case are used quotations Indeed, the rule. per se ly renounced Row and Sal from tinguishable distinguish between itself does statute majority opinion matter inger, a which works. published I have said over. unfortunately glosses Diaries Asia quotations it, factor, helps to I see second Chapters mostly upon a found placed are burden define travels. part with Hubbard’s copyrighted deal its use of justify defendant insignificant: quite they its use are justify must Qualitatively, Holt material. above, quotations other section 107’s convincingly under I mentioned un- from Hubbard’s fac quoting when author’s necessary to factors substantiate quoting from when writings However, are not published they assertions. tual F.Supp. at See as, works. Salinger’s his nearly important so reading.” worth words, the book to “make quota Quantitatively, at 99. sub- is the amount The third factor *17 Diaries: of the Asia are but fraction tions copyrighted of portion of stantiality work, as hardly “the heart” they are actual well as Paraphrase as used. work dia The Harper & Row. the case in Salinger, be considered. must quotation record, is an there not in are our ries must also examine We at 97-98. 811 F.2d they some contain that that states affidavit pas- substantiality of amount only very small words, 46,299 which pro- in relation sages at issue both quota The in Messiah. quoted is portion the work relation to work and tected chap- two fraction of also a small Salinger found tions infringement. accused which, turn, cation, in Messiah ters claiming constitute while that Messiah awas 375-page Thus, of a pages out book. “scumbag book” and “full bullshit.” quotations, my view, Asia Diaries Gready 84, 94, Aff. Ex atA. 105. Letters satisfy the third factor of the fair use test. such as those to O’Brien or to Hubbard’s not hold perhaps The same does true of the ex-wife stand so little publication chance of to Helen O’Brien or to letters Hubbard’s by legatees Hubbard’s that quotation their spouse. quotations The former used in in Messiah impair will not the market for letters, Messiah are the heart those any publication might that ap- later be weighs against finding of fair proved by legatees. The majority does quotations though those their —even suggest not and cannot otherwise. The publication help attempt does Miller in his Diaries, Asia hand, on the other un- would expose hypocritical, Hubbard cyni- doubtedly have a market with Hubbard cal, scheming personality. But none of despite aficionados publication of ex- exclusive, these section 107 factors is as we cerpts from them in Messiah. It is there- are all aware. fore not at all distinguish difficult to this I now turn to the factor set fourth out in case from Salinger, copying where the upon “the effect of section the use the Salinger’s letters likely made impair- “some potential market for value of copy- or ment of the market.” 811 F.2d at 99. To righted work.” & Row tells us the extent that Messiah’s criticism L. undoubtedly that single this “is most Ron Hubbard diminishes the popularity of important element of fair use.” 471 U.S. Scientology impedes the sale of Hub- Thus, at 2233-34. we bard’s pertaining books to Dianetics or the potential must assess the market for Hub- Church of Scientology or teachings, its portions bard’s letters and utilized may Messiah be said affect their market- majority his Asia Diaries. Here the and I ability adversely. effect, This sort of completely part company. it, As I see course, is not a factor either in a fair use correctly district court found that one who assessment or in a determination of an reading has an interest in Hubbard’s writ- appropriate remedy, since Copyright ings one is “against” “for” or —whether protect Act does any not such interest. satisfy Hubbard —would not that interest majority says errs when it that “it is by reading Bare-Faced Messiah or the conclude, difficult to as does the district quotations my in it. In view it would be court, published that by Holt clear any reader of Messiah “that she would have no effect on the market for literally had not writings,” read Hubbard’s forthcoming Era’s (Op. book.” but, rather, “hostile, that she had read a (emphasis added).) fact, In it is the effect biography critical using fragmentary ex- of Messiah's use of copyrighted material, tracts demonstrate critical conclusions not the effect of the whole, book as a that about him.” 695 at 1523. The must be assessed here. Leval care- found, agree, district court and I that fully adhered to this distinction when con- “readers pur- be dissuaded from sidering section 107’s fourth factor. See chasing Hubbard’s work Miller’s ex- at 1522-23. tracts,” and that “Miller’s use of Hub- Thus, agree I writings bard’s will affect with the the market district court’s ultimate copyrights.” for Hubbard’s I conclusion that most of see no the mate- reason, rial, majority give including nor does the any us all of the 583), (op. indication much why unpublished writings, is enti- erroneous, fact clearly is especially tled the fair since use defense. also agree the executor of Hubbard’s estate testified Leval that unpublished ma- appraisal that no had been done of terial that is Hub- not entitled to this is defense bard’s quite works. executor both small quantity and most limit- also acknowledged “any biography quality, ed in marketability its not objectively favorable to Mr. way would in no publica- be affected Hubbard” approved would not publi- tion of Messiah. To hold otherwise inis

