Lead Opinion
Opinion for the court filed by Circuit Judge SENTELLE.
Opinion concurring in Part II B filed by Circuit Judge ROGERS.
The National Treasury Employees Union (“NTEU” or “Union”), its president, and two of its members appeal from the dismissal of their suit challenging the constitutionality of the Line Item Veto Act, Pub.L. No. 104-130, 100 Stat. 1200 (codified at 2 U.S.C. §§ 691-692 (1996)), for lack of Article III standing. We affirm, holding that appellants’ alleged injury is neither sufficiently concrete nor imminent to create a justiciable controversy.
I. Background
This case arises out of an attempt by the NTEU, its president Robert Tobias, and two of its individual members to challenge the constitutionality of the Line Item Veto Act. NTEU is a labor organization representing 140,000 federal employees in various agencies and departments within the executive branch. Like private sector unions, NTEU works to represent employees through such traditional labor union activity as collective bargaining and grievance arbitration. However, because of the nature of public sector employment, in which Congress sets by law most of the key conditions of employment in the workforce, NTEU also seeks to protect its members’ employment-related interests in the legislative appropriations process.
The Line Item Veto Act provides that “the President may, with respect to any bill or joint resolution that has been signed into law pursuant to Article I, section 7, of the Constitution of the United States, cancel in whole (1) any dollar amount of discretionary budget authority; (2) any item of new direct spending; or (3) any limited tax benefit.” 2 U.S.C. § 691(a). The President must notify Congress of any exercise of his cancellation power under the Act within five calendar days (excluding Sundays) of the enactment of the law containing the canceled item. Id. § 691(a)(3)(B). Congress may then nullify the President’s cancellation by passing a “disapproval bill.” Id. § 691b(a). Because the disapproval bill may be vetoed by the President, a President’s exercise of his cancellation power will stand, as a practical matter, if supported by one-third plus one of the members of either House of Congress.
By its terms, the Line Item Veto Act will not take effect until the earlier of the enactment of a seven-year balanced budget bill or January 1, 1997. Id. § 691 note. Nevertheless, on April 9, 1996, the day the Line Item Veto Act was signed into law, appellants brought suit against the United States in federal district court asking the court to declare the Act unconstitutional and enjoin its enforcement. According to appellants, the Line Item Veto Act violates the separation of powers, U.S. Const. art. I, §§ 7, 8, the Appropriations Clause, id. § 9, cl. 7, and the grant to each House of Congress of the power to “determine the Rules of its Proceedings,” id. § 5.
In their complaint, appellants allege several injuries that they contend are sufficient to satisfy the Article III standing requirement of “injury in fact.” First, NTEU alleges that “[a]s a result of the Act, NTEU must modify its representational activities to devote addi
enactment of the Line Item Veto Act has dramatically changed the landscape of the legislative process and thus, necessarily, affects the way NTEU does business regarding appropriations measures of interest to our members.... By transferring the power to make spending decisions from Congress to the President, the regime established by the Line Item Veto Act most certainly impairs the Union’s ability to accomplish its key purpose of representing effectively its members’ interests in the appropriations process. NTEU’s work is so impeded because the unlawful Act creates a new scheme under which benefits achieved though the legislative process can be. entirely negated through the President’s item veto power.... [T]o counter the new regime established by the Act and to protect against the threat of an item veto, NTEU must now expend additional time and money ... to help ensure that the President does not thwart our legislative advocacy through the item veto.
Tobias Aff. ¶¶ 12, 13.
In addition to the injury inflicted upon the Union, President Tobias alleges that the Line Item Veto Act injures him “as an individual” by impairing his ability “as the elected National President of NTEU ... to advance the interests of the Union.” Id. ¶ 16. Similarly, two individual members of the Union allege that they “will be injured” because the Line Item Veto Act reduces NTEU’s ability to advocate its members’ views and requires NTEU to divert resources away from other union services of interest to members. Appellants’ Amended Complaint at 9. Finally, President Tobias and the two individual members of the Union allege that the Line Item Veto Act injures them “in their capacity as voters” in that “their elected representatives’ vote has lost value in the lawmaking and rulemaking process.” Id.
