National Mining Ass'n v. Mine Safety & Health AdministrationNational Mining Ass'n v. Mine Safety & Health Administration
Opinion for the Court filed PER CURIAM.
These consolidated cases seek review of a rulemaking of the Mine Safety and Health Administration (“MSHA”). Representatives of both the industiy and the miners challenge the rulemaking on a number of grounds, only some of which merit discussion. We hold that the agency failed to give adequate notice of its intention to require preshift examinations at fixed-time intervals as opposed to on a shift-by-shift basis. As to all other issues we deny the petitions for review and uphold the agency’s rulemaking.
I. Background
This case first arose as a challenge to a set of safety rules proposed by MSHA in 1988, 53 Fed.Reg. 2382 (1988), and finalized in 1992, 57 Fed.Reg. 20,868 (1992). The rulemaking was intended to “upgrade existing provisions consistent with advances in technology, eliminate unnecessary reporting and recordkeeping requirements, minimize conflicting provisions, delete irrelevant standards, simplify and consolidate existing standards, address known hazards not now covered by standards, and clarify and reorganize standards, where necessary.” 53 Fed.Reg. 2382. Predecessor organizations of the National Mining Association (“NMA”), representing the industry, and the United Mine Workers of America, International Union (“UMWA” or the “Union”), representing the miners, challenged the 1992 rule in this Court. The Court stayed the effect of one provision,
MSHA then agreed to further review the 1992 rule and to propose revisions. With the consent of the parties the Court then stayed the petitions pending the agency’s review. American Mining Congress v. Secretary of Labor, No.92-1288 (D.C.Cir. Aug. 17, 1993) (order); American Mining Congress v. Secretary of Labor, No. 92-1288 (D.C.Cir. Oct.6, 1994) (order). In 1994, the agency published a proposed rule that adopted revisions to the 1992 version. 59 Fed.Reg. 26356. The agency published a final rule in 1996. 61 Fed. Reg. 9764. NMA and UMWA petitioned this Court for review in cases that were consolidated with the earlier challenges. The Court stayed the effect of two provisions,
II. NMA’s Challenges
A
NMA challenges, on a number of grounds, the requirement that the oxygen
Under the familiar rules of Chevron deference, we find nothing in the Mine Act that prohibits the regulation at issue. See Chevron U.S.A., Inc. v. Natural Resources Defense Council,
We cannot say, under the first step of Chevron, that the Mine Act unambiguously prohibits the agency from applying the 19.5 percent oxygen requirement to bleeder entries. NMA’s interpretation of the Act employs a version of expressio unius est exclu-sio alterius; because Congress explicitly mandated safety standards in some areas of the mine, the agency is prohibited from adopting regulations not specifically provided for in the statute. We do not believe that NMA’s reading “give[s] effect to the unambiguously expressed intent of Congress.” Chevron,
Turning then to Chevron Step Two, we cannot conclude that the agency’s interpretation of the Act is unreasonable. The agency has “promulgate[d] ... improved mandatory health or safety standards for the protection of life and prevention of injuries” as authorized by Section 101(a). In doing so, the agency has borrowed a standard endorsed by Congress elsewhere in the Act. See
Because mine examiners are required to work or travel in areas where oxygen-deficient air could occur without warning, and they normally travel and work alone, there must be a requirement that provides them the protection necessary for the performance of their duties under these conditions. It is important that the level for oxygen be established above that identified as resulting in impaired judgement because it is essential that individuals traveling in these areas remain highly alert. The hazards that can exist in bleeder entries and worked-out areas include elevated methane levels, poor footing, loose and unstable roof, and water accumulations. For this reason, the final rulé adopts a minimum level of oxygen of 19.5 percent as recommended by NIOSH.
61 Fed.Reg. 9777.
Given this extended discussion, we cannot say that the agency failed to respond to specific challenges or to justify the rule with sufficient clarity. At the same time we reject NMA’s contention that the agency was required to demonstrate that an oxygen standard of 18 percent would have posed a significant risk to miners. The 19.5 percent standard is permissible even without a significant risk that miners would be endangered by oxygen levels of 18 percent. In Industrial Union Department, AFL-CIO v. Amer. Petroleum Institute,
Even if we were to hold that MSHA was compelled by the statute to identify a significant risk posed by the existing standard, it has done so here. Contrary to the assertions of NMA’s counsel at oral argument, the regulations in effect prior to this rulemaking did not impose an 18 percent oxygen requirement; they were silent on the question of air
Finally, NMA claims that the 19.5 percent standard may, in fact, increase the danger to miners by requiring hazardous changes to ventilation systems. In support, NMA relies on declarations by industry experts. We have granted the Secretary’s Motion to Strike these declarations as they are not properly part of the record. See AT&T Information Systems, Inc. v. General Services Administration,
B.
