Lead Opinion
Dissenting Opinion filed by Circuit Judge PILLARD.
This is an appeal from the judgment of the district court vacating an arbitrator’s award. The arbitrator ruled that the National Railroad Passenger Corporation— “Amtrak” — must reinstate, with backpay
Amtrak has its own police force.
In September of the same year, an Inspector General investigator interviewed Bryant. The investigator did not record the interview or inform Bryant of her right to have a union representative present. The investigator gave Bryant some warnings,
The Inspector General’s report concluded that Bryant had lied about being Parker’s tenant during her earlier interview with Amtrak’s Police Department. The deed on the house where she resided listed her as a co-owner and the loan documents listed her as a co-borrower on the property’s second mortgage. The Inspector General also found that Bryant had falsified an affidavit claiming a tax exemption for first-time home buyers.
After receiving the Inspector General’s report, the Amtrak Police Department suspended Bryant, pending a disciplinary conference. At the conference, Bryant refused
After Bryant unsuccessfully appealed the decision within Amtrak, she sought arbitration pursuant to the collective bargaining agreement’s grievance procedure. On her behalf, the FOP claimed that she had been fired without just cause. Without reaching that claim, the arbitrator determined that Bryant should be reinstated because the Inspector General’s investigator, when interviewing her, had not fully complied with the contract’s Rule 50 procedures. Although this provision of the collective bargaining agreement does not mention the Amtrak Office of the Inspector General, and although the Amtrak Inspector General did not participate in the Amtrak-FOP contract negotiations and did not sign the agreement, the arbitrator concluded that Rule 50 bound the Inspector General. Rule 50, the arbitrator wrote, applies to “all bargaining unit member interrogations” and “does not exempt” the Inspector General.
Pursuant to the Railway Labor Act, Amtrak brought an action in district court, seeking an order setting aside the arbitrator’s award. See Railway Labor Act, 45 U.S.C. § 153 First (q). The district court, relying on the Inspector General Act of 1978, 5 U.S.C. app. 3, §§ 1-13, and U.S. Department of Homeland Security v. FLRA (DHS),
Collective bargaining agreements commonly contain procedures for resolving employee grievances, with arbitration as the final step.
In its reply brief the FOP suggests that this case is different because it is “not a negotiability appeal wherein one party is attempting to foist a new term and condition of employment upon the other.” Appellant Reply Br. at 4.
It makes no difference that DHS was decided after the arbitration award. See n.9 supra. That collective bargaining agreements may not regulate an Inspector General’s investigatory authority has been the law for decades, as the Fourth Circuit’s 1994 decision in Nuclear Regulatory Commission v. FLRA shows.
We do not reach the FOP’s argument that the Quality Standards for Investigations — standards promulgated by the Council of the Inspectors General on Integrity and Efficiency to govern Inspector General investigations — require the same procedural protections as Rule 50. Appellant Br. at 23-24. The arbitrator did not rely on those standards. We also do not reach the FOP’s claim that the Amtrak Police Department could not discharge Bryant without re-interviewing her and complying with the Rule 50 procedures. Appellant Reply Br. at 8-10. The arbitrator ordered Bryant reinstated because the Inspector General’s investigator did not comply with Rule 50; the arbitrator did not rule that the Amtrak Police Department misused the Inspector General’s report. See n.4 supra.
Further arbitration proceedings may be in order. The arbitrator rested entirely on the Amtrak Inspector General’s noncompliance with Rule 50. The award must therefore be set aside. If the FOP raised additional contentions before the arbitrator, those remain subject to further arbitration proceedings.
Before ending this opinion, we shall respond to two of the dissent’s points. The first is that American Postal Workers Union v. U.S. Postal Service,
Affirmed.
Notes
. Amtrak is a District of Columbia corporation created by Congress. See Lebron v. Nat’l R.R. Passenger Corp.,
. That is, the interviewer must inform the individual “that he has a right to remain silent, that any statement he does make may be used as evidence against him, and that he has a right to the presence of an attorney, either retained or appointed.” Miranda v. Arizona,
.Bryant signed a statement certifying she understood that she had the right to remain silent; that anything she said could be used against her in a criminal or disciplinary proceeding; arid that Amtrak could not terminate her for remaining silent, but could use her silence in a disciplinary proceeding.
. The dissent seems to think that the arbitrator did not order Bryant reinstated because the Inspector General violated Rule 50. Dissent at 343. That is not correct. The arbitrator decided that the Inspector General "must comply with” Rule 50. The arbitrator's decision reinstated Bryant because of the Inspector General's actions, not Amtrak’s use of the report.
. Under the Railway Labor Act, arbitration is "before the National Railroad Adjustment Board, § 3, or before an adjustment board established by the employer and the unions representing the employees. § 3 Second.” Consol. Rail Corp. v. Ry. Labor Executives’ Ass'n,
. Other courts of appeals have vacated arbitration awards that are contrary to law. See, e.g., Newsday, Inc. v. Long Island Typographical Union,
. Congress amended the Act in 1988 to establish Inspectors General in Amtrak and other "designated federal entities.” Pub. L. No. 100-504, § 104, 102 Stat. 2515, 2522. The amendment gives these Inspectors General much of the same investigatory powers and independence as the original Inspectors General. 5 U.S.C. app. 3 § 8G.
