NATIVE VILLAGE OF KWINHAGAK v. STATE OF ALASKA, DEPARTMENT OF HEALTH & SOCIAL SERVICES, OFFICE OF CHILDREN‘S SERVICES; MIRA J.; and ELAINE G.
Supreme Court No. S-18481
THE SUPREME COURT OF THE STATE OF ALASKA
February 9, 2024
No. 7684
Superior Court No. 4BE-19-00046 CN
Notice: This opinion is subject to correction before publication in the PACIFIC REPORTER. Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts, 303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email corrections@akcourts.gov.
OPINION
Appearances: Pearl E. Pickett, Alaska Legal Services Corporation, Anchorage, for Appellant. Laura Fox, Senior Assistant Attorney General, Anchorage, and Treg R. Taylor, Attorney General, Juneau, for State of Alaska. Katie Stephenson, Assistant Public Advocate, and James Stinson, Public Advocate, Anchorage, for Mira J. Justin Gillette, Assistant Public Defender, and Samantha Cherot, Public Defender, Anchorage, for Elaine G.
Before: Maassen, Chief Justice, and Carney, Borghesan, Henderson, and Pate, Justices.
BORGHESAN, Justice.
I. INTRODUCTION
This case is about the legal process that applies when the Office of Children‘s Services (OCS) seeks to admit a child in its custody to the hospital for psychiatric care. The teenaged child at the center of this case was hospitalized continuously for 46 days — first at a local hospital, then at North Star Hospital, an acute psychiatric hospital for minors — before the court held a hearing to decide whether her hospitalization was justified.
The child‘s tribe argues that a different statutory framework governed the child‘s hospitalization: the civil commitment statutes. The Tribe also argues, in the alternative, that the constitution did not permit OCS to hospitalize a child for such a long time without a court hearing to determine whether the hospitalization was justified.
We reject the Tribe‘s statutory argument. OCS was not required to follow the civil commitment statutes when admitting the child to either hospital. However, when OCS sought to admit the child to the hospital for psychiatric care, the due process clause of the Alaska Constitution required OCS to promptly notify the parties to the CINA case. Due process also required the court to hold a hearing as soon as reasonably possible to determine whether the hospitalization was justified. The 46-day wait between the child‘s first admission to the hospital and the hearing held in this case was far too long to satisfy due process. We therefore reverse the court‘s order authorizing the child‘s continued hospitalization.
II. FACTS AND PROCEEDINGS
A. Mira‘s Hospitalization
Mira J., a member of the Native Village of Kwinhagak (the Tribe), was adjudicated a child in need of aid and placed in OCS custody in late 2019.1 She was 14 years old at the time. The Tribe intervened as a party in the CINA case. OCS placed Mira in foster care in Sitka.
Mira‘s foster parent brought her to Sitka Community Hospital (Sitka) on December 3, 2021, after Mira consumed alcohol and her foster parent‘s prescription medication. Ten days later OCS issued a “delayed notice of change of placement” to the parties to the CINA case to inform them that it had “placed” Mira at Sitka.
Within a few hours of Mira‘s admission to Sitka, a clinician advised that Mira did not require “24/7 supervision[,] just ongoing counseling and support.” But Mira‘s previous foster family refused to accept her back into their home due to her behaviors. While OCS looked for another foster home, Mira “opened up about her past trauma” to the Sitka clinician and experienced ataxia2 symptoms and a panic attack that caused her to struggle “to move her limbs and to breathe.” These events caused the clinician to recommend “acute residential treatment,” and OCS transferred Mira to North Star Hospital (North Star), a psychiatric hospital in Anchorage. The record does not specify when the Sitka clinician changed her recommendation, although OCS apparently decided to transfer Mira to North Star by December 14.3 Mira was moved directly from Sitka to North Star on December 20 or 21. OCS notified the parties on December 22 that Mira had been moved to North Star, only after the Tribe requested an update on Mira‘s status.
