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Nelson v. Quarterman
472 F.3d 287
5th Cir.
2003
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*2 JONES, STEWART, and Before BACKGROUND *3 DENNIS, Judges. Circuit mur- capital indicted Nelson was attempted M. and the der of Charla Wheat JONES, Judge* Circuit of roommate Carol capital murder Wheat’s capi- of Billy Ray Nelson was convicted or Febru- Maynard that occurred on about in De- murder to death tal and sentenced 1991, 23, ary In December Nelson 1991. murdering cember 1991 for Charla Wheat. for the murder of Wheat. capital was tried a for a writ of habeas petition Nelson filed of trial During guilt/innocence phase pursuant district court to corpus federal of to the Feb- Maynard testified as events (2000). § petition 28 U.S.C. Maynard ruary testified Specifically, 23. issues which he contended raised eleven forced, at and Wheat were knife- that she cor- a for a of provided basis writ habeas point, by perform Nelson to sexual acts on moved for sum- pus Appellee to issue. fur- Maynard and on Nelson. each other judgment on all mary eleven issues. The stabbed Wheat. ther testified that Nelson summary granted judgment district court testimony that the established stab Other petition. and denied Nelson’s The district of death. wounds were the cause Wheat’s also to a of refused certificate Also, trial, voluntary at two statements (“COA”) any of the appealability on issues into made Nelson were admitted evi- raised Nelson. In these Nelson dence. statements con- Nelson seeks now a COA this court stabbing fessed to Wheat. He stated (1) special on three issues: whether he committed crime because “was provided issue instructions used at trial of piece drunk and wanted a butt.” jury give adequate with an vehicle to 1991, 11, jury On found December mitigating effect evidence violation of of On De- guilty capital Nelson murder. Eighth and Fourteenth Amendments punishment phase following cember Penry Lynaugh, as construed trial, jury affirmatively of answered 109 S.Ct. U.S. pursuant special the two issues submitted (2) (1989); pro- whether Nelson’s counsel of Procedure arti- Texas Code Criminal by failing vided ineffective assistance 37.071(b). cle Nelson sentenced to request an instruction on definition death. Nelson’s sentence and conviction by failing reasonable doubt or raise this appeal by were on Tex- affirmed direct (3) appeal; issue on direct and whether the May on Appeals as Court of Criminal testimony by psy- introduction of a state Supreme Court 1993. The United States regarding dangerousness chiatrist future petition denied for writ certio- Fifth con- violated the Amendment as 21,1994. rari March Smith, strued Estelle U.S. 17, 1997, a April 68 L.Ed.2d 359 On commenced applications two but series of state for writ ha- grant COA on the first issues court is- corpus. COA on the other beas The state district deny application for issues, respect findings sued of fact and conclusions law issue. With merits * set in 5th Cir. Cir. R. Court has the limited circumstances forth Pursuant to 5th 47.5, opinion should not be determined R. 47.5.4. published precedent except is not under Miller-El,

