Case Information
IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF TEXAS AUSTIN DIVISION
NATIONAL PRESS PHOTOGRAPHERS §
ASSOCIATION, TEXAS PRESS §
ASSOCIATION, and JOSEPH §
PAPPALARDO, §
§
Plaintiffs, §
§
v. § 1:19-CV-946-RP
§
STEVEN MCCRAW, in his official capacity as §
Director of Texas Department of Public Safety ; §
DWIGHT MATHIS, in his official capacity as §
Chief of the Texas Highway Patrol ; and §
WES MAU, in his official capacity as District Attorney §
of Hays County, Texas , §
§
Defendants. §
ORDER
Before the Court are cross-motions for summary judgment filed by Plaintiffs National Press Photographers Association (“NPPA”), Texas Press Association (“TPA”), and Joseph Pappalardo’s (“Pappalardo”) (collectively, “Plaintiffs”), (Pls.’ Mot., Dkt. 63); and Defendants Steven McCraw (“McCraw”), Dwight Mathis (“Mathis”), [1] and Wes Mau’s (“Mau”) (collectively, “Defendants”) (Defs.’ Mot., Dkt. 65); and the parties’ respective responsive briefing. Also before the Court are East Texas Ranch’s (“Movant”) Motion to Intervene, (Mot. Intervene, Dkt. 60); and Amici Texas Association of Broadcasters (“TAB”) and Reporters Committee for Freedom of the Press’s (“RCFP”) Motion for Leave to File Amicus Brief, (Mot. Leave, Dkt. 71). Having considered the parties’ arguments, the evidence, and the relevant law, the Court will grant Plaintiffs’ motion for summary judgment, deny Defendants’ motion for summary judgment, deny the motion to intervene, and grant the motion for leave to file an amicus brief.
I. BACKGROUND
This case concerns journalists’ right under the First Amendment to operate unmanned aerial vehicles (“UAVs”), otherwise known as drones, and publish the resulting images. Plaintiffs challenge the constitutionality of two sets of provisions of Chapter 423 of the Texas Government Code (“Chapter 423”), passed in 2013 and amended in 2015. (Pls.’ Mot. Summ. J., Dkt. 63, at 15). Plaintiffs allege that the civil and criminal penalties within the Chapter 423 provisions restrict the First Amendment right to newsgathering and speech and chill Plaintiffs and their members from using UAVs for certain newsgathering activities. ( ).
Texas Government Code Sections 423.002, 423.003, 423.004, and 423.006 (together “Surveillance Provisions”) impose civil and criminal penalties on UAV image creation. Section 423.003 imposes criminal and civil penalties by declaring it unlawful to use “an unmanned aircraft to capture an image of an individual or privately owned real property . . . with the intent to conduct surveillance on the individual or property captured in the image.” T EX . G OV ’ T C ODE § 423.003(a). Under Section 423.006, a landowner or tenant may bring a civil action against a person who violates Section 423.003 or 423.004. T EX . G OV ’ T C ODE § 423.006(a). Section 423.002 exempts certain uses of UAVs from liability under the Surveillance Provisions but does not exempt newsgathering. see T EX . G OV ’ T C ODE § 423.002. Exemptions include “professional or scholarly research and development or . . . on behalf of an institution of higher education.” T EX . G OV ’ T C ODE § 423.002(a)(1). Plaintiffs argue that the Surveillance Provisions are unconstitutionally content- and speaker-based because the exemptions in Section 423.002 prohibit or allow the use of UAVs based on the purpose for which the image was captured, the identity of the person capturing the image, or the content of the image. (Pls.’ Mot. Summ. J., Dkt. 63, at 10). Plaintiffs also argue that the Surveillance Provisions are unconstitutionally vague and overbroad because the term “surveillance” is not defined. ( Id. at 11).
Texas Government Code Sections 423.0045 and 423.0046 (together “No-Fly Provisions”) impose criminal penalties by making it unlawful to fly UAVs over a “Correctional Facility, Detention Facility, or Critical Infrastructure Facility” or “Sports Venue” at less than 400 feet. T EX . G OV ’ T C ODE § 423.0045, § 423.0046. Critical infrastructure facilities are defined to include oil and gas pipelines, petroleum and alumina refineries, water treatment facilities, and natural gas fractionation and chemical manufacturing plants. T EX . G OV ’ T C ODE § 423.0045(a). In 2017, critical infrastructure was expanded though legislative amendments to include animal feeding operations, oil and gas drilling sites, and chemical production facilities, among others. Id . The 2017 amendments also defined a “sports venue” to include any arena, stadium, automobile racetrack, coliseum, or any other facility that has seating capacity of more than 30,000 people and is “primarily used” for one or more professional or amateur sport or athletics events. T EX . G OV ’ T C ODE §§ 423.0045 –046; 2017 Tex. Sess. Law Serv. Ch. 1010 (H.B. 1424) (Vernon’s). Plaintiffs contend that when combined with Federal Aviation Administration (“FAA”) regulations, which require UAVs to fly below 400 feet, the No-Fly Provisions effectively ban UAVs at the listed locations. (Pls.’ Mot. Summ. J., Dkt. 63, at 16); see 81 Fed. Reg. 42064, 4206 (June 28, 2016); 14 C.F.R. § 107.1(a).
