Lead Opinion
OPINION
STATEMENT OF THE CASE
The National Railroad Passenger Association ("Amtrak") brings this permissive interlocutory appeal from the trial court's order denying Amtrak's motion for judgment on the pleadings. Robert C. Everton was served alcoholic beverages while a passenger on an Amtrak train. Amtrak employees later found Everton unconscious, and after removing him from the train and delivering him into the custody of law enforcement officers in Crawfordsville, Everton was severely injured in the Montgomery County jail when he attempted to stand but fell. Everton's legal guardian sued Amtrak for negligence because it served Everton even though he was visibly intoxicated.
We affirm.
ISSUES
Amtrak presents three issues for our review which we restate as follows:
1. Whether Everton's intentional conduct bars his recovery under the Comparative Fault Act.
2. Whether Amtrak owed Everton a duty after it delivered him into the custody of law enforcement officers.
3. Whether Amtrak's negligence was a proximate cause of Everton's injuries.
FACTS
The allegations of Everton's complaint state that on December 28, 1991, Everton boarded an Amtrak train in Chicago destined for Indianapolis. Everton was not intoxicated when he boarded the train, but he had taken medication which increased his susceptibility to intoxication. Thereafter, Amtrak employees served Everton alcoholic beverages and, prior to reaching Indianapolis, Ever-ton was found unconscious in the train's restroom. Amtrak employees then called the Crawfordsville Police Department and requested help to remove Everton from the train. Everton could not stand upright and had to be carried into a holding cell at the Montgomery County Jail. He was uninjured when the officers left him.
Everton attempted to stand in the cell, but fell and hit his head against the cell door. Employees at the jail summoned medical technicians who treated a small laceration on Everton's head. After the technicians left, Everton fell several more times while trying to stand. Jail personnel again called for medical assistance after seeing Everton fall, and he fell a final time before technicians arrived to take him to the hospital. Everton underwent emergency brain surgery, but he lost cognitive functions as a result of his injuries.
Everton's guardian filed a complaint for damages against the Sheriff of Montgomery County, the City of Crawfordsville and Amtrak. The trial court dismissed the claims against the Sheriff and the City based
DISCUSSION AND DECISION
Standard of Review
After the pleadings are closed, any party may move for judgment on the pleadings within such time as not to delay the trial. Ind. Trial Rule 12(C). Like a motion to dismiss for failure to state a claim pursuant to Trial Rule 12(B)(6), a Trial Rule 12(C) motion attacks the legal sufficiency of the pleadings.
In considering a motion for judgment on the pleadings, the movant is deemed to admit for purposes of the motion "'all facts well pleaded, and the untruth of his own allegations which have been denied"" New Trend Beauty School, Inc. v. Indiana State Bd. of Beauty Culturist Examiners (1988), Ind.App.,
Issue One: Intentional Act
Amtrak contends that Everton's repeated attempts to stand were intentional acts that preclude liability despite any allegedly negligent serving of alcohol by Amtrak employees. We disagree.
When Everton filed suit, Indiana's Comparative Fault Act expressly barred recovery for injuries which resulted from the plaintiff's intentional conduct.
Amtrak's reliance on our decision in Foster is misplaced. There, we interpreted the meaning of an "intentional" act as conduct which results in "consequences desired or consequences which the actor believes are certain or substantially certain to follow." Id. at 870. Foster's conduct was deemed intentional because he was injured when he deliberately dove head-first onto a waterslide located six to eight feet below him. Id. at 865, 870.
Everton's conduct is more akin to the plaintiff's conduct in Dickison v. Hargitt (1993), Ind.App.,
Therefore, we cannot agree with Amtrak that since Everton had intentionally attempted to stand several times, his injuries were "self-inflicted" as were the plaintiff's injuries in Foster. Id. The inference that Everton believed serious injuries were a "substantially certain" consequence of his actions is not the only one which may be drawn from the allegations of Everton's complaint. Foster,
A plaintiff may act intentionally, yet not engage in "intentional" conduct under the Comparative Fault Act, if the injurious consequences of that conduct were neither intended nor could have been reasonably appreciated. See Dickison,
Everton's injuries were caused by his falls, not by his attempts to stand. Merely trying to stand is not the type of inherently dangerous act that is considered "intentional" under the Comparative Fault Act because injury is not a consequence substantially certain to follow from standing. The intentional act in this case was not, as the dissent contends, Everton's voluntary and deliberate ingestion of alcohol.
Thus, we cannot say as a matter of law that when Everton stood he intended to fall and injure himself. The allegations of Ever-ton's complaint support the inference that his injuries were accidental rather than intentional. Amtrak has failed to show that Ever-ton's intentional conduct in attempting to stand was an intentional act which bars his recovery as a matter of law.
