In the Matter of Natural Resources Defense Council, Inc., et al., Respondents-Appellants, v New York State Department of Environmental Conservation, Appellant-Respondent. (Appeal No. 1.) In the Matter of Natural Resources Defense Council, Inc., et al., Appellants, v New York State Department of Environmental Conservation, Respondent. (Appeal No. 2.)
Appeal No. 1; Appeal No. 2
Supreme Court, Appellate Division, Second Department, New York
February 6, 2013
974 NYS2d 521
Ordered that the appeal from the order entered April 18, 2012, is dismissed, without costs or disbursements, as that order was entered upon the parties’ consent, and no appeal lies from an order entered on consent (see
Ordered that the order and judgment entered January 10, 2012, as amended April 18, 2012, is affirmed insofar as cross-appealed from; and it is further,
Ordered that the order and judgment entered January 10, 2012, is reversed insofar as appealed from, on the law, that branch of the petition which was to annul the determination on
Ordered that one bill of costs is awarded to the New York State Department of Environmental Conservation.
The Federal Water Pollution Control Act (
The Environmental Conservation Law established a SPDES permit program to ensure that New York had “adequate authority to issue permits regulating the discharge of pollutants from new or existing outlets or point sources into the waters of the state,” in conformance with the Clean Water Act‘s rules and regulations and to participate in the NPDES created by the Clean Water Act (
In 1987, the Clean Water Act was amended to establish a framework for regulating municipal and industrial storm water pollutant discharges through the NPDES and SPDES permit system (see Water Quality Act of 1987, Pub L 100-4, § 405 [1987] [codified at
On April 29, 2010, the DEC issued state pollutant discharge elimination system general permit GP-0-10-002, effective May 1, 2010, for stormwater discharges from MS4s (hereinafter the General Permit). By its own terms, the General Permit is set to expire on April 30, 2015.
The petitioners/plaintiffs (hereinafter the petitioners) commenced this hybrid proceeding pursuant to
To the extent that the petitioners sought relief pursuant to article 78, the petition/complaint (hereinafter the petition), in effect, alleged that the determination to approve the issuance of the General Permit “was affected by an error of law” (
The petition organized the alleged violations of state and federal law into four general groups, asserting that:
(1) the General Permit failed to ensure that small municipalities
(2) the General Permit failed to ensure that small municipalities complied with state water quality standards, in violation of
(3) the General Permit failed to ensure that small municipalities monitored their storm water discharges, in violation of
(4) the General Permit did not provide for public participation in the permit process, in violation of
An order and judgment (one paper) was entered by the Supreme Court on January 10, 2012, in favor of the petitioners and against the DEC declaring that the General Permit created an impermissible self-regulatory system that failed to ensure that small municipalities reduced their pollutant discharges to the “maximum extent practicable,” as required by
However, the order and judgment was in favor of the DEC and against the petitioners declaring that the General Permit did not fail to ensure that small municipalities complied with state water quality standards and, thus, was not in violation of
In light of its determination that the general permit violated
The DEC appeals from so much of the order and judgment, as amended by the order made upon the parties’ consent, as was adverse to it. The petitioners cross-appeal from, inter alia, the remaining portions of the order and judgment, which were adverse to them.
Initially, since the parties charted a summary judgment course in addressing the several declaratory judgment causes of action, which present no factual disputes and involve only the legal interpretation of various statutes and regulations, it was not inappropriate for the Supreme Court, under the unique circumstances presented here, to reach the merits of those causes of action (see O‘Hara v Del Bello, 47 NY2d 363, 367-368 [1979]; Hendrickson v Philbor Motors, Inc., 102 AD3d 251, 258-259 [2012]).
Contrary to the Supreme Court‘s conclusion, the General Permit did not violate
Accordingly, the “[m]aximum extent practicable . . . is the statutory standard that establishes the level of pollutant reductions that operators of regulated MS4s must achieve” (64 Fed Reg 68722, 68754 [1999]; see
To assist in this process, the EPA has “outline[d] six minimum control measures that constitute the framework for a storm water discharge control program for regulated small MS4s
“In issuing the general permit, the NPDES permitting authority” is to “establish requirements for each of the minimum control measures” (64 Fed Reg 68722, 68754 [1999]). The minimum control measures are to be addressed by a municipality through the identification of “best management practices,” which are to be utilized to address each of the minimum control measures (see
“Upon receipt of the [notice of intent] from a small MS4 operator, the NPDES permitting authority will have the opportunity to review the [notice of intent] to verify that the identified [best management practices] and measurable goals are consistent with the requirement to reduce pollutants under the [maximum extent practicable] standard, to protect water quality, and to satisfy the appropriate water quality requirements of the Clean Water Act” (64 Fed Reg 68722, 68754 [1999]). “If necessary, the NPDES permitting authority may ask the permittee to revise their [sic] mix of [best management practices], for example, to better reflect the [maximum extent practicable] pollution reduction requirement” (id.). “If, after implementing the six minimum control measures there is still water quality impairment associated with discharges from the MS4, after successive permit terms the permittee will need to expand or better tailor its [best management practices] within the scope of the six minimum control measures for each subsequent permit” (id.).