The No-Fly Provisions exempt certain UAV users, including those with a “commercial purpose.” T EX . G OV ’ T C ODE §§ 423.0045(c), 423.0046(c). Plaintiffs argue that allowing UAVs to be used for commercial purposes but not newsgathering purposes constitutes content-based discrimination in violation of the First Amendment. (Pls.’ Mot. Summ. J., Dkt. 63, at 11). Plaintiffs allege the No-Fly Provisions are unconstitutionally vague and overbroad because “commercial purpose” is not defined and is understood to exclude newsgathering. ( at 17 ). Plaintiffs claim this leaves visual journalists unable to determine if they are permitted to use UAVs under the No-Fly Provisions.
Plaintiffs are one individual journalist and two media organizations. Pappalardo is a Texas reporter who owns a drone and was previously certified to operate a UAV in the national airspace by the FAA. (Pappalardo Decl., Dkt. 63, at 150). Pappalardo states that the Chapter 423 provisions have chilled his newsgathering because he is concerned about liability under its provisions. ( Id. at 153 ). Because of the law, he has foregone opportunities to report on “events related to Hurricane Harvey, the removal of homeless encampments, the way gridlock hampers emergency responders, and illegal poaching in urban areas.” (Mot. Summ. J., Dkt. 63, at 17; Pappalardo Decl., Pls.’ Ex. 5, ¶ 14). He fears that “using a [drone] for journalistic purposes would put [him] at risk of criminal penalties and subject [him] to liability in a civil lawsuit.” (Pappalardo Decl., Dkt. 63, at 150).
NPPA is a national organization that represent the interests of visual journalists, including within Texas. (Ramsess Decl., Dkt. 63, at 157). NPPA members include photographers from print, television, and electronic media, including approximately 300 members in Texas. ( Id. ). NPPA promotes the role of visual journalism as a public service and advocates for the work of its visual journalist members. ( Id. at 159). Plaintiffs allege that NPPA members regularly use UAVs for newsgathering. ( Id. at 157). Plaintiffs argue that NPPA members’ newsgathering is chilled by the Chapter 423 provisions. (Pls.’ Mot. Summ. J., Dkt. 163, at 19). NPPA advises its members on legal issues that face them in their work as journalists. ( Id. at 18). Since the passage of the Chapter 423 provisions, NPPA has advised its members about the provisions, including researching the law and meeting with lawmakers and communicating with members about compliance. ( Id. ). Plaintiffs contend that NPPA has diverted resources from NPPA’s core activities as a result of the Chapter 423 provisions. ( ). TPA is one of the oldest and largest newspaper trade organizations in the country with more than 400 member newspapers across the state of Texas. (Baggett Decl., Dkt. 63, at 122). Plaintiffs allege that Chapter 423 has led some its members “to avoid the use of drone photography” in their publications. ( Id. ).
In addition to the impacts on NPPA and TPA as organizations, individual members have also felt the effects of Chapter 423. NPPA member, employee of TPA member San Antonio Express- News , and video journalist Guillermo Calzada (“Calzada”) has an FAA Part 107 Remote Pilot Certificate, which qualifies him to operate UAVs in the national airspace, and he owns a registered drone. (Calzada Decl., Dkt. 63, at 131; Calzada Certificate of Authorization, Dkt. 63, at 145). On July 24, 2018, Calzada used his UAV to report on an arson fire at an apartment complex in San Marcos. (Calzada Decl., Dkt. 63, at 131–32). Agents from the Bureau of Alcohol, Tobacco, Firearms and Explosives stopped Calzada and called San Marcos police. ( Id. at 132 ). A San Marcos police officer subsequently informed Calzada of the criminal penalties under Chapter 423 if he continued to use his UAV to report on the fire or published any of the captured images. ( Id. ). Plaintiffs allege that in that instance and going forward, Chapter 423 chilled Calzada’s speech by causing him to fear prosecution under Chapter 423 for using UAVs for newsgathering. ( Id. at 136).
NPPA member and news photographer Brandon Wade (“Wade”), whose clients include TPA members, is also qualified to operate UAVs in the national airspace and owns a UAV. (Wade Decl., Dkt. 63, at 165). Plaintiffs assert that Chapter 423’s provisions have affected Wade’s use of UAVs on several occasions. ( Id. at 167–70 ). On August 14, 2017, Wade limited his UAV use when he photographed a water treatment plant because he feared that some photographs would violate the Chapter 423 provisions. ( Id. at 171 ). Additionally, a local newspaper declined to publish photographs he took of a community garden after it learned Wade had used a UAV to capture the photographs. ( Id. at 168). Another local newspaper declined Wade’s request to use a UAV for an assignment, costing Wade thousands of dollars in lost income. ( at 167). When Wade was hired to photograph a facility that housed immigrant children, Wade limited where he flew his UAV as a result of the Chapter 423 provisions. ( Id. at 173). On another occasion, Wade was prohibited from using his drone to record the Texas Rangers ballpark for a newspaper even when the Rangers used same type of photography for their own commercial purposes. ( Id. at 170–72). Plaintiffs assert that the uncertainty created by the Chapter 423 provisions has chilled Wade’s speech. ( Id. at 167).
