Lead Opinion
Opinion by Judge THOMAS; Concurrence by Judge PRO.
OPINION
Thе Native Village of Kivalina and the City of Kivalina (collectively “Kivalina”) appeal the district court’s dismissal of their action for damages against multiple oil, energy, and utility companies (collectively “Energy Producers”).
The question before us is whether the Clean Air Act, and the Environmental Protection Agency (“EPA”) action that the Act authorizes, displaces Kivalina’s claims. We hold that it does.
I
The City of Kivalina sits on the tip of a six-mile barrier reef on the northwest coast of Alaska, approximately seventy miles north of the Arctic Circle. The city, which was incorporated as a unified municipality under Alaska state law in 1969, has long been home to members of the Village of Kivalina, a self-governing, federally recognized tribe of Inupiat Native Alaskаns. The City of Kivalina has a population of approximately four hundred residents, ninety-seven percent of whom are Alaska Natives.
Kivalina’s survival has been threatened by erosion resulting from wave action and sea storms for several decades. See City of Kivalina, Alaska: Local Hazards Mitigation Plan, Resolution 07-11 (Nov. 9, 2007). The villagers of Kivalina depend on the sea ice that forms on their coastline in the fall, ■winter, and spring each year to shield them from powerful coastal storms. But in recent years, the sea ice has formed later in the year, attached later than usual, broken up earlier than expected, and has been thinner and less extensive in nature. As a result, Kivalina has been heavily impacted by storm waves and surges that are destroying the land where it sits. Massive erosion and the possibility of future storms threaten buildings and critical infrastructure in the city with imminent devastation. If the village is not relocated, it may soon cease to exist.
Kivalina attributes the impending destruction of its land to the effects of glob
Kivalina filed this action against the Energy Producers, both individually and collectively, in District Court for the Northern District of California, alleging that the Energy Producers, as substantial contributors to global warming, are responsible for its injuries. Kivalina argued that the Energy Producers’ emissions of carbon dioxide and other greenhouse gases, by contributing to global warming, constitute a substantial and unreasonable interference with public rights, including the rights to use and enjoy public and private property in Kivalina. Kivalina’s complaint also charged the Energy Producers with acting in concert to create, contribute to, and maintain global warming and with conspiring to mislead the public about the science of global warming.
The Energy Producers moved to dismiss the action for lack of subject-matter jurisdiction, pursuant to Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). Native Vill. of Kivalina v. ExxonMobil Corp.,
The district court held that the political question doctrine precluded judicial consideration of Kivalina’s federal public nuisance claim. Id. at 876-77. The court found that there was insufficient guidance as to the principles or standards that should be employed to resolve the claims at issue. Id. at 876. The court also determined that resolution of Kivalina’s nuisance claim would require determining what would have been an acceptable limit on the level of greenhouse gases emitted by the Energy Producers and who should bear the cost of global warming. Id. Both of these issues, the court concluded, were matters more appropriately left for determination by the executive or legislative branch in the first instance. Id. at 877.
