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Nelson v. South Dakota State Board of Dentistry
464 N.W.2d 621
S.D.
1991
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*1 estoppel. rights Private should not be adjectives.

shunted aside name professorial

As textbook writers have ex

pressed: “Achieving efficiency often process imperatives appel

threatens justice. general

late Stated efficiency appellate sys

risk of prevented proper

tem giving will particulars

heed to the cases.” Justice Appeal, by Carrington, On Professors Mea Rosenberg, 14, page

dor & West Publish Co., mine).

ing (emphasis supplied 1976.* previously

haveWe established the four test

criteria and we should use it as a

polestar, in each case. Gayle NELSON, Appellee, V.

SOUTH DAKOTA STATE BOARD OF

DENTISTRY, Appellant. 16848, 16859.

Nos.

Supreme Court of South Dakota.

Argued May

Decided Jan. J., Henderson, (S.D.1982), The Bench and Bar busi- dis- should realize the economy, expediency senting. ness of efficiency courts McComsey, justice. State v. —it

622

placing over the and mouth of a mask nose percentage of nitrous ox- patient. the controlled; per- higher the the ide can be oxygen, the centage nitrous oxide to of the mix- higher properties the sedation patient A examines a ture. dentist history treatment a medical before obtains usually is adminis- begins. Nitrous oxide pa- unless a notation made tered by file the dentist. tient’s Any Dr. Nelson’s dental assist- one of pa- actually places the mask on the ants Although dispenser. operates tient and the oxide-oxygen mix- level of the nitrous usually to administered deter- ture dentist, by the assistants on mined dosage on occasions increase the some dentist, al- although own A their volition. Welk and Michael S. Thomas J. office, adjoining in or in an ways the room Falls, McKnight, appellee. Sioux proximity in always not stand being patient oxide is admin- when nitrous Gen., Bastían, Deputy Atty. John W. usually monitored istered. Pierre, appellant. by an assistant. STEELE, Judge. Circuit uses nitrous oxide for “con- Dr. Nelson of Den- Dakota State Board The South sedation,” as that term is defined scious (Board) appeals from circuit court tistry 20:43:04:10; is, purposes ARSD reversing in a Board’s final order

judgment both, controlling apprehension, or reverse and disciplinary proceeding. We rendering unconscious. without Board’s final order. reinstate disciplinary proceeding, At the Dr, Nel- witness called was one of Board FACTS AND PROCEDURAL HISTORY assistants. She testified that the as- son’s Nelson) Gayle (Dr. is a li- Dr. Nelson usually placed the nitrous oxide sistants Falls, in Dako- censed dentist Sioux patients; that a dentist was mask on the ta, specializing in the dental treatment always vicinity in the immediate not brought children and adolescents. Board patient; rare occa- assistant on against Dr. Nel- disciplinary proceedings the mixture of the nitrous sions altered January son, alleging between on her own volition and oxygen oxide and 1987, he allowed assistants and November patient. Dr. usually Nelson monitored nitrous oxide administer monitor nitrous oxide can cause such testified that of certain administra- sedation violation nausea, adverse reactions 1988, there were three tive rules. In June stomach, upset vomiting, although and six assistants in Dr. Nelson's dentists problem never encountered a serious has it unclear office. patients. side effects apparently included at the office one dentist and several assistants dur- least Board determined period question. ing the time procedure oxide was a delegated under has nitrous oxide in his 20:43:04:05.01(3), did and that Dr. Nelson practice purposes for sedation for several procedure in violation of the delegate that years. pursuant so He is authorized to do result, As a rule. Nitrous oxide ARSD 26:43:04:12. indefinitely. license oxygen administered mixed with appealed narily Nelson Board’s possessed decision good dentists stand- court, Board, ing engaged type the circuit which reversed practice the same Schramm, holding locality) same similar applies. We (S.D.1987) dispositive further that experts testify be- held *3 presented expert cause Board no about this testimony standard and its violation so that appellate procedure employed court by effectively that the Dr. Nelson can review administering in record. nitrous oxide resulted in unacceptable patient appeals care. Board hearing Board’s of notice in this case contending the circuit court’s decision that stated:

Appeal apply Schramm does not to the of hearing This is held to determine By review, facts of this case. notice of following issues in accordance with Nelson seeks to reverse Board’s decision on 36-6-44(3): SDCL grounds the alternative that Board’s find- practitioner Whether the has in engaged ings fact of and conclusions law are of or permitted performance of unac- arbitrary capricious and are affected ceptable patient by care by himself or by of error law. working auxiliaries under his supervision due to negligent

We hold that the circuit erred in his deliberate or court act or act, acts or failure to-wit: holding Appeal dispos- whether the Schramm practitioner permitted case; dental itive assistants the decision of the Board to administer and/or monitor an- nitrous arbitrary, capricious, was not or affected algesia during period of time from on by error law. January or about 1984 to on or about ISSUE ONE November phrase first of the notice was

WHETHER EXPERT WAS TESTIMONY 36-6-44(3); verbatim recital of the second REQUIRED THAT DR. TO SHOW phrase framed the factual issue. NELSON ENGAGED IN OR PER- 20:43:04:05.01(1)provides: MITTED THE PERFORMANCE OF UNACCEPTABLE Procedures that be delegated. PATIENT CARE? not delegated by Procedures not be Appeal Schramm, supra, a dentist to dental auxiliaries include brought dentist was before Board after (3) following: ... complaints registered by several oth analgesia, except anesthetic alleging er dentists that Dr. Schramm ren inadequate patients. dered treatment to his The issue not whether Nelson was

Board held that in 13 of 15 inade cases negligent procedure followed quate rendered, care had been and Dr. the administration of but Schramm’s license was indefi 20:43:04:05.01(3) whether he violated ARSD nitely. (five expertise Board used its own delegating its administration to dental dentists) seven members are deter alleged assistants. The standard have mining that Dr. Schramm’s care been violated has been set rule and unacceptable. was expert There was no only issues are the construction testimony presented about the standard of and whether Dr. conduct violated community care or that Dr. it; Therefore, negligence is not relevant. negligently Schramm had intentionally not apply to the Schramm violated standard. SDCL facts of this case. 36-6-8.4 authorizes Board to establish com rule, petency standards it had not done ISSUE TWO so. WHETHER THE BOARD’S DECISION The circuit court held that expert testi- AND WAS ARBITRARY CAPRI-

mony necessary to establish a BY CIOUS OR AFFECTED ERROR care or its violation and Dr. OF LAW? appealed. Schramm We held that when competency rule, dispute standards are not set this case involves the con- (that 20:43:04:05.01(3), degree supra. tort standard of skill ordi- of ARSD struction (Ia.1988); Creek meaning Matter Stone of 443 contends 424 N.W.2d Improvements, in the rule is as used Channel “analgesia”

