Neufeld v. NeufeldNeufeld v. Neufeld
- Reporters:
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- Before:
- Motley
OPINION
Defendant in this diversity suit for intentional infliction of emotional distress has moved,
inter alia,
for dismissal of the complaint on statute of limitations grounds. Although many of the acts at the heart of plaintiffs’ ease did occur prior to the time within which this action should have been commenced under the appropriate New York limiting statute, plaintiffs allege that the acts complained of are part and parcel of a single, continuing tort, thus exempting them from
Defendant contends that because an amendment to the complaint should not “relate back” to the date of the commencement of the action, such amendment should be disallowed as time-barred. Lastly, defendant argues that venue is improper in this district. For the reasons stated herein, both of these arguments also fail.
BACKGROUND
Plaintiffs Shirley and Nettie Neufeld filed this tort action alleging intentional infliction of emotional distress arising out of the campaign of harassment and mental abuse waged by defendant Jacob Neufeld, Shirley Neufeld’s half-brother and Nettie Neufeld’s son.
By previous order, this court denied defendant’s prior motion to dismiss for failure to state a claim upon which relief can be granted. 1 Although the facts of the instant case are set forth in this prior opinion, the following is a recitation of those matters pertinent to the instant motion.
Since this court’s prior decision in the instant case, plaintiffs have twice amended their complaint. Through these amendments, Nettie Neufeld was added as a plaintiff and greater detail was provided concerning the time-frame in which certain actions occurred. (See Amended Complaint, dated July 13,1995, at ¶ 2; Second Amended Complaint, dated October 6, 1995, (hereinafter “the Complaint”), at ¶ 17(G) and (H)).
The Complaint in its current form alleges that Nettie Neufeld and her husband, Israel Neufeld, each executed wills naming Shirley Neufeld as executrix and leaving fifty percent of their estate to plaintiff, twenty-five percent to plaintiff’s sister, Ann Hirseh, and twenty-five percent to defendant. Nettie and Israel Neufeld each executed codicils to their wills that provided that anyone attempting to contest the wills would be disinherited.
In 1991, prior to the death of Israel Neufeld, defendant allegedly coerced Shirley Neufeld to provide him access to the wills, which were under her control. Upon reading the wills, defendant became irate because he was not named executor and felt that these wills should have been more generous to him. Soon after defendant learned of the contents of Nettie and Israel Neufeld’s wills, Israel Neufeld died. (Complaint at ¶ 11.)
It is alleged that “[b]oth prior to and subsequent to the death of Israel Neufeld” defendant “intentionally schemed and engaged in activities designed to cause emotional disturbance and physical harm” to plaintiffs in an effort to upset them emotionally, so that Shirley Neufeld would suffer a nervous breakdown and defendant would gain control of all of Nettie Neufeld’s assets. (Complaint at ¶¶ 12-13.) 2
Additionally, defendant engaged in the following acts designed to bring about the same end:
1. In July of 1991, defendant allegedly drugged Nettie Neufeld, brought her to Maryland and had her confined to a psychiatric institute there. Shirley Neufeld was forced to go to Maryland and engage local counsel to obtain the court-ordered release of her
2. In July of 1991, defendant allegedly attempted to gain control over an account in Nettie Neufeld’s name in a Brooklyn, New York branch of Chemical Bank by falsely communicating to an employee of the bank that Shirley Neufeld’s power of attorney for Nettie Neufeld was being challenged. (Complaint at ¶ 17(F).)
3. Beginning in December of 1992, defendant allegedly contacted various agencies and governmental bodies, such as the New York City Police Department, the Social Services Division of the City of New York, and Protective Services of the City of New York, and made false complaints against Shirley Neufeld, claiming that she was mistreating Nettie Neufeld. Defendant, who is employed by the United States Department of the Air Force at the Pentagon, allegedly used the auspices of his position with the United States Government to influence the New York City agencies to investigate Shirley Neufeld and her alleged treatment of Nettie Neufeld. The agencies, it is alleged, have been prompted to investigate Shirley Neufeld’s treatment of Nettie Neufeld based on defendant’s complaints. (Complaint at ¶ 17(G) and (I).)
