Neil J. MELLEN; Paul S. Knick, Plaintiffs-Appellees,
v.
Josiah BUNTING, III, in his individual capacity and in his official capacity as Superintendent, Virginia Military Institute, Defendant-Appellant.
Specialty Research Associates, Inc.; First Principles, Inc.; Coalition of American Veterans, Inc.; Naval Aviation Foundation, Inc.; The National Legal Foundation, Amici Supporting Appellant.
Americans United for Separation of Church and State; Anti-Defamation League; The American Jewish Committee, Amici Supporting Appellees.
Neil J. Mellen; Paul S. Knick, Plaintiffs-Appellants,
v.
Josiah Bunting, III, in his individual capacity and in his official capacity as Superintendent, Virginia Military Institute, Defendant-Appellee.
Americans United for Separation of Church and State; Anti-Defamation League; The American Jewish Committee, Amici Supporting Appellants.
Specialty Research Associates, Inc.; First Principles, Inc.; Coalition of American Veterans, Inc.; Naval Aviation Foundation, Inc.; The National Legal Foundation, Amici Supporting Appellee.
No. 02-1215.
No. 02-1267.
United States Court of Appeals, Fourth Circuit.
Argued: January 21, 2003.
Decided: April 28, 2003.
COPYRIGHT MATERIAL OMITTED COPYRIGHT MATERIAL OMITTED COPYRIGHT MATERIAL OMITTED ARGUED: William Henry Hurd, State Solicitor, Office of the Attorney General, Richmond, Virginia, for Appellant. Rebecca Kim Glenberg, American Civil Liberties Union Foundation of Virginia, Richmond, Virginia, for Appellees. ON BRIEF: Jerry W. Kilgore, Attorney General of Virginia, William E. Thro, Deputy State Solicitor, Maureen Riley Matsen, Deputy State Solicitor, Alison Paige Landry, Assistant Attorney General, Office of the Attorney General, Richmond, Virginia, for Appellant. Jane S. Glenn, Brian R. Jones, Jones & Glenn, Roanoke, Virginia, for Appellees. Jordan W. Lorence, Benjamin W. Bull, Alliance Defense Fund Law Center, Scottsdale, Arizona, for Amicus Curiae Specialty Research. Ronald D. Ray, Edna Jenelle Turner, Crestwood, Kentucky, for Amici Curiae First Principles, et al. Steven W. Fitschen, The National Legal Foundation, Virginia Beach, Virginia, for Amicus Curiae Foundation. Ayesha N. Khan, Ilana R. Fisher, Americans United for Separation of Church and State, Washington, D.C.; Rosina K. Abramson, Steven M. Freeman, Erica Broido, Steven C. Sheinberg, Abbey Gans, Anti-Defamation League, New York, New York; Jeffrey P. Sinensky, Kara H. Stein, The American Jewish Committee, New York, New York, for Amici Curiae Americans United, et al.
Before KING, Circuit Judge, HAMILTON, Senior Circuit Judge, and GREENBERG, Senior Circuit Judge of the United States Court of Appeals for the Third Circuit, sitting by designation.
Affirmed in part and vacated in part by published opinion. Judge KING wrote the opinion, in which Senior Judge HAMILTON and Senior Judge GREENBERG joined.
OPINION
KING, Circuit Judge:
General Josiah Bunting, III, the former Superintendent of the Virginia Military Institute ("VMI"), appeals the district court's award of declaratory and injunctive relief, prohibiting VMI from sponsoring a daily "supper prayer." Former VMI cadets Neil Mellen and Paul Knick (the "Plaintiffs") have cross-appealed, challenging the court's award of qualified immunity to General Bunting. Because the Plaintiffs have now graduated from VMI, their claims for declaratory and injunctive relief are moot, and we vacate the district court's judgment insofar as it awarded such relief. In assessing the Plaintiffs' claim for damages, we agree with the district court that the supper prayer violates the Establishment Clause of the First Amendment, but that General Bunting is nevertheless entitled to qualified immunity. Mellen v. Bunting,
I.
A.