MSHA knows of no case where an operator has been prohibited from [making] a necessary correction for a methane problem pending a plan approval. However, in cases where intentional changes are made which could materially affect the safety and health of miners, approval is required before resumption of normal work if the changes affect the information approved in the mine ventilation plan. MSHA recognizes that some ventilation changes take time to accomplish and interprets the phrase “at once” as meaning that the work of making the necessary change to reduce methane levels begins immediately.
61 Fed.Reg. 9777 (emphasis added). The agency’s interpretation of its own regulations is entitled to deference unless it is “plainly erroneous or inconsistent with the regulation.” Jersey Shore Broadcasting Corp. v. FCC,
NMA also asserts a conflict between
C. SO C.F.R. § 75.332(a)(1) — Separate Air Splits
30 C.F.R. § 75.332(a)(1) provides:
Each working section and each area where mechanized mining equipment is being installed or removed, shall be ventilated by a separate split of intake air directed by overcasts, undercasts or other permanent ventilation controls.
According to NMA, a separate split of intake air should be required only in each area where mechanized mining equipment is being removed. The agency considered the suggestion that it exempt the installation of longwall equipment from the requirement. The suggestion was rejected, as noted in the rule’s preamble, because installation of long-wall equipment is labor intensive and requires cutting and welding, increasing the possibility of fire or explosion. 61 Fed.Reg. 9782. This discussion indicates that the agency “examine[d] the relevant data and articulate[d] a satisfactory explanation for its action.” Motor Vehicle Mfrs.,
D.
During preshift examinations, inspectors determine the methane and oxygen levels in a coal mine, ensure that air is flowing through the mine properly, and generally check for hazardous conditions. See
This regulation reflects a break with past practice. Beginning in 1952 with the Federal Coal Mine Safety Act, ch.,877, § 209(d)(7), 66 Stat. 692, 704 (1952), Congress required pre-shift examinations in “gassy” coal mines “within four hours immediately preceding the beginning of a coal-producing shift.” The current statute, passed in 1969, requires pre-shift examinations “[wjithin three hours immediately preceding the beginning of any shift, and before any miner in such shift enters the active workings of a coal mine.” Federal Coal Mine Health and Safety Act of 1969, Pub.L. No. 91-173, § 303(d)(1), 83 Stat. 742, 768 (codified at
Regulations in effect between 1970 and 1992 incorporated the statutory language, requiring preshift examinations “[wjithin 3 hours immediately preceding the beginning of any shift.” See 35 Fed.Reg. 17,890,17,900 (1970) (codified at
Comments submitted to MSHA during the rulemaking convinced the agency that the existing regulatory regime had become unworkable because some mines were no longer
NMA raises both substantive and procedural objections to the new rule.
1. Substantive Objections
NMA’s main substantive objection is that the regulation misreads “shift” in
Even if the regulation departed from the literal terms of
NMA also claims that
2. Notice
NMA’s procedural objection is that MSHA failed to comply with the notice and comment provisions of the Administrative Procedure Act,
Agencies are not limited to adopting final rules identical to proposed rules. No further notice and comment is required if a regulation is a “logical outgrowth” of the proposed rule. See, e.g., Kooritzky v. Reich,
It is clear to us that
MSHA tells us that because the proposed rule addressed how preshift examinations would be conducted, it “raised the basic question of when such examinations should be conducted.” If the 1994 proposed rule had been the agency’s first attempt to regulate preshift examinations, it might well have been reasonable to think that all aspects of the rule were on the table- and subject to revision. But the agency could not have expected parties to realize that it would consider abandoning a regulatory approach that dates to 1952 and a specific requirement that had been unchanged for twenty-five years simply because it was revising related regulations.
MSHA also argues that whatever the defects of the notice provided by the agency itself, NMA had actual notice that the agency was considering a regulation requiring pre-shift examinations at fixed intervals. We have said that “even if [an] agency has not given notice in the statutorily prescribed fashion, actual notice will render the error harmless.” Small Refiner Lead Phase-Down Task Force,
We are willing to assume that NMA knew of the comments suggesting preshift examinations at fixed intervals. But such knowledge alone cannot substitute for notice from the agency. Even if a party knows that a commenter has made some novel proposal to an agency during a rulemaking, the party cannot be expected to respond unless it has some reason to believe the agency will take the proposal seriously. Actual notice, then,
E. SO C.F.R.
The regulations include a list of locations subject to preshift examinations. The new rule adds to the list certain “[underground electrical installations ... and areas where [certain] compressors ... are installed if the electrical installation or compressor is or will be energized during the shift.”