B. Legal Proceedings
On December 22 the Tribe moved for a hearing and expedited consideration under
The superior court repeatedly rescheduled that hearing to ensure that counsel could represent Mira and that a key witness from North Star could attend. The court finally considered the Tribe‘s motion at a hearing on January 18, 2021 — 46 days after Mira had been initially hospitalized at Sitka and 29 days after OCS transferred her to North Star.
During these proceedings the parties advanced different positions on the legal framework applicable to Mira‘s case. OCS asserted that because it had legal custody of Mira under the CINA statutes, it had authority to admit her to the hospital for psychiatric care, subject only to a permanent injunction issued by the superior court in Native Village of Hooper Bay v. Lawton.4 In that case the superior court considered whether
The Tribe countered that the court must instead review Mira‘s hospitalization according to the civil commitment statutes. Those statutes authorize any person to petition for the evaluation and involuntary psychiatric hospitalization of an adult or minor.9 When a petition for civil commitment is filed, the court‘s involvement is triggered almost immediately, and a contested hearing must be held within a matter of days to review whether involuntary hospitalization is justified.10
The parties also disagreed over whether the evidence justified Mira‘s hospitalization under either legal framework. OCS and Mira‘s guardian ad litem (GAL) argued, pursuant to
Mira and her mother argued that OCS did not prove that Mira was likely to harm herself or others and that OCS had not met its burden to show that there was no less restrictive alternative to her placement at North Star. The Tribe joined these arguments, adding that OCS had transferred Mira to North Star “without giving [Mira] any sort of hope of due process.” The Tribe also asked the court to “rule on whether or not this is, in fact, an [AS 47.10.087] proceeding” or “a continuation of a civil commitment that should have been initiated at the beginning of December.”
The superior court entered an oral ruling. It ruled that
The court then found that the criteria of
The superior court rebuked North Star and OCS for failing to apply to less restrictive facilities until a few days before the hearing, characterizing this failure as “a lack of planning and foresight.” But it nonetheless found that no less restrictive alternative was available at that time. Finally, the court expressed skepticism that Mira‘s condition would improve at North Star, but found that “her condition would deteriorate if . . . untreated.” The court authorized Mira‘s continued placement at North Star for 90 days12 but set another hearing three weeks later to review placement options.
The Tribe appeals. It challenges the superior court‘s ruling on the applicable legal framework but not the court‘s factual findings.
III. STANDARDS OF REVIEW
Because the Tribe asks this court only to interpret statutes and the Alaska
Questions of standing and mootness “are questions of law involving matters of judicial policy,” so we use our independent judgment when answering them.15
We review issues raised for the first time on appeal for plain error.16 Plain error exists if an “obvious mistake”17 is “so prejudicial that failure to correct it will perpetuate a manifest injustice.”18
IV. DISCUSSION
A. We Consider Most Issues Raised By The Tribe Under The Public Interest Exception To The Mootness Doctrine.
This case presents several statutory and constitutional questions: (1) whether OCS must follow civil commitment procedures when admitting children in its custody to a hospital for psychiatric treatment; (2) whether the Tribe has standing to assert Mira‘s constitutional rights; and (3) whether the lengthy period that Mira was hospitalized at OCS‘s direction before a hearing was held satisfies Alaska‘s constitutional guarantees of equal protection and due process. All of these questions are moot because Mira was discharged from psychiatric hospitalization long ago. But with one exception, we decide these issues under the public interest exception to the mootness doctrine.
We consider three factors when deciding to apply the public interest exception to the mootness doctrine: “(1) whether the disputed issues are capable of repetition, (2) whether the mootness doctrine, if applied, may cause review of the issues to be repeatedly circumvented, and (3) whether the issues presented are so important to the public interest as to justify overriding the mootness doctrine.”19
These factors support addressing most of the issues raised by the Tribe. Although the superior court‘s order has long expired, the State concedes that most issues the Tribe raises will recur and, due to the typically short periods of hospitalization, will repeatedly evade review. Clarifying the legal protections for a vulnerable population of children in state custody is of utmost public importance.20 We must therefore determine which statutory framework governs the acute psychiatric hospitalization of minors in OCS custody and whether that framework satisfies constitutional requirements.