recommending denial of relief on all of claims.” July claims on The ruling 2001. The Court observed “a is COA not Appeals ruling Court Criminal denied Nelson’s the occasion for on the merit Id. at 1036. In- findings petitioner’s claim ...” application on the and recommen- stead, Additionally, dations of the trial court. it our determination must be based on subsequent “an dismissed Nelson’s overview the claims in habeas petition general as abuse of the writ under Texas assessment of Code their Id. 11.071, Criminal Procedure article merits.” 1039. “This threshold in- 5(a). quiry require full does consideration of legal in sup- factual bases adduced *4 DISCUSSION Id. port of the claims.” We do not have jurisdiction justify to the denial of a COA § 2254 petition, filed habeas on adjudication based on an of the actual mer- 7, 2001, subject December is to the Anti- Id. its of Accordingly, the claims. we can- Penalty terrorism and Effective Death Act not (AEDPA). deny “application an for a Johnson, merely COA Penry See 1996 of applicant because the 782, [we believe] will not 792, 1910, 532 U.S. 121 S.Ct. 150 Id. an entitlement relief.” (2001). demonstrate to AEDPA, 9 Under Nelson “[A] claim can be though debatable even appeal must obtain a COA before he can every jurist might agree, of reason after the district court’s denial habeas relief. has granted COA been and the case 2253(c)(1) (2000); § Slack v. 28 U.S.C. consideration, has McDaniel, peti- received full that 473, 478, 529 U.S. Id. tioner not (2000). prevail.” will 1595, 146 L.Ed.2d 542 a “[U]ntil COA has been issued federal courts of Because district court denied relief jurisdiction lack appeals to rule on the merits the claims for which Nel merits of from appeals petitioners.” habeas COA, a son he “must seeks demonstrate Cockrell, Miller-El v. 537 U.S. 123 jurists that reasonable would find the dis (2003). S.Ct. 154 L.Ed.2d 931 trict court’s assessment the constitution COA, To obtain a Nelson must make “a Barraza v. al claims wrong.” debatable or showing substantial a denial of con Cockrell, (5th Cir.2003) 330 F.3d 351 2253(c)(2) right.” stitutional 28 U.S.C. Miller-El, 1040). (quoting at S.Ct. (2000); Miller-El, 1039; 123 S.Ct. at ground Nelson first seeks a COA on the Slack, at To U.S. S.Ct. 1595. special given that the instructions issue to showing, make such a he must demon jury provide failed to an jurists strate that “reasonable could de adequate give effect to his miti vehicle (or, matter, agree bate whether for that Penry gating evidence violation of that) the petition should have been re 302, 109 2934, 106 Lynaugh, 492 U.S. solved a different manner or that giv The instructions presented adequate issues were to deserve en court were identical Mil encouragement proceed further.” Penry. To given those relief on ler-El, Slack, (quoting 123 S.Ct. at 1039 Penry claim, we must determine 1595). 529 U.S. at “(1) proffered that that evidence was Miller-El, Supreme constitutionally

In Court in- evi mitigating relevant Slack, (2) structed, dence, and, so, proffered if previously it had held in that as beyond the that federal courts should “limit evidence was ‘effective reach’ [their] Collins, Madden jurors.” inquiry into the 18 F.3d examination to threshold (5th Cir.1994). underlying petitioner’s] merit [the Collins, 308; case, Barnard v. that argued In Cir.1992). (5th (1) Nel- mitigating: is following evidence (2) mother, rejection by his son’s Nelson, points to passing, also drugs and alco- of and addiction abuse which, damage organic brain evidence (8) hol, relationships Nelson’s troubled provide special issues did urges, (4) women, that with his brother disagree. The to consider. a vehicle a treatable he suffered from borderline organic brain dam only evidence of record that conclude personality disorder. We testimony single is a sentence age jurists the district could debate defense, stating expert witness for deny conclusion to relief on court’s “there minimal room consider is accordingly grant Nelson Penry claim and damage.” may there be minimal brain claim. COA on this however, that he expert, explicitly The said diagnosis make formal could not COA, grant a we con Although we only He damage. fact had brain Nelson in de properly clude the district if examina suggested that further medical None Penry nied relief on Nelson’s claim. existence of performed, tions were *5 being incapable of Nelson’s evidence is prior not be ruled out damage should brain assigned mitigating full assessed and Additionally, the no evidence exam. his weight charge presented the under if suggested that even there was brain Thus, the jury. problem present unusual damage, by caused it. Nelson’s acts were whereby Penry, evidence of extreme Thus, ed constitutionally is not this evidence Robertson, childhood abuse and mental retardation F.3d 253 relevant. See 325 potentially mitigating (stating were held to be but that for to fall within the evidence beyond scope statutory Penry, the death a causal scope the there must be issues, This evidence and penalty mitigating does not exist nexus between the here. crime); of the Graham v. the commission repeatedly has held that court substance Cir.1992) Collins, (5th 1009, 1029 950 F.2d Penry-type addiction is not evidence. (en banc) (holding inquiry the Cockrell, that relevant 243, v. Robertson 825 F.3d 253- criminal act “due to the Cir.2003) (en is whether (5th banc). Furthermore, 54 permanent handicaps with uniquely severe we have held that evidence of mental dis burdened which the defendant was that, person ease like Nelson’s borderline own”). fault through no of his disorder, ality can be controlled medi with treatment, cation and can be full given AEDPA, may court a federal “Under mitigating effect via Id. special issues. prisoner’s petition only where Johnson, (discussing v. at 252 Hernandez to, ‘contrary state court’s ‘decision’ was (5th Cir.2001)); F.3d 344 Ro 248 see also of, involved an unreasonable Johnson, v. 151 F.3d 266-67 law, bison clearly Federal as deter established (5th Cir.1998); Johnson, Lucas F.3d v. 132 Supreme mined Court of the United by (5th Cir.1998). addition, 1069, 1082-83 In or was ‘based on an unreasonable States’ found repeatedly has evidence light of the facts in determination far more se neglect childhood abuse pro in the State court presented evidence ” Cockrell, by than that Nelson because 271 ceeding.’ vere suffered v. F.3d Santellan Cir.2001) (5th be rejecting him not to (quoting of his mother’s 192 28 U.S.C. Robertson, denied, 2254(d) (2000)), constitutionally relevant. See 535 cert. U.S. 253; Scott, 1463, 152 461 v. 51 F.3d 122 325 F.3d Davis (5th Madden, Cir.1995); and the Based on this standard 462 214 evidence, we proffered performance