VMI is a state-operated military college located in Lexington, Virginia. Since its founding in 1839, VMI has been funded by the Commonwealth of Virginia and "subject to the control of the [Virginia] General Assembly." Va.Code Ann. § 23-92. Although it offers an education in the liberal arts, VMI also strives to prepare its cadets for military service and leadership, training them to be "ready as citizen-soldiers to defend their country in time of peril."1 Appellant's Br. at 6.
To accomplish its mission, VMI utilizes an adversative method of training, modeled on an English educational philosophy and once characteristic of military instruction. The adversative method features physical rigor, mental stress, equality of treatment, little privacy, minute regulation of personal behavior, and inculcation of certain values. As the Supreme Court recently observed: "VMI constantly endeavors to instill physical and mental discipline in its cadets and impart to them a strong moral code." United States v. Virginia,
The adversative method involves a rigorous and punishing system of indoctrination. As an able judge in the Western District of Virginia has described it: "[t]he VMI experience is predicated on the importance of creating doubt about previous beliefs and experiences in order to create a mindset conducive to the values VMI attempts to impart." United States v. Virginia,
The adversative method continues throughout a cadet's four-year career at VMI, with submission and conformity remaining central tenets of VMI's educational philosophy. As the Supreme Court noted, "[t]he school's graduates leave VMI with heightened comprehension of their capacity to deal with duress and stress, and a large sense of accomplishment for completing the hazardous course." United States v. Virginia,
B.
All members of VMI's Corps of Cadets (the student body) are required to pay a room and board fee. This fee covers all of a cadet's meals, which are served in the Post mess hall.3 Although VMI serves supper to the Corps twice each evening in the mess hall, nearly all cadets attend the first seating; only those who participate in athletics or have other special circumstances can obtain authorization to attend the second seating.
The first seating begins with the "supper roll call" (the "SRC"), initiated by a bugle call summoning the Corps into formation in front of the Barracks. After an accountability report, the colors are struck, and the Corps marches in review past the TAC Officer (the VMI faculty member in charge) to the mess hall. First classmen (cadets in their final year) are authorized to fall out of the SRC formation before the Corps marches to the mess hall. Once the formation reaches the mess hall, other cadets, except for the rats, may fall out. The rats are required to march into the mess hall and eat supper during the first seating.4
After the rats and other remaining cadets have entered the mess hall, the Corps is called to attention, and the Regimental Commander — the senior cadet officer — presents the Corps to the TAC Officer. Salutes are then exchanged, and the command "REST" is given. While standing at rest, a cadet may move to a limited extent, leaving his or her right foot in place. The daily announcements are made, and the Cadet Chaplain then reads the supper prayer to the assembled Corps.5
The SRC ceremony is conducted every day except Saturday, and the Post Chaplain, Colonel James S. Park, has composed a separate supper prayer for each day. Depending on the day, the prayer begins with "Almighty God," "O God," "Father God," "Heavenly Father," or "Sovereign God." As the district court recognized, "[e]ach day's prayer is dedicated to giving thanks or asking for God's blessing." Opinion at 623. The court also observed that "a prayer may thank God for the Institute, ask for God's blessing on the Corps, or give thanks for the love and support of family and friends," and that "each day's prayer ends with the following invocation: `Now O God, we receive this food and share this meal together with thanksgiving. Amen.'" Id. The Corps must remain standing and silent while the supper prayer is read, but cadets are not obliged to recite the prayer, close their eyes, or bow their heads.
C.
On January 23, 2001, the Plaintiffs submitted a Permit Form to VMI's administration, requesting that cadets "be allowed to go about their business in the Mess Hall during the supper prayer (in a sense of not acknowledging that the prayer is occurring)." After their request was denied, the Plaintiffs wrote to General Bunting, asserting that the supper prayer was unconstitutional. The General promptly rejected this contention, advising them that "[t]he Constitution does not prohibit our saying grace before supper. And we shall continue to do so." General Bunting also informed the Plaintiffs that the supper prayer "is a precious link to our heritage and an admirable practice for a school of our provenience and culture," and that it would continue.