. DHS,
. Although we consider the FOP’s passing mention of this difference in its reply brief, the "argument” doubtless came too late. The DHS decision was at the center of the district court’s analysis. Yet the FOP’s opening brief contained only one citation to DHS, and that was in its summary of argument, which pointed out the obvious chronological fact that the DHS opinion issued after the arbitrator issued her award. Appellant Br. at 11. The argument section of the FOP’s opening brief never elaborated; it entirely ignored DHS. Our longstanding rule is that, for obvious reasons and with obvious exceptions (none of which apply here), arguments made for the first time in a reply brief will not be considered. See, e.g., Rollins Envtl. Services (NJ), Inc. v. EPA,
. The United States cited, among other authorities, the following provisions of the Inspector General Act: a federal employer may
. The “Award” states in full:
The Corporation did not have just cause to discharge Grievant Sarah Bryant because the procedural safeguards guaranteed to employees by Rule 50 of the parties' Agreement were not afforded her during the September 25, 2012 Amtrak OIG interrogation. Therefore, Grievant shall promptly be reinstated to her prior position and made whole, with payment of all back pay and benefits, and restoration of her seniority.
Dissenting Opinion
dissenting:
The majority’s reliance on our decision in U.S. Department of Homeland Security v. Federal Labor Relations Authority,
Federal law strongly supports settling labor disputes through final and binding arbitration. See United Steelworkers of Am. v. Enterprise Wheel & Car Corp.,
That is especially true when a labor dispute arises under the Railway Labor Act, which Congress enacted, inter alia, “to provide for the prompt and orderly settlement of all disputes growing out of grievances or out of the interpretation or application of agreements covering rates of pay, rules, or working conditions.” 45 U.S.C. § 151a. The RLA’s objective of swift, fair and final dispute resolution through arbitration depends critically on the Act’s elimination of most opportunities for judicial review that would otherwise be available. See Bhd. of Locomotive Eng’rs v.
The majority finds grounds to vacate the award at issue under a judicially fashioned “public-policy” exception to the bar against judicial review of arbitral awards. See United Paperworkers Int'l Union v. Misco, Inc.,
As the Supreme Court has envisioned it, the public policy exception would only be triggered by a public policy whose “explicit, well defined, and dominant” character could be “ascertained by reference to the laws and legal precedents.” Eastern Associated Coal Corp.,
In step with the Supreme Court, we too have taken an “extremely narrow” approach to the public policy exception. Am. Postal Workers Union,
We are bound to take the same approach here, and our decision in American Postal Workers Union closely maps the way. On that appeal, the U.S. Postal Service sought vacatur of an arbitrator’s reinstatement of a postal worker fired for dishonesty in the handling of postal transactions. See
The arbitrator in this case determined that Amtrak could not justify its decision to fire Amtrak Police Officer Sarah Bryant by reference to results of an interrogation in which she was not afforded procedural rights guaranteed by the applicable labor agreement. The Police Officers’ Bill of Rights, codified as Rule 50 of the parties’ collective bargaining agreement, prevents adverse action against a covered employee based on her own statements if Amtrak obtained the statements through interrogation conducted without certain procedural safeguards. As part of its disciplinary process, Amtrak’s Internal Affairs Unit interviewed Officer Bryant in compliance with Rule 50. The OIG, meanwhile, conducted its own investigation unconstrained by Rule 50. Amtrak’s Internal Affairs investigation failed to yield evidence supporting Bryant’s firing. The way the Inspector General had questioned Bryant then became an issue only because Amtrak wanted • the OIG’s report to do double duty — supporting personnel action against Bryant as well as, per the Inspector General Act of 1978, 5 U.S.C. App. 3 § 2, reporting to the agency head the results of audits and investigations.
The reasoning of the arbitrator’s opinion did indeed fail to anticipate our decision in DHS, and I can readily see how the arbitrator’s statement that the CBA’s “Rule 50 does not exempt Amtrak OIG” is in tension with DIIS’s rule that “public sector unions and agencies can neither add to nor subtract from the OIG’s investigatory authority through collective bargaining.” DHS,
The award here is fully compatible with the Inspector General’s independence. The award did not require the OIG to bargain collectively, nor did it “conclude!] that Rule 50 bound the Inspector General” in contravention of DHS. Maj. Op. at 338. What the arbitrator ruled was:
*344 The Corporation did not have just cause to discharge Grievant Sarah Bryant because the procedural safeguards guaranteed to employees by Rule 50 of the parties’ Agreement were not afforded her during the September 25, 2012, Amtrak OIG interrogation. Therefore, Grievant shall promptly be reinstated to her prior position and made whole, with payment of all back pay and benefits, and restoration of her seniority.
J.A. 220. The award merely invalidates Amtrak’s discharge of Bryant based on an interrogation in which she was not afforded her procedural rights. As an arbitration award, it is case-specific, not precedential. See U.S. Postal Serv.,
The majority finds fault with my reading of the arbitrator’s award as narrowly focused on Bryant’s rights rather than more generally controlling the OIG’s activities. See Maj. Op. at 338 n.4. The majority asserts that the arbitrator violated public policy because, in the arbitrator’s opinion (and only there, not in her award), she reasoned “that the Inspector General ‘must comply with’ Rule 50.” Maj. Op. at 338 n.4. But, again, the arbitrator’s reasoning is not the yardstick against which compliance with public policy is measured. What matters is the award itself. See Am. Postal Workers Union,
If Amtrak is unhappy with the arbitrator’s application of the collective bargaining agreement, presumably it may “negotiate a modification” to authorize Inspector General reports to be used in employee disciplinary actions even after the OIG interrogates employees without respecting their Rule 50 rights. Am. Postal Workers Union,
The court’s decision to vacate the arbi-tral award in this case contradicts decades of precedent delineating a narrow public policy exception and threatens as a practical matter to destabilize many, if not most, arbitral awards. Indeed, its impact