the term (N.D.1988). ambiguity should ambiguous; that favor; inter- Board’s in his construed subject to rules Administrative are “an- meaning of the of the pretation as statutes. of construction the same rules evidence; and contrary to the algesia” Camp, Forestry Hartpence v. Youth arbitrary, capricious or its decision (S.D.1982). law, contrary to SDCL by error of affected 1-26-36. in an ambiguity anis Where there rule, give to the “analgesia” effect agency a court construed promulgation of of nitrous oxide agency’s the administration intention include *4 dosage. rule, regardless object of the to the of patient, a and must look to designed term does not refer which it is Nelson asserts the evil or mischief and substance, of a but to remedy apply the administration a construc to and reasonable to there is insensi- accomplishes purpose where the state of sedation the tion which best loss consciousness. bility to of 115 McIlmurray, without v. Longo the rule. of prohibit rule the (1982). He contends that The Mich.App. N.W.2d 701 321 of nitrous delegation the administration of rule must determined purpose of the be 1) dosage the long as as: whole, oxide as other the rule as a as well at a state of the level which oxide is below subject. Appeal same relating to the rules achieved, 2) attending the analgesia is 405 Systems, AT & T Information of supervision direct the dentist exercises (S.D.1987). required by ARSD responsibility full define a a or rule does not When statute delegable pro- 20:43:04:05, deals with which according to term, it should be construed cedures. strained, unpracti accepted usage and a its nitrous oxide is concluded that The Board avoided, cal, or absurd result should be “an- analgesic drug, and that an 2-14-1; Dept. Fed. Labor v. Iowa SDCL of generic is a algesia” rule Serv., supra. Job of the of which includes administration rules of construction With the therefore, dosage; any the nitrous oxide 20:43:04:05.01(3). mind, ARSD we examine a non-del- of nitrous oxide is administration delegation injec- “The prohibits rule of The procedure. egable medication; any the of administration tion administra of an construction anesthetic; topical except for analgesia, of fully of which is question tive rule is a law any the of blood removal deference by the court without reviewable pro- means;_” This sentence addresses agency the determination. to of body or intrusive to the which are cedures Schramm, Dakota supra; Permann It mandates involve sedation both. D., Labor, pt. Unemp. Ins. De of procedures, except perform the the dentist (S.D.1987); Re Coe v. Bd. N.W.2d 113 of topical of anesthetic. the Wis., 140 Wis.2d gents the Univ. of obviously rule to purpose of the is (Wisc.App.1987). 409 N.W.2d 166 may from harm which protect patient the of a final construction rule the performance of those caused be law, usually question agency is a unqualified person. by an procedures dis range informed given a reasonable qualifica- address Companion rules interpretation application cretion oxide. administer nitrous tions needed to subject language of its own rules when seda- defines “conscious ARSD 20:43:04:10 in nature or is technical to construction controlling drugs as “the use tion” interpreta ambiguous, agency or when both, ren- apprehension, or without pain or long standing. Matter tion one of dering unconscious.” Coun., Minn. Cit. Action Southeastern he uses Dr. Nelson contends (Minn.App.1984);Iowa Fed. 359 N.W.2d 60 controlling only apprehension Serv., 427 N.W.2d Dept. Labor v. Job dosages and that the administered with most medical it is technical case, do not sedate state nature. this Board’s construc- i.e., analgesia, insensibility pain. rules, tion is How- consistent with the and Board entitled, ever, limits, requires 20:43:04:12 that be- within reasonable to con- ambiguous strue a term a dentist uses nitrous even in which fore or techni- sedation, cal. complete uni- conscious