On May 9, 2001, Plaintiffs filed their complaint in the Western District of Virginia, seeking declaratory and injunctive relief, along with nominal damages, costs, and attorney's fees. They alleged that the supper prayer violated the Establishment Clause of the First Amendment; Article I, § 16 of the Virginia Constitution; and the Virginia Act for Religious Freedom, Va. Code Ann. § 57-1. After conducting discovery, the parties filed cross motions for summary judgment.
On January 24, 2002, the district court entered summary judgment in favor of the Plaintiffs, awarding them declaratory relief and enjoining General Bunting from sponsoring the supper prayer. Opinion at 621. In its Opinion, the court evaluated the constitutionality of the supper prayer under the test enunciated by the Supreme Court in Lemon v. Kurtzman,
General Bunting has appealed the court's award of declaratory and injunctive relief, and the Plaintiffs have cross-appealed on the qualified immunity issue. In May of 2002, several months after the district court entered its judgment, both of the Plaintiffs graduated from VMI.
II.
We review de novo a district court's award of summary judgment. See Canal Ins. Co. v. Distribution Servs., Inc.,
III.
The first issue we must address is whether this case has become moot because the Plaintiffs no longer attend VMI. The Constitution limits this Court's jurisdiction to the adjudication of actual cases and controversies. See U.S. Const. art. III, § 2; DeFunis v. Odegaard,
When students challenge the constitutionality of school policies, their claims for declaratory and injunctive relief generally become moot when they graduate. See, e.g., Bd. of Sch. Comm'rs of Indianapolis v. Jacobs,
To avoid mootness problems, graduated students often maintain that their claims fall under an exception to the mootness doctrine where the harm is "capable of repetition, yet evading review." Murphy v. Hunt,
If a claim becomes moot after the entry of a district court's final judgment and prior to the completion of appellate review, we generally vacate the judgment and remand for dismissal. United States v. Munsingwear, Inc.,
Although the Plaintiffs' claims for declaratory and injunctive relief are moot, their damage claim continues to present a live controversy. See Doe v. Madison Sch. Dist. No. 321,
In a qualified immunity analysis, our first inquiry, as a reviewing court, is "whether plaintiff's allegations, if true, establish a constitutional violation." Hope v. Pelzer,
If a constitutional violation has been alleged, our second inquiry is whether the defendant violated "clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald,
IV.
The Religion Clauses of the First Amendment — the Establishment Clause and the Free Exercise Clause — provide that "Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof." U.S. Const. amend. I. The Fourteenth Amendment incorporates the First Amendment against the states and their political subdivisions. See Everson v. Bd. of Educ.,
In construing the Establishment Clause, the Court has made clear that a state is prohibited from sponsoring prayer in its elementary and secondary schools. That said, the Court has never directly addressed whether the Establishment Clause forbids state-sponsored prayer at a public college or university. In order to provide some background for our evaluation of the constitutionality of VMI's supper prayer, we briefly review the relevant school prayer jurisprudence.
A.
In Engel v. Vitale,
the constitutional prohibition against laws respecting an establishment of religion must at least mean that in this country it is no part of the business of government to compose official prayers for any group of the American people to recite as a part of a religious program carried on by government.
Id. at 425,
The Court reaffirmed these principles the very next year in School Dist. of Abington Tp. v. Schempp,
Twenty-two years later, in Wallace v. Jaffree,
More recently, in Lee v. Weisman,
In its most recent school-prayer decision, Santa Fe Independent School District v. Doe,
The second issue considered in Santa Fe, and an issue of substantial significance here, involved whether the pregame prayer was unduly coercive. On this point, the Court noted that certain students, including cheerleaders and football players, were required to attend the football games. Id. at 311,
As these decisions reflect, the Court has been unwavering in its position that the Establishment Clause prohibits public schools from sponsoring an official prayer. The Court has not, however, directly addressed whether, or to what extent, a state may sponsor prayer at an institution of higher education. Because VMI is such an institution, we briefly consider how our sister circuits have dealt with the issue of state-sponsored prayer in public colleges and universities.
B.