nature counsel’s was deficient is de say Ap- by cannot that the Court of Criminal termined examining whether chal peals unreasonably applied clearly lenged objec estab- below an representation fell federal tive standard of reasonableness. Kitchens rejecting lished law in Johnson, Therefore, (5th Penny claim. v. affirm 190 F.3d 701 Cir. 1999). district court’s of relief denial on this Nelson must also that establish “prejudice by deficiency claim. caused is such is a probability there next seeks a COA on his claim of the proceedings the result would have trial that his counsel was ineffective for Johnson, v. different.” Ransom been 126 object failing jury charge to the used (5th Cir.1997). F.3d Nelson must during phase prejudice show rendered sen trial because the court failed to include tencing “fundamentally unfair or unrelia phrase definition “reasonable Fretwell, (quoting Id. Lockhart ble.” At his doubt.” the time of trial Decem- 364, 369, U.S. ber Texas required courts were (1993)). include definition of “reasonable doubt” State, Geesa jury charge. Assuming arguendo that Nelson’s 154 (Tex.Crim.App.1991), over- S.W.2d in failing counsel was deficient State, ruled Paulson by S.W.3d object to the exclusion of the “reasonable (Tex.Crim.App.2000). The re- definition sentencing phase doubt” definition quirement statutory; was not it was man- nevertheless, jury charge, Nelson was not Ap- dated the Texas Court Criminal prejudiced of the absence definition *6 peals an of interpretation as the United charge in jury the used at the Id. at States Constitution. The 161-62. phase. argues his trial Nelson that coun required definition was even the ab- sel’s failure to request the definition was a request by Id. party. sence of either prejudicial protection because he the lost 162. The failure to the include definition of a definition on reasonable doubt. We constituted even a reversible error without Geesa disagree. jury The the given was v. Reyes objection. contemporaneous during guilt/innocence definition the phase State, 938 S.W.2d 721 (Tex.Crim.App. just of trial a couple days of before the Paulson, 1996), by overruled 28 S.W.3d jury its began regarding pun deliberations jurists 570. Because reasonable could de- Furthermore, ishment. Nelson’s counsel bate district reasoning denying the court’s discussed the definition reasonable claim, relief this on Nelson guilVinnocence doubt phase from COA closing arguments trial during pun To phase. jury establish ineffective assistance ishment Given that had claim, counsel Nelson must show that his of a benefit definition performance doubt, was prejudiced by counsel’s deficient and was not Nelson actually by that have prejudiced repeated he failure to the definition Strickland, performance. Thus, punishment phase jury charge.1 deficient 466 U.S. at 104 2052. did unreasonably apply Whether state court not Contrary argument, to Nelson’s additional the definition was non-waivable and could be object preclude appeal to failure did not raised on even in the absence of an raising objection Reyes, counsel the omission of the defi- at trial. S.W.2d at 721. 938 appeal object charge prejudice nition from the on Failure did Nelson on because to not law, appeal. court’s under Texas a trial omission