However, we agree with the State that the public interest exception to the mootness doctrine does not extend to one aspect of the Tribe‘s statutory argument: the definition of “evaluation facilities.” In the period following Mira‘s hospitalization the legislature modified the statutory definition of “evaluation facility” so that it no longer includes “a medical facility licensed under AS 47.32” — the language that seemingly included both Sitka and North Star.21 Whether these facilities were “evaluation facilities” under
B. The Civil Commitment Statutes Did Not Apply To Mira‘s Hospitalization.
The parties disagree over the correct statutory framework governing OCS‘s authority to admit Mira to a hospital for inpatient psychiatric care. In our recent decision in Tuluksak Native Community v. Department of Health & Social Services, we held that the superior court did not err by applying
In this case the Tribe argues that OCS was required to petition for Mira‘s involuntary commitment under
OCS counters that it had authority by virtue of its legal custody under the CINA statutes to bring Mira to the hospital to receive psychiatric care. OCS takes the position that because it has this separate source of authority, it did not have to petition for Mira‘s involuntary commitment, and therefore was not subject to the procedures that apply to petitions for involuntary commitment. We agree with OCS‘s interpretation of the statutory framework.
OCS has the power to take a child to the hospital in a medical emergency. When a child is placed in OCS‘s custody, “a relationship of legal custody exists” that gives OCS authority and responsibility to make decisions about the child‘s welfare.26 This authority includes, among other things, “the duty of providing the child with food, shelter, education, and medical care.”27 In this way OCS stands largely in the shoes of the child‘s parent. Like a parent, OCS can seek treatment for psychiatric emergencies.
Of course, OCS‘s authority is more limited than that of a parent. OCS has the power to decide “where and with whom the child shall live,”28 but a parent can ask the superior court to review OCS‘s decision.29 Although OCS has a duty to provide medical care to a child in its custody, the child‘s parent still retains the right to consent, or to withhold consent, to “major medical treatment.”30 And though OCS may seek to place a child in a
None of those limits on OCS authority applied in this case. The Tribe and OCS agree that
Although the Tribe argues that OCS cannot exercise this authority without invoking the civil commitment statutes, those statutes do not purport to limit OCS‘s legal custody and authority under
The Tribe argues that the legislature could not have intended OCS to be exempt from oversight when admitting children in its custody to a psychiatric hospital. This argument rests largely on two statutes. First, the Tribe points to
The problem with the Tribe‘s first argument is that we cannot interpret statutes to include things the legislature has failed to include.38 Under
The Tribe‘s second argument rests on a mistaken premise. The law does not limit parents’ authority to admit children to all psychiatric hospitals, only to those designated by the State to hold people involuntarily. Under
other health care facility that has been designated by the department for the treatment or rehabilitation of mentally ill persons under
In other words, a parent‘s authority to admit a child for psychiatric care at a state-designated facility is subject to the statutory restrictions detailed above. But the statute does not apply when a parent takes a child to a psychiatric hospital that is not designated for the purpose of involuntarily hospitalizing patients under
Neither Sitka nor North Star was a “designated treatment facility” at the time of Mira‘s admission, so the restrictions in
Finally, the Tribe‘s reliance on April S. is unavailing too. That case presented a different question than the one currently before us. There the child was hospitalized at Alaska Psychiatric Institute (API),50 a “designated treatment facility” for
purposes of
To summarize: OCS has authority under
so we cannot assume the legislature meant to impose restrictions on OCS that it did not set forth in statute. For these reasons, we conclude that OCS was not required by statute to use the civil commitment procedures outlined in
The Tribe‘s core concern that the statutory scheme has a gap in oversight is not unfounded. OCS candidly acknowledges that “the statutes contain what might be perceived as a gap because they restrict OCS‘s ability to admit a child to a ‘designated treatment facility’ under
Nevertheless, when interpreting statutes, we are bound to give effect to the legislative intent discerned from the text, legislative history, and underlying statutory purpose.54 Those factors lead us to conclude that the legislature did not intend to restrict OCS from admitting a child in its custody to a psychiatric hospital that is not designated for purposes of involuntary hospitalization — either for specific policy
reasons or because the legislature simply did not consider the scenario. Whether the statutory “gap” is due to intention or oversight, we have no authority to rewrite statutes.55 The legislature is the branch of government with the authority to fill gaps in a statutory scheme.56