In a situation closely analogous to that presented here, the Court of Appeals for the District of Columbia, in Anderson v. Laird,
More recently, in Tanford v. Brand,
In Chaudhuri v. Tennessee,
V.
General Bunting contends that we need not reach the "clearly established" prong of the qualified immunity analysis because the Establishment Clause does not prohibit VMI's supper prayer. In particular, he suggests that we should apply the standard employed by the Supreme Court in Marsh v. Chambers,
The Plaintiffs, by contrast, contend that the supper prayer is no different than the government-sponsored prayers struck down by the Supreme Court in Engel, Schempp, Lee, and Santa Fe. They emphasize that the supper prayer is composed by a state official (the VMI Post Chaplain) and that it is delivered on a daily basis at mealtime, when the Corps is assembled as a "family." Furthermore, the prayer is delivered as part of an official VMI function, entirely controlled by the school. The supper prayer, according to the Plaintiffs, bears the strong imprimatur of the state: VMI's cadets are marched in uniform and in formation to the mess hall before the state-composed prayer is delivered.
A.
We must begin our resolution of these competing positions by identifying the standard that should guide our analysis of the constitutionality of VMI's supper prayer. General Bunting first suggests that we should view the prayer as a uniquely historical practice, in an approach similar to that employed by the Supreme Court in Marsh. In Marsh, though, the Court was specifically influenced by the fact that, in September of 1789, members of the first Congress voted to submit the First Amendment to the states in the same week that they voted "to appoint and to pay a Chaplain for each House" of Congress.
The Supreme Court has since emphasized that Marsh is applicable only in narrow circumstances. In County of Allegheny v. ACLU Greater Pittsburgh Chapter,
Put simply, the supper prayer does not share Marsh's "unique history." In fact, public universities and military colleges, such as VMI, did not exist when the Bill of Rights was adopted. Opinion at 625. We are therefore unable to apply Marsh's reasoning to the evaluation of the constitutionality of the supper prayer. See Edwards v. Aguillard,
B.
In rejecting the Marsh analysis, we are left to choose among the three traditional tests that the Supreme Court has used to evaluate Establishment Clause challenges. The test most often employed is that enunciated by the Court in Lemon.
While the Lemon test dominates Establishment Clause jurisprudence, coercion has emerged as a prevailing consideration in the school prayer context. Because the Court has applied a variety of tests (in various combinations) in school prayer cases, federal appellate courts have also followed an inconsistent approach. See, e.g., Adler v. Duval County Sch. Bd.,
During the past decade, we have emphasized that the Lemon test guides our analysis of Establishment Clause challenges. See Koenick v. Felton,
VI.
A.
Under the Supreme Court's decisions in Lee and Santa Fe, school officials may not, consistent with the Establishment Clause, compel students to participate in a religious activity. As the Court emphasized in Lee, "our precedents do not permit school officials to assist in composing prayers as an incident to a formal exercise for their students."
It is undoubtedly true that grade school children are particularly "susceptible to pressure from their peers towards conformity." Id. at 593,
Although VMI's cadets are not children, in VMI's educational system they are uniquely susceptible to coercion. VMI's adversative method of education emphasizes the detailed regulation of conduct and the indoctrination of a strict moral code. Entering students are exposed to the "rat line," in which upperclassmen torment and berate new students, bonding "new cadets to their fellow sufferers and, when they have completed the 7-month experience, to their former tormentors." United States v. Virginia,
The technical "voluntariness" of the supper prayer does not save it from its constitutional infirmities. At all relevant times, VMI's upperclass cadets could avoid the mess hall in order to shield themselves from the prayer. Nevertheless, the communal dining experience, like other official activities, is undoubtedly experienced as obligatory.9 Through the hazing rituals that dominate a cadet's first year, members of the Corps are trained to participate in VMI's official activities. With this atmosphere as a background, VMI cannot avoid Establishment Clause problems by simply asserting that a cadet's attendance at supper and his or her participation in the supper prayer are "voluntary." In the words of the Supreme Court, "`the government may no more use social pressure to enforce orthodoxy than it may use more direct means.'" Santa Fe,
B.