Plaintiffs allege facts to demonstrate that UAV images are an increasingly important part of journalism central to communicating the message of the news. Drone photography can “add additional information and important perspective for the reader—particularly where, for example, a story covers a large area that would be difficult to visualize or understand without an aerial perspective.” ( at 165; see also Calzada Decl., Dkt. 63, at 133). The unique attributes of drone photography facilitate the gathering and dissemination of the news, according to Plaintiffs. (Pls.’ Mot. Summ. J., Dkt. 63, at 12). UAVs’ low altitude “can allow for better images to be made and can provide more information to the viewer”; (Wade Decl., Dkt. 63, at 166); their maneuverability “enables better and clearer photography”; their on-board technology “stabilizes the camera to make video footage smoother,” ( id. ); they are more economically feasible than helicopters for freelance journalists and news organizations, (Pappalardo Decl., Dkt. 63, at 153; Calzada Decl., Dkt. 63, at 133; Wade Decl., Dkt. 63, at 165); and they allow “journalists to reach the scene more quickly, follow events from an elevated perspective, and inform citizens in more engaging ways.” (Amicus Br., Dkt. 72-2, at 4).
UAVs are also a relatively safe option for aerial photography when compared to helicopters, (Wade Decl., Dkt. 63, at 169; Ramsess Decl., Dkt. 63, at 158; Calzada Decl., Dkt. 63, at 131). Defendants note that “drone operation requires extensive and diligent maintenance, rigorous training, and careful regulation.” (Defs.’ Resp., Dkt. 68, at 3). Plaintiffs include drone pilots who are licensed by the FAA to fly drones, file their flights, and are still restrained in their use of this technology ( See, e.g., Calzada Decl., Dkt. 63, at 131; Calzada Certificate of Authorization, Dkt. 63, at 145; Pappalardo Decl., Dkt. 63, at 150; Wade Decl., Dkt. 63, at 165). [2] As Amici note, although there are risks associated with UAVs, any incidents “represent a miniscule fraction of drone operations,” and the risks associated with helicopters “in terms of loss of life, injury and property damage are vastly worse than if the same were to occur with a” UAV. (Amicus Br., Dkt. 72-2, at 7).
Plaintiffs filed this action on Sept. 26, 2019. (Compl., Dkt. 1). Defendants are Steven McCraw, Director of the Texas Department of Public Safety (“DPS”); Dwight Mathis, Chief of the Texas Highway Patrol (“THP”), and Wes Mau, the District Attorney of Hays County. Defendants filed motions to dismiss Plaintiffs’ claims, which the Court denied on November 30, 2020 as to all but Plaintiffs’ Supremacy Clause claims. (Order, Dkt. 52, at 29). For largely the same reasons expressed there, the Court will grant Plaintiffs’ motion for summary judgment and deny Defendants’ motion for summary judgment.
II. LEGAL STANDARD
Summary judgment is appropriate when there is no genuine dispute as to any material fact
and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a);
Celotex Corp. v.
Catrett
,
If the moving party does not bear the ultimate burden of proof, after it has made an initial
showing that there is no evidence to support the nonmoving party’s case, the party opposing the
motion must come forward with competent summary judgment evidence of the existence of a
genuine fact issue.
Matsushita Elec. Indus. Co. v. Zenith Radio
,
Unsubstantiated assertions, improbable inferences, and unsupported speculation are not
competent summary judgment evidence, and thus are insufficient to defeat a motion for summary
judgment.
Turner v. Baylor Richardson Med. Ctr.
,
III. DISCUSSION
A. Standing
Under Article III of the Constitution, federal court jurisdiction is limited to cases and
controversies. U.S. Const. art. III, 2, cl. 1;
Raines v. Byrd
,
Plaintiffs claim that Pappalardo meets the requirements for standing as an individual, and
that NPPA and TPA have both organizational and associational standing. Defendants argue that
each of the Plaintiffs lacks standing and cannot establish any of the required elements. (Defs.’ Mot.
Summ. J., Dkt. 65, at 12–14). Defendants claim no Plaintiff can establish injury in fact because none
has been threatened with or subjected to enforcement, and none has interacted with Defendants
regarding Chapter 423. (Defs.’ Mot. Summ. J., Dkt. 65, at 14). However, Plaintiffs need not show
that they will be punished, only that the challenged law has caused Plaintiffs to reasonably self-
censor their speech for fear of being punished.
Justice v. Hosemann
,
Plaintiffs state that Pappalardo has stopped using his UAV for newsgathering “for fear of facing criminal or civil liability.” (Pappalardo Decl., Dkt. 63, at 151, 153). The law has chilled him from reporting on “several newsworthy stories.” (Pls.’ Resp., Dkt. 67, at 21; Pappalardo Decl., Dkt. 63, at 153). NPPA member Wade has “self-censored” his UAV photography in response to the law. (Wade Decl., Dkt. 63, at 173). And NPPA member Calzada has limited his use drone recording after he was approached by San Marcos police and informed he was violating state law. (Calzada Decl., Dkt. 63, at 131–33). TPA’s members too have adopted policies against use of UAV images out of fear of violating Chapter 423. (Wade Decl., Dkt. 63, at 167–68). The Court is satisfied that any one of these injuries is sufficient to satisfy the injury-in-fact requirement; the existence of multiple independent injuries is more than sufficient to entitle Plaintiffs to summary judgment on this issue.