C. Mira‘s Constitutional Rights Were Violated By The Lack Of Timely Notice And Hearing.
The Tribe argues that the superior court violated Mira‘s rights to equal protection, substantive due process, and procedural due process by permitting her prolonged hospitalization without a prompt hearing on whether the hospitalization was justified. The Tribe argues that the Alaska Constitution requires the courts to apply the civil commitment procedures (or their substantial equivalent) whenever OCS seeks inpatient psychiatric hospitalization for a child in its care. As threshold matters, we first determine that (1) the Tribe has standing to raise these constitutional arguments on Mira‘s behalf and (2) the Tribe‘s constitutional arguments must be
1. The Tribe has standing to assert Mira‘s constitutional rights under the doctrine.
The State concedes that the Tribe has standing to challenge the proper statutory framework for Mira‘s placement because it was a party to the CINA case. But
the State also points out that the Tribe‘s status as a CINA intervenor does not establish standing with respect to all issues.
“Standing is a ‘rule of judicial self-restraint based on the principle that courts should not resolve abstract questions or issue advisory opinions.’ ”57 Because we may not issue advisory opinions, we cannot allow a parent to raise constitutional arguments on behalf of a child in a CINA case absent a “persuasive showing of potential prejudice to [the parent].”58
However, the Tribe asserts that the parens patriae doctrine permits it to bring constitutional claims on Mira‘s behalf.59 The parens patriae doctrine allows a sovereign “to bring suit to protect its interest in matters of public concern.”60 We distinguish sovereign, non-sovereign, and quasi-sovereign interests; only quasi-sovereign interests may form the basis for parens patriae claims.61 “Sovereign interests include ‘the exercise of sovereign power over individuals and entities within the relevant jurisdiction,’ as well as ‘the demand for recognition from other sovereigns.’ ”62 “Non-sovereign interests include a [sovereign‘s] proprietary interests as well as the interests a [sovereign] protects when, acting as ‘no more than a nominal party,’ it seeks to protect the interests of private parties in court.”63
Quasi-sovereign interests, which may form the basis for parens patriae actions, are a sovereign‘s interests in “the well-being of its populace.”64 A sovereign may not create a parens patriae claim by aggregating the claims of its citizens.65 Rather, the sovereign must “articulate an injury to the well-being of the [sovereign] as a whole or to a sufficiently large segment of its population, and the overall injury must be more than the mere sum of its parts.”66 “[T]he fact that individual parties could have brought suit to vindicate their rights does not deprive a [sovereign] of parens patriae standing“;67 “[i]n such actions, the [sovereign] merely asserts that in addition to harming its citizens individually, the offending party has harmed the overall interests of the [sovereign].”68
In State v. Native Village of Curyung, the Native Village of Kwinhagak (and several other tribes) sought to enforce the rights of its children in OCS custody under the due process clauses of the federal and state constitutions.69
The same principle applies here. Mira is not the only tribal child in OCS custody at risk of unnecessary or overly lengthy psychiatric hospitalization. The Tribe has an undeniable quasi-sovereign interest in ensuring that its children are not needlessly institutionalized—a traumatic experience that may have long-term consequences for the child and her community. The parens patriae doctrine gives the Tribe standing to assert constitutional claims on Mira‘s behalf.
2. We review the Tribe‘s constitutional arguments for plain error because it did not clearly raise these arguments in superior court.
The Tribe concedes that it did not raise Mira‘s equal protection rights before the superior court. The parties agree that we should review the Tribe‘s equal protection argument for plain error.