The district court also held that Kivalina lacked standing under Article III to bring a public nuisance suit. Id. at 880-82. The court found that Kivalina could not demonstrate either a “substantial likelihood” that defendants’ conduct caused plaintiffs injury nor that thе “seed” of its injury could be traced to any of the Energy Producers. Id. at 878-81. The court also concluded that, given the remoteness of its injury claim, Kivalina could not establish that it was within sufficient geographic proximity to the Energy Producers’ alleged “excessive” discharge of greenhouse cases to infer causation. Id. at 881-82. The court declined to exercise supplemental jurisdic
We review a district court’s dismissal for lack of subject-matter jurisdiction de novo. Corrie v. Caterpillar, Inc.,
II
A
In contending that greenhouse gases released by the Energy Producers cross state lines and thereby contribute to the global warming that threatens the continued existence of its village, Kivalina seeks to invoke the federal common law of public nuisance. We begin, as the Supreme Court recently did in American Electric Power Co., Inc. v. Connecticut (“AEP”), - U.S. -,
Despite the announced extinction of federal general common law in Erie Railroad Co. v. Tompkins,
Post-Arie, federal common law includes the general subject of environmental law and specifically includes ambient or interstate air and water pollution. AEP,
Thus, federal common law can apply to transboundary pollution suits. Most often, as in this case, those suits are founded on a theory of public nuisance. Under federal common law, a public nuisance is defined as an “unreasonable interference with a right common to the general public.” Restatement (Second) of Torts § 821B(1) (1979). A successful public nuisance claim generally requires proof that a defendant’s activity unreasonably interfered with the use or enjoyment of a public right and thereby caused the public-at-large substantial and widespread harm. See Missouri v. Illinois,
B
However, the right to assert a federal common law public nuisance claim has limits. Claims can be brought under federal common law for public nuisance only when the courts are “compelled to consider federal questions which cannot be answered from federal statutes alone.” City of Milwaukee v. Illinois (“Milwaukee II ”),
If Congress has addressed a federal issue by statute, then there is no gap for federal common law to fill. Milwaukee II,
“The test for whether congressional legislation excludes the declaration of federal common law is simply whether the statute speak[s] directly to [the] question at issue.” AEP,
C
We need not engage in that complex issue and fact-specific analysis in this case, because we have direct Supreme Court guidance. The Supreme Court has already determined that Congress has directly addressed the issue of domestic greenhouse gas emissions from stationary sources and has therefore displaced federal common law. AEP,
In AEP, eight states, the city of New York, and three private land trusts brought a public nuisance action against “the five largest emitters of carbon dioxide in the United States.” Id. at 2533-34. The AEP plaintiffs alleged that “defendants’ carbon-dioxide emissions created a ‘substantial and unreasonable interference with public rights,’ in violation of the fed
This case presents the question in a slightly different context. Kivalina does not seek abatement of emissions; rather, Kivalina seeks damages for harm caused by past emissions. However, the Supreme Court has instructed that the type of remedy asserted is not relevant to the applicability of the doctrine of displacement. In Exxon Shipping Co. v. Baker,
Certainly, the lack of a federal remedy may be a factor to be considered in determining whether Congress has displaced federal common law. Milwaukee I,
The Supreme Court could, of course, modify the Exxon/Middlesex approach to displacement, and will doubtless have the opportunity to do so. But those holdings are consistent with the underlying theory of displacement and causes of action. Judicial power can afford no remedy unless a right that is subject to that power is present. If a federal common law cause of action has been extinguished by Congressional displacement, it would be incongruous to allow it to be revived in another form.
The fact that the damage occurred before the EPA acted to establish greenhouse gas standards does not alter the analysis. The doctrine of displacement is an issue of separation of powers between the judicial and legislative branches, not the judicial and executive branches. Michigan,
Nor does the Supreme Court’s displacement determination pose retroactivity problems. The Supreme Court confronted this theory in the Milwaukee cases, holding in Milwaukee II that amendments to the Clean Water Act, passed after the decision in Milwaukee I, displaced the previously recognized common law nuisance claim because Congress had now “occupied the field through the establishment of a comprehensive regulatory program supervised by an expert administrative agency.” Milwaukee II,
Ill
In sum, the Supreme Court has held that federal common law addressing domestic greenhouse gas emissions has been displaced by Congressional action. That determination displaces federal common law public nuisance actions seeking damages, as well as those actions seeking injunctive relief. The civil conspiracy claim falls with the substantive claim. Therefore, we affirm the judgment of the district court. We need not, and do not, reach any other issue urged by the parties.
Our conclusion obviously does not aid Kivalina, which itself is being displaced by the rising sea. But the solution to Kivalina’s dire circumstance must rest in the hands of the legislative and executive branches of our government, not the federal common law.
AFFIRMED.