As to traceability, they claim that Defendants are law enforcement officers who lack prosecution authority. ( Id. ). Though they concede Mau has prosecution authority, they claim he has never threatened or used his authority against plaintiffs. ( ). Defendants appear to overcomplicate the issue; all three defendants have the power and the duty under state law to enforce Chapter 423, leading Plaintiffs to fear enforcement and refrain from constitutionally protected activities. (Pls.’ Resp., Dkt. 67, at 22).
Regarding redressability, Plaintiffs need not prove that the relief the seek will fully redress
the harms they suffer.
Larson v. Valente
,
The Court further finds that NPPA and TPA have met the requirements to establish
associational standing.
[3]
“[A]n association has standing to bring suit on behalf of its members when:
[1] its members would otherwise have standing to sue in their own right; [2] the interests it seeks to
protect are germane to the organization’s purpose; and [3] neither the claim asserted nor the relief
requested requires the participation of individual members in the lawsuit.”
United Food & Commercial
Workers Union Local 751 v. Brown Grp., Inc.
,
Next, both organizations seek to vindicate interests germane to their purpose—the rights of
journalists and newspapers to engage in a form of newsgathering and publication under the First
Amendment. (Pls.’ Mot. Summ. J., Dkt. 63, at 45–46). “NPPA’s mission is supporting and
advocating for visual journalists and promoting excellence in the profession.” ( at 46, citing
Ramsess Decl., Dkt. 63, at 159). TPA “promotes the welfare of Texas newspapers, encourages
higher standards of journalism, and plays an important role in protecting the public’s right to know
as an advocate of First Amendment liberties.” (Baggett Decl., Dkt. 63, at 122). Finally, this lawsuit
does not require the participation of individual members of either organization, as a facial challenge
to the constitutionality of the law.
See United Food & Commer. Workers Union Local 751
, 517 U.S. at
546 (“‘[I]ndividual participation’ is not normally necessary when an association seeks prospective or
injunctive relief for its members.”) (quoting
Hunt v. Wash. State Apple Advert. Comm’n
,
B. Immunity
Defendants claim that they are protected by sovereign immunity from the claims here and
seek summary judgment on this basis. The Eleventh Amendment typically deprives federal courts of
jurisdiction over “suits against a state, a state agency, or a state official in his official capacity unless
that state has waived its sovereign immunity or Congress has clearly abrogated it.”
Moore v. La. Bd. of
Elementary & Secondary Educ.
,
“If the official sued is not ‘statutorily tasked with enforcing the challenged law,’ then the
requisite connection is absent and ‘[the]
Young
analysis ends.’”
Abbott
,
Defendants assert that they are immune from suit here because neither DPS nor THP has
made an arrest under Chapter 423. (
See
McCraw Answers, Dkt. 65-12, at 8; Mathis Answers, Dkt.
65-12, at 29). And where DPS officers have interacted with drone pilots, they have never issued
warnings for violations of Chapter 423. (
See
McCraw Answers, Dkt. 65-12, at 9–10). Further, in his
seven years in office, Mau has only charged one person in connection with a drone. (
See
Mau
Answers, Dkt. 65-12, at 49 –51). And Plaintiffs themselves have not been directly threatened with
enforcement by Defendants themselves. (
See
NPPA Resp., Dkt. 65-12, at 75, 81–82; TPA Resp.,
Dkt. 65-12, at 92–93, 96–97; Pappalardo Resp., Dkt. 65-12 at 113 –14). Defendants further state that
McCraw and Mathis do not have prosecution authority, though they concede they have authority to
make arrests under Chapter 423. (Defs.’ Mot. Summ. J., Dkt. 65, at 11). Defendants claim that none
of them have made “a specific threat or indicate[d] that enforcement was forthcoming,” nor stated
that Plaintiffs “had violated a specific law” or “intimated that formal enforcement was on the
horizon.”
Texas Democratic Party v. Abbott,
Plaintiffs respond that Defendants undisputedly have the duty to enforce Texas law, which includes the duty to enforce Chapter 423. (Pls.’ Resp., Dkt. 67, at 19). Peace officers have the duty to arrest individuals who violate criminal laws. T EX . C ODE C RIM . P ROC . arts. 2.13, 14.01. Mathis is the Chief of THP, and therefore a peace officer with the power and duty to enforce Chapter 423. at art. 2.12(4); T EX . G OV . C ODE § 411.006(a)(5). McCraw is the Director of DPS, where he supervises thousands of peace officers, including “rangers, officers, and members of the reserve officer corps commissioned by the Public Safety Commission and the Director of the Department of Public Safety.” T EX . C ODE C RIM . P ROC . art. 2.12(4). He is “directly responsible . . . for the conduct of the department’s affairs.” T EX . G OV . C ODE § 411.006(a)(1). McCraw is therefore also responsible for enforcing the state’s laws. Finally, Mau has “prosecution authority” extending to Chapter 423. (Defs.’ Mot. Summ. J., Dkt. 65, at 12).