But the Tribe maintains that it preserved its due process arguments by mentioning “due process” three times over the course of the continued hearings. During the January 7 hearing, the Tribe criticized OCS for failing to provide updates on Mira‘s status and suggested that doing so “would ensure at least that the CINA proceedings would provide her with some level of support and due process.” This statement did not preserve the Tribe‘s argument on appeal that the due process clause of the Alaska Constitution required the court to apply the civil commitment statutes to review Mira‘s hospitalization. During the final hearing on January 18, the Tribe expressed frustration that OCS and North Star had sent referral applications to less restrictive environments only a week prior and had not asked Mira which residential facilities she would be willing to accept. The Tribe characterized OCS‘s unilateral decision to transfer Mira from Sitka to North Star as a failure to give Mira any “hope of due process, without . . . any sort of sense of advocacy on her behalf.” The Tribe went on to ask the court to rule on whether the hearing would proceed under the
Although these statements suggest that the Tribe harbored due process concerns during the superior court hearings, they are not clear enough to preserve this argument for appeal. A “terse and undeveloped mention of due process in the superior court” does not preserve the argument for appeal.73 In this case the Tribe‘s brief mention of due process failed to alert the superior court that the Tribe intended to present a constitutional challenge to the statutory scheme. We therefore review the Tribe‘s constitutional
3. The superior court did not plainly violate Mira‘s right to equal protection by declining to apply the civil commitment statutes to her hospitalization.
The Tribe did not raise an equal protection argument before the superior court, and the superior court did not issue an equal protection ruling. But the court did contemplate that foster children receive different treatment during involuntary hospitalization than children not in OCS custody. “I don‘t know why somebody in OCS custody would be entitled to less rights,” the superior court stated, “but that‘s clearly what
The Alaska Constitution provides that “all persons are . . . entitled to equal rights, opportunities, and protection under the law.”76 This clause protects “those similarly situated from disparate treatment.”77 When assessing equal protection claims, we generally “decide which classes are to be compared and determine whether those classes are similarly situated or whether differences between the classes justify different treatment.”78
The Tribe‘s equal protection claim fails at the first step because there is no unequal treatment. The Tribe has not shown that children in OCS custody receive less protection than children in the custody of their parents. The Tribe‘s argument rests on the idea that when parents admit their child to Sitka or North Star, the protections of
4. Mira‘s extended stay at Sitka Community Hospital and North Star Hospital did not plainly violate her right to substantive due process.
Substantive due process ” ‘focuses on the result of governmental action, not its procedures,’ meaning that it ‘imposes limits on what a state may do regardless of what procedural protection is provided.’ ”80 Under both the state and federal constitutions, substantive due process “requires that the nature and duration of commitment bear some reasonable relation to the purpose for which the individual is committed.”81 The parties agree that the nature and duration of Mira‘s
Sitka. Mira‘s foster parent brought her to Sitka for medical care after Mira consumed alcohol and prescription drugs. A clinician cleared Mira for discharge after a few hours of observation and stated that Mira did not need “24/7 supervision[,] just ongoing counseling and support.” Yet Mira remained at Sitka for many more days, not because she was receiving care, but because OCS struggled to find another foster home for her.82 During this time Mira “opened up about her past trauma” to a clinician at Sitka and experienced ataxia symptoms and a panic attack. These events caused the clinician to recommend acute psychiatric care, and Mira waited at Sitka for additional time before OCS transferred her to North Star.