Notes
. Defendants are: (1) ExxonMobil Corporation; (2) BP P.L.C.; (3) BP America, Inc.; (4) BP Products North America, Inc.; (5) Chevron Corporation; (6) Chevron U.S.A., Inc.; (7) Conocophillips Company; (8) Royal Dutch Shell PLC; (9) Shell Oil Company; (10) Peabody Energy Corporation; (11) The AES Corporation; (12) American Electric Power Company, Inc.; (13) American Electric Power Services Corporation; (14) Duke Energy Corporation; (15) DTE Energy Company; (16) Edison International; (17) Midamerican Energy Holdings Company; (18) Pinnacle West Capital Corporation; (19) The Southern Company; (20) Dynegy Holdings, Inc.; (21) Xcel Energy, Inc.; (22) Genon Energy, Inc.
. "[I]t is believed that the right combination of storm events could flood the entire village at any time.... Remaining on the island ... is no longer a viable option for the community.” U.S. Gov't Accountability Office, GAO 04-142, Alaska Native Villages: Most Are Affected by Flooding and Erosion, but New Qualify for Federal Assistance 30, 32 (2003).
Concurrence Opinion
concurring:
The Native Village of Kivalina and the City of Kivalina (together “Kivalina”) appeal the district court’s dismissal of their federal common law public nuisance claim for damages against Appellees, who аre oil, energy, and utility companies. In support of their federal common law nuisance claim, Kivalina alleges Appellees emit massive amounts of greenhouse gases that contribute to global warming which, in turn, has severely eroded the land where the City of Kivalina sits and threatens it with imminent destruction. Kivalina also brought conspiracy and concert of action claims which are dependent on their federal common law nuisance claim. Additionally, Kivalina brought a state law nuisance claim in the alternative to their federal common law claim. The district court dismissed the state law nuisance claim without prejudice to refiling in state court, and no one appeals that decision. Consequently, the question before us is whether Kivalina states a viable federal common law public nuisance claim for damages.
The majority opinion holds that the Clean Air Act (“CAA”) and the Environmental Protection Agency (“EPA”) action the Act authorizes displace Kivalina’s claims. I write separately to address what I view as tеnsion in Supreme Court authority on whether displacement of a claim for injunctive relief necessarily calls for displacement of a damages claim, and to more fully explain why I concur in the majority opinion’s ultimate conclusion. I also write separately to express my view that Kivalina lacks standing.
A.
“[F]ederal common law addresses subjects within national legislative power where Congress has so directed or where the basic scheme of the Constitution so demands.” Am. Elec. Power Co., Inc. v. Connecticut (“AEP”), — U.S. -,
However, once Congress addresses a question previously answered by resort to federal common law, the federal common law is displaced. Id. at 2537. A federal statute displaces federal common law whenever a “legislative scheme [speaks] directly to a question.” City of Milwaukee v. Illinois (‘Milwaukee IP),
The law of federal displacement is easily stated, but best understood by examination of its application through a series of Supreme Court cases beginning with Illinois v. City of Milwaukee (“Milwaukee I”),
The Supreme Court gave special attention to the Federal Water Pollution Control Act (“FWPCA”), which provided that while the primary responsibility for preventing and controlling water pollution lay with the States, “federal, not state, law ... in the end controls the pollution of interstate or navigable waters.” Id. at 102,
In Milwaukee I, the Supreme Court acknowledged that “LOt may happen that new federal laws and new federal regulations may in time pre-empt the field of federal common law of nuisance.” Id. at 107,
In the meantime, the State of Illinois continued to pursue its federal common law nuisance abatement action in federal court. Id. Illinois won at the trial level, and obtained injunctive relief ordering construction of facilities to eliminate sewer overflows and to achieve specified limits on effluents. Id. “Both the aspects of the decision concerning overflows and concerning effluent limitations ... went considerably beyond the terms of [the defendants’] previously issued permits and the enforcement order of the state court.” Id. at 312,
On аppeal, the Supreme Court held that the CWA displaced Illinois’s federal common law public nuisance abatement action because Congress had “occupied the field through the establishment of a comprehensive regulatory program supervised by an expert administrative agency.” Id. at 317,
The Supreme Court did not rely only on the comprehensive nature of the regulatory scheme. It evaluated the particular nuisance abatement claims brought by Illinois to determine whether Congress spoke directly to the particular question at issue. With respect to the requested relief for effluent limitations, the Supreme Court noted that the EPA had set effluent limitations and that the defendants’ permits incorporated those limitations. Id. at 319-20,
Finally, the Supreme Court rejected the argument that language in the CWA’s citizen-suit provision preserved a federal common law remedy. Id. at 328-29,
Nothing in this section shall restrict any right which any person (or class of persons) may have under any statute or common law to seek enforcement of any effluent standard or limitation or to seek any other relief (including relief against the Administrator or a State agency).