As to their willingness to enforce the law, “[a] ‘scintilla of enforcement by the relevant state
official with respect to the challenged law’ will do.”
Texas Democratic Party
,
Having found that Plaintiffs have standing, and that Defendants are not immune from suit, the Court moves on to address the parties’ motions on the merits.
C. First Amendment
The parties dispute whether Chapter 423’s restrictions on drone usage by journalists violates the First Amendment. This issue requires a multi-part inquiry by the Court to determine (1) whether the First Amendment protects the activity at issue here; (2) if so, what level of scrutiny should apply; and (3) whether the law can survive such scrutiny. The Court will address each question in turn.
1. Whether UAV Photojournalism is Covered by the First Amendment
The Court must first address whether Chapter 423 implicates activity covered by the First
Amendment. Plaintiffs claim Chapter 423 violates the First Amendment by restraining their ability
to gather and disseminate news. (Pls.’s Mot. Summ. J., Dkt. 63, at 23). Defendants counter that the
right Plaintiffs assert “is found nowhere in the First Amendment.” (Defs.’ Mot. Summ. J., Dkt. 65,
at 15). Defendants urge an improperly narrow understanding of the Constitution that is without
support in the law. For “[t]he right of freedom of speech and press includes not only the right to
utter or to print, but the right to distribute, the right to receive, the right to read.”
Griswold v.
Connecticut
,
As Chapter 423 demonstrates, “[l]aws enacted to control or suppress speech may operate at
different points in the speech process.”
Citizens United v. Fed. Election Comm'n
,
Defendants claim that drone photography cannot be entitled to First Amendment
protections because it was not contemplated by the Framers when they drafted the protections for
expression and the press. (Defs.’ Mot. Summ. J., Dkt. 65, at 16). But neither did the Framers
anticipate photography in any form, much less video or internet communications, all of which are
today covered by the First Amendment. Applying the Constitution’s protections to new
technological contexts is far from a novel exercise. Indeed, “[c]ourts often must apply the legal rules
arising from fixed constitutional rights to new technologies in an evolving world.”
United States v.
Miller
,
Here, Plaintiffs have established that Chapter 423 restricts their use of drones to record the news, necessarily constraining their ability to disseminate the news. It is uncontested that budgetary and other constraints may make drones the only option for recording certain events. (Pls.’ Mot. Summ. J., Dkt. 63, at 2–6). Defendants assert that other options—namely expensive helicopters— can fill the same role in facilitating news production. (Defs.’ Mot, Summ. J., Dkt. 65, at 4). Yet they cannot dispute the extreme price and safety differences between these technologies. Furthermore, Pappalardo and the organizational plaintiffs’ members have stated that drones are central to their journalistic pursuits, claims which Defendants do not refute. ( See Pappalardo Decl., Dkt. 63, at 152; Wade Decl., Dkt. 63, at 165). The Court thus finds that Plaintiffs have established that, as a matter of law, use of drones to document the news by journalists is protected expression, and, by regulating this activity, Chapter 423 implicates the First Amendment.
2. What Level of Scrutiny is Appropriate under the First Amendment Next, the Court addresses the proper level of scrutiny to apply to the restrictions of expressive activity in Chapter 423. Plaintiffs claim that, because it constitutes content and speaker- based restrictions, the law should be subject to strict scrutiny. (Pls.’ Mot. Summ. J., Dkt. 63, at 24). The Court agrees. [4]
Laws that regulate expression based on its subject are ordinarily impermissible, as “the First
Amendment means that government has no power to restrict expression because of its message, its
ideas, its subject matter, or its content.”
Stevens
,
The Surveillance and No-Fly Provisions are both content-based restrictions that regulate
based on the subject of the expression. The Surveillance Provisions require the enforcing official to
inquire into the contents of the image to determine whether it is prohibited. Specifically, the
provisions apply to images of individuals and private real property only. T EX . G OV ’ T C ODE §
423.003(a). Drone photography is permitted when the subject is public property, but when the
subject is an individual or private property, the possession, disclosure, display, or distribution of the
image is prohibited. at §§ 423.002(a)(15), 423.004(a). In effect, the statute “identifies various
categories” of images based on their content, “then subjects each category to different restrictions.”
Reed
,
The No-Fly Provisions are also subject to strict scrutiny by conditioning the legality of
images based on their purpose.
Reagan
,
The Surveillance Provisions are separately subject to strict scrutiny as they discriminate based
on the identity of the speaker. A regulation may also constitute a content-based restriction if it
discriminates between speakers in a way that “disfavors” certain speakers in exercising their First
Amendment rights.
Sorrell
,
3. Whether Chapter 423 Survives Strict Scrutiny
Having found that strict scrutiny is appropriate here, the Court moves on to analyze the
challenged portions of Chapter 423 under that standard. Statutes that regulate based on content are
“presumptively invalid.”
United States v. Stevens
,
a. Actually Necessary
A law restricting speech based on content is not “actually necessary” unless the government
establishes that no alternative means would “suffice to achieve its interest.”
Alvarez
,
Here, Defendants cannot carry their burden to establish that Chapter 423 is “actually
necessary” to protect any identified interests. In enacting the law, state legislators claimed the law
would protect private property, individual privacy, and the safety of critical infrastructure facilities.