4. On several occasions beginning in July 1993, defendant’s children, at defendant’s insistence, threatened the live-in health aide hired by Shirley Neufeld to help care for her mother. (Complaint at ¶ 17(H).)
ANALYSIS
I. MOTION TO DISMISS ON STATUTE OF LIMITATIONS GROUNDS.
A. Applicable Statute of Limitations.
In a suit based on diversity of citizenship, a federal court applies the substantive law of the forum state: including,
inter alia,
the same statute of, limitations that a court in that state would apply.
See- e.g., Personis v. Oiler,
In New York, claims of intentional tort such as those alleging intentional infliction of emotional distress (IIED) are subject to a one-year limitations period. N.Y.Civ.Prac.L. & R. § 215(3).
Omstein v. Pakistan International Airlines Corporation,
The original complaint in this action was filed on November 24, 1993. Many of the alleged acts upon which the Complaint is based took place prior to one year before commencement of the action and relief based on these acts would normally be time-barred. Defendant also argues that those allegations that are timely should be dismissed because, standing alone, they fail to set forth a cause of action for IIED. 3
B. The Statute of Limitations and Continuous Torts.
In order to evade these fatal results, plaintiff argues that the Complaint sets forth sufficient facts to show a continuing tort and thus plaintiff may maintain this action based
Generally, under New York law, “ ‘(d)espite the general principle that a cause of action accrues when the wrong is done, regardless of when it is discovered, certain wrongs are considered to be continuous wrongs, and the statute of limitations, therefore, runs from the commission of the last wrongful act.’ ”
Leonhard v. United States,
Although New York law generally recognizes that the applicable statute of limitations will be tolled until a continuing harm ceases,
5
conflict exists over the application of this doctrine where claims of intentional infliction of emotional distress are raised.
See Foley v. Mobil Chemical Co.,
As more fully set forth below, mindful of the conflict in the case law on this issue but given the general application of the con
C. Plaintiffs’ Claims.
Conscious of the conflict concerning the application of this tolling doctrine to cases in which IIED claims are alleged, the court first reviews the Complaint to determine whether plaintiffs have set forth a continuing course of conduct with sufficient particularity to establish the existence of a continuing tort. Misc.r-Falkojf, supra. The Complaint describes a concerted campaign against plaintiffs, 9 and the court finds that these allegations, when considered as a whole, 10 establish a continuous pattern and practice of tortious conduct. The court must now review the sufficiency of the allegations to determine if they state a cause of action for IIED.
In its prior ruling, the court found plaintiffs’ allegations collectively set forth a prima facie IIED case. 11 The court must analyze these allegations, however, to insure that through their description of the alleged course of conduct plaintiffs have not incorporated recent yet non-actionable conduct in an attempt to resurrect proper claims that would otherwise be barred by the statute of limitations. See Foley v. Mobil, supra. Moreover, because under the general doctrine of continuing torts a continuing harm tolls the statute of limitations only until the offending action ceases, Leonhard v. United States, supra, the court must review those acts falling within the statute of limitations to determine if they — independent of those acts that are a part of the offending course of conduct but fall outside the time bar — are sufficient to make out a claim for IIED; if they are not, then the offending action would have ceased prior to the statute of limitations period and the action would be barred as untimely.
Under New York law, in order to establish a cause of action based on intentional infliction of emotional distress, plaintiff must demonstrate the following four elements: (1) extreme and outrageous conduct on the part of defendant; (2) that defendant possesses the intent to cause, or exhibits disregard of a substantial probability of causing, severe emotional distress; (3) a causal connection between defendant’s conduct and the injury suffered; and (4) that plaintiff
Accepting all of plaintiffs’ allegations as true for the purposes of this motion, the complaint certainly sets forth allegations sufficient to meet the last three prongs of this test; plaintiffs allege that defendant intended to cause, and did indeed cause, plaintiffs to suffer extreme emotional distress through defendant’s campaign against them. The question stands, however, whether those events alleged to have occurred within one year of the filing of the complaint are sufficiently extreme and outrageous to set forth an IIED cause of action: a question which the court can decide as a matter of law.