Id. at 328,
Neither Milwaukee I nor Milwaukee II involved damages claims. Both were for abatement of a nuisance and sought injunctive relief. However, the dissent in Milwaukee II argued that legislаtive history indicated Congress did not intend for the CWA to preclude actions for damages even if the alleged polluter was in compliance with regulatory standards under the Act. Id. at 343, 346 n. 21,
The majority in Milwaukee II did not comment on the availability of a federal common law nuisance claim for damages under the CWA until it decided Middlesex County Sewerage Authority v. National Sea Clammers Association,
However, the Supreme Court’s ruling in Exxon Shipping Co. v. Baker,
On appeal, the Supreme Court considered whether the CWA displaced the availability of punitive damages under federal maritime common law. Id. at 488-89,
The Court also rejected the defendants’ argument that although the CWA did not displace compensatory damages, it displaced punitive damages for economic loss. Id. The Supreme Court stated that “nothing in the statutory text points to fragmenting the recovery scheme this way, and we have rejected similar attempts to sever remedies from their causes of action.” Id. at 489,
While Exxon stated that the Court has rejected “attempts to sever remedies from their causes of action,” id. at 489,
Silkwood involved state common law tort claims brought by the estate of a woman injured by nuclear contamination from a nuclear plant at which she worked.
Silkwood dealt with federal preemption of state law claims, and thus is not directly applicable to a federal displacement analysis. See Milwaukee II,
Against this backdrop of cases under the CWA, the Supreme Court in recent years has addressed the applicability of the CAA to greenhouse gases and whether the CAA displaces federal common law. In Massachusetts v. EPA the Supreme Court evaluated a claim by several states, local governments, and private entities that the EPA had abdicated its responsibility under the CAA to regulate the emissions of greenhouse gases from motor vehicles.
The Supreme Court subsequently evaluated whether the. CAA displaced federal common law nuisance abatement claims based on greenhouse gas emissions in AEP. In AEP, several States, a city, and three private land trusts brought federal common law nuisance abatement claims against four private power companies and the federal Tennessee Valley Authority.
To reach this conclusion, the Supreme Court analyzed the scope of the CAA with respect to regulation of stationary sources;
Section 111 of the Act directs the EPA Administrator to list “categories of stationary sources” that “in [her] judgment ... caus[e], or contribute] significantly to, air pollution which may reasonably be anticipated to endanger public health or welfare.” [42U.S.C.]§ 7411(b)(1)(A). Once EPA lists a category, the agency must establish standards of performance for emission of pollutants from new or modified sources within that category. § 7411(b)(1)(B); see also § 7411(a)(2). And, most relevant here, § 7411(d) then requires regulation of existing sources within the same category. For existing sources, EPA issues emissions guidelines, see 40 C.F.R. § 60.22, .23 (2009); in compliance with those guidelines and subject to federal oversight, the States then issue performance standards for stationary sources within their jurisdiction, § 7411(d)(1).
Id. at 2537-38 (footnote omitted). The Supreme Court also evaluated the enforcement mechanisms of emission standards in the CAA, including enforcement by States, by the EPA, and a citizen-suit provision pursuant to which “any person” may enforce emission standards in federal court.
