Plaintiff, Robert W. Negrich, now an inmate of the Pennsylvania State Correctional Institution at Huntingdon, was confined at the Westmoreland County Prison on November 9, 1963, awaiting trial on a charge of armed robbery. A prison breach took place on that date. Five other prisoners escaped, but were caught. They implicated Negrich. He now contends that he acquiesced in the planned escape through fear, as otherwise the other prisoners would have hit him in the head and locked him up in a cell; but in any event his own statements show his guilt of participation in the prison breach, in the course of which a guard, John Marefka, was injured. The inmate’s statements also show that he ■altered medical charts and obtained and used quantities of drugs or pills in violation of prison regulations.
Negrich was indicted in Westmoreland County for aiding prison breach at No. 200 January Term 1964 and, with the other five participants, at No. 204 January Term 1964, for assault and battery, aggravated assault and battery, and assault and battery with intent to kill. All defendants pleaded not guilty and went to trial on March 9, 1964. At this trial Negrich was represented by counsel, his own attorney who procured his acquittal in the armed robbery charge, and was appointed by the Court to defend him in the charges arising out of the prison breach.
After four days of trial at which the Commonwealth’s case was presented, Negrich and the other defendants changed their pleas from not guilty to guilty. Negrich was given two years’ suspended sentence on the aiding prison breach charge, and 2% to 5 years on the assault counts. (The sentence could have been 2 years on the first count, three years at labor or solitary confinement on the second, and seven years solitary confinement at labor on the third. 18 P.S. §§ 4708, 4709, 4710.)
On May 11, 1965, Negrich filed in this Court a lengthy hand-written complaint on pink and yellow paper. The complaint cited the Eighth Amendment, the Fourteenth Amendment, 42 U.S.C. §§ 1983-1986, as well as 28 U.S.C. §§ 1331 and 1343. Named as defendants were the sentencing Judge, the Honorable Earl S. Keim, the District Attorney, Richard E. McCormick (who did not actually participate personally in the inmate’s trial), Sheriff Alex W. Copeland, Prison Guard John Marefka, Assistant County Detective Marshall W. Benjdich [should be spelled Brajdich], and State Trooper Edward F. Singer. The first four above-named parties were eliminated by orders of this Court dated May 18, 1965, and September 21, 1965. The Court appoint
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ed to represent the plaintiff
in forma pawperis,
as a public service without any avenue of remuneration, Harry Alan Sherman, Esq., who had recently been successful in a case under the legislation involved here, Basista v. Weir,
The issue, as limited at the argument, is whether plaintiff states a case under the civil remedy provisions 1 of' section 1 of the Act of April 20, 1871, 17 Stat. 13, commonly known as the “Third Force Bill” or the “Ku Klux Act”, as carried forward in 42 U.S.C. § 1983, which provides :
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
The legislative history of the section is discussed at length in the opinions in Monroe v. Pape,
Counsel was correct in thus limiting the issues, and treating the other portions of plaintiff’s original paper writing as surplusage. No issue involving the Eighth Amendment (which provides that “cruel and unusual punishments” shall not be “inflicted”) is raised. That provision was directed against the English experiences that loomed large in the minds of the framers of our government, such as branding, mutilation, and cutting off the ears in Star Chamber. 3 How. State Trials 561, 711, 725. Disembowelment, being drawn and quartered, and all the gory incidents of the punishment for treason in England were banned. Torture, boiling in oil, and other unnecessary forms of cruelty are forbidden. Wilkerson v. Utah,
But to be cruel and unusual punishment it is first necessary that the hardship suffered be “punishment”. Thus deportation, though it may deprive a worthy individual of much that he holds dear, is not punishment. Galvan v. Press,
Not every physical hardship or restraint suffered in the course of governmental activity is to be regarded as punishment. Otherwise much military training in the armed services, and even the space program, would be proscribed. Punishment is a penalty inflicted by a judicial tribunal in accordance with law in retribution for criminal conduct. Kennedy v. Mendoza-Martinez,
Similarly it is correct that 42 U.S.C. §§ 1975 and 1986, relating to conspiracy, are inapplicable here.