Mira‘s experience bears some similarity to the facts of another case: In re Hospitalization of Mabel B. In that case we held that the State violated the substantive due process rights of two women who experienced lengthy detentions at the pre-evaluation stage of involuntary civil commitment procedures. Although judges had issued orders authorizing their “immediate delivery” to API for 72-hour evaluations, the women were detained at medical hospitals for more than two weeks before beds became available at API.83 We held that the lack of capacity at API was an “insufficient justification” for detaining the women against their will: “[l]ack of funds, staff, or facilities cannot justify the State‘s failure to provide [such persons] with [the] treatment necessary for rehabilitation.”84 Similarly, in this case OCS kept Mira at a hospital that was not adequate for her needs for more than two weeks, largely because it struggled to find a place for her to go.85
But gaps in the record lead us to conclude the superior court did not plainly err by failing to find a substantive due process violation. There were three distinct purposes for Mira‘s stay at Sitka: (1) acute medical treatment for an alcohol and drug overdose; (2) OCS‘s search for a new foster home; and (3) awaiting transfer to North Star for acute psychiatric care. We know that Mira‘s emergency medical treatment at Sitka concluded within a few hours. But the record does not tell us how long Mira waited at Sitka for a new foster home before it was determined she needed to go to North Star. Because we do not know how long Mira waited for each reason, we cannot evaluate whether there was a reasonable relation between the length of Mira‘s stay at Sitka and her reasons for being there. The lengths of time that Mira spent waiting for a new foster home and a transfer to North Star may have each been shorter than the unacceptable detention period in Mabel B. And because there was no argument before the superior court on this matter, we lack the facts necessary to determine the length of time required for OCS to complete either task. OCS‘s poor communication with the parties is largely responsible for this gap in the record. But given the inadequate record, we cannot conclude that Mira‘s extended stay at
North Star. In Mabel B. we ruled there was a substantive due process violation when two women were detained for weeks, receiving only limited preliminary treatment while awaiting evaluation at API.86 By contrast, Mira did receive psychiatric care at North Star. Mira had the opportunity there to participate in individual and group therapy, although she sometimes refused this care. The civil commitment statutes contemplate an initial stay of 30 days, which suggests that the Alaska legislature considers a stay of that length to be appropriate for psychiatric treatment.87 Keeping Mira at North Star for 29 days was therefore reasonably related to the purpose of providing her with acute psychiatric care.
5. Mira‘s hospitalization for emergency psychiatric care for 46 days without timely notice and a hearing plainly violated her right to procedural due process.
The Tribe argues that Mira‘s extended hospitalization without a hearing violated her right to procedural due process. Procedural due process “requires that adequate and fair procedures be employed when state action threatens protected life, liberty, or property interests.”88 Involuntarily confining an adult to a hospital “implicates Alaska‘s constitutional guarantees of individual liberty and privacy and therefore entitles [that person] to due process protections.”89 Mira‘s case requires us to determine what protections apply when OCS admits a child in its custody to the hospital for psychiatric care.
The U.S. Supreme Court considered similar issues in Parham v. J.R.90 The Court held that Georgia laws authorizing parents to admit their children to a state-run mental hospital satisfied due process under the federal constitution, even though the statute did not provide for judicial review of the parents’ decision.91 The Court reasoned that “the risk of error inherent in the parental decision to have a child institutionalized for mental health care is sufficiently great that some kind of inquiry should be made by a ‘neutral factfinder’ to determine whether the statutory requirements for admission are satisfied.”92 It concluded that the Georgia system met this standard because it required a clinical team to make an informed diagnosis before admitting a child and because it provided for periodic review of the child‘s need for hospitalization by an independent medical group.93 Particularly relevant to Mira‘s case, the Court reasoned that “the determination of what process is due varies somewhat when the state, rather than a natural parent, makes the request for a commitment.”94 It suggested, but did not decide, that “[i]t is possible that the procedures required in reviewing a ward‘s need for continuing care should be different from those used to review the need of a child with natural parents.”95
The State argues that the procedural protections alluded to in Parham are satisfied by compliance with the Hooper Bay injunction, which requires an ”
To evaluate these procedural due process arguments, we use the Mathews v. Eldridge test,97 which requires balancing three factors:
First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government‘s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.98
Because the Alaska Constitution‘s guarantee of due process is more protective than that of the federal constitution, we are guided by, but not tethered to, the Parham decision.