versity course at least 16 hours or have argues Nelson that because practice used nitrous oxide in his for three practice his dentistry license subject years prior to the effective of the rule. date suspension, penal the rules are in nature procedures strictly and should be ARSD 20:43:04:05 concerns construed in his fa vor. A statute or rule may delegated. penal At the time of in nature if imposed transgression a forfeiture is action last rule sentence and where liability the extent of the im delegated stated: “Procedures posed is not measured or limited act include administration of anes State, or omission. sentence, Hancock v. light Neb. thetic.” That considered in (1983). 331 N.W.2d 526 The rule of 20:43:04:05.01(3) of ARSD and the other penal strict construction of a statute has rules, cited allows but one conclusion: that abrogated Dakota, been in South at least so sedation medication which *5 far as Title 22 is concerned. SDCL 22-1-1 be administered in a chair an dentist’s states: assistant, topical dosage, whatever the is a The rule of penal the common law that anesthetic. strictly statutes are to be construed has correct that the narrow application no to this All its title. crimi- “analgesia” medical definition of the term penal provisions nal penal and and all “insensibility without loss of con- are according statutes construed Collegiate sciousness.” Webster’s New import the fair of their with a implies Dictionary, 1976 ed. This definition promote objects view to effect their and a state of sedation rather than adminis- justice. tration a substance. depart We see no reason to from this Board, den- However which includes five statutory the construction of tists, expertise in concluding its what pe- administrative rules which a have “analgesia” term means or should acutely nal effect. We are aware that a mean to a dentist. Board’s memorandum license, professional reputation, and liveli- (which opinion, incorporated was into the hood at suspension are stake whenever is a findings law) of fact and conclusions circumstances, possibility. Under those a “analgesic” stated that professional every is due consideration. dentistry profession synonymous has been However, those considerations should not years. many with nitrous Find- lead to a construction so strict ings of fact must be based on evidence object purpose of and a rule are thwarted. construing meaning but a give To the object purpose effect to term in a rule is a matter law. question, fair construc- construction, matters of board should “analgesia” tion of the term one range allowed reasonable informed determined Board. discretion, long as its construction is any We cannot conclude that of Board’s reasonable and not inconsistent with the clearly erroneous, findings its rules. arbitrary, capricious, was decision af- “analgesia” contained in ARSD law; therefore, fected error of the trial 20:43:04:05.01(3) susceptible than more judgment court’s and remanded reversed interpretation people, one by reasonable for reinstatement Board’s order. ambiguous. and therefore is State rel. ex 348, MILLER, Staples Young, C.J., v. Wis.2d and MORGAN and JJ., (Wis.App.1987). SABERS, true N.W.2d 333 As is concur. ARSD 20:43:04:05 has since been amended. SDR effective March 1988. general stance to the J., writing. ing professional

HENDERSON, concurs finding that there are skills public and for WUEST, J., STEELE, Judge, for Circuit delegated by a simply not be disqualified. The South to dental auxiliaries. dentist Dentistry upheld its State Board Dakota HENDERSON, (concurring). Justice would, in public and I duty protect Dentistry ordered Board of The State action. things, all their bless Dr. Nelson be license of that the dental length of “indefinite 20:43:04:05.01(3),the rules Under ARSD Further, pay “he all costs time.” from del- absolutely prohibited dentist rein- prescribed and the proceedings egating to administra- dental assistants fee; payment the upon such statement except anes- analgesia tion of rein- Dr. Nelson shall be license of dental thetic. 31, August This was dated stated.” February filed herein on The last brief argued May on

5, 1990. This case was slowly very justice moved appears

It case. facts, than those other

There are some which, opinion, majority expressed Dakota, of South Plaintiff STATE Nearly mentioned. my opinion, should be Appellee, patients were toddlers of Dr. Nelson’s all of these young children. Some very *6 reaction, receiving nit- while had BAILEY, Defendant oxide, by irregu- James is manifested rous Appellant. nausea, breathing, sweating, and a lar face. In flushed or colorless No. office, oxide was often adminis- nitrous checking with ever a child without tered Dakota. Supreme Court rely, A dental assistant would Dr. Nelson. if nitrous to determine upon the Sept. on Briefs Considered And lev- should be administered. 2, 1991. Decided Jan. deter- who would then el Again, a dental assistant mine same? age upon

made determination based of the child. Patients apprehension given oxide before seated and hap- This would

being the dentist. seen example, patient,

pen when previously years and had never old

four Dr. Nel- oxide. administered nitrous

been four operatory had 14 chairs his

son units. with nitrous oxide equipped

themof portable nitrous oxide two

There were backup. aas

units available a rather portrayed

Unfortunately, distinguished from operation as

commercial my of care. professional ultimately became the quest

opinion, resulted, as the

making money which found, “unacceptable uphold- this Board I commend

care.”

Case Details

Case Name: Nelson v. South Dakota State Board of Dentistry
Court Name: South Dakota Supreme Court
Date Published: Jan 2, 1991
Citation: 464 N.W.2d 621
Docket Number: 16848, 16859
Court Abbreviation: S.D.
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