House Bill Analysis for HB 912 (May 7, 2013) at 5. (
See
Pls.’ Mot. Summ. J., Dkt. 63, at 30).
However, Defendants have failed to establish that alternative means are insufficient to sufficiently
protect these interests. Plaintiffs note that “Defendants have a variety of tools to protect the privacy
and private property of Texans from overly intrusive or dangerous drone use without Chapter 423.”
( at 31). The Texas criminal trespass statute, Texas Penal Code § 30.05(a); Texas
Transportation or Administrative Code; recording and voyeurism statutes, T EX . P ENAL C ODE A NN
§§ 21.15–.17 (West 2020); and tort claims including intrusion upon seclusion,
Valenzuela v. Aquino
,
b. Narrowly Tailored
Defendants have also failed to establish that Chapter 423 is narrowly tailored to address the
purported interests it asserts. “[I]t is the rare case in which a State demonstrates that a speech
restriction is narrowly tailored to serve a compelling interest.”
Williams-Yulee v. Fla. Bar
,
The Surveillance and No-Fly Provisions are overinclusive and thus overbroad because they
“unnecessarily circumscribe[s] protected expression,”
Republican Party of Minn. v. White
,
The Surveillance and No-Fly Provisions are also underinclusive based on their carve-outs for
uses of UAVs that pose the same risks as would drone journalism. If the interests in privacy and
safety were indeed sufficient to uphold the law, the exceptions included in Chapter 423 would
“leav[e] appreciable damage to [the government’s] interest unprohibited.”
Reed
,
D. Void for Vagueness
Plaintiffs claim that the Surveillance and No-Fly Provisions are unconstitutional for the independent reason that they are void for vagueness. Having found Plaintiffs are entitled to summary judgment on the basis of their First Amendment claim alone, the Court need not address this argument. However, to avoid any confusion, and given the extensive briefing by the parties on this issue, the Court will briefly address why Chapter 423’s vagueness as to the terms “surveillance” and “commercial purposes” separately renders it unconstitutional.
A more stringent vagueness test applies where a law “interferes with the right of free
speech.”
Hoffman Estates v. Flipside
,
1. Surveillance
Chapter 423 does not provide a definition of “surveillance,” nor do Defendants put forth a single definition. (Defs.’ Mot. Summ. J., Dkt. 65, at 21). Plaintiffs therefore turn to dictionary definitions, noting the inconsistencies between them. (Pls.’ Mot. Summ. J., Dkt. 63, at 39) (“Surveillance can involve ‘close observation or listening of a person or place in the hope of gathering evidence.’ Surveillance, B LACK ’ S L AW D ICTIONARY (11th ed. 2019). Or it might be as broad as the ‘act of observing or the condition of being observed.’ Surveillance, A MERICAN H ERITAGE D ICTIONARY (2019), www.ahdictionary.com. Either might include journalism.”). Defendants further provide that surveillance may mean “the careful watching of a person or place, especially by the police or army, because of a crime that has happened or is expected,” C AMBRIDGE D ICTIONARY , https://dictionary.cambridge.org/us/dictionary/english/surveillance (last visited July 9, 2021); “a watch kept over a person, group, etc., especially over a suspect, prisoner, or the like[;] . . . continuous observation of a place, person, group, or ongoing activity in order to gather information,” D ICTIONARY . COM , https://www.dictionary.com/browse/surveillance (last visited July 9, 2021); or “the process of carefully watching a person or place that may be involved in a criminal activity.” M ACMILLAN D ICTIONARY ,
https://www.macmillandictionary.com/us/dictionary/american /surveillance (last visited July 9, 2021). (Defs.’ Mot. Summ. J., Dkt. 65, at 21). None of these definitions conclusively includes or excludes journalism, and none is found within the statute.
Defendants themselves double down on their refusal to define the term and its applicability to journalism, stating that “‘journalism’ . . . may or may not constitute ‘surveillance,’ . . . depend[ing] on factual determinations by a jury.” (Mathis Answers, Dkt. 63, at 60; Mathis Answers, Dkt. 63, at 75). Defendants claim that “surveillance” is distinct from “observation,” because it “involves prolonged time periods and/or some degree of surreptitiousness or invasion of one’s expectation that they are not being watched. (Defs.’ Mot. Summ. J., Dkt. 65, at 21). But this contention only highlights the vagueness in the word’s meaning, for it in no way clarifies whether journalism is covered. Defendants further claim that the intent requirement in Chapter 423 is the operative word, and that persons who do not “intend” to surveil, or do not intend to surveil individuals or private property more specifically, are not liable under the statute. (Defs.’ Mot. Summ. J., Dkt. 65, at 22). But without knowing what constitutes surveillance it is impossible to know whether one’s intention constitutes that prohibited activity. These arguments cannot save a fatally vague statutory term.