a. Private interest
We first consider the strength of minors’ liberty interest in being free from forced hospitalization.99 For adults, involuntary hospitalization is “a ‘massive curtailment of liberty’ that cannot be accomplished without due process of law.”100 Adults therefore have “an interest in an accurate and expedited emergency evaluation and prompt judicial review of . . . emergency detention and evaluation.”101 The U.S. Supreme Court held in Parham that “a child, in common with adults, has a substantial liberty interest in not being confined unnecessarily for medical treatment.”102 It reasoned that unnecessary commitment may also produce “adverse social consequences for the child because of the reaction of some to the discovery that the child has received psychiatric care.”103 The Court acknowledged that “[m]ost children, even in adolescence, simply are not able to make sound judgments concerning many decisions, including their need for medical care and treatment.”104 But it concluded that a child
The State points out that children do not have the same presumption of complete autonomy as adults, and that caregivers — whether parents or OCS — must protect children from errors in judgment.106 That is true, but minors’ interest in bodily autonomy is still significant and entitled to great weight. We agree with the State that caregivers are entitled to deference in caring for children, but our deference to parental authority does not wholly extend to the State. “The rule in favor of deference to parental authority is designed to shield parental control of child rearing from state interference.”107 Therefore “[t]he rule cannot be invoked . . . to immunize from review the decisions of state social workers.”108 Parents have a special right to “direct the upbringing” of their children that warrants protection from judicial scrutiny.109 OCS does not have the same right.
b. Risk of erroneous deprivation and value of additional procedural safeguards
It is important that all children, including those in OCS custody, receive the care that they need. But it is also important to protect children from being placed in a psychiatric hospital when they do not need to be. That kind of experience can cause harm too.
There is no doubt that children in OCS custody are at substantial risk of being hospitalized for longer than they need, or when they do not need to be hospitalized at all. Mira‘s case is an example. The lack of available foster homes meant that Mira was forced to stay at Sitka for well over a week after she had been cleared to leave. Because OCS caseworkers manage large caseloads, children are at risk of falling through the cracks, and the people who care about them are at risk of being left in the dark. The assigned caseworker was out of the office for part of the time that Mira was at Sitka. The parties to the case were notified of Mira‘s initial hospitalization ten days after it happened. They were told of the plan to transfer Mira to North Star only after she had been transferred, even though the decision to move her had apparently been made days earlier. And the assigned OCS caseworkers and North Star staff failed to apply to less restrictive facilities that would better serve Mira‘s needs until a few days before the superior court hearing — weeks after Mira was first hospitalized at North Star. Overall, Mira spent 46 days in a hospital, and the record indicates that for much of that time she was not in a setting that was appropriate for her needs.
The Tribe argues that when OCS seeks to hospitalize a child for psychiatric treatment, the constitution requires something akin to the protections contained in the civil commitment statutes. Under the civil commitment framework, OCS would first have to file a petition to have the child screened to determine if she should be taken to the hospital for evaluation,110 or perhaps have a peace officer transport the child to a medical facility for evaluation.111 The applicable statutes anticipate fairly immediate initiation and completion of the evaluation to determine whether the child meets the criteria for civil commitment.112 A court hearing would have to be held within 72 hours of the child‘s arrival to determine whether the child should
Adopting these procedures would certainly protect more children in OCS custody from unnecessary hospitalization. But the key question is whether adopting these procedures would do more harm than good: in other words, whether such rigorous procedures would result in children not getting the psychiatric care they need in a timely manner. We must carefully weigh that risk to decide whether the Tribe‘s proposal to apply civil-commitment-like procedures to hospitalization of children in OCS custody strikes the right constitutional balance.