We turn therefore to 42 U.S.C. § 1983 as the sedes materiae for our inquiry.
This section first requires that the abuses complained of be committed under “color” of State authority. Here we think plaintiff must be held to have made out his case. Whatever merits the views of the late Mr. Justice Frankfurter in Monroe v. Pape,
The section next requires that “deprivation” of rights, privileges, or immunities “secured by the Constitution and laws” be established. We do not pause to consider whether “deprivation” requires conduct more affirmative in its character than would “denial” of rights under the equal protection clause. See Monroe v. Pape,
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We take note in passing of the fact that under the corresponding criminal provisions in 18 U.S.C. § 242 proof of specific intent to deprive of such rights is required. This requirement was read into the law by the Supreme Court in Screws v. United States,
What, then, are the rights .to deprivation of which plaintiff claims to have been subjected by the three law enforcement officers who remain as defendants in the case?
We lay aside the allegations which relate to the plaintiff’s confinement in a cell by himself and his restricted diet and privileges. These are matters involving prison discipline. They are, moreover, amply justified as precautionary measures to be taken after the inmate’s participation in a jail break. Such issues do not present any questions as to constitutional rights subject to judicial supervision. Peretz v. Humphrey,
The crux of plaintiff’s case lies in the allegations that the warden, the assistant county detective, and the State trooper secured a confession of plaintiff’s participation in the prison breach by pushing, hitting, and slapping him.
It is plain that a conviction obtained by the use of a coerced confession could not stand. Jackson v. Denno,
However, plaintiff’s conviction was not secured by use of such a confession. The element of causal connection is lacking. Plaintiff’s allegedly coerced confession was never used against him. The poisonous tree bore no fruit. Plaintiff and his codefendants at the trial listened to the Commonwealth’s independent evidence aliunde and concluded that the “jig was up”, and that it was the part of prudence to change their plea rather than try to put in a defense. 6
By a curious coincidence, on the day of the argument in this case the next matter to come before the Court was a defendant for sentence who had resorted to the same maneuver in a trial before this Court and a jury. After hearing the government’s case, the defendant preferred to change his plea rather than face the consequences of a jury verdict.
Plaintiff rightly points out that where there is a deprivation of a federal right under 42 U.S.C. § 1983 the outcome of the prosecution against the person whose rights are violated is immaterial. The existence of a State remedy for the evil complained of is of no significance. See Monroe v. Pape,
In Monroe v. Pape, as in Basista v. Weir,
But where a pure due process question is presented (that is, where there is no violation of any provision in some other Amendment which is “incorporated” or “absorbed” or “assimilated” by the Fourteenth) then the mere occurrence of improper conduct does not create liability under 42 U.S.C. § 1983 until it produces consequences which amount to a violation of the Fourteenth Amendment itself by adversely affecting the due administration of justice. In the case at bar no such consequences were produced.
Here, unlike the Fourth Amendment cases, until some improper use was made of the allegedly coerced confession, there would be no violation of the federal Constitution or laws, and hence 42 U.S.C. § 1983 would not come into play.
Mere assault and battery (whether or not there is a State remedy) is not
per se
a federal case under 42 U.S.C. § 1983. Screws v. United States,
Having had occasion to read, since the argument, one of Professor Arthur John Keeffe’s stimulating columns in the American Bar Association Journal,
9
I think it proper to mention for the sake of completeness an idea which comes to mind as a result .of Professor Keeffe’s comments on Griswold v. State of Connecticut,
As Mr. Justice Stewart aptly observes (pp. 527-528, 85 S.Ct. p. 1705):
“In the course of its opinion the Court refers to no less than six Amendments to the Constitution: the First, the Third, the Fourth, the Fifth, the Ninth, and the Fourteenth. But the Court does not say which of these Amendments, if any, it thinks is infringed by this Connecticut law.”