The Supreme Court concluded the AEP plaintiffs’ federal common law nuisance abatement claim therefore was displaced, even though EPA had not yet set emission standards for carbon dioxide: “The critical point is that Congress delegated to EPA the decision whether and how to regulate carbon-dioxide emissions from power plants; the delegation is what displaces federal common law.” Id. The EPA’s decision whether to regulate was itself subject to judicial review, but Congress through the CAA entrusted the “complex balancing” involved in assessing the appropriate amount of regulation of greenhouse gases to the EPA in the first instance, not the federal courts. Id. at 2539 (citing 42 U.S.C. § 7411(a), (b), (c)(1), (d), (j)(l)(A)). Congress designated EPA to address these competing concerns because an “expert agency is surely better equipped to do the job than individual district judges issuing ad hoc, case-by-case injunctions.” Id. at 2539. Allowing federal judges to “set limits on greenhousе gas emissions in face of a law empowering EPA to set the same limits,” would upset the scheme Congress set forth in the CAA. Id. at 2540.
C.
Under AEP, federal common law nuisance abatement claims are displaced by the CAA. And under Middlesex, if federal common law nuisance abatement claims are displaced, so are federal common law nuisance damages claims.
While Exxon suggests a different result, Exxon appears to depart from Milwaukee II and Middlesex. Exxon concluded that the savings clause in 33 U.S.C. § 1321(o) preserved federal maritime common law damages claims despite Congress’s provision of other federal remedies in § 1321. Exxon,
Nothing in this section shall affect or modify in any way the obligations of any owner or operator of any vessel, or of any owner or operator of any onshore facility or offshore facility to any person or agency under any provision of law for damages to any publicly owned or privately owned property resulting from a discharge of any oil or hazardous substance or from the removal of any such oil or hazardous substance.
Section 1321(o )(1) is similar to the citizen suit provision in the CWA, which prоvides that “[njothing in this section shall restrict any right which any person (or class of persons) may have under any statute or common law to seek enforcement of any effluent standard or limitation to seek any other relief....” 33 U.S.C. § 1365(e). Milwaukee II concluded this language did not preserve federal common law nuisance claims:
The subsection is common language accompanying citizen-suit provisions and we think that it means only that the provision of such suit does not revoke other remedies. It most assuredly cannot be read to mean that the Act as a whole does not supplant formerly available federal common-law actions but only that the particular section authorizing citizen suits does not do so.
Exxon also seems to stray from Middle-sex. Exxon’s reasoning for distinguishing Middlesex on the basis of the requested remedy is not entirely clear. Exxon either failed to acknowledge that the Middlesex plaintiffs sought damages as well as injunctive relief, or it concluded that the amount оf damages requested in Middle-sex effectively would have enjoined the defendants from engaging in ocean dumping, essentially setting a different effluent standard.
Exxon’s departure from Milwaukee II and Middlesex may be explained by the fact that the defendants in Exxon apparently did not argue that the federal maritime common law' claim was displaced in its entirety and conceded liability and compensatory damages. Another explanation may be that the Exxon Court viewed § 1321 as not so comprehensive as to displace federal maritime common law negligence claims for damages, unlike the CWA provisions the Milwaukee II Court found displaced federal common law nuisance claims.
Regardless of Exxon’s effect on the viability of federal maritime common law negligence claims for damages under § 1321, Milwaukee II, Middlesex, AEP, and the comprehensive nature of the CAA lead to the conclusion that Kivalina’s federal common law nuisance claim for damages in this case is displaced. Congress has spoken directly to the question of what remedies are available under federal law for air pollution. The CAA sets forth a comprehensive regulatory scheme committed to an expert agency, coupled with a variety of enforcement mechanisms, including enforcement by States, the EPA, and private parties. Consequently, the lack of a federal damages remedy is not indicative of a gap which federal common law must fill. Congress could have included a federal damages cause of action in the CAA, and it may add one at any time, but thus far it has opted not to do so. By supplying a federal remedy Congress chose not to provide, this Court would not be “filling a gap,” it would be “providing a different regulatory seheme” than the one chosen by Congress. Milwaukee II,
Displacement of the federal common law does' not leave those injured by air pollution without a remedy. Once federal common law is displaced, state nuisance law becomes an available option to the extent it is not preempted by federal law. AEP,
I therefore concur in the majority opinion that the CAA and the EPA action the Act authorizes displace Kivalina’s claims. Because Kivalina’s federal common law nuisance damages claim is displaced, the Court need not address the open question of whether Kivalina is the type of party that can bring a federal common law nuisance claim. See AEP,
II.
