NATIVE ECOSYSTEMS COUNCIL; The Ecology Center, Inc., Plaintiffs-Appellants, v. UNITED STATES FOREST SERVICE, AN AGENCY OF THE U.S. DEPARTMENT OF AGRICULTURE; Thomas Clifford, supervisor, Helena National Forest; Kathleen McAllister, Deputy Regional Forester for Region One U.S. Forest Service; Dale Bosworth, Chief of the United States Forest Service, Defendants-Appellees.
No. 04-35375
United States Court of Appeals, Ninth Circuit
Argued Feb. 14, 2005. Submitted and Filed Aug. 11, 2005.
418 F.3d 953
Before B. FLETCHER, McKEOWN, and GOULD, Circuit Judges.
GOULD, Circuit Judge.
Native Ecosystems Council and The Ecology Center (collectively referred to as “NEC“) appeal the district court‘s grant of summary judgment to the United States Forest Service (“Forest Service“) on NEC‘s claims in connection with the Forest Service‘s approval of the North Elkhorns Vegetation Treatment Project (“Elkhorn project” or “proposed project“). The Elkhorn project is a “wildlife improvement project involving a timber sale” within the Helena National Forest and the Elkhorn Wildlife Management Unit (“Elkhorn Wildlife Management Unit“), the only Wildlife Management Unit in the National Forest System. NEC contends that the Forest Service‘s approval of the Elkhorn project was arbitrary and capricious, in violation of the National Forest Management Act1 (“NFMA“),
I
The Helena National Forest comprises 975,088 acres of west-central Montana and includes a broad expanse of the Elkhorn Mountains. The Helena National Forest is managed in accord with the HNF Plan, adopted pursuant to NFMA in 1986.1 Among other requirements, the HNF Plan contains standards relating to the security of big game species such as elk, including the requirement that each elk herd have at least thirty-five percent “hiding cover.”2 The HNF Plan‘s elk hiding cover standard is central to NEC‘s claims, and we examine it in detail in Section II.
In 1996, the Forest Service proposed an amendment to the Helena and Deerlodge National Forest Plans called the “Elkhorn Forest Plan Amendment,” seeking to alter the direction of the Elkhorn Wildlife Unit from its wildlife emphasis to a more general “ecosystem management.”4 The district court upheld a challenge by environmental groups, concluding that the Plan amendment was “significant” and that the Forest Service had violated NEPA by not preparing an Environmental Impact Statement (“EIS“) for the proposed amendment. Am. Wildlands v. U.S. Forest Serv., No. CV 97-160-M-DWM, 1999 U.S. Dist. LEXIS 22243, at *22-*23 (D.Mont.1999). The Forest Service thereafter abandoned the Elkhorn Forest Plan Amendment. However, the Forest Service was not precluded by the district court‘s decision from pursuing future projects within the Elkhorn Wildlife Unit, so long as any proposed projects were consistent with the 1986 HNF Plan, NFMA, and NEPA.
The Forest Service proposed the Elkhorn project in 2000. After completing an Environmental Impact Statement (“EIS“) and Record of Decision (“ROD“) in 2001, the Forest Supervisor chose Alternative 2, the harvesting of 655 acres within a 755-acre area of forest in the northwest corner
The 2001 EIS concluded that the project complied with the HNF Plan‘s “Big Game” requirements. Specifically, the EIS concluded that the project would leave the affected elk herd, the Sheep Creek elk herd, with fifty-seven percent hiding cover, above the thirty-five percent hiding cover minimum required by the HNF Plan.6
After the Forest Service published the Elkhorn project EIS and ROD, NEC filed an administrative appeal, which was denied. NEC then filed suit in the United States District Court for the District of Montana, arguing that the Forest Service‘s approval of the Elkhorn project violated NEPA, NFMA, and the APA.