We are compelled to reach the same conclusion when the supper prayer is measured against the three-part Lemon test. Under Lemon, a prayer must have a secular purpose; the primary effect of the prayer must be one that neither advances nor inhibits religion; and finally, the prayer must not foster an excessive government entanglement with religion.
1.
The first prong of Lemon contemplates an inquiry into the subjective intentions of the government. "In applying the purpose test, it is appropriate to ask `whether government's actual purpose is to endorse or disapprove of religion.'" Wallace,
General Bunting has proffered several purposes (purportedly secular) for the supper prayer. First, he maintains that the prayer serves "an academic function by aiding VMI's mission of developing cadets into military and civilian leaders." Appellant's Br. at 47. Toward this end, the supper prayer supposedly promotes religious tolerance, educates cadets about religion, and gets "students to engage with their own beliefs." Id. at 12. According to General Bunting, the supper prayer encourages "cadets to reflect on and develop their own spiritual dimension." Id. (internal quotation marks omitted). The prayer, in the General's words, also serves an expressive and institutional function by "providing an occasion for American's tradition of expressing thanksgiving and requesting divine guidance." Id. at 48,
In assessing General Bunting's asserted purposes for the supper prayer, we are concerned that he seeks to obscure the difference between educating VMI's cadets about religion, on the one hand, and forcing them to practice it, on the other. When a state-sponsored activity has an overtly religious character, courts have consistently rejected efforts to assert a secular purpose for that activity. Indeed, we have emphasized that "an act so intrinsically religious as prayer cannot meet, or at least would have difficulty meeting, the secular purpose prong of the Lemon test." Constangy,
In an analogous situation, the Court of Appeals for the District of Columbia rejected the government's contention that a federal regulation requiring chapel attendance had a secular purpose. See Anderson,
Similarly, in Stone v. Graham,
[t]he pre-eminent purpose for posting the Ten Commandments on schoolroom walls is plainly religious in nature. The Ten Commandments are undeniably a sacred text in the Jewish and Christian faiths, and no legislative recitation of a supposed secular purpose can blind us to that fact.
Id. (footnote omitted). In invalidating the statute, the Court refused to ignore the religious purpose of this overtly religious text.
We are inclined to agree that the purpose of an official school prayer "is plainly religious in nature."11 Id. In evaluating the constitutionality of the supper prayer, however, we will accord General Bunting the benefit of all doubt and credit his explanation of the prayer's purposes. Assuming the supper prayer to be motivated by secular goals, we turn to the second and third prongs of Lemon.
2.
Regardless of the purposes motivating it, the supper prayer fails Lemon's second prong. This "primary effect" prong must be assessed objectively, in order to measure whether the principal effect of government action "is to suggest government preference for a particular religious view or for religion in general." Barghout,
The supper prayer has the primary effect of promoting religion, in that it sends the unequivocal message that VMI, as an institution, endorses the religious expressions embodied in the prayer.12 See Engel,
As the Court has observed, "[s]uch an endorsement is not consistent with the established principle that the government must pursue a course of complete neutrality toward religion." Wallace,
In numerous other cases, courts have struck down similar practices under Lemon's "primary effect" prong. See, e.g., Freiler v. Tangipahoa Parish Bd. of Educ.,
With these decisions as a jurisprudential background, we are constrained to conclude that the supper prayer conflicts with Lemon's second prong. Although we recognize and respect a cadet's individual desire to say grace before supper, the Establishment Clause prohibits VMI from sponsoring this religious practice. See ACLU, Greater Pittsburgh Chapter v. County of Allegheny,
3.
While Lemon's second prong could dispose of the constitutional issue, VMI's sponsorship of the supper prayer also brings the school into conflict with Lemon's third prong, excessively entangling it with religious activity. Lemon,
C.
Our decision today does not reflect any "hostility toward religion or toward prayer."13 Engel,
While General Bunting may have instituted the supper prayer with the best of intentions, in so doing he has placed VMI at odds with the Establishment Clause. The Founding Fathers "led the fight for adoption of our Constitution and also for our Bill of Rights with the very guarantees of religious freedom that forbid [this] sort of governmental activity." Engel,
VII.