The district court found Kivalina lacked standing. Standing is a jurisdictional issue deriving from the “case or controversy” requirement of Article III of the United States Constitution. Cole v. Oroville Union High Sch. Dist.,
The party invoking federal jurisdiction bears the burden of establishing standing. Lujan v. Defenders of Wildlife,
To establish standing under Article III of the Constitution, a plaintiff must show “(1) injury in fact; (2) causation; and (3) likelihood that the injury will be redressed by a favorable decision.” Am. Civil Liberties Union of Nev. v. Lomax,
Kivalina’s Complaint describes global warming as follows:
Energy from the sun heats the Earth, which reradiates the energy to space. Carbon dioxide and other greenhouse gases absorb some of the outgoing infrared energy, raising thе temperature of the Earth’s atmosphere. Carbon dioxide is by far the most significant greenhouse gas emitted by human activity.... A large fraction of carbon dioxide emissions persist in the atmosphere for several centuries, and thus have a lasting effect on climate. Atmospheric concentrations of carbon dioxide and other greenhouse gases continue to increase as each year’s emissions are added to those that came before. Carbon dioxide levels in the atmosphere have increased by 35 percent since the dawn of the industrial revolution in the 18th century, and more than one-third of the increase has occurred since 1980.... Processes on land and in the oceans that remove carbon dioxide from the atmosphere are unable to keep pace with these emissions. As a result, the natural carbon cycle is out of balance and carbon dioxide levels in the atmosphere are increasing every year.... The global linear warming trend over the last 50 years is twiсe that of the previous 50 years.... The Arctic is warming at approximately twice the global average.
According to the Complaint, global warming and the recognition of its potential implications are “not new,” with observations, calculations, and predictions as to its effect dating back as far as the late 1800s.
Kivalina alleges specifically with respect to Appellees that greenhouse gas emissions from Appellees’ operations “no matter where such operations are located, rapidly mix in the atmosphere and cause an increase in the atmospheric concentration of carbon dioxide and other greenhouse gases worldwide. The heating that results from the increased carbon dioxide and other greenhouse gas concentrations to which defendants contribute cause specific, identifiable impacts in Kivalina.” Kivalina further alleges that Appellees “knew that their individual greenhouse gas emissions were, in combination with emissions and conduct of others, contributing to global warming and causing injuries to entities such as the Plaintiffs.”
Kivalina has not met the burden of alleging facts showing Kivalina plausibly can trace their injuries to Appellees. By Kivalina’s own factual allegations, global warming has been occurring for hundreds of years and is the result of a vast multitude of emitters worldwide whose emissions mix quickly, stay in the atmosphere for centuries, and, as a result, are undifferentiated in the global atmosphere. Further, Kivalina’s allegations of their injury and traceability to Appellees’ activities is not bounded in time. Kivalina does not identify when their injury occurred nor tie it to Appellees’ activities within this vast time frame. Kivalina nevertheless seeks to hold these particular Appellees, out of all the greenhouse gas emitters who ever
It is one thing to hold that a State has standing to pursue a statutory procedural right granted to it by Congress in the CAA to challenge the EPA’s failure to regulate greenhouse gas emissions which incrementally may contribute to future global warming. See Massachusetts,
III.
For the reasons articulated above, I concur in the majority’s conclusion that the CAA displaces Kivalina’s federal common law nuisance claim for damages. Additionally, I would hold that Kivalina lacks standing.
. It is not inexorably the rule that the unavailability of one remedy necessarily precludes the availability of another remedy arising out of the same asserted right or injury. See, e.g., Cipollone v. Liggett Group, Inc.,