The parties filed cross-motions for summary judgment. The district court granted the Forest Service‘s motion, concluding that the agency‘s analysis of the proposed project‘s impacts was sufficient to meet the requirements of NFMA and NEPA as well as the requirements of the HNF Plan. The district court noted that the Forest Service had altered the acreage denominator of its elk hiding cover analysis from previous hiding cover analyses, which had concluded that the Sheep Creek elk herd was generally below the hiding cover minimum as calculated over the herd‘s entire range. The Forest Service‘s change to the 2001 calculation methodology consequently boosted the percentage of cover present after the project to within the range allowable under the HNF Plan. The district court called the Forest Service‘s change “convenient, or even suspicious,” but concluded that “its appropriateness is not something this court can determine.” This timely appeal followed.
II
NEC argues that the Elkhorn project does not comply with the HNF Plan‘s “big game” hiding cover requirements and therefore does not comply with NFMA. See
A
We review de novo a grant of summary judgment. Ground Zero Ctr. for Non-Violent Action v. U.S. Dep‘t of Navy, 383 F.3d 1082, 1086 (9th Cir.2004). Our review of agency decision-making under NFMA is governed by the judicial review provisions of the APA because NFMA does not contain an express provision for judicial review.
Agencies are entitled to deference to their interpretation of their own regulations, including Forest Plans. Forest Guardians v. U.S. Forest Serv., 329 F.3d 1089, 1097, 1099 (9th Cir.2003); Idaho Sporting Cong. v. Thomas, 137 F.3d 1146, 1154 (9th Cir.1998). However, an agency‘s interpretation “does not control, where . . . it is plainly inconsistent with the regulation at issue.” Friends of Southeast‘s Future v. Morrison, 153 F.3d 1059, 1069 (9th Cir.1998); see Thomas Jefferson Univ. v. Shalala, 512 U.S. 504, 512 (1994) (explaining that no deference is due to an agency interpretation that contradicts the regulation‘s plain language). We “may not defer to an agency decision that ‘is without a substantial basis in fact‘” and cannot uphold a decision based on a “clear error of judgment.” Sierra Club v. U.S. EPA, 346 F.3d 955, 961 (9th Cir.2003) (quoting Fed. Power Comm‘n v. Fla. Power & Light Co., 404 U.S. 453, 463 (1972) and Motor Vehicle Mfrs. Ass‘n of the U.S. v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983)).
Our review for compliance with NEPA also occurs under the APA, which authorizes courts to set aside agency actions adopted “without observance of procedure required by law.” Ctr. for Biological Diversity v. U.S. Forest Serv., 349 F.3d 1157, 1165 (9th Cir.2003) (quoting
B
The Elkhorn Mountains are one of the most heavily hunted areas in the State of
Big Game
1. On important summer . . . and winter range, adequate thermal and hiding cover will be maintained to support the habitat potential.
2. An environmental analysis for project work will include a cover analysis. The cover analysis should be done on a drainage or elk herd unit basis. . . .
3. Subject to hydrologic and other resource constraints, elk summer range will be maintained at 35 percent or greater hiding cover and areas of winter range will be maintained at 25 percent or greater thermal cover in drainages or elk herd units.
4. Implement an aggressive road management program to maintain or improve big game security. . . .7
1
The 2001 EIS describes the hiding cover standard as “not [a] very meaningful” measure of the Forest Service‘s duty to provide for elk security in the Helena National Forest and Elkhorn Wildlife Unit. It is well-settled that the Forest Service‘s failure to comply with the provisions of a Forest Plan is a violation of NFMA. As NFMA makes plain, “[r]esource plans, permits, contracts, and other instruments for the use and occupancy of National Forest System lands shall be consistent with the land management plans.”
Our scope of review does not include attempting to discern which, if any, of a validly-enacted Forest Plan‘s requirements the agency thinks are relevant or meaningful. If the Forest Service thinks any provision of the 1986 HNF Plan is no longer relevant, the agency should propose amendments to the HNF Plan altering its standards, in a process complying with NEPA and NFMA, rather than discount its importance in environmental compliance documents.