Coliniatis v. Dimas,
The court in
Martin v. Citibank, N.
A.,
New York, which uses the Restatement (2d) of Torts definition of intentional infliction of emotional distress, requires that the conduct be “so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized society.”
A wide range of conduct — though offensive or even otherwise illegal — is not considered “utterly intolerable in a civilized society” to permit a party to maintain a cause of action for intentional infliction of emotional distress.
See, e.g., Martin v. Citibank, N.A., supra
(allegations that employees were chosen for polygraph test based on their race during internal investigation of theft of funds at bank);
Murphy v. American Home Products Corp’n,
In the instant case, many of the acts complained of allegedly occurred prior to the year before the action was commenced: namely, the mental abuse of plaintiff Shirley Neufeld that led to her nervous breakdown in 1976; the drugging of Nettie Neufeld; the attempt to obtain access to plaintiff Nettie Neufeld’s bank account. Those allegations describing events that purportedly occurred within the one year statute of limitations are the following: the filing of complaints with various government agencies resulting in what is described as constant harassment of plaintiffs by such agencies (Complaint at ¶ 17(G)); the threatening of plaintiff Nettie Neufeld’s live-in health aide. (Complaint at ¶ 17(H).)
Courts have held that continuous and coercive harassment
can
establish an IIED cause of action.
Alexander v. Unification Church of America,
In sum, plaintiffs have alleged that defendant engaged in a continuous course of harassing conduct that commenced around the time of the death of Israel Neufeld. Such conduct was geared towards defendant’s ultimate economic gain. Because plaintiffs’ have set forth with sufficient detail the extent to which such harassment was part of a unified campaign directed towards this end plaintiffs may proceed with their claim based on IIED arising out of this course of conduct.
II. RELATION BACK UNDER RULE 15(c).
In an alternative attempt to attack the claims of Nettie Neufeld, who was added as a plaintiff to First Amended Complaint, defendant argues that her claims in the Amended Complaint do not relate back to the date of the original filing. Even in a diversity case, questions regarding the relation back of amendments are governed by
Relation Back of Amendments.
An amendment of a pleading relates back to the date of the original pleading when
(1) relation back is permitted by the law that provides the statute of limitations applicable to the action, or
(2) the claim or defense asserted in the amended pleading arose out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading, or
(3) the amendment changes the party or the naming of the party against whom a claim is asserted if the foregoing provision (2) is satisfied and, within the period provided by Rule 4(m) for service of the summons and complaint, the party to be brought in by amendment (A) has received such notice of the institution of the action that the party will not be prejudiced in maintaining a defense on the merits, and (B) knew or should have known that, but for a mistake concerning the identity of the proper party, the action would have been brought against the party.
Although explicitly addressing only amendments to add defendants,
In the instant matter, defendant suffers no prejudice by the addition of Nettie Neufeld as a plaintiff. The substance of the allegations concerning defendant’s conduct toward Nettie Neufeld are fully set forth in the original complaint as acts which were also
III. VENUE.
Defendant also challenges the propriety of venue in this district. Although plaintiffs have inadvertently cited the wrong venue provisions in their complaint,
13
their choice of forum “is a factor to be accorded substantial weight.”
Golconda Mining Corporation v. Herlands,
Even assuming that defendant has not waived his objection to venue in this district, venue is nevertheless proper here under the venue provision plaintiffs overlooked in the Complaint. Specifically,
Most of the events in question in this case did take place in, or at least had their impact in, New York: i.e., almost all of the harm alleged to have been suffered by plaintiffs occurred within New York. Accordingly, venue is proper under
CONCLUSION
For the reasons set forth above, defendant’s motion to dismiss must be denied.
Notes
.