595 Act, Copyright language of the 17 appellate sive engage also my view (the “may grant 52. 502 court ... ... by Fed.R.Civ.P. U.S.C. prohibited factfinding § cases, past injunctions”); e.g., final Dun v. Remedy C. 20, Ass’n, 209 U.S. Lumbermen’s Credit 335, 337, (1908) 23-24, 52 L.Ed. S.Ct. question truly critical I come then copyright (discretion “wisely exercised” starting with opinion, majority the which infringement refusing injunction case by reference deals with premises, different un against publisher constitutional of reference book with Act and its solely to the publication uses); even a “insignificant” improper does the of and the derpinning: negligible, body of small, justices Corp. in Sony of four vote copyright entitle the infringing Studios, Inc., material City America v. Universal court injunction? The district holder an 417, 499, 464 U.S. 104 S.Ct. further distribution enjoin refused to (Blackmun, J., (1984) dissent- L.Ed.2d F.Supp. at Messiah. Bare-Faced (award damages, continuing roy- ing) that, recognized fully The court 1525-28. injunc- some form of limited alties or even remedy, is a drastic injunction while an appropriate “may tion well be an means Romero-Barcelo, 456 U.S. v. Weinberger case”). balancing equities 1798, 1802-03, 72 305, 311-12, 102 S.Ct. distinguished Harper also Leval readily find (1982), will courts L.Ed.2d The former Salinger. and did Row injury in irreparable requisite threat of injunction; of an and the issuance involve cases, see, e.g., Wainwright Se copyright grant preliminary a did while latter Transcript curities, Street Inc. Wall perma- a question whether injunction, Cir.1977), (2d cert. Corp., 558 not raised. should issue was injunction nent denied, 434 U.S. Finally, Judge F.Supp. at 1526. However, (1978). Judge Leval L.Ed.2d 759 proposition Nimmer for cited Professor typical not a case this was found that injury great public that “where riding.” “opportunistic free might courts by injunction, the worked “profit did not infringement here involve property in other areas of follow cases effort the creative eering by appropriating continuing damages a law[,] and award [or] F.Supp. at genius of another.” such of an under royalty instead words, here injury In other 1528; see 3 special circumstances.” simple case of It is not a irreparable. short, 14.06[B], at 14-56.2. In Nimmer § personal expressions for stealing another’s “one of this was that judge decided advantage. circumstances special those Rather, suppression of Messiah overwhelmingly ex- speech interests free said, operate as a would, Judge Leval injunc- in an plaintiff’s interest ceed “implicate[ concerns prior restraint ] F.Supp. at 1528. tion.” Judge Leval Amendment.” Id. the First recognize I the counter Rosemont, (e.g., cases observed earlier that min- copies more than that [an author] “[i]f critical bi suppressing Meeropol) avoided expressive (unpublished) amounts imal finding Sal fair use. “Since ographies enjoined,” 811 content, to be he deserves however, free conflict between inger,” “[misapplication of that F.2d at remedy is injunctive speech and the dom of legal principles constitutes appropriate judge con 1526. The “inescapable.” Id. at overturning or is- the denial grounds for “[tjhere may ... cluded, agree, that Id. at injunction.” preliminary suance of the au solicitude for where be instances aware I am also entitlements, especially thor’s commercial may Amendment concerns mention of First court to motivate publication, in first will Supreme easy to reconcile not be denying right by compensation protect his & Row statements Court’s use, while solicitude of fair at odds with fundamentally will “[i]t free discussion press free rights lesser copyright to accord scheme Id. He injunction.” require of an denial impor- greatest are of in those works citing permis- supported this view *19 596 public. ignores tance to Such a e.g., Rosemont; the notion leading and the commenta- copyright major premise injures the of and concur, tors Kaplan, B. An Unhurried alike,” 559, author and 471 U.S. at (1967)(“courts Copyright View 73 have 2230, 105 at S.Ct. The Nation’s forgotten injunction sometimes that an expand First Amendment defense “would go course; does not the in dis- interest effectively destroy any expecta- fair use to may semination of a work justify a confine- copyright protection tion of in the work of ment of remedy the to a money recovery”); 557, public figure,” a id. 105 S.Ct. at 3 14.06[B], Nimmer at 14-56.2 n.& 28 § Finally, I am aware this court’s (where injunction great would injury, work Roy Export, observation in 672 F.2d at might grant relief). courts other More- 1099, that Circuit has considered “[n]o over, areas of property other law—if one question has ... ever held that purely takes a property-oriented view of provides First Amendment privilege a in copyright analogous wealth of —offer field distinct the accom- cases in injunctive which relief is matter modation embodied use’ doc- ‘fair See, of discretion. e.g., Harrisonville v. Patry, trine.” ch. See also 18: because Dickey Clay Mfg., 334, 338, W.S. 289 U.S. copyright protects expression of an 602, 603, 53 (1933) S.Ct. 77 L.Ed. 1208 itself, idea not the only possi- idea “the (nuisance; equitable relief denied in- where ble conflict between the First Amendment junction grossly would cause disproportion- Copyright and the Act lies in the author’s hardship ate payment money will expression, viz., his character- individual redress); afford substantial v. At- Boomer ization, phrasing, styling or of ideas. No Co., lantic Cement 26 N.Y.2d court has ever held that the public has a N.E.2d (1970)(same); N.Y.S.2d 312 right expression.” to know at 466. Carp Monroe Pond Co. v. River Raisin believe, however, Co., Paper Mich. 215 N.W. injunction denial of the remedy for in- —a (1927)(riparian rights; same); Quality