2
The administrative record shows that there are 14,112 acres of potential hiding cover in the 45,675 acre Sheep Creek elk herd unit or drainage, and that the proposed project would subtract 620 acres, leaving 13,492 acres of hiding cover. NEC does not dispute these figures. Rather, NEC takes issue with the Forest Service‘s calculation denominator: the area over which the agency determined the hiding cover percentage. The question is whether we can reasonably discern from
We are unable to determine from the record that the agency is complying with the forest plan standard. The HNF Plan‘s hiding cover standard can be read to require the hiding cover percentage be calculated over the entire elk herd unit or drainage, or only over the summer range portion of that elk herd unit.8 However, the Elkhorn Project EIS and ROD did not calculate hiding cover over either: The EIS does not include a hiding cover calculation for the Sheep Creek elk herd‘s entire range or drainage, nor does the EIS include a mathematical determination of the Sheep Creek herd‘s summer range from which to calculate the hiding cover percentage. Instead, the EIS relied on the fact that about 24,000 acres of the 46,000-acre Sheep Creek Elk Herd Unit are within the Helena National Forest and estimated that the Sheep Creek elk herd‘s summer range was, as the Forest Service said in its briefing, “roughly equivalent” to the HNF Forest boundary. This 24,000 acre denominator was the baseline from which the agency reached its conclusion that the project complied with the Forest Plan standard. In addition, the 2001 EIS measured hiding cover within the Helena National Forest area that corresponds to the 24,000 acre denominator, but not whether any hiding cover existed in the area inhabited by the Sheep Creek herd beyond the boundary of the Helena National Forest.
An agency‘s position that is contrary to the clear language of a Forest Plan is not entitled to deference. Friends of Southeast‘s Future, 153 F.3d at 1069. Here, the Forest Service‘s hiding cover calculations considered only the section of the Sheep Creek elk herd‘s range within the boundaries of the Helena National Forest and not the parts of the elk herd‘s range located on private or other, non-HNF public lands. The agency‘s interpretation is inconsistent with the language of the forest plan:
An environmental analysis for project work will include a cover analysis. The cover analysis should be done on a drainage or elk herd unit basis. . . . Subject to hydrologic and other resource constraints, elk summer range will be maintained at 35 percent or greater hiding cover . . . in drainages or elk herd units.
(emphasis added). The hiding cover standard does not allow the Forest Service to
In Neighbors of Cuddy Mountain v. U.S. Forest Serv., the Forest Plan of the Payette National Forest required the Forest Service to show that any approved projects would leave five-percent old growth forest within each affected “pileated woodpecker‘s home range.” 137 F.3d at 1377-78. The Forest Service concluded that the approved project would meet the Forest Plan standard by calculating the minimum old-growth percentage using the area of the proposed timber sale rather than the woodpecker‘s range. Id. We reversed the district court‘s grant of summary judgment to the Forest Service, holding that, inter alia, the agency “did not demonstrate that the Grade/Dukes project would be consistent with the Payette LRMP, and thus it failed to comply with the NFMA.” Id. at 1378. As in Neighbors of Cuddy Mountain, in the 2001 EIS in this case, the Forest Service used an incorrect denominator in attempting to comply with the Forest Plan standard, calculating the Sheep Creek elk herd‘s hiding cover over only the sections of the Sheep Creek elk herd within the Helena National Forest boundaries, rather than calculating the percentage over the Sheep Creek elk herd‘s “drainage or elk herd unit.” The EIS thus did not ensure that the Elkhorn project would comply with the HNF Plan and failed to comply with NFMA.