Plaintiffs provide uncontroverted evidence that the uncertainty surrounding the term “surveillance” dissuades journalists from engaging in UAV photography, chilling their speech. Pappalardo stated that he is “concerned that using a [drone] for journalistic purpose would put [him] at risk of criminal [or civil] penalties,” and so he has “not flown the drone to report any stories in Texas, including many that would have carried great urgency or public importance.” (Pappalardo Decl., Dkt. 63, at 152). Wade noted that the definition could be construed “broad[ly] enough to include [his] work as a journalist,” leading him to believe his work is prohibited under the law. (Wade Decl., Dkt. 63, at 166–67). Calzada is “very wary when [flying his drone], and choose[s] not to fly if law enforcement is anywhere in the vicinity” for the same reason. (Calzada Decl., Dkt. 63, at 134). He stated that his expression was “chilled” by Chapter 423 “by causing [him] to be at risk of civil and criminal liability when [he] photograph[s] important scenes related to news stories using [his] UAS.” (Calzada Decl., Dkt. 63, at 136). TPA member The Dallas Morning News instituted a policy against using any drone photography. (Wade Decl., Dkt. 63, at 167–68). This Court has previously stated that the “multiple possible broad dictionary definitions from Plaintiffs, and no clarity offered from Defendants” leads to the conclusion that the term “surveillance” is unconstitutionally vague. (Order, Dkt. 52, at 21–22). Because Defendants have produced no evidence to alter that impression, the Court finds that Chapter 423 is unconstitutionally vague in its use of the “surveillance” term.
2. Commercial Purposes
Plaintiffs also claim that the No-Fly Provisions’ use of the term “commercial purposes” is unconstitutionally vague, leaving journalists unable to discern whether their use of UAV photography will expose them to criminal or civil enforcement. (Pls.’ Mot. Summ. J., Dkt. 63, at 41). Chapter 423 exempts from the No-Fly Provisions “unmanned aircraft that [are] being used for a commercial purpose.” T EX . G OV ’ T C ODE §§ 423.0045(c)(1)(E); 423.0046(c)(5). The statute does not define the term “commercial,” and dictionary definitions do not provide conclusive guidance as to whether photojournalism is included in the definition. As Plaintiffs note, “commercial” may be limited to the “buying or selling of goods.” Commercial, B LACK ’ S L AW D ICTIONARY (11 th ed. 2019). It may also refer more broadly to any moneymaking pursuit. See, e.g. , C AMBRIDGE A CADEMIC C ONTENT D ICTIONARY ; M AC M ILLAN D ICTIONARY . And within the field of journalism, photojournalism is considered “editorial” rather than “commercial.” (Ramsess Decl., Dkt. 63, at 157; Wade Decl., Dkt. 63, at 166). Depending on the definition selected, then, photojournalism may or may not be included—a prime example of a vague statute.
Defendants attempt to avoid the vagueness challenge on this term by noting that Chapter 423 incorporates Part 107 of the Federal Aviation Regulations, which cover UAV news photography. (Defs.’ Mot. Summ. J., Dkt. 65, at 26). Not only does the text of the statute fail to state that it is adopting the definitions from the FAA regulation, but the term “commercial” is used or defined nowhere in that regulation. See 14 C.F.R. pt. 107. Therefore, this reference does nothing to reduce the uncertainty surrounding the term. Defendants cite to several webpages, again not referenced in Chapter 423, as examples of what may or may not be included in the meaning of “commercial.” (Defs.’ Mot. Summ. J., Dkt. 65, at 26). But this multi-step process of implication and guesswork again only underscores the lack of clarity in the statute itself. Defendants are left with the assertions by Mathis and McCraw that journalism “may or may not constitute activity undertaken for a ‘commercial purpose’ depending on the facts and circumstances of the alleged conduct, including the intent of the alleged actor,” (Mathis Answers, Dkt. 63, at 62; McCraw Answers, Dkt 63, at 76), and the similar claim by Mau that he “has never contended one way or the other as to what constitutes a ‘commercial purpose’ for the purpose of this statute,” (Mau Answers, Dkt. 63, at 89). The lack of clarity from enforcing officials lends credence to Plaintiffs’ fears of arbitrary enforcement. Thus, the Court finds that the No-Fly Provisions are unconstitutionally vague in their use of the term “commercial purposes.”
IV. MOTION TO INTERVENE
East Texas Ranch, L.P. (“Movant”) seeks to intervene both by right and permissively. (Mot. Intervene, Dkt. 60, at 1). For the following reasons, the Court finds that Movant is not entitled to intervene by right and declines to exercise its discretion to permit it to intervene.
A. Intervention by Right Intervention by right is governed by Federal Rule of Civil Procedure 24(a). To intervene by right, the prospective intervenor either must be “given an unconditional right to intervene by a federal statute,” Fed. R. Civ. P. 24(a)(1), or must meet each of the four requirements of Rule 24(a)(2):
(1) the application for intervention must be timely; (2) the applicant must have an interest relating to the property or transaction which is the subject of the action; (3) the applicant must be so situated that the disposition of the action may, as a practical matter, impair or impede his ability to protect that interest; (4) the applicant’s interest must be inadequately represented by the existing parties to the suit.
Texas v. United States
,
Plaintiffs argue that Movant fails to demonstrate how its ability to protect its interests would
be impaired by resolution of this matter, as required by Rule 24(a)(3). (Resp. Mot. Intervene, Dkt.
64, at 2). Because the Court finds that Movant does not meet this prong of Rule 24(a)(3), the Court
need not analyze the remaining factors. Rule 24(a)(3) requires that an applicant to intervene “be so
situated that the disposition of the action may, as a practical matter, impair or impede his ability to
protect that interest.” F. R. Civ. P. 23(a)(3). Impairment “does not demand that the movant be
bound by a possible future judgment.”