Perhaps the best characterization of the case is contained in a quotation from a law review article in a footnote (at p. 518,
Professor Keeffe treats the decision as establishing a right of privacy 12 — the right to be free from unjustified intrusion by government. “The Court seems to have found a way to protect natural law rights without bringing back substantive due process.” 13
On the basis of Professor Keeffe’s analysis of Griswold, therefore, it might be argued that Negrich has a Ninth Amendment right to privacy, to be free from unjustified intrusion by government. Upon the basis of this hypothesis it might be concluded that such a federal right has been violated, and that 42 U.S.C. § 1983 would come into play. But it would be unseemly for a court of first instance, absent further illumination by lightnings from Olympus, to base its decisions upon so “penumbral” or nebulous a doctrine. National Fruit Product Co. v. Dwinell-Wright Co.,
A word should also be said, in view of the reinvigoration of natural law doctrines, on the question whether prison breach constitutes conduct which may constitutionally be made a crime. Cf. Robinson v. State of California,
In conclusion, it may be appropriate to echo the wish of that zealous champion of civil liberties, Professor Zechariah Chafee, Jr., that Congress would enact well-drafted, clear and precise statutes on the subject of civil rights, specifically addressed to modern needs and aspirations. Where federal protection is de
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sirable, “we ought to get it by something better than a * * * statute of antiquated uncertainties * * * It is very queer to try to protect human rights in the middle of the Twentieth Century by a left-over from the days of General Grant.” Chafee, “Safeguarding Fundamental Human Rights: The Tasks of States and Nation,” 27 Geo.Wash.L.R. 519, 529 (1959), quoted in
The legislation involved here is a remnant of the unedifying and unsavory Reconstruction period which Claude Bowers has aptly called “The Tragic Era”. Collins v. Hardyman,
Much that was done then may be described as “the work of military violence cloaked in the merest tatters of legality.” 18 To prevent the possibility of judicial scrutiny of the constitutionality of Reconstruction legislation, Congress even curtailed the jurisdiction of the Supreme Court in a pending case. 19
In this connection it may be noted that even the Fourteenth Amendment itself, the hat from which the Supreme Court has drawn so many constitutional rabbits, is of dubious origin. Necessary for its ratification were the votes of conquered States which were not permitted representation in Congress.
In other words, those States were recognized and treated as States, under the dominant Radical theory, for the purpose of exercising the supreme legislative function of enacting an Amendment which would become “Part of this Constitution” (and hence “the supreme Law of the Land”.) But at the same time they were not recognized and treated as *181 States for the purpose of participating in the less exalted legislative function of enacting ordinary laws in Congress.
It was also necessary, in order to obtain the requisite number of ratifications, to count the votes of two States (Ohio and New Jersey) which had retracted their ratifications. 20
Long-continued popular acquiescence, the omnific panacea in a nation accepting the political philosophy that all just government derives its powers from the consent of the governed, has by now resolved any lingering doubts and established beyond attack the legal validity of the Fourteenth Amendment. Dumbauld, The Constitution of the United States (1964) 436.