See Neufeld v. Neufeld,
No. 93 Civ. 8131,
. According to the complaint, constant harassment by defendant of Shirley Neufeld "during her formative years” had caused her to suffer an emotional breakdown on April 2, 1976. (Complaint at ¶ 17(J).)
The ridicule and abuse of Shirley Neufeld after Israel Neufeld's death allegedly consisted of the following:
Defendant stated to third parties, with plaintiff SHIRLEY NEUFELD present, that she is "crazy", a “thief”, and used other words to describe plaintiff SHIRLEY NEUFELD as an emotionally unfit person. Defendant was aware of the falsity of these statements but made such statements to cause emotional damage to plaintiff....
(Complaint at ¶ 17(K).)
. Support for this position appears to exist in the case law.
Koster v. Chase Manhattan Bank,
. Plaintiffs also offer another argument concerning the application of a broader statute of limitations: i.e., that the complaint, with its allegations concerning attempted theft, drugging of Nettie Neufeld and forced confinement, makes out claims for recovery of damages for negligence, injury to properly and personal injury, all of which are subject to a three-year limitations period.
See
N.Y.Civ.Prac.L. & R. §§ 214(4)-(5) (McKinney 1990). Under New York law, however, the one-year limitations period in § 215(3) governs in this situation because of the purported intentional qualily of the alleged acts.
See, e.g., Gallagher v. Directors Guild of America,
.
See Leonhard v. United States,
. In Foley, the court limited claims for intentional infliction of emotional distress to conduct that occurred within the one-year statute of limitations finding:
To hold otherwise “would subject defendants to never-ending liability for such claims which could at any time be triggered by non-extreme, non-outrageous, and non-tortious acts. Merely alleging that such non-actionable conduct was an extension of actionable conduct would resurrect stale time-barred conduct, such a result would be fundamentally foreign to the purpose of statutes of limitation.”
The court in
Marshall
relied on
Roster v. Chase Manhattan Bank,
In Roster, however, the court there noted that plaintiff had alleged a pattern and practice of abuse, but did not mention the possible tolling of the statute of limitations with regard to the otherwise untimely claims under the continuing tort theory.
.The New York Court of Appeals has not expressly ruled on the issue.
. The court notes that the Hon. Denise L. Cote of this district recently reached a similar conclusion on this issue.
Bonner v. Guccione,
94 Civ. 7735, slip. op. at 7-15,
. Plaintiffs allege defendant carried out the following conduct:
1. That he "engagfed] in a calculated campaign of extreme and outrageous conduct directed at plaintiffs and acted upon with disregard of the substantial risk that [severe emotional] distress and harm to plaintiffs would result from his actions.” (Complaint at ¶ 1.)
2. That he “intentionally engaged in a course of conduct with the ultimate goal being that the plaintiff SHIRLEY NEUFELD would have severe emotional distress which would cause her to
experience another nervous breakdown and at the same time wear at the frail condition of the elderly plaintiff NETTIE NEUFELD, causing her either to become incompetent or to be led under the influence of defendant, thus permitting defendant to take control of plaintiff NETTIE NEU-FELD's properties for his own advantage.” (Complaint at ¶ 13.)
3.That he, "[w]ith the knowledge that SHIRLEY NEUFELD had previously suffered a nervous breakdown, defendant set about in [his campaign] of ridicule and emotional abuse to cause plaintiff SHIRLEY NEUFELD to suffer another emotional breakdown, all in an effort to obtain control of plaintiff NETTIE NEUFELD's property.” (Complaint at ¶ 17(K).)
. The court does not consider those claims concerning harm occurring prior to Shirley Neufeld's emotional breakdown in 1976 (Complaint at ¶ 17(J).); plaintiff has failed to allege a sufficient nexus to the apparent continuing tort to bring it within the scope of this course of conduct. See Misc.-Falkoff, supra.
. See supra n. 1.
. The facts in Gay are distinguishable from those in the instant case because there is no indication that plaintiff there alleged, as here, that: 1) those agencies to which defendants com plained actually acted on such complaints; or, 2) that defendants were government employees using their positions as such to influence other government actors.
. Plaintiffs rely only upon