Issue Two: Duty
Amtrak appears to argue that it no longer owed Everton a duty after it had relinquished custody of him to the Montgomery County Sheriffs Department. According to Amtrak, when it removed Everton from the train, it fulfilled the duty it owed both to Everton and to its other passengers to safeguard them from Everton. Otherwise, Amtrak contends, if removing Everton from the train did not discharge the duty it owed him, "bartenders ... could never fulfill the duty to safeguard other patrons from drunks." Brief of Appellant at 22.
A duty may arise from common law principles of negligence or from the violation of a statute. Rubin v. Johnson (1990), Ind.App.,
It is unlawful for a person to sell, barter, or give away an alcoholic beverage to another person who is in a state of intoxication if the person knows that the other person is intoxicated.
IND.CODE § 7.1-5-10-15(a). Our supreme court has interpreted this statutory prohibition as the duty to refrain from providing alcoholic beverages to intoxicated persons. Gariup Constr. Co. v. Foster (1988), Ind.,
The allegations of Everton's complaint state that Amtrak employees continued to provide Everton with alcoholic beverages after it became apparent that he was highly intoxicated and that its employees knew he was visibly intoxicated but continued to provide him with aleohol. For purposes of Amtrak's motion for judgment on the pleadings, we must accept these allegations as true. See Mirka v. Fairfield of America, Inc. (1994), Ind.App.,
We conclude that Everton has alleged facts sufficient to establish that Amtrak owed him a duty under the Dram Shop Act. "While the question of duty, whether based on the common law or the violation of a statute, is a question of law, we consider the question of whether a statute has been violated ... to be reserved for the trier of fact." Rubin,
There is no merit to the contention that Amtrak no longer owed Everton a duty onee he was removed from the train and delivered to law enforcement officers. Our courts have never interpreted the Dram Shop Act as cutting off a provider's Hability to the intoxicated patron at the tavern door. See, e.g., Picadilly,
Further, Amtrak's duty to Ever-ton is defined by the Dram Shop Act, and when the dissent speaks of "strict liability," it does not address the question of duty but whether Amtrak's negligence was a proximate cause of Everton's injuries. The concepts of duty and proximate cause are related. See Webb v. Jarvis (1991), Ind.
The Sheriff owed Everton a duty of care while he was incarcerated. See IND. CODE § 36-2-13-5(a)(7); Weatherholt v. Spencer County (1994), Ind.App.,
Likewise, an act of negligence need not be the only proximate cause, and liability arises if the act, concurring with one or more other causes, is a proximate cause of the injury. Elder,
Finally, the dissent's concern that imposition of lability in this case will result in poor public policy is unfounded. The Dram Shop Act represents a legislative judgment and the declared public policy of this state that providers of alcoholic beverages should be liable for the reasonably foreseeable consequences of knowingly serving visibly intoxicated patrons. It would cireumvent the policy underlying dram shop legislation to allow a provider, onee negligent, to "wash its hands" of liability simply by delivering the intoxicated patron into the custody of law enforcement officers. The practical effect of such a rule would be that at "last call," every vendor of alcohol could discharge its duty and relieve itself of dram shop liability by summoning law enforcement officers to take into custody those patrons whom the vendor had overserved.
Amtrak does not and cannot dispute that it owed Everton a duty to refrain from serving him alcoholic beverages when he was visibly intoxicated. We conclude, as a matter of law, that Amtrak's duty to Everton continued after Everton was removed from the train.
Issue Three: Proximate Cause
We last address whether Amtrak is entitled to judgment on the pleadings because its conduct of serving Everton alcohol in a negligent manner was not a proximate cause of his injuries. Amtrak argues this issue as two separate, but related, theories: (1) the negligence of jail personnel constitutes an intervening cause that relieves Amtrak of lability and (2) Everton's injuries were not a foreseeable consequence of Amtrak's negligence. We cannot agree with either contention.
An intervening cause may serve to cut off the lability of one whose original act or omission sets in motion the chain of events or cireumstances leading to the injury. Havert v. Caldwell (1983), Ind.,
Everton alleged in his complaint that he was already highly intoxicated and that he was uninjured when he was delivered to the jail. Everton claimed that "[blecause of his extremely intoxicated state," he suffered a head injury after he lost his balance and fell. Record at 17. The complaint states that Everton's injuries were the proximate result of both Amtrak's negligence in providing him aleohol when he was visibly intoxicated and the Sheriff's negligence in failing to properly supervise and monitor him. -
In this case we cannot say, as a matter of law, that the negligence of jail personnel was an intervening cause of Ever-ton's injuries. The foreseeability of an inter
There is also no merit to Amtrak's argument that, based on the pleadings, Everton's injuries were an unforeseeable consequence of its negligence. Our courts have held that the risk of harm is a foreseeable consequence of negligently furnishing alcoholic beverages to intoxicated patrons. See Picadilly,
A trier of fact could reasonably infer from the allegations of Everton's complaint that injury was a foreseeable consequence of alcohol negligently served to a visibly intoxicated passenger who was later removed from the train.