1. Other Regulations
NMA’s first objection is that two other new regulations,
NMA points out that two industry com-menters told the agency that they thought proposed
NMA suggests that this failure should be excused because
2. Consistency with
NMA’s second objection to
In any event, tension between
F. SO C.F.R. § 75.362(d)(2) — Methane Testing with Long Probes
The regulations require on-shift methane testing “[a]t the start of each shift at each working place before electrically operated equipment is energized,” “[immediately before equipment is energized, taken into, or operated in a working place,” and “[a]t 20-minute intervals ... during the operation of equipment in the working place.”
1. Back Injuries
NMA claims that using probes more than twenty feet long will lead to back injuries. As evidence, it cites the comments of a mining engineer at a public hearing. He estimated the weight a miner using a thirty foot probe would have to bear and concluded: “You got muscles acting in opposite directions - I’m firmly convinced you’re going to have back injuries as a result of this requirement.” (The miners’ union did not express any concern about back injuries among its members.)
The agency considered the possibility of back injuries. Noting that probes up to forty feet long have been used successfully, it concluded that the regulation does not'present an “undue risk of back injuries.” 61 Fed. Reg. 9801. No party presented the agency with any medical evidence on this subject. NMA relies on a mining engineer, not a medical professional, who had not participate ed in his company’s study of back injuries. Miners who spoke at public hearings said that forty foot probes could be heavy and difficult to use, but they did not describe back injuries, and they said that forty foot probes do work. The record also shows that at least under some circumstances probes may be mounted with feet (called “salamanders”) or other devices to reduce the strain on miners’ backs. And it appears that miners in Pennsylvania have been using such lengthy probes without a significant rise in back problems. The agency’s determination that the risk of back injuries did not outweigh the safety benefits of using long probes is not arbitrary or capricious.
2. Consistency with
Under
Our initial problem with NMA’s argument is its premise. It is hardly clear that
3. Machine-Mounted Monitors
NMA also objects to the agency’s rejection of the suggestion that on-shift methane testing be done using methane monitors mounted on the mining equipment working at the face.
The agency points out that mining machinery is not constantly operating at the face. As NMA agreed at oral argument, the machinery is periodically withdrawn from the face, and methane may accumulate in the face area while the equipment is absent. So testing with a monitor mounted on a probe (or through some other means) is necessary to measure methane levels at the face before the mining machinery — which is a potential source of ignition — returns to the face area or enters the face area for the first time. The same is true if equipment in the face area is shut down; methane testing is necessary before the equipment is reenergized and becomes a possible ignition source.
Still, the agency could have been clearer about all this during the rulemaking. In adopting the final rule, MSHA said that machine-mounted monitors are unacceptable because they allow testing only from fixed locations and not at “various locations in the face area.” 61 Fed.Reg. 9801. It is not obvious that this is the same rationale presented to the court. Perhaps when the agency said that the problem with machine-mounted monitors is that they can only be used from fixed locations, it meant that such a monitor can only measure methane wherever the machine happens to be located, which is not always at the face. In evaluating agency action, we look at the reasons given by the agency, not “counsel’s post hoc rationalizations.” Motor Vehicle Mfrs.,
4. Technology Forcing and Enforcement Issues
NMA’s fourth objection is that 30 C.F.K.
As to the Bureau of Mines’s comment about an “optical methanometer,” it is unclear what more NMA thinks MSHA should have done. The regulation requires methane tests “using extendable probes or other acceptable means.” There is nothing to indicate that such a device would not fall into the category of “other acceptable means.” That technology superior to extendable probes may eventually become available is no reason for not requiring probes in the meantime.
III. UMWA’s Challenges
We turn now to the challenges brought by the Union, the first of which are premised on the Union’s contention that the rules violate the “no-less protection” rule of Section 101(a)(9) of the Act.
when new standards replace existing mandatory health or safety standards it is not sufficient that the new standards demonstrate a reasonable accommodation of the competing goals of safety and efficient coal mine operation. The statute expressly mandates that no reductions in the level of safety below existing levels be permitted, regardless of the benefits accruing to improved efficiency.
United Mine Workers v. Dole,
However, while the Act imposes unusual limitations on the Secretary’s authority, it does not require that this Court disregard well-established principles of deference to agency action. Section 101(a)(9) requires the agency to state the basis for its conclusion that the rule has been satisfied, but this Court’s review of that substantive determination is, as always, “highly deferential and presumes the validity of agency action.” Id. at 666 (quoting Motor Vehicle Mfrs.,
A. SO C.F.R.
Underground coal mines must be “ventilated by one or more main mine fans.”