One of the purposes of the framers of the Fourteenth Amendment was to put beyond question the constitutionality of the first Civil Rights Act of April 9, 1866, 14 Stat. 27. Some of its supporters had justified that act as a measure for enforcement of the Thirteenth Amendment, which eliminated slavery. 21
Slavery and its
sequelae
are now so obsolete that it is hard for us today to imagine the legal situation of a victim of that “peculiar institution”. But it is a well-established historical fact that during the existence of slavery in the United States, the law regarded the slave as a chattel, as mere property, rather than as a legal person. Griswold, Law and Lawyers in the United States (1964) 106. Hence a slave could not testify, own property, make contracts, get married, or enter into any of the normal legal transactions of everyday life. Did the mere abolition of slavery, the destruction of the slave-owner’s property right in another human being, confer upon the former slave these ordinary incidents of legal personality? Did it make him a citizen? The answer was not free from doubt. It will be remembered that under Dred Scott v. Sandford,
Subsequently, after the Fourteenth and Fifteenth Amendments had gone into force, Congress passed the Act of May 31, 1870, to enforce the right to vote. 16 Stat. 140. As a measure of precaution, section 18 of that statute reenacted the Civil Rights Act of April 9, 1866. 16 Stat. 144. The Act of May 31,1870, was amended by the Act of February 28, 1871, 16 Stat. 433. Then the third Force Bill or Ku Klux Act, with which we are here concerned, was enacted on April 20,1871, to enforce the Fourteenth Amendment. 17 Stat. 13. Meanwhile several Reconstruction Acts in the *182 narrower sense, dealing with the reorganization of State governments in the conquered territory, were enacted: the Act of March 2, 1867, “to provide for the more efficient Government of the Rebel States”, 14 Stat. 428; a supplementary Act of March 23, 1867, 15 Stat. 2; and an amendatory Act of March 11, 1868, 15 Stat. 41. There may also have been other acts, not disclosed by a cursory search.
As Mr. Justice Frankfurter has observed, conditions during the Reconstruction Period were not conducive to the enactment of “carefully considered and coherent legislation”. Strong feelings and hasty drafting led to “loose and careless phrasing”. United States v. Williams,
It is regrettable that this whole mass of complex, confusing, historical vestiges of “unhappy, far-off things and battles long ago” has not been repealed and replaced by clearcut and effective legislation designed to meet the problems of today, as Professor Chafee has recommended. Measures improvised to deal with the sudden transition from slavery to citizenship are necessarily ill-suited to a “Great Society” based on an ecumenical equality before the law.
The defects of the existing situation are obvious. 42 U.S.C. § 1983 does not furnish an adequate remedy in meritorious cases. The right to bring a lawsuit against an impecunious policeman can scarcely be considered an effective and complete remedy. Well-designed means of protection, with precise and specific provisions, should be made available. Relief akin to that provided in another field of personal injuries by legislation such as the Federal Tort Claims Act of August 2, 1946, 60 Stat. 842, 28 U.S.C. § 1346, might be appropriate.
At the same time, because of its vagueness and the “ill-defined boundaries” of which Judge Biggs spoke, 42 U.S.C. § 1983 lends itself readily to abuse by encouraging burdensome and vexatious litigation. Roberts v. Barbosa,
We are confronted in this area of the law with another corner of the “unweeded garden” described by Judge Friendly in “The Gap in Lawmaking — Judges Who Can’t and Legislators Who Won’t”, 63 Col.L.R. (No. 5, May 1963), 787. Perhaps the current interest in civil rights, now shared by all three branches of the federal government, will lead to a carefully considered codification of the subject in the light of modern concepts and present-day conditions. 23
*183
In view of our conclusions, it will not be necessary to pass on the issue of official privilege argued by defendants, or to determine whether what is said on that subject in the Picking case (pp. 250-252) has been superseded by later cases: Tenney v. Brandhove,
From the foregoing, it follows that defendants’ motion to dismiss must be granted. This opinion shall be deemed to embody the Court’s findings of fact and conclusions of law with relation to said motion.
Notes
. A similar provision establishing criminal penalties was contained in section 17 of the Act of May 31, 1870, 16 Stat. 140, derived from the Civil Rights Act of April 9, 1866, 14 Stat. 27, and carried forward in 18 U.S.C. § 242, which provides: “Whoever, under color of any law, statute, ordinance regulation, or custom, willfully subjects any inhabitant of any State, Territory, or District to the deprivation of any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States, or to different punishments, pains, or penalties, on account of such inhabitant being an alien, or by reason of his color, or race, than are prescribed for the punishment of citizens, shall be fined not more than 81,000 or imprisoned not more than one year, or both.” For the legislative history of this section see United States v. Williams,
. Compare the equally graceful confession of prior error by Mr. Justice Jackson in McGrath v. Kristensen,
. Mr. Justice Harlan is foremost among those who repudiate what critics of the Supreme Court call “manufactured history”. See his dissent in Wesberry v. Sanders,
. See Logan v. United States,
. See cases cited in Dumbauld, The Constitution of the United States (1964) 313.
