Nemcof v. United States

202 F. 911 | 3rd Cir. | 1913

J. B. McPHERSON, Circuit Judge.

The unusually full and elaborate indictment that is now attacked as fatally insufficient, although in one particular only, was found a true bill on December 13, 1910. If it be carefully scrutinized, a pleader’s omission may perhaps be discovered ; but, if such there be, it could have been easily cured if (as they should have done) the defendants had promptly objected. . The defect was as manifest then as it is now, but for almost a year they made no complaint. Apparently they had no doubt concerning the nature and scope of the charge, and saw no need to subject its language to the exacting test that we are now urged to apply. Even when the case was called for trial in September. 1911, they neither demurred nor moved to quash, but pleaded “not guilty,” and took an active part in the contest that followed. This lasted for eight or nine days, and resulted in a verdict of conviction. Then for the first time, after a prolonged trial upon the merits to which no error is assigned, they made known their objection to the indictment on the ground of insufficiency, and moved to arrest the judgment. Failing to convince the District Court, they renew the objection here.

The controversy affords an excellent example of trial with limited liability, for it is clear that, if sentence could never be imposed on the indictment, the defendants ran no real risk in taking the chance of a favorable verdict. The narrowness of the ground upon which their *912contention rests is apparent from the frank concession that the indictment would be unquestionably good if the pléader had simply'added the phrase (usually inserted to comply with the customary form) that the defendants had conspired, not only' with each other, but also with “other persons to the grand inquest unknown.” Their position will appear in the following quotation from the brief; the same concession being made in several similar passages:

' “We do not contend that under no circumstances could the defendants have been prosecuted for conspiracy to commit an offense under the Bankruptcy Act (Act July 1, 1898, c. 541, 30 Stat. 545 [U. S. Comp. St. 1901, p. 3418]). All that we contend is that they cannot be so prosecuted unless the bankrupt Granich'is a party to the combination.; If he was, the indictment should have so alleged.
. “Had it charged that the conspiracy was between the defendants and the bankrupt Granich. or between the defendants and ‘divers other persons,’ a method recognized by law as a means of including conspirators not being prosecuted, and which would have included awl been tantamount to an allegation that the conspiracy was with the bankrupt Granich, then the acts of the bankrupt as well as of the other conspirators would have been contemplated. If done, such acts would have been criminal as to one of the conspirators, to wit, Granich, and so' made the conspiracy criminal as to all. On consummation of such a conspiracy section 29b (1) would have been violated because one of the conspirators, the bankrupt, would be guilty of concealment fi'om his trustee and could be indicted under section 29b (1).”

Summarized, the argument is this: The charge is conspiracy to commit a crime. The crime is the concealment of assets from a trustee in bankruptcy. This offense can only be committed by the bankrupt himself; but the bankrupt is neither named as a conspirator (although the indictment clearly sets forth his participation), nor is he included by a formal averment embracing “other persons,” etc. Therefore the defendants have been improperly convicted of conspiring to commit a crime that neither one nor both of them could commit, either separately or together, unless they conspired with the bankrupt himself. And, as a conspiracy with him is not charged in direct and precise terms, the final result is said to be that the indictment fails to set out an indictable offense.

We shall not attempt to follow the earnest and elaborate argument that was made on behalf of the defendants. In our opinion it is somewhat belated, and it certainly has not satisfied us that the smallest injustice has been done. The omission complained of seems to fall fairly within the spirit of Rev. Stat. § 1025 (U. S. Comp. St. 1901, p. 720), and to be a “defect or imperfection in matter of form only, which shall not tend .to the prejudice of the defendant.” A situation much like this is discussed in Cohen v. United States, 157 Fed. 651, 85 C. C. A. 113, and we are content to, concur in substance with the Court of Appeals of the Second Circuit. We may note, also, that timely objection had been taken there by demurrer in the Circuit Court. United States v. Cohen, 142 Fed. 983. Neither court was convinced that the objection should prevail.

The judgment is affirmed.

GRAY, Circuit Judge, dissents.