The old regulation required mine operators to develop a plan providing “that when any mine fan stops, immediate action shall be taken ... to withdraw all persons from the working sections, ... [and] to provide for withdrawal of all persons from the mine if ventilation cannot be restored within [a] reasonable time.”
The new rule does not rely on plans for individual mines. Instead, it imposes blanket requirements on all mines that if the main mine fan stops “[e]veryone shall be withdrawn from the working sections and areas where mechanized mining equipment is being installed or removed,”
The Union claims that
The Union suggests that the new rule reduces safety because it permits miners in all mines to remain underground after the fan restarts, while the old rule left this matter to the plans the agency approved for individual mines. The Union reasons that while some plans may have allowed miners to remain underground, others may have required evacuation to continue even after the fan restarted, and in all cases the agency had the power to require that a mine’s plan provide for such continuing evacuation. But the agency found that
B.
We reject the Union’s challenge because we are required to defer to the agency on factual determinations underlying its decision. In this case, the agency has determined that the safety benefit gained by rapid evacuation of miners outweighs the risk of ignition. We are poorly positioned to second-guess the agency on the balancing of these two concerns.
C.
The Secretary points out, however, that “since [s]eetion 75.311(e) strictly regulates a practice which was unregulated in the past, it is clear that ... protection by definition is increased under the new standard.” Under the new standard, when the main mine fan is not in operation, the mine operator may only permit persons to enter the mine if a backup fan is used, and if the tasks they are to perform are those specified in an approved ventilation plan. See 57 Fed.Reg. 20,868, 20,873 (1992). The Secretary further points out that the new standard responds to the current practice of using back-up fans. Further, he maintains persuasively that
D. SO C.F.R.
The Secretary notes that the new standard does not create any additional grounds for stopping a fan intentionally that were not permissible under the prior standard. Rather,
Moreover, the Secretary’s response demonstrates that the Union’s vagueness challenge is meritless. While the previous standard permitted intentional fan stoppage for “[scheduled maintenance or adjustments,”
E. SO C.F.R.
Both the prior and new standards require a certified examiner to conduct an examination of any working area of the mine that miners will enter during the subsequent work shift. The preshift examination must be made at fixed intervals, “within three hours preceding the beginning of an 8-hour interval during which any person is ... to work or travel underground.”
[The] examiner shall ... examine for such other hazards and violations of the mandatory health or safety standards, as an authorized representative of the Secretary may from time to time require ... If such mine examiner finds a condition which constitutes a violation of a mandatory health or safety standard or any condition which is hazardous to persons who may enter or be in such area, he shall indicate such hazardous place by posting a “danger” sign conspicuously at all points which persons entering such hazardous placewould be required to pass, and shall notify the operator of the mine.
The Union does not offer any evidence to dispute the Secretary’s position. The Secretary properly emphasizes that because the purpose of the examination is to identify current hazardous conditions, requiring reporting of all instances of noncompliance with safety and health standards could distract examiners from the primary focus of their task, and lessen the efficiency of examina
Preshift examinations assess the overall safety conditions in the mine; assure that critical areas are properly ventilated; assure that the mine is safe to be entered by miners on the oncoming shift; identify hazards, whether violations or not, for the protection of miners; and through this identification facilitate correction of hazardous conditions.
The preshift examination requirements in the final rule are intended to focus the attention of the examiner in critical areas. This approach is consistent with the fundamental purpose of preshift examinations which is to discover conditions that pose a hazard to miners. MSHA is persuaded that to require examiners to look for violations that might become a hazard could distract examiners from their primary duties.
61 Fed.Reg. 9,764, 9,793 (1996).
The comments submitted by mine operators further emphasize the need to permit examiners to perform their task efficiently by focusing on identifying hazards without also being required to investigate all violations of health and safety standards. As the Secretary observes, the comments “support the conclusion that requiring preshift examiners to identify noncompliance with mandatory safety and health standards ‘would distract the examiner from the most important aspects of the preshift examination’ and “would result in a shift in focus of preshift examination from true hazards to noncompliance.’ ” (quoting 61 Fed.Reg. 9,793). Consequently, the Union is in the odd position of urging that preshift inspector’s attention be, in effect, diverted away from investigating hazards, the principal reason behind requiring preshift examinations.
F. SO C.F.R. § 75.380(d) (3), (d)(4) — .Es-capeway Height and Width
Section 75.380(d) (1996) establishes height and width requirements for escape-ways within coal mines. The Union contends that subsections (d)(3),
The Union’s challenge to the regulations is both speculative and meritless. As the Secretary points out, all three regulations mandate that escapeways must be sufficiently high and wide to enable a disabled miner to escape quickly through the mine, in compliance with the Mine Act.
G.