The General Permit at issue on this appeal is consistent with the scheme for general permits envisioned by the EPA, and is designed to meet the maximum extent practicable standard prescribed by
It is noted, in the General Permit, that “[i]f a covered entity chooses only a few of the least expensive methods, it is likely that [the maximum extent practicable standard] has not been met” (General Permit at 91). “On the other hand, if a covered entity employs all applicable [best management practices] except those where it can be shown that they are not technically feasible in the locality, or whose cost would exceed any benefit to be derived, it would have met the standard” (General Permit at 91). The maximum extent practicable standard requires covered entities to choose effective best management practices, and to reject applicable best management practices only where other effective best management practices that could be used to eliminate or control the discharge of pollutants will serve the same purpose, the best management practices would not be technically feasible, or the cost would be prohibitive (see General Permit at 91).
The petitioners nevertheless argued, and the Supreme Court concluded, that the General Permit creates a self-regulatory system that does not ensure that entities operating under the General Permit have satisfied the maximum extent practicable standard articulated in
Contrary to the petitioners’ contention, the General Permit does include a variety of enforcement measures that are sufficient to comply with the maximum extent practicable standard
In order to come within the ambit of the General Permit, a municipality must submit a “complete and accurate” notice of intent (General Permit at 8). The public must be given notice of each notice of intent that is submitted to the DEC, and public comments are received for a minimum of 28 days thereafter (see General Permit at 8). “After the public comment period has expired, the [DEC] may extend the public comment period, require submission of an application for an individual SPDES permit or alternative SPDES general permit, or accept the [notice of intent] or [stormwater management program] as complete” (General Permit at 8). Operators who submit a complete notice of intent in accordance with the requirements of the General Permit are authorized to discharge stormwater from small MS4s, under the terms and conditions of the General Permit, “upon written notification from the [DEC] that a complete [notice of intent] has been received” (General Permit at 9).
DEC regulations further provide that “[p]ermits may include and the permittee shall comply with such other terms, provisions, requirements or conditions as may be necessary to meet the requirements of
Under the General Permit itself and state implementing regulations in general, the DEC is vested with sufficient authority to enforce the statutory mandates of
The petitioners have not demonstrated, nor have they even asserted, that the permitting scheme implemented through the General Permit necessarily results in coverage of municipalities whose stormwater management plans do not meet the maximum extent practicable standard. Indeed, the petitioners have not demonstrated a single instance where the General Permit has authorized discharges of pollutants in contravention of the maximum extent practicable standard.
The petitioners’ argument that the entire permitting scheme is flawed constitutes a systemic challenge to the General Permit. The DEC adequately rebutted this allegation by establishing that it had the power to review the best management practices enumerated in a municipality‘s notice of intent and to reject a municipality‘s stormwater management plan by exercising its power to reject a notice of intent as incomplete. The determination of the DEC to exercise its authority to require compliance with the maximum extent practicable standard in any particular case must necessarily be evaluated with reference to the particular circumstances of that case, since a determination of what constitutes the maximum extent practicable will vary depending on the circumstances facing each municipality. Since the petitioners have not challenged the DEC‘s assessment of any particular stormwater management plan on the ground that it does not comply with the maximum extent practicable standard, such issues are not before this Court.
Since the petitioners failed to demonstrate that the General Permit violated
The order and judgment of the Supreme Court was also in favor of the petitioners and against the DEC declaring that the general permit failed to specify compliance schedules with respect to effluent limitations and water quality standards, as required by
We disagree with the Supreme Court‘s determination that the General Permit was issued in violation of
We agree with the Supreme Court that the General Permit does not fail to ensure compliance with State water quality standards (see
Furthermore, Congress did not specifically address the nature or extent of the public participation that is required for the establishment of any effluent limitations that the EPA or the States, in the exercise of their discretion, seek to promulgate (see
The parties’ remaining contentions are without merit.
Accordingly, that branch of the petition which was to annul the DEC‘s determination on the grounds that it was affected by an error of law and was arbitrary and capricious should have been denied, and judgment should have been awarded to the DEC declaring that the general permit did not create an impermissible self-regulatory system that failed to ensure that small municipalities reduced their pollutant discharges to the “maximum extent practicable,” as required by
Rivera, J.P., Leventhal, Austin and Miller, JJ., concur.
[Prior Case History: 35 Misc 3d 652.]