Under NFMA, the Forest Service calculations need not be perfect. Forest Guardians, 329 F.3d at 1099. However, we must still be able reasonably to ascertain from the record that the Forest Service is in compliance with the HNF Plan standard. SEC v. Chenery Corp., 332 U.S. 194, 196-197 (1947) (“If the administrative action is to be tested by the basis upon which it purports to rest, that basis must be set forth with such clarity as to be understandable. It will not do for a court to be compelled to guess at the theory underlying the agency‘s action; nor can a court be expected to chisel that which must be precise from what the agency has left vague and indecisive.“). In this case, we cannot tell from the administrative record whether or not the Forest Service complied with the hiding cover standard. The Forest Service has given several substantially varying parameters of how it measures whether the Sheep Creek elk herd‘s hiding cover standard is met. In contrast to its EIS calculation, the Forest Service asserts in its briefing that the Sheep Creek elk herd‘s summer range is actually 29,591 acres, but that the effect of the proposed project will still leave the herd with forty-three percent hiding cover on its summer range. In contrast to that figure, the record also includes two previous Forest Service calculations of the Sheep Creek summer range, in 1995 and 1996, respectively, as being 34,220 acres. Previous hiding cover analyses done over the Sheep Creek elk herd and using the entire elk herd unit as its denominator had concluded that the elk herd‘s hiding cover was below the thirty-five percent minimum set by the HNF Plan.9 As recently as 1995-96, the Forest
Our review of the record did not disclose any other basis for the Forest Service‘s claim that it ensured that the project complied with the standard. The two maps of the area do not serve as documentation of how the Forest Service reached its 24,000 acre calculation in the EIS, which in any event the Service has now disavowed, or the Forest Service‘s more recent 29,591 acre calculation. Neither map has a legend, an accompanying study, or any other explanation for how the summer range figure was calculated by the Forest Service.10 Given the Forest Service‘s contradictory calculations and the otherwise opaque nature of the record on the factual basis for the Forest Service‘s analysis of its compliance with the hiding cover standard, we cannot reasonably determine that the Forest Service has complied with the HNF Plan. Nat‘l Wildlife Federation, 384 F.3d at 1170 (holding that agencies must articulate a “rational connection between the facts found and the conclusions made“).
C
We next address whether the Elkhorn project EIS complied with NEPA. As we explained in the above NFMA analysis, the EIS used a calculation denominator that is inconsistent with the hiding cover requirement of the HNF Plan. The HNF plan hiding cover standard does not allow the Forest Service to calculate elk hiding cover over only the part of the elk herd‘s range within the Helena National Forest, excluding private and other non-HNF public lands within the Sheep Creek elk herd‘s summer range from its calculations, as the agency did in the EIS.
To take the required “hard look” at a proposed project‘s effects, an agency may not rely on incorrect assumptions or data in an EIS.
III
The decision by the Forest Service to approve the Elkhorn project violates both NFMA and NEPA. In an administrative appeal, we cannot divine the grounds for government decisions that are not explained or apparent. The Forest Service has failed to provide us with a satisfactory explanation supported by the record showing the necessary rational basis for its hiding cover calculation. Motor Vehicle Mfrs. Ass‘n, 463 U.S. at 43 (holding that agency actions must be reversed as arbitrary and capricious when the agency fails to “examine the relevant data and articulate a satisfactory explanation for its action including a rational connection between the facts found and the choice made“) (internal quotation marks omitted). The Elkhorn project EIS utilized a calculation denominator that was plainly inconsistent with the Forest Plan standard. Neighbors of Cuddy Mountain, 137 F.3d at 1377-78. In our own review of the administrative record, we are unable to discern that the Forest Service‘s hiding cover calculations complied with the requirements of the HNF Plan. Fed. Power Comm‘n v. Transcontinental Gas Pipe Line Corp., 423 U.S. 326, 331 (1976) (per curiam) (“If the decision of the agency is not sustainable on the administrative record made, then the . . . decision must be vacated and the matter remanded . . . for further consideration.“) (alteration in the original) (internal quotation marks omitted). Because the record does not include a basis for the Forest Service‘s conclusion that the project will not violate the HNF Plan‘s hiding cover standard, the agency‘s approval of the project was arbitrary and capricious and a violation of NFMA.11
The Elkhorn project EIS is inadequate under NEPA because, by using a hiding cover calculation denominator that is inconsistent with that required by the HNF plan, the agency did not take a “hard look” at the project‘s true effect and failed to inform the public of the project‘s environmental impact. We reverse and remand this case to the Forest Service for further
REVERSED and REMANDED.