Section
[m]ine fan monitoring technology cannot identify visual cracks in the fan housing, moisture accumulation around the electrical fan components or combustible material around the installation. Mine fans are outside, and many times in remote locations, so daily, physical examinations can detect dangers from the elements. Moreover, monitoring technology does not protect against vandalism the way a regular physical presence can.
In promulgating the 1992 version of the regulation, the Secretary stated that “[t]he final rule requires the main fan monitoring system to supply at least as much information regarding fan performance as the daily examination ... Unlike the information resulting from the daily examination, the monitoring system provides a continuous profile of fan performance.” 57 Fed.Reg. 20,874. This is supplemented by a weekly visual examination, as mandated by
Where an evaluation is to be made of the net safety effects of a change in a regulation, the court properly defers to the Secretary’s evaluation that “[w]eekly visual examinations are sufficient to detect the type of problems given as examples by [the Union] of what only visual examinations can detect in sufficient time to prevent significant hazards from developing” and that “[t]he short-effects of these concerns are not, from a safety standpoint, sufficiently consequential to warrant daily visual examinations in addition to a continuous monitoring system.” See Int'l Union, United Mine Workers v. Fed. Mine Safety & Health Admin.,
The Union’s remaining challenges under the no-less protection rule require only brief comment because they too involve challenges to the Secretary’s net effects determinations that the new regulation will not diminish the level of safety for miners that existed under the prior regulations.
The Union’s claim that
[Consistent with other sections of the final rule and recognizing that the term mine foreman is not used at some mines, the final rule requires that if an unusual variance in the mine ventilation pressure is observed, or if an electrical of mechanical deficiency of a main mine fan is detected, the mine foreman or equivalent mine official, or in the absence of the mine foreman or equivalent mine official, a designated certified person acting for the mine foreman or equivalent mine official shall be notified immediately.
61 Fed.Reg. 9770.
The Union’s challenge to the new recording regulation is no more persuasive. The Union contends that
The Secretary points out that the'previous standard provided no more protection than
The final rule is intended to address problems found during fan examinations that may indicate more serious defects and ultimately lead to a fan failure and that cannot be corrected by the end of the shift. The objective is to record defects of a nature and seriousness that could result in a fan failure, but not to record defects that are so minor that it would be unreasonable to expect fan failure to result.
61 Fed.Reg. 9772. Given our deference to the Secretary’s determination of net effects, see Emerald Resources,
I.
J.
Section
All preshift and corrective actions records shall be countersigned by the mine foreman or equivalent mine official by the end of the mine foreman’s or equivalent mine official’s next regularly scheduled working shift.
The Union contends that allowing until the end of the foreman’s next shift for countersigning violates the no-less protection rule because the pre-1992 regulation required such countersigning to occur “promptly.”
no change was intended by the Agency ... Allowing until the end of the mine foreman’s next regularly scheduled working shift to countersign the report would assure that the mine foreman is aware of the results of all preshift examinations and can implement necessary corrective actions in a timely manner.
59 Fed.Reg. 26,375.
The Secretary’s determination that the time frame established for countersigning in
K.
The Union contends that
L.
Under the 1996 rules, certain results of preshift and weekly examinations, as well as hazardous conditions found by a certified person, must be recorded.
The Secretary relies on MSHA’s determination that second-level countersigning serves no safety purpose. In deleting the countersigning requirement in the 1992 rule, the Secretary explained that “[i]n many instances, the mine superintendent is not a certified person and the mine foreman is held ultimately responsible for the operation of the mine by many state laws.” 57 Fed.Reg. 20,895. Similarly, in the preamble to the 1996 rule, the Secretary stated:
MSHA has determined that countersigning by the mine foreman or equivalent mine official ... provides the means necessary to detect and correct developing hazards in a mine. Countersigning by the mine foreman assures the necessary notification to an official with the knowledge of the day-to-day operation of the mine having the authority to maintain the mine in a safe operating condition. Agency experience has demonstrated that higher level mineofficials commonly lack hands-on involvement or in-depth knowledge of the specific conditions underground or how the highly detailed ventilation rules impact upon those conditions. Therefore, countersigning by a mine official at a higher level does not assure any additional level of safety and imposes an unnecessary burden.
61 Fed.Reg. 9767. Thus, the Secretary has provided a reasoned explanation for concluding that the regulation’s placement of the countersigning responsibility on the mine foreman, the person with responsibility for maintaining safety in the mine, rather than spreading responsibility between two levels of management, will not cause a reduction in safety.
Similarly, the Union’s challenges to the recording requirements concerning
M.