215 467-68, (holding 1866 that testi- rejecting 101 S.Ct. clearly federal law established mony by on behalf of psychiatrist trial ineffective assistance the defendant is is inadmissible when claim. state counsel remain silent right of his to advised goes argue appel- that his Nelson on during examination pretrial failing late counsel was ineffective for Thus, argues Nelson psychiatrist). state’s of the definition raise omission Geesa court should have excluded that trial appeal. argues, citing direct Nelson on testimony Nel- Grigson’s Dr. trial about his Reyes, Geesa had counsel dangerousness. son’s future issue, he auto- raised would have been his trial counsel matically to a of his con- Nelson concedes that as entitled reversal Grigson’s testimony, object and a trial. failed to viction new claim is defaulted unless procedurally position Even if is correct for the default and can demonstrate cause time, as a matter of Texas law at one his prejudice alleged as a of the actual result appellate error cannot counsel’s still be Ogan v. violation federal law. See Cock for prejudicial purposes. Strickland This (5th rell, Cir.), 297 cert. F.3d 356 is prejudice prong is because the deter denied, 123 S.Ct. 537 U.S. law mined current law not the application for In his Westley existed the time of trial. COA, can establish argues Nelson that he Johnson, (5th Cir.1996) his cause based on claim his trial Lockhart, 372-73, (citing 506 U.S. at constitutionally counsel was ineffective 838). prejudice Strickland “focuses failing object Grigson’s testimony question on the whether counsel’s deficient grounds. Murray Fifth Amendment See of the performance renders result 488-89, Carrier, 477 U.S. at fundamentally unreliable or the proceeding (1986); Dowthitt Unreliability unfair. unfairness does Cir.2000). Johnson, (5th F.3d if not result the ineffectiveness of counsel disagree. deprive any does not defendant procedural right substantive or to which Although did raise in the *7 Lockhart, him.” the law entitles 506 U.S. proceeding state habeas an ineffective as 372, 113 838. As previously, noted sistance claim based on his counsel’s fail Texas Court of Appeals Criminal over trial, objection ure to make Estelle Paulson, ruled Geesa in 2000. 28 S.W.3d did the fed not raise claim before Therefore, at 573. omission repeatedly eral district court. have ‘We cannot prejudicial Geesa definition be by a held that a contention not raised purposes of affirm the Strickland. We petitioner can habeas the district court denial of on Nelson’s district court’s relief for the first time on be considered claims. Geesa-based ineffectiveness appeal from court’s denial habeas Puckett, relief.” respect Johnson Nelson also seeks COA with (5th Cir.1999) (quoting Johnson v. psychiatric claim that a examination his (5th Cir.1991)). Puckett, F.2d performed Grigson Dr. James on behalf Having raise of the State of Texas violated the Fifth failed to his ineffective assis court, not ad- tance district Nel Amendment because Nelson was claim before the right rely upon that he now this claim to vised had the to remain silent son cannot Ed any made could establish cause for the default. See statements he be 446, 452-53, against during Carpenter, used him wards v. 529 U.S. (2000) Estelle, 1587, 146 of his trial. See 451 U.S. at phase (holding that an ineffective assistance

claim asserted as procedural cause for the

default of another claim can itself pro be UNITED STATES America

cedurally defaulted and thus cannot serve Plaintiff-Appellee, as cause to excuse the default of the other claim); Lagrand, Stewart v. 526 U.S. 120, 119 (1999) Jose Ramon DOMINGUEZ-SANCHEZ curiam) (per (holding that ineffective assis Defendant-Appellant, tance claim cannot serve as cause when petitioner waived ineffective assistance United States America court). claim before federal district Since Plaintiff-Appellee, jurists would not debate or find wrong that procedurally Nelson has de Martinez-Borjon Ricardo Defendant- claim, faulted his Estelle we deny appli his Appellant. cation for COA on this issue. 02-50694,

No. 02-50746. CONCLUSION United Appeals, States Court of respect With to Nelson’s Penry claim Fifth Circuit. and ineffective assistance claims relating Sept. definition,

to the Geesa appli- his conclude, however, cation for COA. We

that the district court did not err in deny-

ing habeas relief on these claims because

the state courts’ clearly es-

tablished federal objectively law was not

unreasonable. deny applica-

tion for COA on his claim related to Dr.

Grigson’s testimony juris- and as such lack

diction to review the district court’s denial

of habeas relief on this claim.

AFFIRMED; COA DENIED.

DENNIS, Judge, Circuit concurring.

DENNIS, Judge. Circuit

I my concur but adhere to individual

views expressed my dissent in Robert- Cockrell, (2003) (en

son 325 F.3d 243

banc).

Case Details

Case Name: Nelson v. Quarterman
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Aug 12, 2003
Citation: 472 F.3d 287
Docket Number: 02-11096
Court Abbreviation: 5th Cir.
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