fringement supported grounds be —can Reeves, Excelsior Coal Co. v. 206 Ark. recognize arguments that do these and the (1944) S.W.2d (trespass; Enjoining publication cited authorities. same); (Second) Restatement Torts is lightly. power book not to be done (1979) (damages comment may § be enjoin, any case, to this as must be awarded injunction in lieu of an because of exercised with a delicate consideration of hardship relative or a countervailing public all consequences. Rosemont, See 366 interest). (discussing 310-11 prelimi- whether I think that the denial of an injunction nary injunction granted). should be Re- appropriate here for four reasons. sponsible biographers and historians con- First, the “economic incentive” the cre- sources, stantly primary letters, use dia- ation and dissemination of ries, ideas that Indeed, and memoranda. it would be provided Act, Copyright irresponsible ignore such sources of Row, 546, 558, 471 U.S. at supra Where, information. See note 3. S.Ct. 2223, 2229, here, is not very served an injunction limited use those materi- als where is no properly impairment has been—I think there demonstrable —found quoted marketability, grant affect their materials’ future market val- denial of an ue. open injunction against remains an Yet an Messiah question, to by carefully certainly prevent be determined would bal- the biography’s appropriate ancing factors. I say that further distribution the United States— open question it is just because the statute legatees the Hubbard sought, un- injunction remedy makes the discretionary, successfully, prevent publication Eng- 502; same, land, Australia, U.S.C. cases do § An injunc- Canada.7 Appellants suggest that all that expense would be re- that "the repub- and waste involved in quired would be revision so as lishing deleting infringing after material infringing portions report delete facts prohibitive." Nothing at 1528. found, however, and ideas. The district court rule, all is discourage the fair after low would therefore case in this tion per Harper & Row. might “equitable” other- nature who publishers writers *20 pow- of biographies critical undertake wise Third, non-injunctive remedy provides serving as an incen- people, without erful copyright the in- the best balance between might say, holders. We copyright tive for interests the First Amendment terests al- here injunction an then, denying of case. In the words in this at stake of the rigid application us “to avoid lows Goldstein, Copyright and the Professor stifle it would when ... statute copyright Amendment, 983, 70 Colum.L.Rev. First is de- law creativity which very the (1970): 1030 Row, 471 Harper & signed to foster.” copy- actionable, invasions of To be 2225 n. 3 3, at 550 n. U.S. and ... economic harm right must effect general) doctrine fair use (describing damages pre- should be of an award 60). State, 621 F.2d Iowa (quoting remedy. injunctive Since ferred militates Second, public interest property has economic value copyright in this case. injunction an granting against permit any pub- would only, principle do, frequently may, and equity of “Courts property in the which participation lic withhold give and both to farther go much impair its tend to value. does not public interest in furtherance relief injunctive