The United States moved to dismiss this action on the alternative grounds that appellants lack standing under Article III of the Constitution and that the matter was “currently nonjusticiable.” On July 3, 1996, the district court granted the government’s motion to dismiss for lack of Article III standing, reasoning that plaintiffs’ alleged injuries are “too speculative and remote” to constitute an “injury sufficient to confer standing on the plaintiffs.” National Treasury Employees Union v. United States,
The district court further reasoned that the alleged injury to NTEU was not “real and immediate,” but instead was “wholly speculative.” Id. at 489. According to the court, “plaintiffs’ ultimate concerns will be realized only in the event that the President exercises the cancellation authority with respect to a particular appropriation affecting them” and Congress is unable to pass a disapproval bill to override the item veto. Id. The court rejected NTEU’s argument that it was injured by the fact that the item veto authority “places the appropriations process under the Sword of Damocles” to which NTEU must now respond in order to represent its members adequately. Id. Be
This appeal challenges the district court’s dismissal of appellants’ complaint for lack of standing. While appellants purport to argue that NTEU as well as the individual plaintiffs have standing to sue, the only argument seriously advanced is that NTEU has standing to sue on its own behalf. Therefore, we consider only that question. See Alabama Power Co. v. Gorsuch,
II. Analysis
Article III of the federal Constitution vests “[t]he judicial Power of the United States ... in one supreme Court, and in such inferior Courts as the Congress may ... establish.” U.S. Const. art. III, § 1. This judicial power extends only to “Cases” and “Controversies.” Id. § 2. In an attempt to give meaning to Article III’s case-or-eontro-versy requirement,' the courts have developed a series of principles termed “justicia-bility doctrines,” among which are standing ripeness, mootness, and the political question doctrine. Allen v. Wright,
Article III standing requires that a plaintiff have suffered an (1) “injury in fact— an invasion of a legally protected interest which is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical” — (2) which is “fairly traceable” to the challenged act, and (3) “likely” to be “redressed by a favorable decision.” Id. at 560-61,
With respect to the “injury in fact” requirement, an organization suing on its own behalf must demonstrate that it has suffered “concrete and demonstrable injury to [its] activities.” Id. at 379,
Ripeness, while often spoken of as a justiciability doctrine distinct from standing, in fact shares the constitutional requirement of standing that an injury in fact be certainly impending. See Duke Power Co. v. Carolina Envtl. Study Group,
A. Article III Standing
The starting point for our analysis of NTEU’s alleged injury under the standing rubric is the Supreme Court’s opinion in Havens Realty Corp. v. Coleman, supra. In Havens, the Court considered whether a nonprofit organization whose purpose was “to make equal opportunity in housing a reality in the Richmond Metropolitan Area” had standing to bring suit on its own behalf against a realty company for alleged violations of the Fair Housing Act.
Recently, the Supreme Court revisited the issue of organizational standing in Metropolitan Wash. Airports Auth. v. Citizens for the Abatement of Aircraft Noise, Inc.,
It is important to note that it was not the mere existence of the unconstitutional veto
We have previously found organizational standing to exist under facts similar to those that existed in Havens. For example, in Spann v. Colonial Village, Inc.,
Similarly, in Fair Employment Council of Greater Washington, Inc. v. BMC Mktg. Corp., supra, we concluded that the Fair Employment Council (“FEC”) had standing to challenge the allegedly discriminatory placement practices of an employment agency, BMC Marketing (“BMC”).
As the district court rightly noted, what Havens, Spann, and FEC—as well as Metropolitan — have in common is that the action challenged in those cases “was at loggerheads with the stated mission of the plaintiff.” NTEU,
NTEU alleged a direct causal link between the enactment of the Line Item Veto Act and the increased expenditure of funds now needed to achieve NTEU’s organizational mission of improving the terms of employment for government workers. NTEU did not allege that an appropriations bill which would have improved the conditions of employment for government workers was subjected to the President’s item veto power. Nor did NTEU allege that such an appropriations bill was modified in Congress as a result of a threatened exercise of the item veto power. Indeed, NTEU did not even allege that such an appropriations bill moved through Congress under this “Sword of Damocles.” Plaintiffs allege only that they have expended more money lobbying the President in order to avoid these potential injuries.
But the plaintiffs mission is not to influence the President’s views on the rights of government workers. NTEU’s mission is to obtain improved worker conditions—a mission not necessarily inconsistent with the Line Item Veto Act. For a myriad of reasons, a given President may be disinclined to exercise the item veto power as to government employee benefits. We do not and cannot know at this point. Absent a direct conflict between NTEU’s mission and the Line Item Veto Act, we are unsure whether NTEU’s additional expenditure of funds is truly necessary to improve the working conditions of government workers or rather is unnecessary alarmism constituting a self-inflicted injury.