For several reasons, the Union’s challenge to § 334(f) fails. First, the Secretary points out that the applicable pre-1992 regulation,
Finally, the Union’s contention that the “demonstrated history of spontaneous combustion” criterion,
N. SO C.F.R.
0. Remaining Challenges — Arbitrary and Capricious Failures to Regulate
The Union’s remaining challenges to the rulemaking claim that the Secretary acted in an arbitrary and capricious manner in failing to impose certain health and safety requirements in the mines. These remaining claims are not brought under the no-less protection rule because the standards proposed by the Union would not replace existing requirements. The Court reviews only to ensure that the agency “examine[d] the relevant data and articulate[d] a satisfactory explanation for its action.” Motor Vehicle Mfrs.,
Of these claims, the only item we find to be worthy of discussion is the Union’s challenge to
We hold that the agency did not act arbitrarily and capriciously simply by failing to adopt the Union’s recommendations. As we have stated,
An agency does not have to “make progress on every front before it can make progress on any front.” Agencies often must contend with matters of degree. Regulations, in other words, are not arbitrary just because they fail to regulate everything that could be thought to pose any sort of problem.
Personal Watercraft Industry Ass’n v. Dept. of Commerce,
IV. Conclusion
For the foregoing reasons, we grant the petition for review on petitioner’s challenge
So ordered.
. Citing
. The statute defines "active workings” as "any place in a coal mine where miners are normally required to work or travel."
. The agency's reasons for rejecting machine-mounted monitors extend only to situations in which mining equipment is not already ener- ■ gized and operating in the face area. The regulation requires methane testing "using extendable probes or other acceptable means." We take it that the agency considers machine-mounted monitors to be “other acceptable means” for situations in which mining machinery is already operating at the face.
. NMA cites the legislative history of the Federal Mine Safety and Health Act of 1977. In the context of a provision regarding standards for "toxic substances and harmful physical agents,” the Senate report said that the Secretary may promulgate regulations that are technology-forcing in the sense of requiring technology that is not yet available but that “looms on today’s horizon.” S. Rep. No. 95-181, at 21 (1977), U.S.Code Cong. & Admin.News 1977, at pp. 3401, 3421. In the next paragraph, the report stated that financially burdensome regulations may be justified, and that "[wjhere substantial financial outlays” are necessary for compliance, “other regulatory strategies are available to accommodate economic feasibility and health considerations. These strategies could include delaying implementation of certain provisions or requirements of standards ... or a delay in the effective date of the standard.” Id. at 22. We are unsure how NMA translates the Committee’s statements into commands to MSHA.
. MSHA has since concluded that probes are now readily available in the market, and presentation of a purchase order no longer suffices for compliance. We have no reason to question this decision.
. We might have doubted whether the regulation’s language really allows this, but the agency shares the Union’s understanding of the rule, see 61 Fed.Reg. 9774-75.
. We note that the Mine Safety and Health Administration has by advice letter stated: "Since the areas where methane is likely to migrate or accumulate if powered equipment is to be used for withdrawal cannot be identified once evacuation is imminent, MSHA expects that the operator will ascertain these areas in advance if the operator uses powered equipment for withdrawal, and that knowledge of any such areas be made available to the miners' representatives and MSHA personnel. Questionable areas ... could lead to tests ... or other means to evaluate these areas.” Letter of Marvin W. Nichols, Jr., Administrator, Mine Safety and Health Administration, 5 September 1996. MSHA's letter further expressed its intention to include that same information in its compliance guide for the ventilation rule.
.
Except as provided in paragraph (c) of this section, when a main mine fan is intentionally stopped and the ventilating quantity provided by the fan is not maintained by a back-up fan system—
(1) [o)nly persons necessary to evaluate the effect of the fan stoppage or restart, or to perform maintenance or repair work that cannot otherwise be made while the fan is operating, shall be permitted underground. ...
.
Main mine fans shall be continuously operated, except as otherwise approved in the ventilation plan, or when intentionally stopped for testing of automatic closing doors and automatic fan signal devices, maintenance or adjustment of the fan, or to perform maintenance or repair work underground that cannot otherwise be made while the fan is operating.
.
. Consideration of this type of efficiency is distinct from that proscribed by Dole,
. In promulgating
MSHA believes that authorizing the district manager to require the preshift examination to include examination for other hazards ensures that preshift examinations are tailored to provide the necessary protection for miners. Also requiring the preshift examiner to look for all violations regardless of whether they involve a hazard could distract the examiner from the more important aspects of the examination. The preshift examination is designed to concentrate the examiners['] efforts in those areas where they are most suitably applied.