Having decided that VMI's supper prayer conflicts with First Amendment principles, we turn to whether General Bunting is nevertheless entitled to qualified immunity. As a state official, General Bunting is immune from damages unless he violated "clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow,
Although the Establishment Clause plainly forbids public schools from sponsoring an official prayer for young children, the Supreme Court has never addressed the constitutionality of state-sponsored prayer in any university setting, much less in a military college. Indeed, some of our sister circuits have approved prayer at certain university functions. See supra Part IV.B. In addition, the Court has not had the occasion to consider whether, or to what extent, the military may incorporate religious practices in its ceremonies. See Batten v. Gomez,
VIII.
For the foregoing reasons, we vacate the district court's judgment awarding Plaintiffs declaratory and injunctive relief. We affirm the court's decision that the Plaintiffs have alleged a violation of their rights under the Establishment Clause, but that General Bunting is nevertheless entitled to qualified immunity.
AFFIRMED IN PART AND VACATED IN PART.
Notes:
Notes
All VMI cadets are required to participate in one of the school's four ROTC programs. Approximately 40% of VMI's graduates are commissioned as officers in the military
Historically, a VMI education was available only to men. InUnited States v. Virginia,
Cadets (other than rats) do not technically have to eat in the mess hall, but the meals in the mess hall have been pre-paid, and a cadet's only other food options are vending machines, eating with faculty, or ordering pizza
Prior to the fall of 2001 (when this lawsuit was filed), all cadets desiring to eat supper at the first seating were required to participate in the SRC formation, march into the mess hall, and listen to the supper prayer. After the suit was filed, this policy changed somewhat, and members of the Corps (other than the rats) were permitted to eat supper before the SRC formation, or they could fall out of formation and enter the mess hall after the supper prayer was delivered. For the purposes of the qualified immunity issue, we must take the facts in the light most favorable to the Plaintiffs, assuming that they were required to listen to the prayer in order to eat in the mess hallSaucier v. Katz,
In the past, VMI sponsored a similar meal-time prayer, but the school's administration discontinued this practice in 1990 as a result of a decision to replace family-style dining with cafeteria-style dining. In 1995, General Bunting assumed control of VMI. Seeking to bring a stronger sense of unity to the Corps, he decided to return the Corps to a traditional SRC formation and family-style dining, including the supper prayer. Although now retired, General Bunting possessed the authority during his tenure at VMI over all VMI activities, including the supper prayer
Although we vacate the award of declaratory relief, the Plaintiffs' claim for damages requires us to answer, in assessing whether General Bunting is entitled to qualified immunity, basically the same question as the district court answered in awarding declaratory relief
InLemon, the Supreme Court held that the practices of certain states in providing funding to religious schools violated the Establishment Clause.
General Bunting also suggests that VMI has a First Amendment interest that must be weighed in the Establishment Clause analysis. Contrary to this contention, VMI has no First Amendment interests that it can wield against the constitutional rights of its cadetsSee Hopwood v. Texas,
Even if dining in the mess hall was truly voluntary, the First Amendment prohibits General Bunting from requiring religious objectors to alienate themselves from the VMI community in order to avoid a religious practiceLee,
If VMI's administration desires to teach cadets about religion, it is entitled to offer such classes in its curriculumSee, e.g., Epperson v. Arkansas,
Indeed, the district court found that the supper prayer lacked a secular purpose, stating that "[t]he only logical conclusion that can be drawn from [the asserted purposes] is that part of the Institute's educational mission, in the eyes of General Bunting, is religious indoctrination."Opinion at 629.
General Bunting asserts that the supper prayer is designed to be both inclusive and nondenominational. Nevertheless, the prayer takes a particular view of religion, one that is monotheistic, patriarchal, and indebted to Judeo-Christian values and conventions of worship. In any event, the Establishment Clause prohibits a state from sponsoring any type of prayer, even a nondenominational oneLee,
We also note that we are not called upon to address whether, or to what extent, the military may incorporate religious practices into its ceremonies. The Virginia General Assembly, not the Department of Defense, controls VMI