. Of course the situation would be different in a case where a plea of guilty is induced in advance of trial by reason of the existence of an irregularly procured confession,
. James Madison regarded* provisions concerning representation as fundamental matters, reguiring regulation at the constitutional level by the people rather than by the ordinary legislature. Dumbauld, The Constitution of the United States (1964) 93. In the familiar words of John Locke: “When any one, or more, shall take upon them to make laws whom the people have not appointed so to do, they make laws without authority, which the people are not therefore bound to obey.” Legislation not enacted in the manner prescribed by the people would lack “that which is absolutely necessary to its being a law, the consent of the society.” Ibid., 15-17.
. Drew v. Scranton,
. Vol. 51, No. 9 (September, 1965) 885-86.
. A fortiori unmarried people will have to be accorded the same right, in future pronouncements, if social convenience be the criterion of constitutionality. Dor if it is desirable that married people not have children, it is surely more desirable that unmarried people not have them. But perhaps in the sight of “the Laws of Nature and of Nature’s God” there is no distinction between legitimacy and bastardy. Legitimacy is perhaps just a “status symbol” devised by human contrivance. At any rate social welfare workers today condemn viewing illegitimacy in a “judgmental” manner.
“Penumbral” means “almost shadowy”. Perhaps a better adverb when speaking of the Supreme Court’s doctrine of penumbral radiation would be “altogether.”
. The right of privacy was first urged in the famous article by Brandéis and Warren in 4 Harvard Raw Review 193 (1890). Mr. Justice Brandéis in his stirring dissent in Olmstead v. United States,
. 51 A.B.A.J. at 886. Of course the decision
does
bring back “substantive due process”, as Mr. Justice Black points out (
. Joseph B. James, The Framing of the Fourteenth Amendment (1956) 20.
. There was even military control of religion. Perhaps the most striking instance was the order of Maj. Gen. Charles R. Woods of September 20, 1865, prohibiting all the Episcopal clergy in Alabama from exercising their ecclesiastical functions. This was soon rescinded after criticism in the North. Walter L. Fleming, Documentary History of Reconstruction (1906), II, 216, 221-25.
. State of Texas v. White,
. Fleming, Documentary History of Reconstruction (1906), I, 106, 124-26, 144-49.
. These words are used by a noted English historian to characterize the execution of King Charles I. Samuel R. Gardiner, History of the Commonwealth and Protectorate (2nd ed. 1897), I, 1.
. Act of March 27, 1868, 15 Stat. 44. The Supreme Court acquiesced in Ex parte McCardle,
. Secretary of State William H. Seward in his proclamation of July 20, 1868, certified that if the two questionable ratifications were included the amendment had become part of the Constitution. The next day Congress adopted a concurrent resolution declaring that the amendment had gone into force, and directing the Secretary to make proclamation accordingly. Seward on July 28, 1868, issued such a proclamation. Coleman v. Miller,
. James, The Framing of the Fourteenth Amendment (1956) 77. To allay doubts, the Act of 1866 was re-enacted, after the Fourteenth Amendment was in force, by section 18 of the Act of May 31, 1870,16 Stat. 144.
. This was recognized by President Abraham Lincoln when he issued the Emancipation Proclamation merely as a war measure, the sole constitutional justification for which was to be sought in the federal government’s war powers. That its effects should cease upon the restoration of peace, however, was politically unthinkable, and the Thirteenth Amendment was adopted.
. It would be helpful if specific statutory standards and prescribed procedures were adopted, capable of being easily applied and enforced, without resort to vague formulas such as “due process of law”. Thus under the present wording of 42 U.S.C, § 1983 the civil liability
vel non
of a police officer for extracting evidentiary material from a suspect’s body by means of medical apparatus might turn on such “gossamer distinctions” [United States v. Pink,