c. The State‘s interest and the burden of more stringent procedures
OCS is entrusted with caring for some of the most vulnerable people in Alaska: children whose parents are unable to care for them. Many of these children have mental health needs as a result of traumatic events they have gone through. It is OCS‘s duty to get treatment for them.114
OCS argues that this duty would be frustrated by applying the civil commitment statutes to govern psychiatric hospitalization of the children in its custody. Although the civil commitment statutes can be applied to children, the typical respondent is an adult.115 As noted previously, adults enjoy a strong presumption of autonomy and are generally held responsible for their own welfare.116 Those societal values are reflected in the civil commitment statutes’ stringent protections against involuntary hospitalization.117 OCS argues that the calculus should be different for children. Children are generally not responsible for their own welfare, and they enjoy fewer freedoms than adults.118 Accordingly OCS argues that applying the civil commitment statutes would strike the wrong balance for children: the extensive procedures would unduly delay or prevent OCS from getting children the care they need. OCS maintains that the Hooper Bay injunction, which requires an ”
It is important to note that the parties disagree only about procedure. They do not appear to disagree about the substantive standards for psychiatric hospitalization of minors. The civil commitment statutes favored by the Tribe and the standards from
On the one hand, we agree with the State that the civil commitment statutes are not the right framework to govern admission of minors in OCS custody to a psychiatric hospital. Courts will struggle to hold a hearing to review a child‘s hospitalization within the time required by the civil commitment statutes. Unlike civil commitment cases, which involve only the petitioner and the respondent, CINA cases often involve many parties: the child, OCS, one or two parents, a GAL, and sometimes a tribe. Each of these parties is entitled to present evidence and be heard on the child‘s hospitalization.120 Holding a meaningful hearing within the time required by the civil commitment statutes will be challenging, as Mira‘s case shows. The superior court repeatedly rescheduled Mira‘s hearing in part to ensure that a key witness from North Star could attend. If witnesses and parties cannot be made to appear within the 72-hour period set in the civil commitment statutes, the respondent must be released from the hospital.121 Although this strict result may be appropriate when the respondent is an adult, society‘s greater interest in providing care for minors demands a more flexible process.
On the other hand, we agree with the Tribe that the Hooper Bay injunction does not afford all the process that is due to minors in OCS custody. That order enjoins OCS “from holding any child under the care of OCS for longer than 30 days at North Star Hospital without conducting an
The Hooper Bay injunction is also silent on OCS‘s obligation to notify the child‘s parents, GAL, and tribe, if any. But the State must provide notice when it proposes to restrain a person‘s liberty.122 We agree with the U.S. Supreme Court‘s decision in Parham that the court need not hold a hearing before the child can be admitted to the hospital for psychiatric care.123 Society‘s interest in ensuring proper treatment for children‘s psychiatric emergencies permits OCS to first take the child to the hospital, then notify the child‘s parents and the other parties to the CINA case who have a role in advocating for the child‘s best interests, and then present evidence at a hearing to determine whether the hospitalization is justified. But notice should be given at the earliest possible moment. Requiring immediate notice places little burden on OCS and reduces the risk that a child will spend a long time in a
In this case, OCS‘s failure to timely notify the parties of Mira‘s admission to the hospital worsened the deprivation of Mira‘s rights. It delayed appointment of counsel to advocate for Mira. It likely contributed to the ultimate delay in holding the hearing. And it may have delayed the search for less restrictive treatment alternatives. Mira languished at North Star for over three weeks before OCS applied for her admission to less restrictive programs. Unsurprisingly, she had not yet been admitted to any residential programs at the time of the hearing, so the superior court was forced to approve her continued stay at North Star because there were no less restrictive alternatives available at that moment. The limited record in this case does not tell us why OCS waited over three weeks after Mira‘s arrival at North Star before it began submitting applications for less restrictive facilities. Yet it stands to reason that notifying the parties earlier would have resulted in an earlier search for solutions. The untimely notice and 46-day wait for a hearing violated Mira‘s right to due process.
Without a more developed record, we are unable to fully define the contours of the process Mira was due. But we identify the following violations of Mira‘s procedural due process rights: (1) OCS‘s failure to immediately notify the parties to the CINA case that Mira was being held at Sitka for mental health reasons; (2) OCS‘s failure to immediately notify the parties that it had decided to admit her to North Star; and (3) the superior court‘s failure to hold a hearing before Mira‘s 46th day of continuous hospitalization. We conclude that the superior court‘s failure to hold an earlier hearing, at which time OCS‘s notice failures could have been recognized and corrected, was plain error.124
V. CONCLUSION
We REVERSE the superior court‘s order authorizing Mira‘s continued placement at North Star.