57 Fed.Reg. 20,894.
. Section • 75.380(d)(3) provides that each es-capeway must be
[mjaintained to at least a height of 5 feet from the mine floor to the mine roof, excluding the thickness of any roof support, except that the escapeways shall be maintained to at least the height of the coalbed, excluding the thickness of any roof support, where the coalbed is less than 5 feet. In areas of mines where escape-ways pass through doors, the height may be less than 5 feet, provided that sufficient height is maintained to enable miners, including disabled persons, to escape quickly in an emergency. In areas of mines developed before November 16, 1992, where escapeways pass over or under overcasts or undercasts, the height may be less than 5 feet provided that sufficient height is maintained to enable miners, including disabled persons, to escape quickly in an emergency.
.
[w]here the alternate escapeway passes through doors or other permanent ventilation controls or where supplemental roof support is required and sufficient width is maintained to enable miners, including disabled persons, to escape quickly in an emergency.
.
Where mobile equipment near working sections, and other equipment essential to the ongoing operation of longwall sections, is necessary during normal mining operations, suchas material cars containing rock dust or roof control supplies, or is to be used for the evacuation of miners off the section in the event of an emergency. In any event, escapeways shall be of sufficient width to enable miners, including disabled persons, to escape quickly in an emergency.
. The Secretary determined that such clarifications, setting forth the stretcher test requirement, provide no less protection than did the prior regulation:
Under the previous rule, escapeway dimensions were addressed through criteria and operators routinely requested and received approval for lesser dimensions than that in criteria based on a performance test referred to as a "stretcher" test ... The purpose of the "stretcher test” was to demonstrate that the lesser dimension would not delay escape. The final rule permits lesser escapeway heights and widths under specific circumstances provided the height and width maintained enable miners to escape quickly in an emergency. The final rule requires that when there is a need to determine whether sufficient height or width is provided, MSHA may require a stretcher test where 4 persons carry a miner through the area in question on a stretcher ... MSHA's experience is that the stretcher test provides a good measure of the ability of miners to escape.
Since the escape of miners is not impeded, the demonstrations that there is no delay is escape assures that there is no reduction in safety.
pT|he final rule maintains the historical approach taken to addressing issues of clearance in the confined environment of underground coal mines. The final rule, while permitting reduced dimensions near working sections ... requires that the escapeways always be maintained of sufficient width to enable miners, including disabled persons, to escape quickly in an emergency.
61 Fed.Reg. 9811-12.
. The Secretary also reasonably concluded that the new regulation increased safety in several ways. Allowing smaller spaces in escapeways in limited circumstances may increase safety in that, because “significant pressure differentials can exist in escapeways, doors which are less than 5 feet are easier to open." 61 Fed.Reg. 9811. In any event, “there are normally few doors in an escapeway and the distance traversed in a door is very short.” Id. Conversely, maintaining a five-foot height requirement in some instances could have resulted in a diminution of miner safety by requiring "removal of roof supports or lowering of the tops of overcasts to provide the 5-foot height required by the existing rule.” Id.
. If a mine operator chooses to employ an automated monitoring system, then
(i) At least once each day review the data provided by the fan monitoring system to assure that the fan and the fan monitoring system are operating properly. No review is required on any day when no one, including certified persons, goes underground, except that a review of the data shall be performed prior to anyone entering the underground portion of the mine. Data reviewed should include the fan pressure, bearing temperature, revolutions per minute, vibration, electric voltage, and amperage; and
(ii) At least every 7 days—
(A) Test the monitoring system for proper operation; and
(B) Examine each main mine fan and its associated components to assure electrical and mechanical reliability of main mine fans.
.
If an unusual variance in the mine ventilation pressure is observed, or if an electrical or mechanical deficiency of a main mine fan is detected, the mine foreman or equivalent mine official, or in the absence of the mine foreman or equivalent mine official, a designated certified person acting for the mine foreman or equivalent mine official shall be notified immediately, and appropriate action or repairs shall be instituted promptly.
If an unusual variance in the mine ventilation pressure is observed, or if an electrical or mechanical deficiency of a main fan is detected, the mine superintendent or assistant mine superintendent or mine foreman should be notified immediately and appropriate action or repairs should be instituted promptly.
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By the end of the shift on which the examination is made, persons making main mine fan examinations shall record all uncorrected defects that may affect the operation of the fan that are not corrected by the end of the shift. Records shall be maintained in a secure book that is not susceptible to alteration or electronically in a computer system so as to be secure and not susceptible to alteration.
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(1) Electric power shall be removed from areas affected by the ventilation change and mechanized equipment in those areas shall be shut off before the ventilation changes begin.
(2) Only persons making the change in ventilation shall be in the mine.
(3) Electric power shall not be restored to the areas affected by the ventilation change and mechanized equipment shall not be restarted until a certified person has examined these areas for methane accumulation and for oxygen deficiency and has determined that the areas are safe.