damages over preference only go when to they are accustomed requirement corollary of relief is a Mercoid involved.” are interests private first injury. From demonstrable Co., 320 U.S. Inv. Corp. v. Mid-Continent an viewpoint, effect amendment 273, 376 268, 88 L.Ed. 661, 670, 64 S.Ct. infringing injunction is to restrain System v. Virginia Ry. Co. (1944)(quoting which altogether effect expression 592, 552, 515, Federation, S.Ct. U.S. —an necessary to secure is beyond goes what premise of (1937)). The 601, L.Ed. 789 award property. An “the widest is that First Amendment permits which monetary damages, from of information possible dissemination is a reasonable antagonistic expression sources essen- infringing diverse Associ- a first public.” cost, to the welfare tial tolerable States, 326 U.S. Press v. ated United of view. point amendment 1424-25, L.Ed. 2013 S.Ct. to reference Finally, even without in the case certainly applies (1945). This hands, note supra see of unclean doctrine figure. public biography of a argument can be good that a the fact course, fundamental- are Biographies, English made, majority holds and it is both rea- histories and ly personal held, delay that the courts and Canadian biographers customary for sonable this case proceeding Era’s deal- works utilize earlier to refer to and v. laches, see to Goodman amounted work subject of the ing with the Corp., 606 Douglas McDonnell directly from such quote occasionally to are Cir.1979) (elements laches (8th be- permitted practice is This works. delay inexcusable unreasonable encourag- public benefit cause denied, 446 defendant), cert. prejudices and bio- development of historical ing the 1844, 64 L.Ed.2d 913, 100 S.Ct. U.S. distribu- and their graphical works weighed to be factor (1980), is a may not tion, e.g., “that the world so grant whether underlying determination improvements, deprived of relief. injunctive retarded.” arts be progress principles, equitable traditional Applying (citation omit- Rosemont, F.2d at did Judge Leval then, hold that Moore, 1 East. ted) (quoting Sayre an declining issue his discretion abuse (K.B.1801)). Recog- 138, 139 Eng.Rep. Messiah, publication of against determining whether point this nition damages claim as Era a leaving New remedy will swal- grant injunctive clearly erroneous. make the record would we referred little, insignificant very material unfairly

used.

In GOODMAN, re James M. Debtor.

NATIONAL LABOR RELATIONS Sprinkler

BOARD and Road Fitters Union Local a Constituent Unit of Journeymen

United Association Apprentices Plumbing Pipe fitting Industry of the United States Canada, AFL-CIO, Plaintiffs-Ap

pellants-Cross-Appellees,

James M. GOODMAN and Goodman Au Sprinkler Corp.,

tomatic

Defendants-Appellees-Cross-Appellants. 814-816, 88-5033,

Nos. Dockets

88-5039 and 88-5041.

United States Court of Appeals,

Second Circuit.

Argued Feb.

Decided April

Case Details

Case Name: New Era Publications International, Aps, a Corporation of Denmark v. Henry Holt and Company, Inc., a New York Corporation
Court Name: Court of Appeals for the Second Circuit
Date Published: Apr 19, 1989
Citation: 873 F.2d 576
Docket Number: 388,421, Dockets 88-7707, 88-7795
Court Abbreviation: 2d Cir.
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