It is true that, “[f]or purposes of ruling on a motion to dismiss for want of standing, both the trial and reviewing courts must accept as true all material allegations of the complaint.” Metropolitan,
B. Ripeness
1. Article III
Even were we to accept NTEU’s alleged conclusion that the Line Item Veto Act necessitates increased lobbying efforts directed at the President, we do not believe this alleged injury is sufficiently imminent to create a current justiciable controversy. As Lujan makes clear, Article III requires not only that an alleged injury be “concrete and particularized,” but also that it be “imminent.” In Havens, Metropolitan, Spann, and Fair Employment Council, the allegedly unlawful and injurious act had already occurred by the time suit was brought. In Havens, the plaintiff organization brought suit challenging “racial steering” practices in which defendants had already engaged. See
We recognize that in eases like this one where a procedural violation is asserted, the courts have applied the imminence requirement to the procedural violation, not the
adjacent to the site for proposed construction of a federally licensed dam has standing to challenge the licensing agency’s failure to prepare an environmental impact statement, even though he cannot establish with any certainty that the statement will cause the license to be withheld or altered, and even though the dam will not be completed for many years.
Id. Similarly, in Metropolitan, where the Court concluded that increased airport noise was traceable to an unexercised veto power,
In this ease, NTEU concedes that “[t]he President ... cannot exercise his veto power until January 1, 1997.” Appellants’ Brief at 11-12. While the Metropolitan Court recognized that the existence of even an unexer-cised veto may “creat[e] a ‘here-and-now subservience’ ... sufficient to raise constitutional questions,”
2. Prudential
Prudentially, the ripeness doctrine exists to prevent the .courts from wasting our resources by prematurely entangling ourselves in abstract disagreements, and, where, as here, other branches of government are involved, to protect the other branches from judicial interference until their decisions are formalized and their “effects felt in a concrete way by the challenging parties.” Abbott Labs.,
Further supporting our decision that this case is prudentially unripe is the usually unspoken element of the rationale underlying the ripeness doctrine: If we do not decide it now, we may never need to. Not only does this rationale protect the expenditure of judicial resources, but it comports with our theoretical role as the governmental branch of last resort. Allen,
Relying on our opinion in Fair Employment Council, the parties seem to agree that prudential justiciability limitations do not bar consideration of a challenge to the Line Item Veto Act. In Fair Employment Council, we held that a federal statute which permitted “any ‘person claiming to be aggrieved’ by an unlawful employment practice to file suit,”
2 U.S.C. § 692(b) provides that any order entered pursuant to the judicial review provision of the Act is reviewable by direct appeal to the Supreme Court, not this court. We believe this provision constitutes a congres-sionally created barrier to our review of appellants’ claim. Just as Congress may override prudential barriers to judicial review, Fair Employment Council,
[T]he judicial power of the United States ... is ... dependent for its distribution and organization, and for the modes of its exercise, entirely upon the action of congress, who possess the sole power of creating the tribunals (inferior to the supreme court) for the exercise of the judicial power, and of investing them with jurisdiction either limited, concurrent, or exclusive, and of withholding jurisdiction from them in the exact degrees and character which to congress may seem proper for the public good.
Cary v. Curtis,
Appellants’ suit seeks a declaration that the Line Item Veto Act is unconstitutional and an injunction against its enforcement. Had the district court ruled on the merits of appellants’ claim and granted injunctive relief instead of dismissing it, the decision would likely have been appealed to this court. We would then have been forced to render a decision that might well amount to a constitutionally suspect advisory opinion of questionable authority since it would speak in an area never intended by Congress to be within our jurisdiction.
In other words, not only is this controversy unfit for decision by this court at this time, it may never be ripe for us to decide. Therefore, deciding the controversy would be at best a waste of judicial resources, and at worst a usurpation. Either way, ripeness considerations dictate that we affirm the district court’s dismissal of the action.
III. Conclusion
NTEU may, at some time in the future, suffer an imminent concrete injury that is fairly traceable to the Line Item Veto Act. Because that point has not yet been reached, we hold that NTEU’s claim is neither constitutionally nor prudentially justiciable.
Notes
. Of course, the converse is not true. One may be able to demonstrate that an injury is “imminent'' (i.e., that the claim is constitutionally ripe), but be unable to demonstrate that the injury is “concrete and particularized,” "fairly traceable” to the challenged action, or "likely to be redressed by a favorable decision.”
Concurrence Opinion
concurring:
Because I conclude, for the reasons set forth in Part II B of the Court’s opinion, that the issue raised by appellants is not ripe, I concur in affirming the dismissal of the complaint.