. Section 73.323 provided:
The mine foreman shall read and countersign promptly the daily reports of the preshift examiner and assistant mine foreman, and he shall read and countersign promptly the weekly report covering the examinations for hazardous conditions ... The mine superintendent or assistant superintendent of the mine shall also read and countersign the daily and weekly reports of such persons.
. There is no record evidence that, in practice, the Secretary required recordation and countersigning of intentional ventilation changes, despite the lack of any mandate in the regulations. Hence, the Union cannot contend that
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A record of the results of each preshift examination, including a record of hazardous conditions and their locations found by the examiner during each examination and of the results and locations of air and methane measurements, shall be made on the surface before any persons ... enter any underground area of the mine ... The record shall be made by the certified person who made the examination or by a person designated by the operator. If the record is made by someone other than the examiner, the examiner shall verify the record by initials and date by or at the end of the shift for which the examination was made. A record shall also be made by a certified person of the action taken to correct hazardous conditions found during the preshift examination.
All preshift and corrective action records shall be countersigned by the mine foreman or equivalent mine official by the end of the mine foreman’s or equivalent mine official’s next regularly scheduled working shift.
Similarly,§ 75.363(b) , applicable to hazardous conditions, provides in relevant part:
A record shall be made of any hazardous condition found ... The record shall be made by the completion of the shift on which the hazardous condition is found and shall include the nature and location of the hazardous condition and the corrective action taken.
The record shall be made by the certified person who conducted the examination or a person designated by the operator. If made by a person other than the certified person, the certified person shall verify the record by initials and date by or at the end of the shift for which the examination was made. Records shall be countersigned by the mine foreman or equivalent mine official by the end of the mine foreman's or equivalent mine official’s next regularly scheduled shift.
In addition,§ 75.364(h) , applicable to required weekly examinations, provides in relevant part:
At the completion of any shift during which' a portion of a weekly examination is conducted, a record of the results of each weekly examination, including a record of hazardous conditions found during each examination and their locations, the corrective actions taken, and the results and location of air and methane measurements, shall be made ... The record shall be made by the person making the examination or a person designated by the operator. If made by a person other than the examiner, the examiner shall verify the record by the initials and date by or at the end of the shift for which the examination was made. The record shall be countersigned by the mine foreman or equivalent mine official by the end of the mine foreman's or equivalent mine officials’s next regularly scheduled working shift.
. Section § 75.361 applies to supplemental examinations, which must be conducted "within 3 hours before anyone enters an area in which a preshift examination has not been made for that shift....”
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The mine foreman shall read and countersign promptly the daily reports of the preshift examiner and assistant mine foreman, and he shall read and countersign promptly the weekly report covering the examinations for hazardous conditions ... The mine superintendent or assistant superintendent of the mine shall alsoread and countersign the daily and weekly reports of such persons.
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(a) Worked-out areas where no pillars have been recovered shall be—
(1) Ventilated so that methane-air mixtures and other gases, dusts, and fumes from throughout the worked-out areas are continuously diluted and routed into a return air course or to the surface of the mine; or
(2) Sealed.
(b)(1) During pillar recovery a bleeder system shall be used to control the air passing through the area and to continuously dilute and move methane-air mixtures and other gases, dusts, and fumes from the worked-out area away from active workings and into a return air course or to the surface of the mine.
(2) After pillar recovery a bleeder system shall be maintained to provide ventilation to the worked-out area, or the area shall be sealed.
. Under
(1) Measures to detect methane, carbon monoxide, and oxygen concentrations during and after pillar recovery, and in worked-out areas where no pillars have been recovered, to determine if the areas must be ventilated or sealed.
(2) Actions that will be taken to protect miners from the hazards of spontaneous combustion.
(3) If a bleeder system will not be used, the methods that will be used to control spontaneous combustion, accumulations of methane-air mixtures, and other gases, dusts, and fumes in the worked-out area.
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Bleeder entries, bleeder systems, or equivalent means should be used in all active pillaring areas to ventilate the mined areas from which the pillars have been wholly or partially extracted, so as to control the methane content in such areas.
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During each shift that coal is produced, a certified person shall examine for hazardous conditions along each belt conveyor haulage-way where a belt conveyor is operated. This examination may be conducted at the same time as the preshift examination of belt conveyors and belt conveyor haulageways, if the examination is conducted within 3 hours before the oncoming shift.
.For preshift examinations, the prior regulation,
Within 3 hours immediately preceding the beginning of any shift, and before any miner in such shift enters the active workings of a coal mine, certified persons designated by the operators of the mine shall examine such workings and any other underground area of the mine designated by the Secretary or his authorized representative. Each such examiner shall examine ... belt conveyors on which men are carried....