CONCLUSION
We hold that Amtrak was not entitled to judgment on the pleadings. Everton's attempts to stand were not intentional acts which bar recovery under the Comparative Fault Act. Amtrak owed Everton a duty, and questions of fact remain on all the remaining issues. The order denying Amtrak's motion is affirmed.
Affirmed.
Notes
. We heard oral argument on June 14, 1995.
. "Because the Comparative Fault Act does not apply to tort claims against governmental entities, see IC 34-4-33-8, contributory negligence operates to bar recovery in actions brought under the Tort Claims Act." Indiana Dept. of Highways v. Naumann (1991), Ind.App.,
. The only difference between the two motions is that because a 12(C) motion is filed after the pleadings are closed, the plaintiff is not entitled to amend the complaint if the motion is granted. See Ind.Trial Rule 12(B); Miller v. Terre Haute Regional Hosp. (1992), Ind.App.,
. Effective July 1, 1995, the Comparative Fault act no longer precludes recovery as a result of the plaintiff's intentional conduct. See P.L.-1995, SEC. 8.
. Civil liability for a violation of the Dram Shop Act is not unlimited. Liability is imposed only where "the person furnishing the alcoholic beverage had actual knowledge that the person to
. Some twenty years ago our supreme court also recognized the common law duty of persons selling alcoholic beverages to exercise due care. Elder v. Fisher (1966),
. The dissent's emphasis on the fact that the Sheriff had sole custody and control of Everton when he was injured is misplaced. Amtrak's duty arose when it served Everton alcoholic beverages on the train and had a right to control his consumption. By the time Everton's intoxication required his removal from the train, Amtrak had already breached its duty. The question then becomes whether Everton's injuries in the Sheriff's custody were proximately caused by Amtrak's breach.
Dissenting Opinion
dissenting.
I dissent. Everton knew he was taking a medication that would not tolerate alcohol. Yet, he purposely ingested several alcoholic drinks. His drunken conduct on the Amtrak train from Chicago to Indianapolis was so intolerable that he was taken off the train by the Crawfordsville Police Department. Ev-erton was arrested and charged with public intoxication and intoxication on a common carrier. While in the sole custody of the Crawfordsville authorities, Everton fell several times while in his jail cell and injured himself.
The trial court denied Amtrak's motion for judgment on the pleadings. In affirming this ruling, the Majority has misinterpreted Foster v. Purdue University (1991), Ind.App.,
First, Everton was injured because he attempted to stand but fell numerous times in his jail cell.
As the Majority correctly states, intent in Foster referred to "consequences desired or consequences which the actor believes are certain or substantially certain to follow." Id. at 870. Under this definition, Everton's conduct was certainly intentional. While in the sole custody of the police, Everton fell several times in his jail cell, which would have indicated to him that he was in no condition to stand. The Foster court concluded that Foster experienced no accident. It further concluded, "While Foster's good judgment may have been affected by his level of intoxication, his action was nonetheless 'intentional'" Id. The same holds true for Everton.
Secondly, I disagree with the Majority's common law duty application to Everton's factual posture. The Majority cites Picadiity, Inc. v. Colvin (1988), Ind.,
The common law liability applies when a negligent act or omission is a proximate cause of an injury, which injury 'need be only a natural and probable result thereof; and the consequence be one which in the light of cireumstances should reasonably have been foreseen or anticipated.'
Picadilly, supra (citing Elder,
No common law duty was owed Everton by Amtrak. If one indeed existed, it was extinguished and laid to rest when the Craw-fordsville Police took custody of Everton and charged him with public intoxication, IND. CODE § 7.1-5-1-3, and intoxication on a common carrier, IND.CODE § 7.1-5-1-6.
Thirdly, the duty imposed by the Dram Shop Act ceased to exist when Amtrak turned Everton over to the Crawfordsville police authorities. Why? Because this was the "act" that pulled the blind down in front of foreseeability. Without reasonable foreseeability, there can be no proximate cause. An act is the proximate cause of an injury when such injury is the reasonably foreseeable, natural and probable consequence of the act. Schaffer v. Roberts (1995), Ind.App.,
By stopping the train at Crawfordsville and calling the police, Amtrak was aiding the enforcement of the criminal law and seeking to protect Everton as well as the other passengers on the train from Everton's conduct. See Heger v. Trustees of Indiana University (1988), Ind.App.,
. I disagree with the Majority's characterization of Everton's standing and falling as two separate acts. Under the circumstances of this case, standing and falling was one continuous act from which Everton knew injury was substantially certain to follow.