Brumfield v. Dodd
,
According to Movant, Chapter 423 “involves current and ongoing unconstitutional takings of his property without due process” by “presum[ing] that [drones] . . . will be flown into privately- owned airspace,” thereby creating “ de facto easements into [its] privately-owned airspace.” (Mot. Intervene, Dkt. 60, at 3). In addition, it claims that Chapter 423 “renders trespass lawful” and violates the takings provision of the Texas Constitution. ( at 4). While Movant may have viable claims as to these issues, they are at best tangentially related to the case at bar. Both the instant action and Movant’s claims involve constitutional challenges to Chapter 423, but the similarities end there. Intervention is not required simply by virtue of challenging the same law. The resolution of this action will in no way impact Movant’s ability to protect its rights in a separate action. Thus, the Court finds that Movant is not entitled to intervention by right under Rule 24(a)(3).
B. Permissive Intervention
On a timely motion, a court may permit anyone to intervene who has a claim or defense that
shares with the main action a common question of law or fact. Fed. R. Civ. P. 24(b)(1)(B).
Permissive intervention “is wholly discretionary . . . even though there is a common question of law
or fact.”
NOPSI
,
The Court finds that permissive intervention is inappropriate here. Movant asserts that “its claims and affected interests involve common questions of law or fact with this action.” (Mot. Intervene, Dkt. 60, at 5–6). As discussed above, there are no questions of law or fact common to both the main action and Movant’s claims. The instant action is a First Amendment challenge to Chapter 423; Movant seeks to bring Fifth and Fourteenth Amendment takings claims. ( See Compl., Dkt. 1; Mot. Intervene, Dkt. 60). The similarities reach only so far as the law being challenged. The Court agrees with Plaintiffs that their “constitutional challenge is entirely different than that [Movant] wishes to interject in this case.” (Resp. Mot. Intervene, Dkt. 64, at 3). Furthermore, Plaintiffs correctly note that Movant waited until after the close of discovery and extensive briefing in this case, and as such was untimely and would prejudice the interests of the parties. ( at 3–4). The Court therefore declines to exercise its discretion to permit Movant to intervene under Rule 24(b)(2). Movant’s motion to intervene is denied.
V. CONCLUSION
For these reasons, the Court ORDERS as follows.
IT IS ORDERED that Plaintiffs’ motion for summary judgment, (Dkt. 63), is GRANTED .
IT IS FURTHER ORDERED that T EX . G OV ’ T C ODE §§ 423.002, 423.003, 423.004, 423.0045, 423.0046, and 423.006 violate the First and Fourteenth Amendments and are therefore unconstitutional.
IT IS FURTHER ORDERED that Defendants, as well as their officers, agents, employees, attorneys, and all persons in active concert or participation with them, are enjoined from enforcing T EX . G OV ’ T C ODE §§ 423.002, 423.003, 423.004, 423.0045, 423.0046, and 423.006.
IT IS FURTHER ORDERED that Defendant’s motion for summary judgment, (Dkt. 65), is DENIED .
IT IS FURTHER ORDERED that ETR’s motion to intervene, (Dkt. 60), is DENIED . IT IS FINALLY ORDERD that TAB and RCFP’s motion for leave to file amicus brief, (Dkt. 71), is GRANTED . All other relief is denied. [5]
SIGNED on March 28, 2022. ROBERT PITMAN UNITED STATES DISTRICT JUDGE
Notes
[1] In 2020, Mathis replaced predecessor and original Defendant Ron Joy in his role as Chief of Texas Highway Patrol.
[2] Defendants allege that drones can be dangerous and cite evidence that UAVs “risk of crashes which can endanger persons on the ground or risk property damage.” (Fritch Decl., Dkt. 65-2, at 7). But this evidence has no bearing on the safety of UAVs in comparison to other methods of aerial photography—namely helicopters. Defendants produce no evidence to suggest that helicopters are as safe as, or safer than, drones when used for newsgathering.
[3] Plaintiffs also assert standing on behalf of NPPA and TPA under a theory of organizational standing. (Pls.’ Mot. Summ. J., Dkt. 63, 46). Because the Court finds that NPPA and TPA both have associational standing, and Pappalardo has standing as an individual, the Court is satisfied that Plaintiffs have established standing and need not address the arguments related to organizational standing.
[4] Plaintiffs assert as an independent basis for applying strict scrutiny that newsgathering in itself is protected by the First Amendment, and Chapter 423 substantially burdens this activity. (Pls.’s Mot. Summ. J., Dkt. 63, at 19). The Court is inclined to agree with Plaintiffs and expressed as much in its Order on Defendants’ Motion to Dismiss. (Order, Dkt. 52, at 18). Still, having found strict scrutiny appropriate as a content and speaker-based restriction on expression, it need not reach this argument and so declines to do so here.
[5] Plaintiffs also seek attorney’s fees. ( See Pls.’ Mot. Summ. J., Dkt. 63, at 47). The Court expresses no opinion as to this issue and will entertain arguments by the parties in further briefing if they wish to pursue this claim.
